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The Data Protection Directive, officially Directive 95/46/EC, enacted in October 1995, was a European Union directive which regulated the processing of personal data within the
European Union The European Union (EU) is a supranational union, supranational political union, political and economic union of Member state of the European Union, member states that are Geography of the European Union, located primarily in Europe. The u ...
(EU) and the free movement of such data. The Data Protection Directive was an important component of EU
privacy Privacy (, ) is the ability of an individual or group to seclude themselves or information about themselves, and thereby express themselves selectively. The domain of privacy partially overlaps with security, which can include the concepts of a ...
and
human rights law International human rights law (IHRL) is the body of international law designed to promote human rights on social, regional, and domestic levels. As a form of international law, international human rights law is primarily made up of treaties, ag ...
. The principles set out in the Data Protection Directive were aimed at the protection of fundamental rights and freedoms in the processing of personal data. The
General Data Protection Regulation The General Data Protection Regulation (Regulation (EU) 2016/679), abbreviated GDPR, is a European Union regulation on information privacy in the European Union (EU) and the European Economic Area (EEA). The GDPR is an important component of ...
, adopted in April 2016, superseded the Data Protection Directive and became enforceable on 25 May 2018.


Context

The right to
privacy Privacy (, ) is the ability of an individual or group to seclude themselves or information about themselves, and thereby express themselves selectively. The domain of privacy partially overlaps with security, which can include the concepts of a ...
is a highly developed area of law in Europe. All the member states of the
Council of Europe The Council of Europe (CoE; , CdE) is an international organisation with the goal of upholding human rights, democracy and the Law in Europe, rule of law in Europe. Founded in 1949, it is Europe's oldest intergovernmental organisation, represe ...
(CoE) are also signatories of the
European Convention on Human Rights The European Convention on Human Rights (ECHR; formally the Convention for the Protection of Human Rights and Fundamental Freedoms) is a Supranational law, supranational convention to protect human rights and political freedoms in Europe. Draf ...
(ECHR). Article 8 of the ECHR provides a right to respect for one's "private and family life, his home and his correspondence", subject to certain restrictions. The
European Court of Human Rights The European Court of Human Rights (ECtHR), also known as the Strasbourg Court, is an international court of the Council of Europe which interprets the European Convention on Human Rights (ECHR). The court hears applications alleging that a co ...
has given this article a very broad interpretation in its jurisprudence. In 1973, American scholar Willis Ware published ''Records, Computers, and the Rights of Citizens'', a report that was to be influential on the directions these laws would take. In 1980, in an effort to create a comprehensive data protection system throughout Europe, the
Organisation for Economic Co-operation and Development The Organisation for Economic Co-operation and Development (OECD; , OCDE) is an international organization, intergovernmental organization with 38 member countries, founded in 1961 to stimulate economic progress and international trade, wor ...
(OECD) issued its "Recommendations of the Council Concerning Guidelines Governing the Protection of Privacy and Trans-Border Flows of Personal Data". The seven principles governing the
OECD The Organisation for Economic Co-operation and Development (OECD; , OCDE) is an international organization, intergovernmental organization with 38 member countries, founded in 1961 to stimulate economic progress and international trade, wor ...
's recommendations for protection of personal data were: # Notice—data subjects should be given notice when their data is being collected; # Purpose—data should only be used for the purpose stated and not for any other purposes; # Consent—data should not be disclosed without the data subject's consent; # Security—collected data should be kept secure from any potential abuses; # Disclosure—data subjects should be informed as to who is collecting their data; # Access—data subjects should be allowed to access their data and make corrections to any inaccurate data # Accountability—data subjects should have a method available to them to hold data collectors accountable for not following the above principles. The
OECD The Organisation for Economic Co-operation and Development (OECD; , OCDE) is an international organization, intergovernmental organization with 38 member countries, founded in 1961 to stimulate economic progress and international trade, wor ...
Guidelines, however, were non-binding, and data privacy laws still varied widely across Europe. The United States, meanwhile, while endorsing the
OECD The Organisation for Economic Co-operation and Development (OECD; , OCDE) is an international organization, intergovernmental organization with 38 member countries, founded in 1961 to stimulate economic progress and international trade, wor ...
's recommendations, did nothing to implement them within the United States. However, the first six principles were incorporated into the EU Directive. In 1981, the Members States of the
Council of Europe The Council of Europe (CoE; , CdE) is an international organisation with the goal of upholding human rights, democracy and the Law in Europe, rule of law in Europe. Founded in 1949, it is Europe's oldest intergovernmental organisation, represe ...
adopted the Convention for the Protection of Individuals with regard to Automatic Processing of Personal Data (Convention 108) to implement Article 8 of the ECHR. Convention 108 obliges the signatories to enact legislation concerning the automatic processing of personal data, and was modernised and reinforced in 2018 to become "Convention 108+". In 1989 with German reunification, the data the East German secret police ( Stasi) collected became well known, increasing the demand for privacy in Germany. At the time West Germany already had privacy laws since 1977 (). The
European Commission The European Commission (EC) is the primary Executive (government), executive arm of the European Union (EU). It operates as a cabinet government, with a number of European Commissioner, members of the Commission (directorial system, informall ...
realized that diverging data protection legislation amongst EU member states impeded the free flow of data within the EU and accordingly proposed the Data Protection Directive.


