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The ''cot''–''caught'' merger, also known as the merger or low back merger, is a
sound change In historical linguistics, a sound change is a change in the pronunciation of a language. A sound change can involve the replacement of one speech sound (or, more generally, one phonetic feature value) by a different one (called phonetic chan ...
present in some
dialects of English Dialects are linguistic varieties that may differ in pronunciation, vocabulary, spelling, and other aspects of grammar. For the classification of varieties of English in pronunciation only, see regional accents of English. Overview Dialect ...
where speakers do not distinguish the vowel
phonemes A phoneme () is any set of similar speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible phonetic unit—that helps distinguish one word from another. All languages con ...
in words like ''cot'' versus ''caught''. ''Cot'' and ''caught'' (along with ''bot'' and ''bought'', ''pond'' and ''pawned'', etc.) is an example of a
minimal pair In phonology, minimal pairs are pairs of words or phrases in a particular language, spoken or signed, that differ in only one phonological element, such as a phoneme, toneme or chroneme, and have distinct meanings. They are used to demonstrate t ...
that is lost as a result of this sound change. The phonemes involved in the ''cot''–''caught'' merger, the low
back vowel A back vowel is any in a class of vowel sound used in spoken languages. The defining characteristic of a back vowel is that the highest point of the tongue is positioned relatively back in the mouth without creating a constriction that would be c ...
s, are typically represented in the
International Phonetic Alphabet The International Phonetic Alphabet (IPA) is an alphabetic system of phonetic notation based primarily on the Latin script. It was devised by the International Phonetic Association in the late 19th century as a standard written representation ...
as and or, in most United States English, as and . The merger is typical of most Indian,
Canadian Canadians () are people identified with the country of Canada. This connection may be residential, legal, historical or cultural. For most Canadians, many (or all) of these connections exist and are collectively the source of their being ''C ...
, and
Scottish English Scottish English is the set of varieties of the English language spoken in Scotland. The transregional, standardised variety is called Scottish Standard English or Standard Scottish English (SSE). Scottish Standard English may be defined ...
dialects as well as some Irish and U.S. English dialects. An additional vowel merger, the ''father''–''bother'' merger, which spread through North America in the eighteenth and nineteenth centuries, has resulted today in a three-way merger in which most Canadian and many U.S. accents have no vowel difference in words like , , and . However, before (as in ) participates in a separate phenomenon in most North American English dialects: the merger. So the vowel of can be phonemicized as the vowel ; therefore, the sequence can be alternatively transcribed as or .


Overview

The shift causes the
vowel A vowel is a speech sound pronounced without any stricture in the vocal tract, forming the nucleus of a syllable. Vowels are one of the two principal classes of speech sounds, the other being the consonant. Vowels vary in quality, in loudness a ...
sound in words like ''cot'', ''nod'' and ''stock'' and the vowel sound in words like ''caught'', ''gnawed'' and ''stalk'' to merge into a single
phoneme A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
; therefore the pairs ''cot'' and ''caught'', ''stock'' and ''stalk'', ''nod'' and ''gnawed'' become perfect
homophone A homophone () is a word that is pronounced the same as another word but differs in meaning or in spelling. The two words may be spelled the same, for example ''rose'' (flower) and ''rose'' (past tense of "rise"), or spelled differently, a ...
s, and ''shock'' and ''talk'', for example, become perfect
rhyme A rhyme is a repetition of similar sounds (usually the exact same phonemes) in the final Stress (linguistics), stressed syllables and any following syllables of two or more words. Most often, this kind of rhyming (''perfect rhyming'') is consciou ...
s. The ''cot''–''caught'' merger is completed in the following dialects: *Some English of the British Isles, outside of England: **Most
Scottish English Scottish English is the set of varieties of the English language spoken in Scotland. The transregional, standardised variety is called Scottish Standard English or Standard Scottish English (SSE). Scottish Standard English may be defined ...
, towards ** Broad and traditional
Irish English Hiberno-English or Irish English (IrE), also formerly sometimes called Anglo-Irish, is the set of dialects of English native to the island of Ireland. In both the Republic of Ireland and Northern Ireland, English is the first language in e ...
, towards **Some northern Ulster English including in conservative mid Ulster English towards and in Ulster Scots English towards *Much of the English of North America: **Certain varieties of
American English American English, sometimes called United States English or U.S. English, is the set of variety (linguistics), varieties of the English language native to the United States. English is the Languages of the United States, most widely spoken lang ...
, including: *** Pittsburgh English, towards (with the ''father''–''bother'' merger) ***Much of New England English towards (in
Boston Boston is the capital and most populous city in the Commonwealth (U.S. state), Commonwealth of Massachusetts in the United States. The city serves as the cultural and Financial centre, financial center of New England, a region of the Northeas ...
, particularly towards ), and Northern New England generally, but traditionally not Southern New England ***
Western American English Western American English (also known as Western U.S. English) is a variety of American English that largely unites the entire Western United States as a single dialect region, including the states of California, Nevada, Arizona, Utah, New Mexi ...
(with the ''father''–''bother'' merger) towards *** Upper Midwestern English,
Chicano English Chicano English, or Mexican-American English, is a dialect of American English spoken primarily by Mexican Americans (sometimes known as Chicanos), particularly in the Southwestern United States ranging from Texas to California,Newman, Mi ...
, and some Western New England English (with the ''father''–''bother'' merger) towards **Nearly all
Canadian English Canadian English (CanE, CE, en-CA) encompasses the Variety (linguistics), varieties of English language, English used in Canada. According to the 2016 Canadian Census, 2016 census, English was the first language of 19.4 million Canadians or ...
, including: *** Standard Canadian English towards (with the ''father''–''bother'' merger) *** Maritimer and Newfoundland English, towards (with the ''father''–''bother'' merger) *Much
Indian English Indian English (IndE, IE) or English (India) is a group of English dialects spoken in the Republic of India and among the Indian diaspora and native to India. English is used by the Government of India for communication, and is enshrined ...
towards or *Some Singaporean English


