David C. Baldus
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David Christopher Baldus (June 23, 1935 – June 13, 2011) was an American legal scholar. He was the Joseph B. Tye Professor of Law at the
University of Iowa The University of Iowa (U of I, UIowa, or Iowa) is a public university, public research university in Iowa City, Iowa, United States. Founded in 1847, it is the oldest and largest university in the state. The University of Iowa is organized int ...
. He held the position from 1969 until his death in 2011. His research focused on law and social science and he conducted extensive research on the
death penalty Capital punishment, also known as the death penalty and formerly called judicial homicide, is the state-sanctioned killing of a person as punishment for actual or supposed misconduct. The sentence ordering that an offender be punished in s ...
in the United States.


Biography

Baldus received his
Bachelor of Arts A Bachelor of Arts (abbreviated B.A., BA, A.B. or AB; from the Latin ', ', or ') is the holder of a bachelor's degree awarded for an undergraduate program in the liberal arts, or, in some cases, other disciplines. A Bachelor of Arts deg ...
(Government Major) from
Dartmouth College Dartmouth College ( ) is a Private university, private Ivy League research university in Hanover, New Hampshire, United States. Established in 1769 by Eleazar Wheelock, Dartmouth is one of the nine colonial colleges chartered before the America ...
in 1957, his
Master of Arts A Master of Arts ( or ''Artium Magister''; abbreviated MA or AM) is the holder of a master's degree awarded by universities in many countries. The degree is usually contrasted with that of Master of Science. Those admitted to the degree have ...
(Political Science) from the
University of Pittsburgh The University of Pittsburgh (Pitt) is a Commonwealth System of Higher Education, state-related research university in Pittsburgh, Pennsylvania, United States. The university is composed of seventeen undergraduate and graduate schools and colle ...
in 1962. He went on to attend
Yale Law School Yale Law School (YLS) is the law school of Yale University, a Private university, private research university in New Haven, Connecticut. It was established in 1824. The 2020–21 acceptance rate was 4%, the lowest of any law school in the United ...
, earning a
LL.B. A Bachelor of Laws (; LLB) is an undergraduate law degree offered in most common law countries as the primary law degree and serves as the first professional qualification for legal practitioners. This degree requires the study of core legal subje ...
in 1964 and a
LL.M. A Master of Laws (M.L. or LL.M.; Latin: ' or ') is a postgraduate academic degree, pursued by those either holding an undergraduate academic law degree, a professional law degree, or an undergraduate degree in another subject. In many jurisdi ...
in 1969. He practiced law in Pittsburgh from 1964–68. He served as a
Lieutenant A lieutenant ( , ; abbreviated Lt., Lt, LT, Lieut and similar) is a Junior officer, junior commissioned officer rank in the armed forces of many nations, as well as fire services, emergency medical services, Security agency, security services ...
for the
Army Security Agency The United States Army Security Agency (ASA) was the United States Army, United States Army's signals intelligence branch from 1945 to 1977. The Latin motto of the Army Security Agency was ''Semper Vigilis'' (Vigilant Always), which echoes the ...
from 1958–59.


Research


Equal justice and the death penalty

In 1983 David C. Baldus, along with Charles A. Pulaski and George Woodworth, published a study examining the presence of
racial discrimination Racial discrimination is any discrimination against any individual on the basis of their Race (human categorization), race, ancestry, ethnicity, ethnic or national origin, and/or Human skin color, skin color and Hair, hair texture. Individuals ...
in death penalty sentencing. The study analyzed over 2000 murder cases occurring in the state of
Georgia Georgia most commonly refers to: * Georgia (country), a country in the South Caucasus * Georgia (U.S. state), a state in the southeastern United States Georgia may also refer to: People and fictional characters * Georgia (name), a list of pe ...
in the 1970s. The cases examined by Baldus all occurred between two
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
cases involving Georgia: ''
Furman v. Georgia ''Furman v. Georgia'', 408 U.S. 238 (1972), was a landmark criminal case in which the United States Supreme Court decided that arbitrary and inconsistent imposition of the death penalty violates the Eighth and Fourteenth Amendments, and const ...
'' (1972) and ''
McCleskey v. Kemp ''McCleskey v. Kemp'', 481 U.S. 279 (1987), is a United States Supreme Court case, in which the death sentence of Warren McCleskey for armed robbery and murder was upheld. The Court said the "racially disproportionate impact" in the Georgia death ...
'' (1987). The study looked primarily at the race of the victim in each murder case in order to evaluate the presence of racial discrimination in the sentencing process. The study also examined, to a lesser extent, the race of the defendant, in order to evaluate the presence of racial discrimination in the sentencing process. After evaluating the initial findings in the study, Baldus and his colleagues subjected their data to extensive analysis involving 230 variables that could have explained the findings on non-racial grounds. In one such analysis that subjected the data to 39 nonracial variables, Baldus found that defendants accused of killing white victims were 4.3 times more likely to receive the death penalty than defendants accused of killing black victims. This analysis also showed that black defendants were 1.1 times more likely than white defendants to receive the death penalty. Based on these findings, Baldus and his colleagues concluded that a black defendant accused of killing a white victim was more likely than any other type of defendant to receive the death penalty. These results were used by the defense in ''McCleskey v. Kemp'' to try to show that racial discrimination had played a role in the sentencing of Warren McCleskey. Two types of statistical studies were used in order to examine these murder trials: a procedural reform study and a charging and sentencing study.Baldus ''et al.'' (1990, p. 2.


