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Constitutional theory is an area of
constitutional law Constitutional law is a body of law which defines the role, powers, and structure of different entities within a state, namely, the executive, the parliament or legislature, and the judiciary; as well as the basic rights of citizens and, in ...
that focuses on the underpinnings of constitutional government. It overlaps with
legal theory Jurisprudence, also known as theory of law or philosophy of law, is the examination in a general perspective of what law is and what it ought to be. It investigates issues such as the definition of law; legal validity; legal norms and values ...
,
constitutionalism Constitutionalism is "a compound of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law". Political organizations are constitutional to ...
,
philosophy of law Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a science and as the ar ...
and democratic theory. It is not limited by country or jurisdiction.


German Rechtsstaat

The Rechtsstaat doctrine (Legal state, State of Right, Constitutional state, constitutional government) was introduced in the latest works of the German philosopher
Immanuel Kant Immanuel Kant (born Emanuel Kant; 22 April 1724 – 12 February 1804) was a German Philosophy, philosopher and one of the central Age of Enlightenment, Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works ...
(1724–1804) after US and French constitutions were adopted in the late 18th century. Kant's approach is based on the supremacy of a country's written
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
. This supremacy must create guarantees for implementation of his central idea: a permanent peaceful life as a basic condition for the happiness of its people and their prosperity. Kant was basing his doctrine on none other but
constitutionalism Constitutionalism is "a compound of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law". Political organizations are constitutional to ...
and
constitutional government A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these princ ...
. Kant had thus formulated the main problem of constitutionalism, “The constitution of a
state State most commonly refers to: * State (polity), a centralized political organization that regulates law and society within a territory **Sovereign state, a sovereign polity in international law, commonly referred to as a country **Nation state, a ...
is eventually based on the morals of its citizens, which, in its turns, is based on the goodness of this constitution.” Kant's idea is the foundation for the constitutional theory of the twenty-first century. The Legal state concept is based on the ideas, discovered by Immanuel Kant, for example, in his Groundwork of the Metaphysic of Morals: “The task of establishing a universal and permanent peaceful life is not only a part of theory of law within the framework of pure reason, but per se an absolute and ultimate goal. To achieve this goal, a state must become the community of a large number of people, living provided with legislative guarantees of their property rights secured by a common constitution. The supremacy of this constitution… must be derived a priori from the considerations for achievement of the absolute ideal in the most just and fair organization of people’s life under the aegis of public law.”.


Russian legal state

The Russian legal system, borne out of transformations in the 19th century under the
judicial reform of Alexander II The judiciary (also known as the judicial system, judicature, judicial branch, judiciative branch, and court or judiciary system) is the system of courts that adjudicates legal disputes/disagreements and interprets, defends, and applies the law ...
, is based primarily upon the German legal tradition. It was from here that Russia borrowed a doctrine of Rechtsstaat, which literally translates as Legal State. The English most close analogue is «rule of law». Rechtsstaat is a concept in continental European legal thinking, originally borrowed from German legal philosophy, which can be translated as “legal state” or "state of law", or "state of rights", "constitutional state" in which the exercise of governmental power is constrained by the law. The Russian Legal state concept adopts the written constitution as a supreme law of the country (the rule of constitution). The concept of “legal state” (“pravovoe gosudarstvo” in Russian) is a fundamental, but undefined, principle that appears in the very first dispositive provision of Russia's post-Communist constitution: “The Russian Federation – Russia – constitutes a democratic federative legal state with a republican form of governance.” Similarly, the very first dispositive provision of the
Constitution of Ukraine The Constitution of Ukraine (, ) is the fundamental law of Ukraine. The constitution was adopted and ratified at the 5th session of the ''Verkhovna Rada'', the parliament of Ukraine, on 28 June 1996. The constitution was passed with 315 ayes o ...
declares: “Ukraine is a sovereign and independent, democratic, social, legal state.” The effort to give meaning to definition “Legal State” is anything but theoretical.
Valery Zorkin Valery Dmitrievich Zorkin (; born 18 February 1943) is a Russian legal scholar and jurist serving as the 4th and current President of the Constitutional Court of the Russian Federation. He also served as the 1st President of the Constitution ...
, President of the
Constitutional Court of Russia The Constitutional Court of the Russian Federation () is a high court within the judiciary of Russia which is empowered to rule on whether certain laws or presidential decrees are in fact contrary to the Constitution of Russia. Its objective is o ...
, wrote in 2003: “Becoming a legal state has long been our ultimate goal, and we have certainly made serious progress in this direction over the past several years. However, no one can say now that we have reached this destination. Such a Legal state simply cannot exist without a lawful and just society. Here, as in no other sphere of our life, the state reflects the level of maturity reached by society.". The Russian concept of legal state adopted many segments of the
constitutional economics Constitutional economics is a research program in economics and constitutionalism that has been described as explaining the choice "of alternative sets of legal-institutional-constitutional rules that constrain the choices and activities of econom ...
. One of the founders of constitutional economics James M. Buchanan, the 1986 recipient of the
Nobel Memorial Prize in Economic Sciences The Nobel Memorial Prize in Economic Sciences, officially the Sveriges Riksbank Prize in Economic Sciences in Memory of Alfred Nobel (), commonly referred to as the Nobel Prize in Economics(), is an award in the field of economic sciences adminis ...
argues that in the framework of constitutional government any governmental interventions and regulations have been based on three assumptions. * First, every failure of the
market economy A market economy is an economic system in which the decisions regarding investment, production, and distribution to the consumers are guided by the price signals created by the forces of supply and demand. The major characteristic of a mark ...
to function smoothly and perfectly can be corrected by governmental intervention. * Second, those holding political office and manning the bureaucracies are altruistic upholders of the public interest, unconcerned with their own personal economic well-being. * And, third, changing the responsibilities of
government A government is the system or group of people governing an organized community, generally a State (polity), state. In the case of its broad associative definition, government normally consists of legislature, executive (government), execu ...
towards more intervention and control will not profoundly and perversely affect the social and economic life.


