
In
linguistics
Linguistics is the scientific study of language. The areas of linguistic analysis are syntax (rules governing the structure of sentences), semantics (meaning), Morphology (linguistics), morphology (structure of words), phonetics (speech sounds ...
, the comparative method is a technique for studying the development of languages by performing a feature-by-feature comparison of two or more languages with
common descent from a shared ancestor and then extrapolating backwards to infer the properties of that ancestor. The comparative method may be contrasted with the method of
internal reconstruction in which the internal development of a single language is inferred by the analysis of features within that language. Ordinarily, both methods are used together to reconstruct prehistoric phases of languages; to fill in gaps in the historical record of a language; to discover the development of phonological, morphological and other linguistic systems and to confirm or to refute hypothesised relationships between languages.
The comparative method emerged in the early 19th century with the birth of
Indo-European studies, then took a definite scientific approach with the works of the
Neogrammarians in the late 19th–early 20th century.
Key contributions were made by the Danish scholars
Rasmus Rask (1787–1832) and
Karl Verner (1846–1896), and the German scholar
Jacob Grimm
Jacob Ludwig Karl Grimm (4 January 1785 – 20 September 1863), also known as Ludwig Karl, was a German author, linguist, philologist, jurist, and folklorist. He formulated Grimm's law of linguistics, and was the co-author of the ''Deutsch ...
(1785–1863). The first linguist to offer reconstructed forms from a
proto-language
In the tree model of historical linguistics, a proto-language is a postulated ancestral language from which a number of attested languages are believed to have descended by evolution, forming a language family. Proto-languages are usually unatte ...
was
August Schleicher (1821–1868) in his ''Compendium der vergleichenden Grammatik der indogermanischen Sprachen'', originally published in 1861. Here is Schleicher's explanation of why he offered reconstructed forms:
In the present work an attempt is made to set forth the inferred Indo-European original language side by side with its really existent derived languages. Besides the advantages offered by such a plan, in setting immediately before the eyes of the student the final results of the investigation in a more concrete form, and thereby rendering easier his insight into the nature of particular Indo-European languages
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
, there is, I think, another of no less importance gained by it, namely that it shows the baselessness of the assumption that the non-Indian Indo-European languages were derived from Old-Indian (Sanskrit
Sanskrit (; stem form ; nominal singular , ,) is a classical language belonging to the Indo-Aryan languages, Indo-Aryan branch of the Indo-European languages. It arose in northwest South Asia after its predecessor languages had Trans-cultural ...
).
Definition
Principles
The aim of the comparative method is to highlight and interpret systematic
phonological and
semantic
Semantics is the study of linguistic Meaning (philosophy), meaning. It examines what meaning is, how words get their meaning, and how the meaning of a complex expression depends on its parts. Part of this process involves the distinction betwee ...
correspondences between two or more
attested languages. If those correspondences cannot be rationally explained as the result of
linguistic universals or
language contact (
borrowings,
areal influence, etc.), and if they are sufficiently numerous, regular, and systematic that they cannot be dismissed as
chance similarities, then it must be assumed that they descend from a single parent language called the '
proto-language
In the tree model of historical linguistics, a proto-language is a postulated ancestral language from which a number of attested languages are believed to have descended by evolution, forming a language family. Proto-languages are usually unatte ...
'.
A sequence of regular
sound changes (along with their underlying sound laws) can then be postulated to explain the correspondences between the attested forms, which eventually allows for the
reconstruction of a proto-language by the methodical comparison of "linguistic facts" within a generalized system of correspondences.
Relation is considered to be "established beyond a reasonable doubt" if a reconstruction of the common ancestor is feasible.
In some cases, this reconstruction can only be partial, generally because the compared languages are too scarcely attested, the temporal distance between them and their proto-language is too deep, or their internal evolution render many of the sound laws obscure to researchers. In such case, a relation is considered plausible, but uncertain.