Procedural reform study

The purpose of the procedural reform study was to compare the procedure with which Georgia sentenced convicted murder defendants before and after ''Furman v. Georgia''. The study then looked for reforms in the sentencing procedure after ''Furman v. Georgia'' and assessed how reforms affected discrimination found in sentencing decisions. Baldus and his colleagues looked specifically at two aspects of the trial for the procedural reform study: whether or not the prosecutor chose to seek the death sentence after a capital murder conviction was obtained, and whether or not the
jury A jury is a sworn body of people (jurors) convened to hear evidence, make Question of fact, findings of fact, and render an impartiality, impartial verdict officially submitted to them by a court, or to set a sentence (law), penalty or Judgmen ...
imposed a death sentence after the trial. The procedural reform study was conducted for purely academic reasons and the researchers had no intentions of using the results in actual murder trials.


Results

The procedural reform study looked at murder trials which occurred both before and after ''Furman v. Georgia''. Baldus's study found that in murder trials before ''Furman v. Georgia'', the death penalty was given to black defendants 19% of the time and to white defendants 8% of the time. The death penalty was given to defendants with black victims 10% of the time and to defendants with white victims 18% of the time. From this data, the researchers concluded that the race of the victim was more influential than the race of the defendant in death penalty sentencing. It was also concluded that black defendants and defendants with white victims were given harsher punishments than other defendants convicted of the same crimes. In murder trials occurring after ''Furman v. Georgia'', Baldus and his fellow researchers found that the death penalty was given to 22% of white defendants and to 16% of black defendants. In trials where the victim was white the death penalty was given out 27% of the time and in trials where the victim was black the death penalty was given out 7% of the time.


Charging and sentencing study

The charging and sentencing study placed its emphasis on the amount of influence that racial and other illegitimate case characteristics had on the progress of cases from the point of indictment up to the death penalty sentencing decision. The charging and sentencing study was conducted by request from the
NAACP The National Association for the Advancement of Colored People (NAACP) is an American civil rights organization formed in 1909 as an interracial endeavor to advance justice for African Americans by a group including W. E. B. Du&nbs ...
which funded the study and which hoped to use the results from the study to challenge the death-penalty system in Georgia.


Results

The results of the charging and sentencing study were the basis of Warren McCleskey's appeal (''
McCleskey v. Kemp ''McCleskey v. Kemp'', 481 U.S. 279 (1987), is a United States Supreme Court case, in which the death sentence of Warren McCleskey for armed robbery and murder was upheld. The Court said the "racially disproportionate impact" in the Georgia death ...
'') that the death penalty sentencing in his trial was influenced by racial discrimination. Baldus and his colleagues found in the charging and sentencing study that of the 2,484 cases studied, 128 defendants were given a sentence of the death penalty, meaning that 5% of all studied defendants were sentenced to death. The researchers also found that in cases where the victim was white, the death sentences was handed out at a rate 8.3 times higher than in cases where the victim was black. Finally, the study concluded that in cases with white victims and black defendant the death penalty was given out 21% of the time while in cases where both the victim and defendant were white the death penalty was given 8% of the time.Baldus ''et al.'' (1990), p. 314.


References

{{DEFAULTSORT:Baldus, David C. 1935 births 2011 deaths Dartmouth College alumni University of Pittsburgh alumni Yale Law School alumni American anti–death penalty activists University of Iowa College of Law faculty United States Army officers Educators from Wheeling, West Virginia