United States

Constitutional theory in the
United States The United States of America (USA), also known as the United States (U.S.) or America, is a country primarily located in North America. It is a federal republic of 50 U.S. state, states and a federal capital district, Washington, D.C. The 48 ...
is an academic discipline that focuses on the meaning of the United States
Constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organization or other type of entity, and commonly determines how that entity is to be governed. When these pri ...
. Its concerns include (but are not limited to) the historical, linguistic, sociological, ethical, and political aspects. Much of constitutional theory is concerned with theories of
judicial review Judicial review is a process under which a government's executive, legislative, or administrative actions are subject to review by the judiciary. In a judicial review, a court may invalidate laws, acts, or governmental actions that are in ...
. This is in part because ''
Marbury v. Madison ''Marbury v. Madison'', 5 U.S. (1 Cranch) 137 (1803), was a landmark decision of the U.S. Supreme Court that established the principle of judicial review, meaning that American courts have the power to strike down laws and statutes they find ...
'', which established this judicial power in the early 19th century, has given the judiciary near-final authority on constitutional meaning. Aside from judicial review, constitutional theory in general seeks to ask and answer the following questions: *How should the Constitution be interpreted? *How much weight should be given to the history of the Constitution's framing? *How much, if any, of the Constitution's meaning can be read as implicit in the text? *What vision of republican government does the Constitution seek to further? *How does constitutional meaning shift with other changes in the political structure? *How does constitutional meaning shift with changes in cultural norms? *What is the proper relationship between individual rights and state power? *What is the proper relationship between the branches of government **This question involves the power of judicial review, noted above *What is the proper relationship between the federal government and the states? Although constitutional theory as a discipline has its precursors in ''
The Federalist ''The Federalist Papers'' is a collection of 85 articles and essays written by Alexander Hamilton, James Madison, and John Jay under the collective pseudonym "Publius" to promote the ratification of the Constitution of the United States. The col ...
'' and Justice Story's '' Commentaries on the Constitution'', modern constitutional theory began with the publication of Alexander Bickel's '' The Least Dangerous Branch''. (The title is an allusion to ''The Federalist'' No. 78, in which
Alexander Hamilton Alexander Hamilton (January 11, 1755 or 1757July 12, 1804) was an American military officer, statesman, and Founding Fathers of the United States, Founding Father who served as the first U.S. secretary of the treasury from 1789 to 1795 dur ...
wrote that the judiciary "will always be the least dangerous to the political rights of the Constitution", because it has neither the sword (like the Executive) nor the purse (like the Legislature). The book's primary (but not sole) contribution was to introduce the idea of the " countermajoritarian difficulty." The idea expressed by the term countermajoritarian difficulty is that there is a tension between democratic government (as he defines it democratic government is majoritarian government) and judicial power. If the judiciary—an unelected branch of government—can overturn popular legislation, then either there is a fundamental contradiction within the democratic system, or there is a tension that must be resolved by curbing judicial power. (One of Bickel's solutions is for the Court to exercise "the passive virtues": that is, to decline to decide more than it has to decide.)


