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''Democracy and Totalitarianism'' (1968) is a book by French philosopher and political scientist
Raymond Aron Raymond Claude Ferdinand Aron (; ; 14 March 1905 – 17 October 1983) was a French philosopher, sociologist, political scientist, historian and journalist, one of France's most prominent thinkers of the 20th century. Aron is best known for his ...
. It compares the political systems of the
socialist Socialism is an economic ideology, economic and political philosophy encompassing diverse Economic system, economic and social systems characterised by social ownership of the means of production, as opposed to private ownership. It describes ...
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
and the liberal countries of the
West West is one of the four cardinal directions or points of the compass. It is the opposite direction from east and is the direction in which the Sun sets on the Earth. Etymology The word "west" is a Germanic word passed into some Romance langu ...
.


Soviet history

The basis of the book was a series of lectures Aron gave in 1957 and 1958 at
Sorbonne University Sorbonne University () is a public research university located in Paris, France. The institution's legacy reaches back to the Middle Ages in 1257 when Sorbonne College was established by Robert de Sorbon as a constituent college of the Unive ...
. It is republished in
France France, officially the French Republic, is a country located primarily in Western Europe. Overseas France, Its overseas regions and territories include French Guiana in South America, Saint Pierre and Miquelon in the Atlantic Ocean#North Atlan ...
regularly and has been translated into many languages, including Russian (1993).


Party history

Aron divided the history of the Soviet Communist Party into five stages: * Before November 1917:
Vladimir Lenin Vladimir Ilyich Ulyanov ( 187021 January 1924), better known as Vladimir Lenin, was a Russian revolutionary, politician and political theorist. He was the first head of government of Soviet Russia from 1917 until Death and state funeral of ...
wanted to create a party of professional revolutionaries, with strict discipline. According to Lenin, such a party could organize the successful capture of power and could incite the people to revolt, instead of conducting insignificant talks about
socialism Socialism is an economic ideology, economic and political philosophy encompassing diverse Economic system, economic and social systems characterised by social ownership of the means of production, as opposed to private ownership. It describes ...
in
parliament In modern politics and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: Representation (politics), representing the Election#Suffrage, electorate, making laws, and overseeing ...
. Elections of deputies on congresses of the
Soviet Communist Party The Communist Party of the Soviet Union (CPSU),. Abbreviated in Russian as КПСС, ''KPSS''. at some points known as the Russian Communist Party (RCP), All-Union Communist Party and Bolshevik Party, and sometimes referred to as the Soviet ...
were held honestly at first, but Lenin later manipulated them and could usually impose his will. * 1917–1923: discussions took place between party factions. Lenin appeared in the minority quite often, but colleagues trusted him blindly. The secretariat of the party's Central Committee gained power. The party officialdom began to gain power. * 1923–1930:
Joseph Stalin Joseph Vissarionovich Stalin (born Dzhugashvili; 5 March 1953) was a Soviet politician and revolutionary who led the Soviet Union from 1924 until Death and state funeral of Joseph Stalin, his death in 1953. He held power as General Secret ...
won a victory over other colleagues of Lenin, by gaining the support of the party officialdom. Aron explains Stalin's victory over
Leon Trotsky Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
in this way, lamenting that Trotsky was much more talented than Stalin. Aron writes: "Trotsky could speak on anything, but the majority of delegates of congresses voted for the point of view of Stalin because the delegates received posts through the secretariat of the Central Committee of the Soviet Communist Party and delegates of congresses were personally obliged to these by Stalin". Stalin allied with Grigory Zinovyev and
Lev Kamenev Lev Borisovich Kamenev. ( Rozenfeld; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Kamenev was a leading figure in the early Soviet government and served as a Deputy Premier ...
against Trotsky in the beginning and then with Nicolai Bukharin against Zinovyev and Kamenev. These victories by Stalin played out at party congresses where Stalin consistently won voting majorities. * 1930–1953: Stalin took near-absolute power. While he continued to confer with others, he generally imposed his will on decisions. Stalin inspired fear in these colleagues since 1934. Party factions were liquidated ruthlessly; all opponents to Stalin were executed. * After 1953: rivalry between Stalin's successors –
Nikita Khrushchev Nikita Sergeyevich Khrushchev (– 11 September 1971) was the General Secretary of the Communist Party of the Soviet Union, First Secretary of the Communist Party of the Soviet Union from 1953 to 1964 and the Premier of the Soviet Union, Chai ...
,
Lavrentiy Beria Lavrentiy Pavlovich Beria ka, ლავრენტი პავლეს ძე ბერია} ''Lavrenti Pavles dze Beria'' ( – 23 December 1953) was a Soviet politician and one of the longest-serving and most influential of Joseph ...
and
Georgy Malenkov Georgy Maximilianovich Malenkov (8 January 1902 O.S. 26 December 1901">Old_Style_and_New_Style_dates.html" ;"title="/nowiki>Old Style and New Style dates">O.S. 26 December 1901ref name=":6"> – 14 January 1988) was a Soviet politician who br ...
who, according to Lenin's recommendation, tried not to cross the "bloody line" and avoid self-destruction. The exception was made for Beria only – he was executed because colleagues considered him as the supplicant to the tyrant.