Content

The directive regulates the processing of personal data regardless of whether such processing is automated or not.


Scope

''Personal data'' are defined as "any information relating to an identified or identifiable
natural person In jurisprudence, a natural person (also physical person in some Commonwealth countries, or natural entity) is a person (in legal meaning, i.e., one who has its own legal personality) that is an individual human being, distinguished from the br ...
('data subject'); an identifiable person is one who can be identified, directly or indirectly, in particular by reference to an identification number or to one or more factors specific to his physical, physiological, mental, economic, cultural or social identity" (art. 2 a). This definition is meant to be very broad. Data are "personal data" when someone is able to link the information to a person, even if the person holding the data cannot make this link. Some examples of "personal data" are: address, credit card number, bank statements, criminal record, etc. The notion ''processing'' means "any operation or set of operations which is performed upon personal data, whether or not by automatic means, such as collection, recording, organization, storage, adaptation or alteration, retrieval, consultation, use, disclosure by transmission, dissemination or otherwise making available, alignment or combination, blocking, erasure or destruction" (art. 2 b). The responsibility for compliance rests on the shoulders of the "controller", meaning the natural or artificial person, public authority, agency or any other body which alone or jointly with others determines the purposes and means of the processing of personal data (art. 2 d). The data protection rules are applicable not only when the controller is established within the EU, but whenever the controller uses equipment situated within the EU in order to process data. (art. 4) Controllers from outside the EU, processing data in the EU, will have to follow data protection regulation. In principle, any online business trading with EU residents would process some personal data and would be using equipment in the EU to process the data (i.e. the customer's computer). As a consequence, the website operator would have to comply with the European data protection rules. The directive was written before the breakthrough of the Internet, and to date there is little
jurisprudence Jurisprudence, also known as theory of law or philosophy of law, is the examination in a general perspective of what law is and what it ought to be. It investigates issues such as the definition of law; legal validity; legal norms and values ...
on this subject.


Principles

Personal data should not be processed at all, except when certain conditions are met. These conditions fall into three categories: transparency, legitimate purpose, and proportionality.


Transparency

The data subject has the right to be informed when his personal data is being processed. The controller must provide his name and address, the purpose of processing, the recipients of the data and all other information required to ensure the processing is fair. (art. 10 and 11) Data may be processed only if at least one of the following is true (art. 7): * when the data subject has given his consent. * when the processing is necessary for the performance of or the entering into a contract. * when processing is necessary for compliance with a legal obligation. * when processing is necessary in order to protect the vital interests of the data subject. * processing is necessary for the performance of a task carried out in the
public interest In social science and economics, public interest is "the welfare or well-being of the general public" and society. While it has earlier philosophical roots and is considered to be at the core of democratic theories of government, often paired ...
or in the exercise of official authority vested in the controller or in a third party to whom the data are disclosed. * processing is necessary for the purposes of the legitimate interests pursued by the controller or by the third party or parties to whom the data are disclosed, except where such interests are over-ridden by the interests for fundamental rights and freedoms of the data subject. The data subject has the right to access all data processed about him. The data subject even has the right to demand the rectification, deletion or blocking of data that is incomplete, inaccurate or not being processed in compliance with the data protection rules. (art. 12)


Legitimate purpose

Personal data can only be processed for specified explicit and legitimate purposes and may not be processed further in a way incompatible with those purposes. (art. 6 b) The personal data must have protection from misuse and respect for the "certain rights of the data owners which are guaranteed by EU law".