Important theorists

The following is a partial list of important American theorists and thinkers: *
Bruce Ackerman Bruce Arnold Ackerman (born August 19, 1943) is an American legal scholar who serves as a Sterling Professor at Yale Law School. In 2010, he was named by ''Foreign Policy'' magazine to its list of top global thinkers. Ackerman was also identified ...
, Professor of Law,
Yale University Yale University is a Private university, private Ivy League research university in New Haven, Connecticut, United States. Founded in 1701, Yale is the List of Colonial Colleges, third-oldest institution of higher education in the United Stat ...
. Primary contributions: ''We the People: Foundations'' and ''We the People: Transformations''. * Jack Balkin, Professor of Law,
Yale University Yale University is a Private university, private Ivy League research university in New Haven, Connecticut, United States. Founded in 1701, Yale is the List of Colonial Colleges, third-oldest institution of higher education in the United Stat ...
* Charles A. Beard, Professor of Sociology,
New School for Social Research The New School for Social Research (NSSR), previously known as The University in Exile and The New School University, is a graduate-level educational division of The New School in New York City, United States. NSSR enrolls more than 1,000 stud ...
, Primary contributions: An Economic Interpretation of the Constitution *
Randy Barnett Randy Evan Barnett (born February 5, 1952) is an American legal scholar. He serves as the Patrick Hotung Professor of Constitutional Law at Georgetown University, where he teaches constitutional law and contracts, and is the director of the Georg ...
, Professor of Law,
Georgetown University Georgetown University is a private university, private Jesuit research university in Washington, D.C., United States. Founded by Bishop John Carroll (archbishop of Baltimore), John Carroll in 1789, it is the oldest Catholic higher education, Ca ...
* Alexander Bickel, former
Yale Yale University is a private Ivy League research university in New Haven, Connecticut, United States. Founded in 1701, Yale is the third-oldest institution of higher education in the United States, and one of the nine colonial colleges ch ...
professor who published ''The Least Dangerous Branch'', ''The Morality of Consent'', ''The Supreme Court and the Idea of Progress'', among other works. * Erwin Chemerinsky, Dean,
University of California, Irvine School of Law The University of California, Irvine School of Law (known as UC Irvine Law) is the law school at the University of California, Irvine, a public research university in Irvine, California. Founded in 2007, it is the fifth and newest law school in ...
*
Ronald Dworkin Ronald Myles Dworkin (; December 11, 1931 – February 14, 2013) was an American legal philosopher, jurist, and scholar of United States constitutional law. At the time of his death, he was Frank Henry Sommer Professor of Law and Philosophy at ...
, Professor of Law,
New York University School of Law The New York University School of Law (NYU Law) is the law school of New York University, a private research university in New York City. Established in 1835, it was the first law school established in New York City and is the oldest survivin ...
* Christopher Eisgruber, President,
Princeton University Princeton University is a private university, private Ivy League research university in Princeton, New Jersey, United States. Founded in 1746 in Elizabeth, New Jersey, Elizabeth as the College of New Jersey, Princeton is the List of Colonial ...
*
John Hart Ely John Hart Ely ( ; December 3, 1938 – October 25, 2003) was an American legal scholar. He was a professor of law at Yale Law School from 1968 to 1973, Harvard Law School from 1973 to 1982, Stanford Law School from 1982 to 1996, and at the Uni ...
, Scholar and former professor at several leading law schools. * James E. Fleming, Professor of Law, Boston University. *
Alex Kozinski Alex Kozinski (; born July 23, 1950) is a Romanian-American jurist and lawyer who was a judge on the U.S. Court of Appeals for the Ninth Circuit from 1985 to 2017. He was a prominent and influential judge, and many of his law clerks went on to ...
, Judge on the U.S. Court of Appeals for the Ninth CircuitState (polity) *
Sanford Levinson Sanford Victor Levinson (born June 17, 1941) is an American legal scholar known for his writings on constitutional law. A professor at the University of Texas Law School, Levinson is notable for his criticism of the United States Constitution as ...
, Professor of Law and Government,
University of Texas at Austin The University of Texas at Austin (UT Austin, UT, or Texas) is a public university, public research university in Austin, Texas, United States. Founded in 1883, it is the flagship institution of the University of Texas System. With 53,082 stud ...
* Walter F. Murphy McCormick Professor of Jurisprudence,
Princeton University Princeton University is a private university, private Ivy League research university in Princeton, New Jersey, United States. Founded in 1746 in Elizabeth, New Jersey, Elizabeth as the College of New Jersey, Princeton is the List of Colonial ...
*
Richard Posner Richard Allen Posner (; born January 11, 1939) is an American legal scholar and retired United States circuit judge who served on the U.S. Court of Appeals for the Seventh Circuit from 1981 to 2017. A senior lecturer at the University of Chicag ...
, Senior Judge on the U.S. Court of Appeals for the Seventh Circuit * Robert Post, professor of law at Yale Law School *
Richard Primus Richard Abraham Primus (born 1969) is an American legal scholar. He currently teaches United States constitutional law at the University of Michigan Law School, where he is Theodore J. St. Antoine Collegiate Professor of Law. In 2008, he was awar ...
, Professor of Law
University of Michigan Law School The University of Michigan Law School (branded as Michigan Law) is the law school of the University of Michigan, a public research university in Ann Arbor, Michigan. Founded in 1859, the school offers Master of Laws (LLM), Master of Comparati ...
*