Soviet constitution—fiction and reality

The democratically elected
constituent assembly A constituent assembly (also known as a constitutional convention, constitutional congress, or constitutional assembly) is a body assembled for the purpose of drafting or revising a constitution. Members of a constituent assembly may be elected b ...
was dissolved by the
Bolsheviks The Bolsheviks, led by Vladimir Lenin, were a radical Faction (political), faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with the Mensheviks at the 2nd Congress of the Russian Social Democratic Labour Party, ...
after its first meeting because a considerable majority of its members were hostile to the Bolsheviks. Merchants, priests and landowners were deprived of electoral rights under the constitution of
Russian Soviet Federative Socialist Republic The Russian Soviet Federative Socialist Republic (Russian SFSR or RSFSR), previously known as the Russian Socialist Federative Soviet Republic and the Russian Soviet Republic, and unofficially as Soviet Russia,Declaration of Rights of the labo ...
of 1918. According to Aron, this Soviet Constitution had no value because the real power belonged to the Communist Party. Aron claimed that no distinctions were made between cities and villages under the Constitution of 1936. This was unnecessary because there were ample opportunities to juggle the results of elections. According to official figures 99.9% of voters voted for the Communists. The Communists considered a refusal to vote to be a protest against the government. Meetings of the
Supreme Soviet of Russia The Supreme Soviet of the Russian Soviet Federative Socialist Republic, Russian SFSR, later the Supreme Soviet of the Russian Federation, was the supreme government institution of the Russian SFSR from 1938 to 1990; between 1990 and 1993, it was ...
turned into performances for the expression of approval for actions of the government. Citizens had defined
civil rights Civil and political rights are a class of rights that protect individuals' political freedom, freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and ...
under the Soviet Constitution of 1936, but these rights could be ignored "according to interests of workers". This clause permitted arbitrary action by the authorities. The Constitution of the Soviet Union was a show for the benefit of the West, according to Aron. Aron notes that the Bolsheviks justified themselves with the idea of a temporary dictatorship. It is possible to say of the affairs of Bolsheviks: "People make the history, but people don't understand history which they make". It couldn't have been otherwise as free discussions were forbidden in the Soviet period,
censorship Censorship is the suppression of speech, public communication, or other information. This may be done on the basis that such material is considered objectionable, harmful, sensitive, or "inconvenient". Censorship can be conducted by governmen ...
was established and the authorities ruthlessly destroyed all critics of the Party's plans. Aron concluded that the plans and the results of the Communists' activities did not match.