Proportionality

Personal data may be processed only insofar as it is adequate, relevant and not excessive in relation to the purposes for which they are collected and/or further processed. The data must be accurate and, where necessary, kept up to date; every reasonable step must be taken to ensure that data which are inaccurate or incomplete, having regard to the purposes for which they were collected or for which they are further processed, are erased or rectified; The data shouldn't be kept in a form which permits identification of data subjects for longer than is necessary for the purposes for which the data were collected or for which they are further processed. Member States shall lay down appropriate safeguards for personal data stored for longer periods for historical, statistical or scientific use. (art. 6). When sensitive personal data (can be: religious beliefs, political opinions, health, sexual orientation, race, membership of past organisations) are being processed, extra restrictions apply. (art. 8). The data subject may object at any time to the processing of personal data for the purpose of direct marketing. (art. 14) An algorithmic-based decision which produces legal effects or significantly affects the data subject may not be based solely on automated processing of data. (art. 15) A form of appeal should be provided when automatic decision making processes are used.


Supervisory authority and the public register of processing operations

Each member state must set up a supervisory authority, an independent body that will monitor the data protection level in that member state, give advice to the government about administrative measures and regulations, and start legal proceedings when data protection regulation has been violated. (art. 28) Individuals may lodge complaints about violations to the supervisory authority or in a court of law. The controller must notify the supervisory authority before he starts to process data. The notification contains at least the following information (art. 19): * the name and address of the controller and of his representative, if any; * the purpose or purposes of the processing; * a description of the category or categories of data subject and of the data or categories of data relating to them; * the recipients or categories of recipient to whom the data might be disclosed; * proposed transfers of data to third countries; * a general description of the measures taken to ensure security of processing. This information is kept in a public register.


Transfer of personal data to third countries

''Third countries'' is the term used in legislation to designate countries outside the
European Union The European Union (EU) is a supranational union, supranational political union, political and economic union of Member state of the European Union, member states that are Geography of the European Union, located primarily in Europe. The u ...
. Personal data may only be transferred to a third country if that country provides an adequate level of protection of the data. Some exceptions to this rule are provided, for instance when the controller himself can guarantee that the recipient will comply with the data protection rules. The Directive's Article 29 created the "Working party on the Protection of Individuals with regard to the Processing of Personal Data", commonly known as the " Article 29 Working Party". The Working Party gives advice about the level of protection in the European Union and third countries. The Working Party negotiated with United States representatives about the protection of personal data, the Safe Harbour Principles were the result. According to critics the Safe Harbour Principles do not provide for an adequate level of protection, because they contain fewer obligations for the controller and allow the contractual waiver of certain rights. In October 2015 the European Court of Justice ruled that the Safe Harbour regime was invalid as a result of an action brought by an Austrian privacy campaigner in relation to the export of subscribers' data by Facebook's European business to Facebook in the United States. The US and European Authorities worked on a replacement for Safe Harbour and an agreement was reached in February 2016, leading to the European Commission adopting the EU–US Privacy Shield framework on 12 July 2016. This was likewise found invalid in 2020 and replaced with the EU–US Data Privacy Framework in 2023. In July 2007, a new, controversial, passenger name record (PNR) agreement between the US and the EU was undersigned. In February 2008, Jonathan Faull, the head of the EU's Commission of Home Affairs, complained about the United States bilateral policy concerning PNR. Renata Goldirova (14 February 2008)
"Brussels attacks new U.S. security demands"
'' EUobserver''.
The US had signed in February 2008 a memorandum of understanding (MOU) with the
Czech Republic The Czech Republic, also known as Czechia, and historically known as Bohemia, is a landlocked country in Central Europe. The country is bordered by Austria to the south, Germany to the west, Poland to the northeast, and Slovakia to the south ...
in exchange of a visa waiver scheme, without first consulting Brussels."A divided Europe wants to protect its personal data wanted by the U.S."
'' Rue 89''. 4 March 2008.
The tensions between Washington and Brussels are mainly caused by the lower level of data protection in the US, especially since foreigners do not benefit from the US
Privacy Act of 1974 Privacy (, ) is the ability of an individual or group to seclude themselves or information about themselves, and thereby express themselves selectively. The domain of privacy partially overlaps with security, which can include the concepts of ...
. Other countries approached for bilateral Memoranda of Understanding included the United Kingdom,
Estonia Estonia, officially the Republic of Estonia, is a country in Northern Europe. It is bordered to the north by the Gulf of Finland across from Finland, to the west by the Baltic Sea across from Sweden, to the south by Latvia, and to the east by Ru ...
, (Germany) and
Greece Greece, officially the Hellenic Republic, is a country in Southeast Europe. Located on the southern tip of the Balkan peninsula, it shares land borders with Albania to the northwest, North Macedonia and Bulgaria to the north, and Turkey to th ...
.


