Constructive ambiguity is a term generally credited to
Henry Kissinger
Henry Alfred Kissinger (May 27, 1923 – November 29, 2023) was an American diplomat and political scientist who served as the 56th United States secretary of state from 1973 to 1977 and the 7th National Security Advisor (United States), natio ...
, said to be the foremost exponent of the negotiating tactic it designates. It refers to the deliberate use of ambiguous language on a sensitive issue in order to advance some political purpose. Constructive ambiguity is often disparaged as
fudging. It might be employed in a negotiation, both to disguise an inability to resolve a contentious issue on which the parties remain far apart and to do so in a manner that enables each to claim obtaining some concession on it.
It warrants further hopes that the ensuing postponement of resolution on this particular point, in a way that causes neither side excessive discomfort, will enable them to make real progress on other matters. If this progress takes place, the unresolved question might be revisited at a later date, if not voided altogether by the passage of time. On the other hand, since ambiguity in agreements can generate subsequent controversy, the likelihood of its employment proving constructive in comparison to further attempts to negotiate the point in question in clear terms is a question best left for historians.
Examples of constructive ambiguities in diplomacy
UN Security Council's Resolution 242
The
UN Security Council
The United Nations Security Council (UNSC) is one of the six principal organs of the United Nations (UN) and is charged with ensuring international peace and security, recommending the admission of new UN members to the General Assembly, an ...
agreed on the text of its
Resolution 242
United Nations Security Council Resolution 242 (S/RES/242) was adopted unanimously by the UN Security Council on November 22, 1967, in the aftermath of the Six-Day War. It was adopted under Chapter VI of the United Nations Charter, Chapter VI of ...
, after the crushing defeat that
Israel
Israel, officially the State of Israel, is a country in West Asia. It Borders of Israel, shares borders with Lebanon to the north, Syria to the north-east, Jordan to the east, Egypt to the south-west, and the Mediterranean Sea to the west. Isr ...
inflicted on joint
Arab
Arabs (, , ; , , ) are an ethnic group mainly inhabiting the Arab world in West Asia and North Africa. A significant Arab diaspora is present in various parts of the world.
Arabs have been in the Fertile Crescent for thousands of years ...
forces during the
Six-Day War
The Six-Day War, also known as the June War, 1967 Arab–Israeli War or Third Arab–Israeli War, was fought between Israel and a coalition of Arab world, Arab states, primarily United Arab Republic, Egypt, Syria, and Jordan from 5 to 10June ...
in 1967. As a result of bargaining between the powers sitting in the Security Council, the resolution reflected the deeply polarized political opinion. The provision of the resolution which prompted different and incompatible interpretations was the one immediately following the preamble of the text, reading: "establishment of just and lasting peace in the Middle East should include the application of both the following principles:
* withdrawal of Israeli armed forces from territories occupied in recent conflict;
* termination of all claims or states of belligerency and respect for…territorial integrity…of every State in the area and their right to live in peace within secure and recognized boundaries."
The use of an unnatural English construction "territories occupied in recent conflict" without the expected definite article, "the", made it possible to question whether Israel was asked to withdraw from all the territories occupied in the recent conflict, or to withdraw from some, but not all, such territories. Notably, the French translation of the document, unlike the English original, used the definite article, demanding the "retrait des forces armées israéliennes
des territoires occupés lors du récent conflit". Thus the French version, which together with the English version was an official UN version of the document, suggested that Israel must withdraw from all territories that it occupied during the Six-Day War.
Naturally, the French interpretation suited the interests of Arab countries, which made numerous attempts to prove its validity. By contrast, Israel opposed such an interpretation, and the sponsor of the resolution,
Lord Caradon
Hugh Mackintosh Foot, Baron Caradon (8 October 1907 – 5 September 1990) was an English colonial administrator and diplomat who was Permanent Representative of the United Kingdom to the United Nations and the last governor of British Cyprus.
...
, appears to have had no intention of inserting the definite article into its text. Caradon additionally emphasized the additional and clarifying light that the second part of the first provision shed on its first part, and insisted that it must be given uppermost consideration. According to him, the boundary that existed before the Six-Day War did not satisfy the right of Israel to live within secure and recognised boundaries. Consequently, under this interpretation, Israel did not have to withdraw to its pre–Six-Day War borders.
