In
sociolinguistics, an abstand language is a
language variety or cluster of varieties with significant
linguistic distance from all others, while an ausbau language is a
standard variety, possibly with related
dependent varieties.
Heinz Kloss
Heinz Kloss (30 October 1904 – 13 June 1987) was a German linguist who was after World War II internationally recognised for his work on linguistic pluricentricity and linguistic minorities. Until 1945 he worked, like many philologists and ling ...
introduced these terms in 1952 to denote two separate and largely independent sets of criteria for recognizing a "language":
* one based on linguistic properties compared to related varieties (, , "distance")
* the other based on
sociopolitical
Political sociology is an interdisciplinary field of study concerned with exploring how governance and society interact and influence one another at the micro to macro levels of analysis. Interested in the social causes and consequences of how p ...
functions (, , "expansion")
This framework addresses situations in which multiple varieties from a
dialect continuum
A dialect continuum or dialect chain is a series of Variety (linguistics), language varieties spoken across some geographical area such that neighboring varieties are Mutual intelligibility, mutually intelligible, but the differences accumulat ...
have been standardized, so that they are commonly considered distinct languages even though they may be
mutually intelligible. The continental
Scandinavian languages
The North Germanic languages make up one of the three branches of the Germanic languages—a sub-family of the Indo-European languages—along with the West Germanic languages and the extinct East Germanic languages. The language group is al ...
offer a commonly cited example of this situation. One of the applications of this theoretical framework is language standardization (examples since the 1960s including
Basque
Basque may refer to:
* Basques, an ethnic group of Spain and France
* Basque language, their language
Places
* Basque Country (greater region), the homeland of the Basque people with parts in both Spain and France
* Basque Country (autonomous co ...
and
Romansh).
Abstand languages
''Abstandsprache'' means "language by virtue of linguistic distance". Kloss suggested the English translation "language by distance", referring to linguistic differences rather than geographical separation. ''Abstand'' means a distance of ongoing separation, e.g. a clearance by mechanical design. In the context of language varieties, ''abstand'' indicates the discontinuity of two dialects; in the words of Kloss, there is a "definite break" between the varieties.
An ''abstand'' language is a cluster of varieties that is distinctly separate from any other language. European examples include
Basque
Basque may refer to:
* Basques, an ethnic group of Spain and France
* Basque language, their language
Places
* Basque Country (greater region), the homeland of the Basque people with parts in both Spain and France
* Basque Country (autonomous co ...
and
Breton. Kloss also spoke of degrees of ''abstand'' between pairs of varieties. He did not specify how the differences between two varieties would be measured, assuming that linguists would apply objective criteria. A standard linguistic criterion is
mutual intelligibility
In linguistics, mutual intelligibility is a relationship between different but related language varieties in which speakers of the different varieties can readily understand each other without prior familiarity or special effort. Mutual intelli ...
, though this does not always produce consistent results, for example when applied to a
dialect continuum
A dialect continuum or dialect chain is a series of Variety (linguistics), language varieties spoken across some geographical area such that neighboring varieties are Mutual intelligibility, mutually intelligible, but the differences accumulat ...
.
An ''abstand'' language does not need to have a standard form. This is often the case with minority languages used within a larger state, where the minority language is used only in private, and all official functions are performed in the majority language.
Ausbau languages
The German verb ''ausbauen'' (, literally "to build out") expresses core meanings of "expanding" something or "developing something to completion", e.g. adding to an existing structure. (Croatian linguist translated ''Ausbausprache'' into French as ''langue par élaboration''.) Kloss suggested the English translation "language by development", referring to the development of a
standard variety from part of a
dialect continuum
A dialect continuum or dialect chain is a series of Variety (linguistics), language varieties spoken across some geographical area such that neighboring varieties are Mutual intelligibility, mutually intelligible, but the differences accumulat ...
:
Languages belonging in this category are recognized as such because of having been shaped or reshaped, molded or remolded—as the case may be—in order to become a standardized tool of literary expression.
Kloss identified several stages of this development, beginning with use of the variety for humour or
folklore
Folklore is the body of expressive culture shared by a particular group of people, culture or subculture. This includes oral traditions such as Narrative, tales, myths, legends, proverbs, Poetry, poems, jokes, and other oral traditions. This also ...
, followed by lyrics and then narrative prose. The next phase, which he considered crucial, was use of the variety for serious non-fiction. From this point, the variety could be further developed for use in technical, scientific or government domains.