Ideology and terror

According to Bolshevist theory, the
October Revolution The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
became a symbol of a victory of the world
proletariat The proletariat (; ) is the social class of wage-earners, those members of a society whose possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian or a . Marxist ph ...
. According to Aron, the October Revolution was actually an example of the important role of small political groups in human history. Aron points to imaginary elections and hypocritical welcome exclamations at congresses and demonstrations as symbols of the power of the Soviet ruling clique. Aron notes that Lenin did not rely on "an objective course of history" to guide his actions and often violated both Marx's theory and his own former statements. Noting the role of state terror in the
USSR The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
, Aron noted that both
Oliver Cromwell Oliver Cromwell (25 April 15993 September 1658) was an English statesman, politician and soldier, widely regarded as one of the most important figures in British history. He came to prominence during the Wars of the Three Kingdoms, initially ...
and
Maximilien de Robespierre Maximilien François Marie Isidore de Robespierre (; ; 6 May 1758 – 28 July 1794) was a French lawyer and statesman, widely recognised as one of the most influential and controversial figures of the French Revolution. Robespierre fer ...
used terror. As an example of state terror Aron that more than half of the delegates to the XVII congress of Soviet Communist Party (1934) were declared "enemies of the people" in years of "big terror". Almost all party veterans were discharged during the mass "cleanings" of 1936–1938. The majority of these veterans were executed or sent to the
Gulag The Gulag was a system of Labor camp, forced labor camps in the Soviet Union. The word ''Gulag'' originally referred only to the division of the Chronology of Soviet secret police agencies, Soviet secret police that was in charge of runnin ...
. They admitted their own "guilt" during the " Moscow trials", often after torture. Aron quoted
Montesquieu Charles Louis de Secondat, baron de La Brède et de Montesquieu (18 January 168910 February 1755), generally referred to as simply Montesquieu, was a French judge, man of letters, historian, and political philosopher. He is the principal so ...
's words about
despotism In political science, despotism () is a government, form of government in which a single entity rules with absolute Power (social and political), power. Normally, that entity is an individual, the despot (as in an autocracy), but societies whi ...
: " The fear seizes all people in society imperceptibly, except one tyrant". In this regard Aron quotes Khrushchev writing that at a meeting with Stalin, Khrushchev knew never whether Stalin wanted to consult him or arrest him. Aron concluded that the fear was part of the Communist experiment. Aron identified three types of terror in the USSR: * Punishment for "counterrevolutionary activity" or for "social and dangerous acts".
Sentencing In criminal law, a sentence is the punishment for a crime ordered by a trial court after conviction in a criminal procedure, normally at the conclusion of a trial. A sentence may consist of imprisonment, a fine, or other sanctions. Sentences f ...
did not require the presence of the defendant and appeal was not possible. * The accused had no right to appeal. Execution followed within a day sentencing. * Some "convicts" were deported, e.g. from the
Caucasus The Caucasus () or Caucasia (), is a region spanning Eastern Europe and Western Asia. It is situated between the Black Sea and the Caspian Sea, comprising parts of Southern Russia, Georgia, Armenia, and Azerbaijan. The Caucasus Mountains, i ...
, the
Volga The Volga (, ) is the longest river in Europe and the longest endorheic basin river in the world. Situated in Russia, it flows through Central Russia to Southern Russia and into the Caspian Sea. The Volga has a length of , and a catchment ...
region,
Crimea Crimea ( ) is a peninsula in Eastern Europe, on the northern coast of the Black Sea, almost entirely surrounded by the Black Sea and the smaller Sea of Azov. The Isthmus of Perekop connects the peninsula to Kherson Oblast in mainland Ukrain ...
,
Ukraine Ukraine is a country in Eastern Europe. It is the List of European countries by area, second-largest country in Europe after Russia, which Russia–Ukraine border, borders it to the east and northeast. Ukraine also borders Belarus to the nor ...
,
Belarus Belarus, officially the Republic of Belarus, is a landlocked country in Eastern Europe. It is bordered by Russia to the east and northeast, Ukraine to the south, Poland to the west, and Lithuania and Latvia to the northwest. Belarus spans an a ...
, or the
Baltics The Baltic states or the Baltic countries is a geopolitical term encompassing Estonia, Latvia, and Lithuania. All three countries are members of NATO, the European Union, the Eurozone, and the OECD. The three sovereign states on the eastern co ...
to
Ural (region) Ural () is a geographical region located around the Ural Mountains, between the East European Plain, East European and West Siberian Plain, West Siberian plains. It is considered a part of the Eurasian Steppe, extending approximately from the No ...
,
Siberia Siberia ( ; , ) is an extensive geographical region comprising all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has formed a part of the sovereign territory of Russia and its predecessor states ...
and
Central Asia Central Asia is a region of Asia consisting of Kazakhstan, Kyrgyzstan, Tajikistan, Turkmenistan, and Uzbekistan. The countries as a group are also colloquially referred to as the "-stans" as all have names ending with the Persian language, Pers ...
.