The Shanghai Communiqué
The
Shanghai Communiqué
The Joint Communiqué of the United States of America and the People's Republic of China, also known as the Shanghai Communiqué (1972), was a diplomatic document issued by the United States of America and the People's Republic of China on Febru ...
was issued by the
United States of America
The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 states and a federal capital district, Washington, D.C. The 48 contiguo ...
and the
People's Republic of China
China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
on 27 February 1972, during the US President
Richard Nixon
Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 until Resignation of Richard Nixon, his resignation in 1974. A member of the Republican Party (United States), Republican ...
's
visit to China. Henry Kissinger acted as the principal US negotiator in this matter. The document contained an ambiguous provision inserted by the United States: "The United States acknowledges that all Chinese on either side of the
Taiwan Strait
The Taiwan Strait is a strait separating the island of Taiwan and the Asian continent. The strait is part of the South China Sea and connects to the East China Sea to the north. The narrowest part is wide.
Names
Former names of the Tai ...
maintain there is but one China and that
Taiwan
Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
is a province of China." This provision lent itself to interpretation as the very first expression of American support for the
one-China policy
''One China'' is a phrase describing the relationship between the People's Republic of China (PRC) based on mainland China, and the Republic of China (ROC) based on the Taiwan Area. "One China" asserts that there is only one ''de jure'' C ...
, calling for a reintegration of Taiwan into the PRC. But that is not what it meant in its original context.
The fact acknowledged by the US "that the PRC and Taiwan agree that there is "but one China" does not imply any sort of agreement on internal arrangements for the "one China." On the contrary, for as long as the Taiwan issue has been posed, Chinese governments on either side of the Taiwan Strait have been unable to agree on a formula for their reunification, let alone to have it supported by the US government. Nevertheless, its official endorsement of the term “one China” helped the US to find a proper balance between its relations with the PRC and its relations with Taiwan, without jeopardizing either. Its use reflected a negotiated instance of constructive ambiguity that reduced the immediate risk of open conflict.
6-Point Agreement
In the wake of the
Yom Kippur War
The Yom Kippur War, also known as the Ramadan War, the October War, the 1973 Arab–Israeli War, or the Fourth Arab–Israeli War, was fought from 6 to 25 October 1973 between Israel and a coalition of Arab world, Arab states led by Egypt and S ...
between Israel and
Egypt
Egypt ( , ), officially the Arab Republic of Egypt, is a country spanning the Northeast Africa, northeast corner of Africa and Western Asia, southwest corner of Asia via the Sinai Peninsula. It is bordered by the Mediterranean Sea to northe ...
, both negotiators and belligerents faced the issue of the status of the Egyptian Third Army, surrounded by the
Israeli Defense Force
The Israel Defense Forces (IDF; , ), alternatively referred to by the Hebrew-language acronym (), is the national military of the State of Israel. It consists of three service branches: the Israeli Ground Forces, the Israeli Air Force, and ...
on the eastern side of
Suez
Suez (, , , ) is a Port#Seaport, seaport city with a population of about 800,000 in north-eastern Egypt, located on the north coast of the Gulf of Suez on the Red Sea, near the southern terminus of the Suez Canal. It is the capital and largest c ...
. Almost no progress was achieved in the first phase of peace talks held in October. While the talks continued in Washington in November, the UN Security Council issued
Resolution 340, which demanded that the Israeli Force withdraw to the lines occupied on October 22, 1973, at 1650 GMT, causing an end to the encirclement of the Egyptian Third Army. However, Israel refused to comply with Resolution 340. Thereafter negotiations fortunately continued and resulted in a so-called "6-Point Agreement", signed on November 11 at Kilometer 101 of the
Cairo
Cairo ( ; , ) is the Capital city, capital and largest city of Egypt and the Cairo Governorate, being home to more than 10 million people. It is also part of the List of urban agglomerations in Africa, largest urban agglomeration in Africa, L ...
-Suez road. It was the first agreement that Israel signed with an Arab country after the outbreak of hostilities between Arabs and Israelis in 1949.
One of the chief mediators to the agreement, Henry Kissinger, US Secretary of State, frequently used the term "constructive ambiguity" during the negotiations, to explain his negotiating strategy as well as the key purpose of the 6-Point Agreement. Provision B of the agreement contained an ambiguity that created an incentive for Israeli negotiators to engage in further talks leading to Israel's compliance with SC Resolution 340 and ensured that talks continue and arrive at a solution that would save the face of one of the two parties. This result could not have been achieved by a quick jump or a fiat.