Terminology
''Descent'' is defined as transmission across the generations: children learn a language from the parents' generation and, after being influenced by their peers, transmit it to the next generation, and so on. For example, a continuous chain of speakers across the centuries links
Vulgar Latin
Vulgar Latin, also known as Colloquial, Popular, Spoken or Vernacular Latin, is the range of non-formal Register (sociolinguistics), registers of Latin spoken from the Crisis of the Roman Republic, Late Roman Republic onward. ''Vulgar Latin'' a ...
to all of its modern descendants.
Two languages are ''
genetically related'' if they descended from the same
ancestor language. For example,
Italian and
French both come from
Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
and therefore belong to the same family, the
Romance languages
The Romance languages, also known as the Latin or Neo-Latin languages, are the languages that are Language family, directly descended from Vulgar Latin. They are the only extant subgroup of the Italic languages, Italic branch of the Indo-E ...
. Having a large component of vocabulary from a certain origin is not sufficient to establish relatedness; for example, heavy
borrowing from
Arabic
Arabic (, , or , ) is a Central Semitic languages, Central Semitic language of the Afroasiatic languages, Afroasiatic language family spoken primarily in the Arab world. The International Organization for Standardization (ISO) assigns lang ...
into
Persian has caused more of the
vocabulary
A vocabulary (also known as a lexicon) is a set of words, typically the set in a language or the set known to an individual. The word ''vocabulary'' originated from the Latin , meaning "a word, name". It forms an essential component of languag ...
of Modern Persian to be from Arabic than from the direct ancestor of Persian,
Proto-Indo-Iranian, but Persian remains a member of the Indo-Iranian family and is not considered "related" to Arabic.
However, it is possible for languages to have different degrees of relatedness.
English, for example, is related to both
German and
Russian but is more closely related to the former than to the latter. Although all three languages share a common ancestor,
Proto-Indo-European
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-Euro ...
, English and German also share a more recent common ancestor,
Proto-Germanic
Proto-Germanic (abbreviated PGmc; also called Common Germanic) is the linguistic reconstruction, reconstructed proto-language of the Germanic languages, Germanic branch of the Indo-European languages.
Proto-Germanic eventually developed from ...
, but Russian does not. Therefore, English and German are considered to belong to a subgroup of Indo-European that Russian does not belong to, the
Germanic languages
The Germanic languages are a branch of the Indo-European languages, Indo-European language family spoken natively by a population of about 515 million people mainly in Europe, North America, Oceania, and Southern Africa. The most widely spoke ...
.
The division of related languages into subgroups is accomplished by finding ''shared linguistic innovations'' that differentiate them from the parent language. For instance, English and German both exhibit the effects of a collection of sound changes known as
Grimm's Law
Grimm's law, also known as the First Germanic Consonant Shift or First Germanic Sound Shift, is a set of sound laws describing the Proto-Indo-European (PIE) stop consonants as they developed in Proto-Germanic in the first millennium BC, first d ...
, which Russian was not affected by. The fact that English and German share this innovation is seen as evidence of English and German's more recent common ancestor—since the innovation actually took place within that common ancestor, before English and German diverged into separate languages. On the other hand, ''shared retentions'' from the parent language are not sufficient evidence of a sub-group. For example, German and Russian both retain from Proto-Indo-European a contrast between the
dative case and the
accusative case
In grammar, the accusative case ( abbreviated ) of a noun is the grammatical case used to receive the direct object of a transitive verb.
In the English language, the only words that occur in the accusative case are pronouns: "me", "him", "he ...
, which English has lost. However, that similarity between German and Russian is not evidence that German is more closely related to Russian than to English but means only that the ''innovation'' in question, the loss of the accusative/dative distinction, happened more recently in English than the divergence of English from German.
Origin and development
In
classical antiquity
Classical antiquity, also known as the classical era, classical period, classical age, or simply antiquity, is the period of cultural History of Europe, European history between the 8th century BC and the 5th century AD comprising the inter ...