Totalitarianism

Aron named five main signs of
totalitarianism Totalitarianism is a political system and a form of government that prohibits opposition from political parties, disregards and outlaws the political claims of individual and group opposition to the state, and completely controls the public s ...
: * One-party has a monopoly on political activity only. * A state ideology upheld by the ruling party that is given status as the only authority. * State information monopoly that controls
mass media Mass media include the diverse arrays of media that reach a large audience via mass communication. Broadcast media transmit information electronically via media such as films, radio, recorded music, or television. Digital media comprises b ...
for distribution of official truth. * State controlled economy with major economic entities under the control of the state. * Ideological terror that turns economic or professional actions into crimes. Violators are exposed to prosecution and to ideological persecution. Aron drew parallels between Soviet communism,
Nazism Nazism (), formally named National Socialism (NS; , ), is the far-right totalitarian socio-political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in Germany. During Hitler's rise to power, it was fre ...
and
Italian fascism Italian fascism (), also called classical fascism and Fascism, is the original fascist ideology, which Giovanni Gentile and Benito Mussolini developed in Italy. The ideology of Italian fascism is associated with a series of political parties le ...
. Aron considers all three
political regime In politics, a regime (also spelled régime) is a system of government that determines access to public office, and the extent of power held by officials. The two broad categories of regimes are democracy, democratic and Autocracy, autocratic. A ...
s to be totalitarian.


Dictatorship of the proletariat

Aron claimed that according to
Marx Karl Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, political theorist, economist, journalist, and revolutionary socialist. He is best-known for the 1848 pamphlet '' The Communist Manifesto'' (written with Friedrich Engels) ...
, power belongs to the
proletariat The proletariat (; ) is the social class of wage-earners, those members of a society whose possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian or a . Marxist ph ...
under
socialism Socialism is an economic ideology, economic and political philosophy encompassing diverse Economic system, economic and social systems characterised by social ownership of the means of production, as opposed to private ownership. It describes ...
. The proletariat were a minority of the population in
Russia Russia, or the Russian Federation, is a country spanning Eastern Europe and North Asia. It is the list of countries and dependencies by area, largest country in the world, and extends across Time in Russia, eleven time zones, sharing Borders ...
before the 1917
October Revolution The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
. Aron concluded that "the power belongs to the proletariat" was thus
demagogy A demagogue (; ; ), or rabble-rouser, is a political leader in a democracy who gains popularity by arousing the common people against elites, especially through oratory that whips up the passions of crowds, appealing to emotion by scapegoat ...
, because it excluded the majority. In practice, according to Aron, the power belonged to the ruling group of Party
apparatchik __NOTOC__ An '' apparatchik'' () was a full-time, professional functionary of the Communist Party of the Soviet Union or the government of the Soviet Union, Soviet government ''apparat'' (Wiktionary:аппарат#Russian, аппарат, appar ...
s in the USSR.
Social democrats Social democracy is a social, economic, and political philosophy within socialism that supports political and economic democracy and a gradualist, reformist, and democratic approach toward achieving social equality. In modern practice, s ...
(so-called "
Menshevik The Mensheviks ('the Minority') were a faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with Vladimir Lenin's Bolshevik faction at the Second Party Congress in 1903. Mensheviks held more moderate and reformist ...
s") warned in 1917 that the socialist revolution would doom workers to despotism for half a century. The leader of the
Second International The Second International, also called the Socialist International, was a political international of Labour movement, socialist and labour parties and Trade union, trade unions which existed from 1889 to 1916. It included representatives from mo ...
Karl Kautsky Karl Johann Kautsky (; ; 16 October 1854 – 17 October 1938) was a Czech-Austrian Marxism, Marxist theorist. A leading theorist of the Social Democratic Party of Germany (SPD) and the Second International, Kautsky advocated orthodox Marxism, a ...
stated, after the October Revolution: "The October Revolution is not dictatorship of the proletariat and the October Revolution is the dictatorship of Communist party over the proletariat". Trotsky justified power capture in 1917, but criticized soviet bureaucracy. However, as Aron specifies, the bureaucracy is necessary for management of a
planned economy A planned economy is a type of economic system where investment, production and the allocation of capital goods takes place according to economy-wide economic plans and production plans. A planned economy may use centralized, decentralized, ...
: the number of officials surpassed the number of industrial workers more than twice by August 1920: 4 million officials against 1.7 million industrial workers.