North America

Nowhere is the shift more complex than in North American English. The presence of the merger and its absence are both found in many different regions of the North American continent, where it has been studied in greatest depth, and in both urban and rural environments. The symbols traditionally used to transcribe the vowels in the words ''cot'' and ''caught'' as spoken in
American English American English, sometimes called United States English or U.S. English, is the set of variety (linguistics), varieties of the English language native to the United States. English is the Languages of the United States, most widely spoken lang ...
are and , respectively, although their precise
phonetic Phonetics is a branch of linguistics that studies how humans produce and perceive sounds or, in the case of sign languages, the equivalent aspects of sign. Linguists who specialize in studying the physical properties of speech are phoneticians ...
values may vary, as does the phonetic value of the merged vowel in the regions where the merger occurs. Even without taking into account the mobility of the American population, the distribution of the merger is still complex; there are pockets of speakers with the merger in areas that lack it, and vice versa. There are areas where the merger has only partially occurred, or is in a state of transition. For example, based on research directed by
William Labov William David Labov ( ; December4, 1927December17, 2024) was an American linguist widely regarded as the founder of the discipline of variationist sociolinguistics. He has been described as "an enormously original and influential figure who has ...
(using telephone surveys) in the 1990s, younger speakers in
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,
Nebraska Nebraska ( ) is a landlocked U.S. state, state in the Midwestern United States, Midwestern region of the United States. It borders South Dakota to the north; Iowa to the east and Missouri to the southeast, both across the Missouri River; Ka ...
, and the Dakotas exhibited the merger while speakers older than 40 typically did not. The 2003 Harvard Dialect Survey, in which subjects did not necessarily grow up in the place they identified as the source of their dialect features, indicates that there are speakers of both merging and contrast-preserving accents throughout the country, though the basic isoglosses are almost identical to those revealed by Labov's 1996 telephone survey. Both surveys indicate that, as of the 1990s, approximately 60% of American English speakers preserved the contrast, while approximately 40% merged the phonemes. Further complicating matters are speakers who merge the phonemes in some contexts but not others, or merge them when the words are spoken unstressed or casually but not when they are stressed. Speakers with the merger in northeastern New England still maintain a phonemic distinction between a fronted and unrounded (phonetically ) and a back and usually rounded (phonetically ), because in northeastern New England (unlike in Canada and the Western United States), the ''cot''–''caught'' merger occurred without the ''father''–''bother'' merger. Thus, although northeastern New Englanders pronounce both ''cot'' and ''caught'' as , they pronounce ''cart'' as . Labov et al. also reveal that, for about 15% of respondents, a specific – merger before but not before (or other consonants) is in effect, so that ''Don'' and ''dawn'' are homophonous, but ''cot'' and ''caught'' are not. In this case, a distinct vowel shift (which overlaps with the ''cot''–''caught'' merger for all speakers who have indeed completed the ''cot''–''caught'' merger) is taking place, identified as the ''Don''–''dawn'' merger.