, Romans were aware of the similarities between Greek and Latin, but did not study them systematically. They sometimes explained them mythologically, as the result of Rome being a Greek colony speaking a debased dialect.
Even though grammarians of Antiquity had access to other languages around them (
Oscan,
Umbrian,
Etruscan,
Gaulish
Gaulish is an extinct Celtic languages, Celtic language spoken in parts of Continental Europe before and during the period of the Roman Empire. In the narrow sense, Gaulish was the language of the Celts of Gaul (now France, Luxembourg, Belgium, ...
,
Egyptian,
Parthian...), they showed little interest in comparing, studying, or just documenting them. Comparison between languages really began after classical antiquity.
Early works
In the 9th or 10th century AD,
Yehuda Ibn Quraysh compared the phonology and morphology of Hebrew, Aramaic and Arabic but attributed the resemblance to the Biblical story of Babel, with Abraham, Isaac and Joseph retaining Adam's language, with other languages at various removes becoming more altered from the original Hebrew.

In publications of 1647 and 1654,
Marcus Zuerius van Boxhorn first described a rigorous methodology for historical linguistic comparisons
[George van Drie]
The genesis of polyphyletic linguistics
and proposed the existence of an
Indo-European
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
proto-language, which he called "Scythian", unrelated to Hebrew but ancestral to Germanic, Greek, Romance, Persian, Sanskrit, Slavic, Celtic and Baltic languages. The Scythian theory was further developed by
Andreas Jäger (1686) and
William Wotton (1713), who made early forays to reconstruct the primitive common language. In 1710 and 1723,
Lambert ten Kate first formulated the regularity of
sound laws, introducing among others the term
root vowel.
Another early systematic attempt to prove the relationship between two languages on the basis of similarity of
grammar
In linguistics, grammar is the set of rules for how a natural language is structured, as demonstrated by its speakers or writers. Grammar rules may concern the use of clauses, phrases, and words. The term may also refer to the study of such rul ...
and
lexicon
A lexicon (plural: lexicons, rarely lexica) is the vocabulary of a language or branch of knowledge (such as nautical or medical). In linguistics, a lexicon is a language's inventory of lexemes. The word ''lexicon'' derives from Greek word () ...
was made by the Hungarian
János Sajnovics in 1770, when he attempted to demonstrate the relationship between
Sami and
Hungarian. That work was later extended to all
Finno-Ugric languages in 1799 by his countryman
Samuel Gyarmathi.
[.] However, the origin of modern
historical linguistics
Historical linguistics, also known as diachronic linguistics, is the scientific study of how languages change over time. It seeks to understand the nature and causes of linguistic change and to trace the evolution of languages. Historical li ...
is often traced back to
Sir William Jones, an English
philologist
Philology () is the study of language in oral and written historical sources. It is the intersection of textual criticism, literary criticism, history, and linguistics with strong ties to etymology. Philology is also defined as the study of ...
living in
India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
, who in 1786 made his famous
The Sanscrit language, whatever be its antiquity, is of a wonderful structure; more perfect than the Greek, more copious than the Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
, and more exquisitely refined than either, yet bearing to both of them a stronger affinity, both in the roots of verbs and the forms of grammar, than could possibly have been produced by accident; so strong indeed, that no philologer could examine them all three, without believing them to have sprung from some common source, which, perhaps, no longer exists. There is a similar reason, though not quite so forcible, for supposing that both the Gothick and the Celtick, though blended with a very different idiom, had the same origin with the Sanscrit; and the old Persian might be added to the same family.
Comparative linguistics
The comparative method developed out of attempts to reconstruct the proto-language mentioned by Jones, which he did not name but subsequent linguists have labelled
Proto-Indo-European
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-Euro ...
