In
international relations
International relations (IR), sometimes referred to as international studies and international affairs, is the Scientific method, scientific study of interactions between sovereign states. In a broader sense, it concerns all activities betwe ...
, credibility is the perceived likelihood that a leader or a state follows through on threats and promises that have been made. Credibility is a key component of
coercion
Coercion () is compelling a party to act in an involuntary manner by the use of threats, including threats to use force against a party. It involves a set of forceful actions which violate the free will of an individual in order to induce a des ...
(i.e.
compellence Compellence is a form of Coercion (international relations), coercion that attempts to get an actor (such as a state) to change its behavior through threats to use force or the actual use of limited force.Robert J. Art and Patrick M. Cronin, ''The U ...
and
deterrence), as well as the functioning of
military alliances. Credibility is related to concepts such as reputation (how past behavior shapes perceptions of an actor's tendencies)
and resolve (the willingness to stand firm while incurring costs).
Reputation for resolve may be a key component of credibility, but credibility is also highly context-dependent.
Credibility may be determined through assessments of
power,
past reputation,
current interests,
and signaling.
Situational
Situational ethics or situation ethics takes into account ''only'' the particular context of an act when evaluating it ethically, rather than judging it only according to absolute moral standards. With the intent to have a fair basis for judgment ...
and
dispositional factors may affect perceptions of credibility.
Misperception and miscommunication can lead to erroneous assessments of credibility. Assessments of reputation may be linked to specific leaders, as well as states.
Coercion
Much of the scholarship on
coercion
Coercion () is compelling a party to act in an involuntary manner by the use of threats, including threats to use force against a party. It involves a set of forceful actions which violate the free will of an individual in order to induce a des ...
focuses on the credibility of coercive threats as a key component of the success of coercive diplomacy.
According to Thomas Schelling, a reputation for resolve "is one of the few things worth fighting over."
Successful coercion frequently revolves around a demonstration of capabilities and resolve, both of which enhance the credibility of attempts to coerce others. According to
Richard Ned Lebow, a credible threat entails:
# A formulated commitment
# A communication of that commitment to the other side
# The capability to back up the commitment
# The will to back up the commitment
According to Robert Art, the perquisites for compellence success are:
Robert J. Art
Robert Jeffrey Art is Christian A. Herter Professor of International Relations at Brandeis University, and Fellow at MIT Center for International Studies.
He subscribes to the theory of neorealism, which argues that force still underlies the power ...
and Patrick M. Cronin, ''The United States and Coercive Diplomacy'' United States Institute of Peace Press, Washington, DC.
# Clear objectives
# Strong motivation
# Domestic and international support
# Strong leadership
# Clearly stated demands
# Creation of a sense of urgency in the other state's mind
# Making the target fear unacceptable escalation
# Asymmetry in motivation
Matthew Fuhrmann and Todd Sechser argue that there are three main components to credibility in coercion:
# Ability to impose one's will militarily on the target
# The stakes in a dispute (to both the challenger and the target)
# The cost of military conflict (to both the challenger and the target)
According to Anne Sartori, states rarely seek to obtain goals through bluffing, because doing so undermines their reputation in future crises. Survey experiment data from
Barbara Walter and Dustin Tingley confirm the findings of Sartori's study, as they find that people "invest more heavily in reputation building if they believe a game will be repeated many times."
Credibility (or reputation) refers to the degree to which an actor is expected to uphold their commitments based on past behavior. In terms of credible coercive diplomacy, credibility entails that defiance will be met with punishment, and that compliance will be met with restraint.
One of the main problems in coercive diplomacy is that it is hard to credibly signal that compliance will not lead to punishment.
Some scholars have argued that when great powers increase their power, their credibility to engage in restraint decreases, which may lead weaker adversaries to be less likely to comply with great power threats.
To enhance the credibility of threats, some scholars argue that
audience costs are effective in doing so.
Other scholars dispute that audience costs enhance credibility.
Some scholars question whether credibility or reputation matters in international disputes.
States may be motivated to pay high costs in order to maintain reputations for resolve. They are most likely to do so when they expect that they will face future challenges where they will benefit from having reputations for resolve.
Costly signaling
Some scholarship suggests that the credibility of threats is enhanced by costly signaling, which means that the threats themselves incur costs, which signify that the threats are genuine.
A substantial literature points to audience costs as a meaningful form of signaling. An audience cost is the domestic political cost that a leader incurs from his or her constituency if they escalate a
foreign policy
A state's foreign policy or external policy (as opposed to internal or domestic policy) is its objectives and activities in relation to its interactions with other states, unions, and other political entities, whether bilaterally or through ...
crisis and are then seen as backing down. The implication of audience costs is that threats issued by leaders (who incur audience costs) against other states are more likely to be seen as credible and thus lead those states to meet the demands of the leader making threats.
The term was popularized in a 1994 academic article by
James Fearon
James D. Fearon (born 1963) is the Theodore and Francis Geballe Professor of Political Science at Stanford University; he is known for his work on the theory of civil wars, international bargaining, war's inefficiency puzzle, audience costs, and ...
where he argued that democracies carry greater audience costs than authoritarian states, which makes them better at signaling their intentions in interstate disputes.
It is one of the mechanisms for
democratic peace theory
The democratic peace theory posits that democracies are hesitant to engage in armed conflict with other identified democracies. Among proponents of the democratic peace theory, several factors are held as motivating peace between democratic s ...
.
Alliances
The functioning of military alliances revolves around perceptions of credibility: whether an ally will honor alliance commitments. Alliances that are perceived to be unreliable are more likely to end up in war. Scholars have argued that past reputation shapes whether alliance commitments are perceived as credible.
When allies are perceived not to be reliable, allies may make up for it by increasing the number of allies and include "costly reliability-enhancing provisions such as greater precision in when alliance obligations apply, issue linkage, and increased institutionalization." States with a reputation for upholding alliance commitments are more likely to be involved in future alliances.
States may be more likely to honor alliance commitments due to costly signaling, including audience costs. Some scholars argue that indiscriminate alliance loyalty is not desirable (as that could raise the risk of conflict and entrapment), and that hawkishness may also not be desirable.
References
{{Security Studies
Security studies
International relations theory