Provision B says: "Both sides agree that discussions between them will begin immediately to settle the question of the return to the October 22 positions in the framework of agreement on the disengagement and separation of forces under the auspices of the UN." This provided for a syntactical ambiguity that allowed Egyptian and Israeli negotiators to interpret their accord in diametrically opposite ways. Egyptian negotiators interpreted this provision as a clear demand that Israel withdraw its armed force in accordance with
United Nations Security Council Resolution 340
United Nations Security Council Resolution 340 was adopted on October 25, 1973, during the Yom Kippur War. It was passed after the Security Council was informed of the apparent failure of UNSCR 338 and UNSCR 339 to end the fighting.
In UNSCR 3 ...
, linking "return to the October 22 positions" and "under the auspices of the UN". By contrast, Israeli negotiators interpreted the provision as calling on the parties to negotiate a "separation of forces" agreement without any specific request to return to the October 22 lines, by linking "discussions... to settle the question" and "under the auspices of the UN".
Syrian–Israeli peace negotiations
In the course of the
Syria
Syria, officially the Syrian Arab Republic, is a country in West Asia located in the Eastern Mediterranean and the Levant. It borders the Mediterranean Sea to the west, Turkey to Syria–Turkey border, the north, Iraq to Iraq–Syria border, t ...
n–Israeli peace negotiations, the call for a "comprehensive, just, and lasting peace" was replaced by the formula of "full peace for full withdrawal" in May 1993. The former requirement tended to link the Syrian–Israeli talks to the Palestinian and other negotiating tracks, whereas the latter formula of "full peace for full withdrawal" tended to sever such links and ties in favor of a separate settlement that "stands on its two feet", as the Israelis put it. This short-lived "constructive ambiguity" may have witnessed a face-saving attempt by Syrian President
Hafez al-Assad
Hafez al-Assad (6 October 193010 June 2000) was a Syrian politician and military officer who was the president of Syria from 1971 until Death and state funeral of Hafez al-Assad, his death in 2000. He was previously the Prime Minister of Syria ...
to maintain coordination among the different Arab-Israeli negotiating tracks while offering Israel a full contractual peace in return for the Golan Heights. The revelation of the
Oslo Accords
The Oslo Accords are a pair of interim agreements between Israel and the Palestine Liberation Organization (PLO): the Oslo I Accord, signed in Washington, D.C., in 1993; and the Oslo II Accord, signed in Taba, Egypt, in 1995. They marked the st ...
between Israel and the
PLO
The Palestine Liberation Organization (PLO; ) is a Palestinian nationalist coalition that is internationally recognized as the official representative of the Palestinian people in both the occupied Palestinian territories and the diaspora. ...
in the summer of 1993 effectively ended this ambiguity, whereas the subsequent
Israel–Jordan peace treaty
The Israel–Jordan peace treaty (formally the "Treaty of Peace Between the State of Israel and the Hashemite Kingdom of Jordan"),; Hebrew transliteration, transliterated: ''Heskem Ha-Shalom beyn Yisra'el Le-Yarden''; ; Arabic transliteration: ' ...
of October 1994 rendered it irrelevant. Syria's neighbors, for their part, no longer sought "comprehensive peace".
Sinn Féin
Sinn Féin
Sinn Féin ( ; ; ) is an Irish republican and democratic socialist political party active in both the Republic of Ireland and Northern Ireland.
The History of Sinn Féin, original Sinn Féin organisation was founded in 1905 by Arthur Griffit ...
is a political party in Northern Ireland that was often affiliated with terrorism while pursuing
Irish unity. US
Northern Ireland
Northern Ireland ( ; ) is a Countries of the United Kingdom, part of the United Kingdom in the north-east of the island of Ireland. It has been #Descriptions, variously described as a country, province or region. Northern Ireland shares Repub ...
Special Envoy
Mitchell Reiss ha
pointed outits cynical use of constructive ambiguity, when in the 1990s, Sinn Féin adopted a strategy labeled as "TUAS". Within the policy document, this acronym meant "Tactical Use of Armed Struggle"; however, the same acronym was publicly translated to mean "Totally Unarmed Strategy."