A standard variety developed in this way can be mutually intelligible with other standard varieties. A commonly cited example occurs in the
Scandinavian dialect continuum spanning Norway, Sweden and Denmark. The three standardized languages
Norwegian,
Swedish and
Danish (or four if Norwegian ''
Bokmål
Bokmål () (, ; ) is one of the official written standards for the Norwegian language, alongside Nynorsk. Bokmål is by far the most used written form of Norwegian today, as it is adopted by 85% to 90% of the population in Norway. There is no cou ...
'' and ''
Nynorsk
Nynorsk (; ) is one of the two official written standards of the Norwegian language, the other being Bokmål. From 12 May 1885, it became the state-sanctioned version of Ivar Aasen's standard Norwegian language (''Landsmål''), parallel to the Da ...
'' are distinguished) are mutually distinct ''ausbau'' languages, even though speakers of the different standards can readily understand one another.
This classification invokes the criterion of social and political functions of language use. The sociolinguist
Peter Trudgill has linked Kloss's theoretical framework with
Einar Haugen
Einar Ingvald Haugen (; April 19, 1906 – June 20, 1994) was an American linguist and writer known for his influential work in American sociolinguistics
and Norwegian-American studies, including Old Norse studies.
Haugen was a professor at ...
's framework of
autonomy and heteronomy, with the statement that a variety is an ''ausbau'' language corresponding to the statement that it is used "autonomously" with respect to other related languages. Such a language has an independent cultural status, even though it may be mutually intelligible with other ''ausbau'' languages from the same continuum. This typically means that it has its own standardized form independent of neighbouring standard languages, it is typically taught in schools, and it is used as a written language in a wide variety of social and political functions, possibly including that of an official national language. In contrast, varieties that are not ''ausbau'' languages are typically only spoken and typically only used in private contexts. Trudgill expands the definition to include related varieties:
Ausbau language is an autonomous standardized variety together with all the nonstandard dialects from that part of the dialect continuum which are heteronomous with respect to it i.e. dependent on it.
An Ausbau language is defined by social criteria, and hence tend to treat languages as social constructs that can be identified only through its social status and usage. However, the coexistence of abstand and ausbau languages lead to two opposing sets of criteria over the status of nonstandard varieties. For example, various varieties of German and Italian are considered dialects according to Ausbau criteria, although they are linguistically distant from the standard languages.
Roofing
Kloss described an ''ausbau'' language as providing a "roof" (German: ''Dach'') over dependent varieties, whereas
non-standard varieties without a reference standard were "roofless dialects". He used the term "near-dialectized sister languages" for varieties roofed by a standard variety with which they are related but not mutually intelligible, such as
Low Saxon (roofed by
Standard German
Standard High German (SHG), less precisely Standard German or High German (, , or, in Switzerland, ), is the umbrella term for the standard language, standardized varieties of the German language, which are used in formal contexts and for commun ...
),
Occitan and
Haitian Creole
Haitian Creole (; , ; , ), or simply Creole (), is a French-based creole languages, French-based creole language spoken by 10 to 12million people worldwide, and is one of the two official languages of Haiti (the other being French), where it ...
(roofed by
French), and
Sardinian (roofed by
Italian). A later development is the notion of multiple,
pluricentric standards within the same language; for German not one but at least three roofs are offered:
Standard German German,
Standard Austrian German and
Standard Swiss German. These newer conceptualizations, however, may be restricted by "One Standard Axioms", which uphold presuppositions of a single standard, a single "Dach", that exert hegemonic power e.g. the "
One Standard German Axiom" (OSGA).
Muljačić introduced the term ''Dachsprache'', or "roofing language", for a dialect that serves as a
standard language
A standard language (or standard variety, standard dialect, standardized dialect or simply standard) is any language variety that has undergone substantial codification in its grammar, lexicon, writing system, or other features and that stands ...
for other dialects. These dialects would usually be in a
dialect continuum
A dialect continuum or dialect chain is a series of Variety (linguistics), language varieties spoken across some geographical area such that neighboring varieties are Mutual intelligibility, mutually intelligible, but the differences accumulat ...