Lawrence G. Sager Lawrence Gene Sager (born 1941) is a former dean of the University of Texas School of Law. He holds the Alice Jane Drysdale Sheffield Regents Chair. Sager, who joined the Law School faculty in 2002, is the 13th dean in the Law School's 123-year ...
, Professor of Law
University of Texas at Austin The University of Texas at Austin (UT Austin, UT, or Texas) is a public university, public research university in Austin, Texas, United States. Founded in 1883, it is the flagship institution of the University of Texas System. With 53,082 stud ...
*
Antonin Scalia Antonin Gregory Scalia (March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectual an ...
, Associate Justice of the Supreme Court. His ideas on
originalism Originalism is a legal theory in the United States which bases constitutional, judicial, and statutory interpretation of text on the original understanding at the time of its adoption. Proponents of the theory object to judicial activism ...
published in ''A Matter of Interpretation''. *
Suzanna Sherry Suzanna Sherry (born March 29, 1954) is an American legal scholar in the area of constitutional law with particular emphasis in the subject of federal courts. She is the Herman O. Loewenstein Chair Emerita at the Vanderbilt University Law School. ...
, Professor of Law,
Vanderbilt University Law School Vanderbilt University Law School (also known as VLS) is the law school of Vanderbilt University. Established in 1874, it is one of the oldest law schools in the southern United States. Vanderbilt Law enrolls approximately 640 students, with each ...
. Primary contributions: ''Desperately Seeking Certainty: The Misguided Quest for Constitutional Foundations'' and ''Beyond All Reason: The Radical Assault on Truth in American Law'' (both with Daniel Farber of
Boalt Hall The University of California, Berkeley School of Law (Berkeley Law) is the law school of the University of California, Berkeley. The school was commonly referred to as "Boalt Hall" for many years, although it was never the official name. This cam ...
). * Lawrence Solum. Professor of Law,
University of Virginia School of Law The University of Virginia School of Law (Virginia Law) is the law school of the University of Virginia, a public research university in Charlottesville, Virginia. Founded by Thomas Jefferson in 1819 as part of his "academical village", and now ...
*
Cass Sunstein Cass Robert Sunstein (born September 21, 1954) is an American legal scholar known for his work in U.S. constitutional law, administrative law, environmental law, and behavioral economics. He is also ''The New York Times'' best-selling author of ...
, Professor of Law,
Harvard University Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
*
William Howard Taft William Howard Taft (September 15, 1857March 8, 1930) served as the 27th president of the United States from 1909 to 1913 and the tenth chief justice of the United States from 1921 to 1930. He is the only person to have held both offices. ...
(b. 1858 - d. 1930), 10th
Chief Justice of the United States The chief justice of the United States is the chief judge of the Supreme Court of the United States and is the highest-ranking officer of the U.S. federal judiciary. Appointments Clause, Article II, Section 2, Clause 2 of the U.S. Constitution g ...
(1921–1930); 27th
President of the United States The president of the United States (POTUS) is the head of state and head of government of the United States. The president directs the Federal government of the United States#Executive branch, executive branch of the Federal government of t ...
(1909–1913); Kent Professor of Constitutional Law and Legal History,
Yale Law School Yale Law School (YLS) is the law school of Yale University, a Private university, private research university in New Haven, Connecticut. It was established in 1824. The 2020–21 acceptance rate was 4%, the lowest of any law school in the United ...
,
Yale University Yale University is a Private university, private Ivy League research university in New Haven, Connecticut, United States. Founded in 1701, Yale is the List of Colonial Colleges, third-oldest institution of higher education in the United Stat ...
(1913–1921); Dean and Professor of Law,
University of Cincinnati The University of Cincinnati (UC or Cincinnati, informally Cincy) is a public university, public research university in Cincinnati, Ohio, United States. It was founded in 1819 and had an enrollment of over 53,000 students in 2024, making it the ...
Law School;
Solicitor General of the United States The solicitor general of the United States (USSG or SG), is the fourth-highest-ranking official within the United States Department of Justice (DOJ), and represents the federal government in cases before the Supreme Court of the United States. ...
*
Laurence Tribe Laurence Henry Tribe (born October 10, 1941) is an American legal scholar known for his studies of United States constitutional law. Tribe was a professor at Harvard Law School from 1968 until his retirement in 2020. He currently holds the posit ...
, Professor of Law,
Harvard University Law School Harvard Law School (HLS) is the law school of Harvard University, a private research university in Cambridge, Massachusetts. Founded in 1817, Harvard Law School is the oldest law school in continuous operation in the United States. Each class ...
* Jeffrey K. Tulis. Professor of Government and Law,
University of Texas at Austin The University of Texas at Austin (UT Austin, UT, or Texas) is a public university, public research university in Austin, Texas, United States. Founded in 1883, it is the flagship institution of the University of Texas System. With 53,082 stud ...
*
William Van Alstyne William Warner Van Alstyne (February 8, 1934 – January 29, 2019) was an American attorney, law professor, and constitutional law scholar. Prior to retiring in 2012, he held the named position of Lee Professor of Law at William and Mary Law Sc ...
, Professor of Law,
College of William & Mary The College of William & Mary (abbreviated as W&M) is a public university, public research university in Williamsburg, Virginia, United States. Founded in 1693 under a royal charter issued by King William III of England, William III and Queen ...