Implementation by the member states

EU directives are addressed to the member states, and are not legally binding for individuals in principle. The member states must transpose the directive into internal law. Directive 95/46/EC on the protection of personal data had to be transposed by the end of 1998. All member states had enacted their own data protection legislation.


Replacement by the General Data Protection Regulation

On 25 January 2012, the
European Commission The European Commission (EC) is the primary Executive (government), executive arm of the European Union (EU). It operates as a cabinet government, with a number of European Commissioner, members of the Commission (directorial system, informall ...
(EC) announced it would be unifying data protection law across a unified European Union via legislation called the "
General Data Protection Regulation The General Data Protection Regulation (Regulation (EU) 2016/679), abbreviated GDPR, is a European Union regulation on information privacy in the European Union (EU) and the European Economic Area (EEA). The GDPR is an important component of ...
." The EC's objectives with this legislation included: * the harmonisation of 27 national data protection regulations into one unified regulation; * the improvement of corporate data transfer rules outside the European Union; and * the improvement of user control over personal identifying data. The original proposal also dictated that the legislation would in theory "apply for all non-EU companies without any establishment in the EU, provided that the processing of data is directed at EU residents," one of the biggest changes with the new legislation. This change carried on through to the legislation's final approval on 14 April 2016, affecting entities around the world. "The Regulation applies to processing outside the EU that relates to the offering of goods or services to data subjects (individuals) in the EU or the monitoring of their behavior," according to W. Scott Blackmer of the InfoLawGroup, though he added " is questionable whether European supervisory authorities or consumers would actually try to sue US-based operators over violations of the Regulation." Additional changes include stricter conditions for consent, broader definition of sensitive data, new provisions on protecting children's privacy, and the inclusion of "rights to be forgotten." The EC then set a compliance date of 25 May 2018, giving businesses around the world a chance to prepare for compliance, review data protection language in contracts, consider transition to international standards, update privacy policies, and review marketing plans.