Resistance

According to Labov, Ash, and Boberg, the merger in North America is most strongly resisted in three regions: *The "
Inland North Inland Northern (American) English, also known in American linguistics as the Inland North or Great Lakes dialect, is an American English dialect spoken primarily by White Americans throughout much of the U.S. Great Lakes region. The most di ...
", encompassing the eastern and central Great Lakes region (on the U.S. side of the border) *The "
Northeast Corridor The Northeast Corridor (NEC) is an electrified railroad line in the Northeast megalopolis of the United States. Owned primarily by Amtrak, it runs from Boston in the north to Washington, D.C., in the south, with major stops in Providence, Rhod ...
" along the Atlantic coast, ranging from Baltimore to Philadelphia to New York City to Providence. However, the merger is common in Boston and further northern New England. *The "
South South is one of the cardinal directions or compass points. The direction is the opposite of north and is perpendicular to both west and east. Etymology The word ''south'' comes from Old English ''sūþ'', from earlier Proto-Germanic ''*sunþa ...
", somewhat excluding Texas and Florida. In the three American regions above, sociolinguists have studied three phonetic shifts that can explain their resistance to the merger. The first is the fronting of found in the Inland North, in which the vowel is advanced as far as the cardinal (the
open front unrounded vowel The open front unrounded vowel, or low front unrounded vowel, is a type of vowel sound used in some spoken languages. It is one of the eight primary cardinal vowels, not directly intended to correspond to a vowel sound of a specific language b ...
), thus allowing the vowel to lower into the phonetic environment of without any merger taking place. The second situation is the raising of the vowel found in Providence, New York City, Philadelphia, and Baltimore, in which the vowel is raised and diphthongized to , or, less commonly, , thus keeping that vowel notably distinct from the vowel . The third situation occurs in the South, in which
vowel breaking In historical linguistics, vowel breaking, vowel fracture, or diphthongization is the sound change of a monophthong into a diphthong or triphthong. Types Vowel breaking may be unconditioned or conditioned. It may be triggered by the presence of ...
results in being pronounced as upgliding , keeping it distinct from . None of these three phonetic shifts, however, is certain to preserve the contrast for all speakers in these regions. Some speakers in all three regions, particularly younger ones, are beginning to exhibit the merger despite the fact that each region's phonetics should theoretically block it.
African-American Vernacular English African-American Vernacular English (AAVE) is the variety of English natively spoken, particularly in urban communities, by most working- and middle-class African Americans and some Black Canadians. Having its own unique grammatical, voc ...
accents have traditionally resisted the ''cot''–''caught'' merger, with pronounced and traditionally pronounced , though now often . Early-2000s research has shown that this resistance may continue to be reinforced by the fronting of , linked through a
chain shift In historical linguistics, a chain shift is a set of sound changes in which the change in pronunciation of one speech sound (typically, a phoneme) is linked to, and presumably causes, a change in pronunciation of other sounds. The sounds invo ...
of vowels to the raising of the , , and perhaps vowels. This chain shift is called the "African American Shift". However, there is still evidence of AAVE speakers picking up the ''cot''–''caught'' merger in
Pittsburgh Pittsburgh ( ) is a city in Allegheny County, Pennsylvania, United States, and its county seat. It is the List of municipalities in Pennsylvania#Municipalities, second-most populous city in Pennsylvania (after Philadelphia) and the List of Un ...
, Pennsylvania, in Charleston, South Carolina, in Florida and Georgia, and in parts of California.


Origin

In North America, the first evidence of the merger (or its initial conditions) comes from western Pennsylvania as far back as the data shows. From there, it entered
Upper Canada The Province of Upper Canada () was a Province, part of The Canadas, British Canada established in 1791 by the Kingdom of Great Britain, to govern the central third of the lands in British North America, formerly part of the Province of Queb ...
(what is now
Ontario Ontario is the southernmost Provinces and territories of Canada, province of Canada. Located in Central Canada, Ontario is the Population of Canada by province and territory, country's most populous province. As of the 2021 Canadian census, it ...
). In the mid-19th century, the merger also independently began in eastern New England, possibly influencing the Canadian Maritimes, though the merger is in evidence as early as the 1830s in both regions of Canada: Ontario and the Maritimes. Fifty years later, the merger "was already more established in Canada" than in its two U.S. places of origin. In Canadian English, further westward spread was completed more quickly than in English of the United States. Two traditional theories of the merger's origins have been longstanding in linguistics: one group of scholars argues for an independent North American development, while others argue for contact-induced language change via Scots-Irish or Scottish immigrants to North America. In fact, both theories may be true but for different regions. The merger's appearance in western Pennsylvania is better explained as an effect of Scots-Irish settlement, but in eastern New England,Johnson, Daniel Ezra (2010). "Low Vowels of New England: History and Development". Publication of the American Dialect Society 95 (1): 13–41. . p. 40. and perhaps the American West, as an internal structural development. Canadian linguist Charles Boberg considers the issue unresolved. A third theory has been used to explain the merger's appearance specifically in northeastern Pennsylvania: an influx of Polish- and other Slavic-language speakers whose learner English failed to maintain the distinction.


Scotland

Outside North America, another dialect featuring the merger is Scottish English, where the merged vowel has a quality around �̞ Like in New England English, the ''cot''–''caught'' merger occurred without the ''father''–''bother'' merger. Therefore, speakers still retain the distinction between in and in .


India

The merger is also quite prevalent in
Indian English Indian English (IndE, IE) or English (India) is a group of English dialects spoken in the Republic of India and among the Indian diaspora and native to India. English is used by the Government of India for communication, and is enshrined ...
, possibly due to contact with Scottish English. In particular, the vowel may be lengthened to merge with the vowel . However, there are also speakers who maintain a distinction in length and/or quality. Like in Scottish English, this vowel is not usually merged with in General Indian English.


See also

* Phonological history of English open back vowels


Notes


References


Bibliography

* * * * * *


Further reading

*


External links


Map of the cot–caught merger from the 2003 Harvard Dialect Survey


* ttp://www.ling.upenn.edu/phono_atlas/maps/Map1.html Description of the cot–caught merger in the Phonological Atlas
Map of the cot–caught merger before and

Chapter 13 of the ''Atlas of North American English''
which discusses the "short-o" configuration of various American accents {{DEFAULTSORT:Cot-caught merger Dialects of English Splits and mergers in English phonology