, but may be so different that mutual intelligibility is not possible between all dialects, particularly those separated by significant geographical distance. The roofing language may also cover linguistic varieties that are not mutually intelligible with the roofing language, such as in the case of Standard German. In order to resolve the difficulty of partitioning a dialect continuum, Goossens as well as Chambers and Trudgill argue that all nonstandard varieties that are under the roofing language should be considered part of the same language as the roofing language. In 1982, "Rumantsch Grischun" was developed by
Heinrich Schmid as such a ''Dachsprache'' for a number of quite different
Romansh language
Romansh ( ; sometimes also spelled Romansch and Rumantsch) is a Gallo-Romance languages, Gallo-Romance and/or Rhaeto-Romance languages, Rhaeto-Romance language spoken predominantly in the Switzerland, Swiss Cantons of Switzerland, canton of the ...
forms spoken in parts of
Switzerland
Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
. Similarly,
Standard Basque and the
Southern Quechua literary standard were both developed as standard languages for dialect continua that had historically been thought of as discrete languages with many dialects and no "official" dialect.
Standard German
Standard High German (SHG), less precisely Standard German or High German (, , or, in Switzerland, ), is the umbrella term for the standard language, standardized varieties of the German language, which are used in formal contexts and for commun ...
and
Italian, to some extent, function in the same way. Perhaps the most widely used ''Dachsprache'' is
Modern Standard Arabic
Modern Standard Arabic (MSA) or Modern Written Arabic (MWA) is the variety of Standard language, standardized, Literary language, literary Arabic that developed in the Arab world in the late 19th and early 20th centuries, and in some usages al ...
, which links together the speakers of many different, often mutually unintelligible
varieties of Arabic
Varieties of Arabic (or dialects or vernaculars) are the linguistic systems that Arabic speakers speak natively. Arabic is a Semitic languages, Semitic language within the Afroasiatic languages, Afroasiatic family that originated in the Arabian P ...
.
The Dachsprache functions together with dialects to form a linguistic diasystem, which consists of different linguistic systems that
coexist and mutually influence. Within the diasystem, the Dachsprache functions as the standard for interdialectal communication, for example, with Standard Chinese assisting communication between different dialects and influencing their vocabulary.
Distance between ausbau languages
Kloss recognized three degrees of separation between ausbau languages.
When two standards are based on identical or near-identical dialects, he considered them as splits of the same standard into two or more, constituting a
pluricentric language
A pluricentric language or polycentric language is a language with several codified standard forms, often corresponding to different countries. Many examples of such languages can be found worldwide among the most-spoken languages, including but n ...
. Examples include
British
British may refer to:
Peoples, culture, and language
* British people, nationals or natives of the United Kingdom, British Overseas Territories and Crown Dependencies.
* British national identity, the characteristics of British people and culture ...
and
American Standard English,
Standard Austrian German and
German Standard German, or European and Brazilian variants of
Portuguese.
High Hindi and
Urdu
Urdu (; , , ) is an Indo-Aryan languages, Indo-Aryan language spoken chiefly in South Asia. It is the Languages of Pakistan, national language and ''lingua franca'' of Pakistan. In India, it is an Eighth Schedule to the Constitution of Indi ...
also have a common dialect basis (
Hindustani). The same is the case with Serbian, Croatian, Bosnian and Montenegrin, which also have the same dialect basis (
Shtokavian), and
consequently constitute four standard variants of the
pluricentric Serbo-Croatian language.
Standards created from different dialects, but with little ''abstand'', would not be considered separate abstand languages, but constitute distinct ausbau languages, as noted above for
Danish,
Swedish and
Norwegian. The concept of ''ausbau'' is particularly important in cases where the local spoken varieties across a larger region form a dialect continuum. In such cases, the question of where the one language ends and the other starts is often a question more of ''ausbau'' than of ''abstand.'' In some instances, ''ausbau'' languages have been created out of dialects for purposes of
nation-building. This applies, for instance, to
Luxembourgish ''vis-a-vis'' German (the vernaculars in Luxembourg are varieties of
Moselle Franconian, which is also spoken in the German sections of the
Moselle
The Moselle ( , ; ; ) is a river that rises in the Vosges mountains and flows through north-eastern France and Luxembourg to western Germany. It is a bank (geography), left bank tributary of the Rhine, which it joins at Koblenz. A sm ...
River valley and neighbouring French département of
Moselle
The Moselle ( , ; ; ) is a river that rises in the Vosges mountains and flows through north-eastern France and Luxembourg to western Germany. It is a bank (geography), left bank tributary of the Rhine, which it joins at Koblenz. A sm ...
). Other examples of groups of vernaculars lacking ''abstand'' internally but that have given rise to multiple ''ausbau'' languages are:
Persian of Iran, Afghanistan and Tajikistan (''cf.''