Comparison with other jurisdictions


Comparison with United States data protection law

, the United States has no single data protection law comparable to the EU's Data Protection Directive. United States privacy legislation tends to be adopted on an ''ad hoc'' basis, with legislation arising when certain sectors and circumstances require (e.g., the Video Privacy Protection Act of 1988, the Cable Television Protection and Competition Act of 1992, the Fair Credit Reporting Act, and the 1996
Health Insurance Portability and Accountability Act The Health Insurance Portability and Accountability Act of 1996 (HIPAA or the Ted Kennedy, Kennedy–Nancy Kassebaum, Kassebaum Act) is a United States Act of Congress enacted by the 104th United States Congress and signed into law by President ...
, HIPAA (US)). Therefore, while certain sectors may already satisfy parts of the EU Directive most do not. The United States prefers what it calls a 'sectoral' approach to data protection legislation, which relies on a combination of legislation, regulation, and self-regulation, rather than governmental regulation alone. Former US President
Bill Clinton William Jefferson Clinton (né Blythe III; born August 19, 1946) is an American politician and lawyer who was the 42nd president of the United States from 1993 to 2001. A member of the Democratic Party (United States), Democratic Party, ...
and former Vice-President
Al Gore Albert Arnold Gore Jr. (born March 31, 1948) is an American former politician, businessman, and environmentalist who served as the 45th vice president of the United States from 1993 to 2001 under President Bill Clinton. He previously served as ...
explicitly recommended in their "Framework for Global Electronic Commerce" that the private sector should lead, and companies should implement self-regulation in reaction to issues brought on by Internet technology. The reasoning behind this approach has as much to do with American laissez-faire economics as with different social perspectives. The First Amendment of the
United States Constitution The Constitution of the United States is the Supremacy Clause, supreme law of the United States, United States of America. It superseded the Articles of Confederation, the nation's first constitution, on March 4, 1789. Originally includi ...
guarantees the right to free speech. While free speech is an explicit right guaranteed by the United States Constitution, privacy is an implicit right guaranteed by the Constitution as interpreted by the
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
, although it is often an explicit right in many state constitutions. Europe's extensive privacy regulation is justified with reference to experiences under
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
-era fascist governments and post-War
Communist Communism () is a sociopolitical, philosophical, and economic ideology within the socialist movement, whose goal is the creation of a communist society, a socioeconomic order centered on common ownership of the means of production, di ...
regimes, where there was widespread unchecked use of personal information. World War II and the post-War period was a time in Europe when disclosure of race or ethnicity led to secret denunciations and seizures that sent friends and neighbours to work camps and concentration camps. In the age of computers, Europeans' guardedness of secret government files has translated into a distrust of corporate databases, and governments in Europe took decided steps to protect personal information from abuses in the years following World War II. (Germany) and France, in particular, set forth comprehensive data protection laws. Critics of Europe's data policies, however, have said that they have impeded Europe's ability to monetize the data of users on the internet and are the primary reason why there are no Big Tech companies in Europe, with most of them instead being in the United States. Furthermore, with Alibaba and
Tencent Tencent Holdings Ltd. ( zh, s=腾讯, p=Téngxùn) is a Chinese Multinational corporation, multinational technology Conglomerate (company), conglomerate and holding company headquartered in Shenzhen. It is one of the highest grossing multimed ...
joining the ranks of the world's 10 most valuable tech companies in recent years, even China is moving ahead of Europe in the performance of its digital economy, which was valued at $5.09 trillion in 2019 (35.8 trillion yuan). Meanwhile, Europe's preoccupation with the US is likely misplaced in the first place, as China and Russia are increasingly identified by European policymakers as "hybrid threat" aggressors, using a combination of
propaganda Propaganda is communication that is primarily used to influence or persuade an audience to further an agenda, which may not be objective and may be selectively presenting facts to encourage a particular synthesis or perception, or using loaded l ...
on social media and hacking to intentionally undermine the functioning of European institutions.


See also

* Auditing information security * Data governance * Data Protection Act 1998 UK, Data Protection (Jersey) Law * Directive on Privacy and Electronic Communications * ePrivacy Regulation * Information Commissioner *
Information privacy Information privacy is the relationship between the collection and dissemination of data, technology, the public expectation of privacy, contextual information norms, and the legal and political issues surrounding them. It is also known as dat ...
(data protection) * Information technology audit * International Safe Harbor Privacy Principles * National data protection authorities * Personal Data Privacy and Security Act of 2009 * Safe harbour


References


External links

*
EU data protection page
The European Commission provides elaborate information on its website. The following subjects are covered: **Legislative documents **Transposition and implementation of Directive 95/46/EC **European Data Protection Supervisor **National Data Protection Commissioners **Art. 29 Data protection Working Party **Adequacy of protection in third countries and model contracts for the transfer of personal data to third countries * (Safe harbour principle) * (Directive on privacy and electronic communications) * Procedure for the proposed revised legal framework (
General Data Protection Regulation The General Data Protection Regulation (Regulation (EU) 2016/679), abbreviated GDPR, is a European Union regulation on information privacy in the European Union (EU) and the European Economic Area (EEA). The GDPR is an important component of ...
) {{Legislation of the European Union Information privacy Privacy legislation European Union directives 1995 in law 1995 in the European Union European Union data protection law