Constructive ambiguities in international trade law
Some recent
bilateral trade agreements such as the
Australia-United States Free Trade Agreement (AUSFTA) and
Republic of Korea-United States Free Trade Agreement (KORUSFTA)have produced final texts after contentious and largely unresolved negotiations about whether, for example,
pharmaceutical
Medication (also called medicament, medicine, pharmaceutical drug, medicinal product, medicinal drug or simply drug) is a drug used to diagnose, cure, treat, or prevent disease. Drug therapy ( pharmacotherapy) is an important part of the ...
innovation
Innovation is the practical implementation of ideas that result in the introduction of new goods or service (economics), services or improvement in offering goods or services. ISO TC 279 in the standard ISO 56000:2020 defines innovation as "a n ...
(a constructive ambiguity) should be 'valued' (also a constructive ambiguity) through the operation of nominally competitive markets (requiring strong
anti-trust
Competition law is the field of law that promotes or seeks to maintain market competition by regulating anti-competitive conduct by companies. Competition law is implemented through public and private enforcement. It is also known as antitrust ...
law to be effective) (the United States position) or through expert evidence-based assessment of objectively demonstrated
cost-effectiveness
Cost-effectiveness analysis (CEA) is a form of economic analysis that compares the relative costs and outcomes (effects) of different courses of action. Cost-effectiveness analysis is distinct from cost–benefit analysis, which assigns a moneta ...
(the Australian and Korean positions).
Concern has been expressed in the academic literature that the inclusion of
non-violation nullification of benefits Non-violation nullification of benefits (NVNB) claims are a species of dispute settlement in the World Trade Organization arising under World Trade Organization multilateral and bilateral trade agreements. NVNB claims are controversial in that they ...
(NVNB)provisions in such
bilateral trade agreements could encourage ongoing
lobbying
Lobbying is a form of advocacy, which lawfully attempts to directly influence legislators or government officials, such as regulatory agency, regulatory agencies or judiciary. Lobbying involves direct, face-to-face contact and is carried out by va ...
by
multinational corporations
A multinational corporation (MNC; also called a multinational enterprise (MNE), transnational enterprise (TNE), transnational corporation (TNC), international corporation, or stateless corporation, is a corporate organization that owns and cont ...
of domestic policy makers to pass
legislation
Legislation is the process or result of enrolling, enacting, or promulgating laws by a legislature, parliament, or analogous governing body. Before an item of legislation becomes law it may be known as a bill, and may be broadly referred ...
rewarding their version of the trade deal mentioned constructive ambiguity of
innovation
Innovation is the practical implementation of ideas that result in the introduction of new goods or service (economics), services or improvement in offering goods or services. ISO TC 279 in the standard ISO 56000:2020 defines innovation as "a n ...
(see Annex 2C.1 of the AUSFTA) causing issues for democratic
sovereignty
Sovereignty can generally be defined as supreme authority. Sovereignty entails hierarchy within a state as well as external autonomy for states. In any state, sovereignty is assigned to the person, body or institution that has the ultimate au ...
over domestic policy.
[Faunce TA, Neville W and Anton Wasson A. Non Violation Nullification of Benefit Claims: Opportunities and Dilemmas in a Rule-Based WTO Dispute Settlement System in Bray M (ed) Ten Years of WTO Dispute Settlement: Australian Perspectives. Office of Trade Negotiations of the Department of Foreign Affairs and Trade.Commonwealth of Australia. 123-140]
See also
*
Policy of deliberate ambiguity
In the context of global politics, a policy of deliberate ambiguity (also known as a policy of strategic ambiguity or strategic uncertainty) is the practice by a government or non-state actor of being deliberately ambiguous with regard to all or c ...
References
{{Reflist
Further reading
*James O.C. Jonah
"The United Nations and International Conflict: The Military Talks at Kilometer Marker-101,"in ''Mediation in International Relations'', edited by Jacob Bercovitch and Jeffrey Z. Rubin, London: Macmillan, 1992, pp. 176–205.
*Dražen Pehar
i
edited by Jovan Kurbalija and Hannah Slavik, DiploProjects, 2001, pp. 163–200.
*Patrick Seale
"The Syria-Israel Negotiations: Who Is Telling the Truth?" ''Journal of Palestine Studies'', Vol. 29, No. 2 (Winter, 2000), pp. 65–77.
External links
Israeli Statements Clarifying the Meaning of U.N. Security Council Resolution 242Sadik J. Al-Azm, "The View from Damascus", NYRB, Volume 47, Number 10 · June 15, 2000
Diplomacy