(PIE). The first professional comparison between the
Indo-European languages
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
that were then known was made by the German linguist
Franz Bopp in 1816. He did not attempt a reconstruction but demonstrated that Greek, Latin and Sanskrit shared a common structure and a common lexicon. In 1808,
Friedrich Schlegel first stated the importance of using the eldest possible form of a language when trying to prove its relationships; in 1818,
Rasmus Christian Rask developed the principle of regular sound-changes to explain his observations of similarities between individual words in the Germanic languages and their cognates in Greek and
Jacob Grimm
Jacob Ludwig Karl Grimm (4 January 1785 – 20 September 1863), also known as Ludwig Karl, was a German author, linguist, philologist, jurist, and folklorist. He formulated Grimm's law of linguistics, and was the co-author of the ''Deutsch ...
, better known for his ''
Fairy Tales'', used the comparative method in ''Deutsche Grammatik'' (published 1819–1837 in four volumes), which attempted to show the development of the
Germanic languages
The Germanic languages are a branch of the Indo-European languages, Indo-European language family spoken natively by a population of about 515 million people mainly in Europe, North America, Oceania, and Southern Africa. The most widely spoke ...
from a common origin, which was the first systematic study of
diachronic language change.
Both Rask and Grimm were unable to explain apparent exceptions to the sound laws that they had discovered. Although
Hermann Grassmann explained one of the anomalies with the publication of
Grassmann's law in 1862,
Karl Verner made a methodological breakthrough in 1875, when he identified a pattern now known as
Verner's law, the first sound-law based on comparative evidence showing that a
phonological change in one
phoneme
A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
could depend on other factors within the same word (such as neighbouring phonemes and the position of the
accent), which are now called ''conditioning environments''.
Neo-grammarian approach
Similar discoveries made by the ''Junggrammatiker'' (usually translated as "
Neogrammarians") at the
University of Leipzig in the late 19th century led them to conclude that all sound changes were ultimately regular, resulting in the famous statement by
Karl Brugmann and
Hermann Osthoff in 1878 that "sound laws have no exceptions".
[.] That idea is fundamental to the modern comparative method since it necessarily assumes regular correspondences between sounds in related languages and thus regular sound changes from the proto-language. The ''Neogrammarian hypothesis'' led to the application of the comparative method to reconstruct
Proto-Indo-European
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-Euro ...
since
Indo-European
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
was then by far the most well-studied language family. Linguists working with other families soon followed suit, and the comparative method quickly became the established method for uncovering linguistic relationships.
Application
There is no fixed set of steps to be followed in the application of the comparative method, but some steps are suggested by
Lyle Campbell and
Terry Crowley, who are both authors of introductory texts in historical linguistics. This abbreviated summary is based on their concepts of how to proceed.
Step 1, assemble potential cognate lists
This step involves making lists of words that are likely cognates among the languages being compared. If there is a regularly-recurring match between the phonetic structure of basic words with similar meanings, a genetic kinship can probably then be established.
[.] For example, linguists looking at the
Polynesian family might come up with a list similar to the following (their actual list would be much longer):
Borrowings or
false cognate
False cognates are pairs of words that seem to be cognates because of similar sounds or spelling and meaning, but have different etymologies; they can be within the same language or from different languages, even within the same family. For exampl ...
s can skew or obscure the correct data. For example, English ''taboo'' () is like the six Polynesian forms because of borrowing from Tongan into English, not because of a genetic similarity. That problem can usually be overcome by using basic vocabulary, such as kinship terms, numbers, body parts and pronouns. Nonetheless, even basic vocabulary can be sometimes borrowed.
Finnish, for example, borrowed the word for "mother", , from Proto-Germanic *aiþį̄ (compare to
Gothic ).
English borrowed the pronouns "they", "them", and "their(s)" from
Norse.
Thai and various other
East Asian languages borrowed their numbers from
Chinese. An extreme case is represented by
Pirahã, a
Muran language of South America, which has been controversially claimed to have borrowed all of its
pronoun
In linguistics and grammar, a pronoun (Interlinear gloss, glossed ) is a word or a group of words that one may substitute for a noun or noun phrase.
Pronouns have traditionally been regarded as one of the part of speech, parts of speech, but so ...
s from
Nheengatu.