Comparisons with the Soviet Union


Nazi Germany

Aron claims that German
national socialism Nazism (), formally named National Socialism (NS; , ), is the far-right totalitarian socio-political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in Germany. During Hitler's rise to power, it was frequ ...
and Soviet communism are two versions of totalitarianism. According to Aron one similarity of
Nazism Nazism (), formally named National Socialism (NS; , ), is the far-right totalitarian socio-political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in Germany. During Hitler's rise to power, it was fre ...
and the Soviet system is the use of terror. The purposes and justification of terror varied. Aron enumerated and compared other similarities of Nazism and the Soviet system: * one-party system * official ideology * ubiquitous police *
tyranny A tyrant (), in the modern English language, English usage of the word, is an autocracy, absolute ruler who is unrestrained by law, or one who has usurper, usurped a legitimate ruler's sovereignty. Often portrayed as cruel, tyrants may defen ...


Russian Empire

* Existence of bureaucratic
hierarchy A hierarchy (from Ancient Greek, Greek: , from , 'president of sacred rites') is an arrangement of items (objects, names, values, categories, etc.) that are represented as being "above", "below", or "at the same level as" one another. Hierarchy ...
. * State ideology (
Orthodoxy Orthodoxy () is adherence to a purported "correct" or otherwise mainstream- or classically-accepted creed, especially in religion. Orthodoxy within Christianity refers to acceptance of the doctrines defined by various creeds and ecumenical co ...
or
communism Communism () is a political sociology, sociopolitical, political philosophy, philosophical, and economic ideology, economic ideology within the history of socialism, socialist movement, whose goal is the creation of a communist society, a ...
). * The guarded relation to the West that was shown in dispute between Westerners and
Slavophiles Slavophilia () was a movement originating from the 19th century that wanted the Russian Empire to be developed on the basis of values and institutions derived from Russia's early history. Slavophiles opposed the influences of Western Europe in Rus ...
in the
Russian Empire The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
. * Soviet regime as an Asiatic mode of production Aron refers to
Karl August Wittfogel Karl August Wittfogel (; 6 September 1896 – 25 May 1988) was a German-American playwright, historian, and sinologist. He was originally a Marxist and an active member of the Communist Party of Germany, but after the Second World War, he was ...
's work '' Oriental Despotism: A Comparative Study of Total Power''. Marx enumerated various modes of production in ''A Contribution to the Critique of Political Economy''. Marx named an Asian mode of production (Russian) unlike ancient, feudal and capitalist mode of production. Features of an Asian way of production: * The bureaucracy manages work collectively. * Agriculture requires irrigation systems that the bureaucracy can organize construction and repair of irrigation systems. The bureaucracy organized industrialization in USSR. * Cancellation of
market competition In economics, competition is a scenario where different Economic agent, economic firmsThis article follows the general economic convention of referring to all actors as firms; examples in include individuals and brands or divisions within the s ...
and
private property Private property is a legal designation for the ownership of property by non-governmental Capacity (law), legal entities. Private property is distinguishable from public property, which is owned by a state entity, and from Collective ownership ...
. * Absence of
social class A social class or social stratum is a grouping of people into a set of Dominance hierarchy, hierarchical social categories, the most common being the working class and the Bourgeoisie, capitalist class. Membership of a social class can for exam ...
es. * Absolute power of the ruler. Chinese wanted the English ambassador to bow before the Chinese emperor, but the English ambassador refused. Marxism is the theory of East despotism. The Russian Empire was half Asian until 1917. The Asian mode of production was established in
Ancient Egypt Ancient Egypt () was a cradle of civilization concentrated along the lower reaches of the Nile River in Northeast Africa. It emerged from prehistoric Egypt around 3150BC (according to conventional Egyptian chronology), when Upper and Lower E ...
and
Ancient China The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
. Aron concluded that the Asian way of production was constructed in the USSR.


Sources

* * * {{Citation , author1=Karl Marx , title=A contribution to the critique of political economy , date=1970 , publisher=New York International Publishers , isbn=978-0-7178-0042-1 Anti-communism in France Books about the West Books about totalitarianism