Farsi,
Dari
Dari (; endonym: ), Dari Persian (, , or , ), or Eastern Persian is the variety of the Persian language spoken in Afghanistan. Dari is the Afghan government's official term for the Persian language;Lazard, G.Darī – The New Persian ...
,
Tajik);
Bulgarian and
Macedonian, because they have different dialect bases.
Finally, the ''ausbau'' languages may be so different that they also constitute ''abstand'' languages. Examples include
Dutch versus
German,
Persian versus
Pashto
Pashto ( , ; , ) is an eastern Iranian language in the Indo-European language family, natively spoken in northwestern Pakistan and southern and eastern Afghanistan. It has official status in Afghanistan and the Pakistani province of Khyb ...
, and
Tamil versus
Telugu.
In the former two cases, scholars do not always agree on the best classification, as they always partake, inadvertently, in the "language making" and "language unmaking" process.
The concept of a
One Standard German Axiom in that language is a case in point that illustrates the contested nature of the first two types of ausbau languages and occasionally also the third, varying with the degree with which sociolinguistic processes are assigned relevance in a particular approach.
Change of roles over time
There are several instances of languages and language pairs that have undergone role changes over time.
Low German
Low German is a West Germanic languages, West Germanic language variety, language spoken mainly in Northern Germany and the northeastern Netherlands. The dialect of Plautdietsch is also spoken in the Russian Mennonite diaspora worldwide. "Low" ...
, for instance, was both an Ausbau language and a roof of local dialects in the
Netherlands
, Terminology of the Low Countries, informally Holland, is a country in Northwestern Europe, with Caribbean Netherlands, overseas territories in the Caribbean. It is the largest of the four constituent countries of the Kingdom of the Nether ...
,
Germany
Germany, officially the Federal Republic of Germany, is a country in Central Europe. It lies between the Baltic Sea and the North Sea to the north and the Alps to the south. Its sixteen States of Germany, constituent states have a total popu ...
and parts of the
Baltic states
The Baltic states or the Baltic countries is a geopolitical term encompassing Estonia, Latvia, and Lithuania. All three countries are members of NATO, the European Union, the Eurozone, and the OECD. The three sovereign states on the eastern co ...
and their formerly German vicinity. With the end of the
Hanseatic League
The Hanseatic League was a Middle Ages, medieval commercial and defensive network of merchant guilds and market towns in Central Europe, Central and Northern Europe, Northern Europe. Growing from a few Northern Germany, North German towns in the ...
, Low German lost its status as an official language to a large degree. Approximately at the same time, Dutch started to replace Low German as a roof of the Low German dialects in the Netherlands that form today's
Dutch Low Saxon group, and most Central German dialects went under the "roof" of the evolving
High German
The High German languages (, i.e. ''High German dialects''), or simply High German ( ) – not to be confused with Standard High German which is commonly also called "High German" – comprise the varieties of German spoken south of the Ben ...
. Low German ceased to be spoken on the eastern rim of the Baltic Sea. Today, its dialects surviving in northern Germany have come under the roof of
Standard German
Standard High German (SHG), less precisely Standard German or High German (, , or, in Switzerland, ), is the umbrella term for the standard language, standardized varieties of the German language, which are used in formal contexts and for commun ...
. Local Low German dialects spoken in the Netherlands have come under the roof of Dutch. This happened despite the effect of notable migration streams in both directions between the Western (Dutch) and Eastern (Prussian, now mainly Polish and Russian) areas of the region of the Low German languages, motivated by both religious intolerance and labour need. In several spots along the Dutch–German border, identical dialects are spoken on both sides, but are deemed to belong to different roofing according to which side of the border they are on.
See also
*
A language is a dialect with an army and navy
*
Language secessionism
*
Linguistic demography
*
Linguistic distance
*
Post-creole speech continuum
**
Decreolization
*
Register (sociolinguistics)
In sociolinguistics, a register is a Variety (linguistics), variety of language used for a particular purpose or particular communicative situation. For example, when speaking officially or in a public setting, an English language, English speake ...
References
Bibliography
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* {{citation , last=Wrede , first=Adam , year=1999 , title=Neuer Kölnischer Sprachschatz , edition=12th , location=Köln , publisher=Greven Verlag , isbn=978-3-7743-0243-3 , ref=none , postscript=.
External links
The following article contains useful definitions:
* Peter Trudgill (2002)
"Norwegian as a Normal Language"
Language varieties and styles
Sociolinguistics
Diglossia