Step 2, establish correspondence sets
The next step involves determining the regular sound-correspondences exhibited by the lists of potential cognates. For example, in the Polynesian data above, it is apparent that words that contain ''t'' in most of the languages listed have cognates in Hawaiian with ''k'' in the same position. That is visible in multiple cognate sets: the words glossed as 'one', 'three', 'man' and 'taboo' all show the relationship. The situation is called a "regular correspondence" between ''k'' in Hawaiian and ''t'' in the other Polynesian languages. Similarly, a regular correspondence can be seen between Hawaiian and Rapanui ''h'', Tongan and Samoan ''f'', Maori ''ɸ'', and Rarotongan ''ʔ''.
Mere phonetic similarity, as between
English ''day'' and
Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
(both with the same meaning), has no probative value.
[.] English initial ''d-'' does not ''regularly'' match since a large set of English and Latin non-borrowed cognates cannot be assembled such that English ''d'' repeatedly and consistently corresponds to Latin ''d'' at the beginning of a word, and whatever sporadic matches can be observed are due either to chance (as in the above example) or to
borrowing (for example, Latin and English ''devil'', both ultimately of Greek origin). However, English and Latin exhibit a regular correspondence of ''t-'' : ''d-''
(in which "A : B" means "A corresponds to B"), as in the following examples:
If there are many regular correspondence sets of this kind (the more, the better), a common origin becomes a virtual certainty, particularly if some of the correspondences are non-trivial or unusual.
Step 3, discover which sets are in complementary distribution
During the late 18th to late 19th century, two major developments improved the method's effectiveness.
First, it was found that many sound changes are conditioned by a specific ''context''. For example, in both
Greek and
Sanskrit
Sanskrit (; stem form ; nominal singular , ,) is a classical language belonging to the Indo-Aryan languages, Indo-Aryan branch of the Indo-European languages. It arose in northwest South Asia after its predecessor languages had Trans-cultural ...
, an
aspirated stop evolved into an unaspirated one, but only if a second aspirate occurred later in the same word; this is
Grassmann's law, first described for
Sanskrit
Sanskrit (; stem form ; nominal singular , ,) is a classical language belonging to the Indo-Aryan languages, Indo-Aryan branch of the Indo-European languages. It arose in northwest South Asia after its predecessor languages had Trans-cultural ...
by
Sanskrit grammarian Pāṇini and promulgated by
Hermann Grassmann in 1863.
Second, it was found that sometimes sound changes occurred in contexts that were later lost. For instance, in Sanskrit
velars (''k''-like sounds) were replaced by
palatals (''ch''-like sounds) whenever the following vowel was ''*i'' or ''*e''. Subsequent to this change, all instances of ''*e'' were replaced by ''a''. The situation could be reconstructed only because the original distribution of ''e'' and ''a'' could be recovered from the evidence of other
Indo-European languages
The Indo-European languages are a language family native to the northern Indian subcontinent, most of Europe, and the Iranian plateau with additional native branches found in regions such as Sri Lanka, the Maldives, parts of Central Asia (e. ...
. For instance, the
Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
suffix , "and", preserves the original ''*e'' vowel that caused the consonant shift in Sanskrit:
Verner's Law, discovered by
Karl Verner 1875, provides a similar case: the
voicing of consonants in
Germanic languages
The Germanic languages are a branch of the Indo-European languages, Indo-European language family spoken natively by a population of about 515 million people mainly in Europe, North America, Oceania, and Southern Africa. The most widely spoke ...
underwent a change that was determined by the position of the old Indo-European
accent. Following the change, the accent shifted to initial position. Verner solved the puzzle by comparing the Germanic voicing pattern with Greek and Sanskrit accent patterns.
This stage of the comparative method, therefore, involves examining the correspondence sets discovered in step 2 and seeing which of them apply only in certain contexts. If two (or more) sets apply in
complementary distribution, they can be assumed to reflect a single original
phoneme
A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
: "some sound changes, particularly conditioned sound changes, can result in a proto-sound being associated with more than one correspondence set".