See also

*
Constitutionalism Constitutionalism is "a compound of ideas, attitudes, and patterns of behavior elaborating the principle that the authority of government derives from and is limited by a body of fundamental law". Political organizations are constitutional to ...
*
Constitutional law Constitutional law is a body of law which defines the role, powers, and structure of different entities within a state, namely, the executive, the parliament or legislature, and the judiciary; as well as the basic rights of citizens and, in ...
*
Constitutional economics Constitutional economics is a research program in economics and constitutionalism that has been described as explaining the choice "of alternative sets of legal-institutional-constitutional rules that constrain the choices and activities of econom ...
*
Legal reform Law reform or legal reform is the process of examining existing laws, and advocating and implementing change in a legal system, usually with the aim of enhancing justice or efficiency. Intimately related are law reform bodies or law commissions ...
*
Rule of law The essence of the rule of law is that all people and institutions within a Body politic, political body are subject to the same laws. This concept is sometimes stated simply as "no one is above the law" or "all are equal before the law". Acco ...
*
Rule According to Higher Law The rule according to a higher law is a philosophical concept that no law may be enforced by the government unless it conforms with certain universal principles (written or unwritten) of fairness, morality, and justice. Thus, ''the rule accordin ...
*
Philosophy of law Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a science and as the ar ...


Notes


References

* * James A. Dorn, 2004. "Creating a Constitutional Order of Freedom in Emerging Market Economies," ''Economic Affairs'', 24(3), pp. 58–63
Abstract.
* * Buchanan, James M., 1986

Nobel Prize lecture, reprinted in ''American Economic Review'', 77(3),
p. 243
250. * Buchanan, James M., 1990a. "The Domain of Constitutional Economics," ''Constitutional Political Economy'', 1(1), pp
1
18. Also at Buchanan, 1990b. * _____, 1990b. ''The Economics and the Ethics of Constitutional Order'', University of Michigan Press
Description
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{{DEFAULTSORT:Constitutional Theory Constitutional law Philosophy of law