For example, the following potential cognate list can be established for
Romance languages
The Romance languages, also known as the Latin or Neo-Latin languages, are the languages that are Language family, directly descended from Vulgar Latin. They are the only extant subgroup of the Italic languages, Italic branch of the Indo-E ...
, which descend from
Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
:
They evidence two correspondence sets, ''k : k'' and ''k : :
Since French ' occurs only before ''a'' where the other languages also have ''a'', and French ''k'' occurs elsewhere, the difference is caused by different environments (being before ''a'' conditions the change), and the sets are complementary. They can, therefore, be assumed to reflect a single proto-phoneme (in this case ''*k'', spelled ⟨c⟩ in
Latin
Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
). The original Latin words are , , and , all with an initial ''k''. If more evidence along those lines were given, one might conclude that an alteration of the original ''k'' took place because of a different environment.
A more complex case involves consonant clusters in
Proto-Algonquian. The Algonquianist
Leonard Bloomfield used the reflexes of the clusters in four of the daughter languages to reconstruct the following correspondence sets:
Although all five correspondence sets overlap with one another in various places, they are not in complementary distribution and so Bloomfield recognised that a different cluster must be reconstructed for each set. His reconstructions were, respectively, ''*hk'', ''*xk'', ''*čk'' (=), ''*šk'' (=), and ''çk'' (in which ''x'' and ''ç'' are arbitrary symbols, rather than attempts to guess the phonetic value of the proto-phonemes).
Step 4, reconstruct proto-phonemes
Typology assists in deciding what reconstruction best fits the data. For example, the voicing of voiceless stops between vowels is common, but the devoicing of voiced stops in that environment is rare. If a correspondence ''-t-'' : ''-d-'' between vowels is found in two languages, the proto-
phoneme
A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
is more likely to be ''*-t-'', with a development to the voiced form in the second language. The opposite reconstruction would represent a rare type.
However, unusual sound changes occur. The
Proto-Indo-European
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-Euro ...
word for ''two'', for example, is reconstructed as ''*dwō'', which is reflected in
Classical Armenian
Classical Armenian (, , ; meaning "literary anguage; also Old Armenian or Liturgical Armenian) is the oldest attested form of the Armenian language. It was first written down at the beginning of the 5th century, and most Armenian literature fro ...
as ''erku''. Several other cognates demonstrate a regular change ''*dw-'' → ''erk-'' in Armenian. Similarly, in Bearlake, a dialect of the
Athabaskan language of
Slavey, there has been a sound change of Proto-Athabaskan ''*ts'' → Bearlake '. It is very unlikely that ''*dw-'' changed directly into ''erk-'' and ''*ts'' into ', but they probably instead went through several intermediate steps before they arrived at the later forms. It is not phonetic similarity that matters for the comparative method but rather regular sound correspondences.
By the
principle of economy, the reconstruction of a proto-phoneme should require as few sound changes as possible to arrive at the modern reflexes in the daughter languages. For example,
Algonquian languages exhibit the following correspondence set:
The simplest reconstruction for this set would be either ''*m'' or ''*b''. Both ''*m'' → ''b'' and ''*b'' → ''m'' are likely. Because ''m'' occurs in five of the languages and ''b'' in only one of them, if ''*b'' is reconstructed, it is necessary to assume five separate changes of ''*b'' → ''m'', but if ''*m'' is reconstructed, it is necessary to assume only one change of ''*m'' → ''b'' and so ''*m'' would be most economical.
That argument assumes the languages other than Arapaho to be at least partly independent of one another. If they all formed a common subgroup, the development ''*b'' → ''m'' would have to be assumed to have occurred only once.
Step 5, examine the reconstructed system typologically
In the final step, the linguist checks to see how the proto-
phoneme
A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
s fit the known
typological constraints. For example, a hypothetical system,
has only one
voiced stop, ''*b'', and although it has an
alveolar and a
velar nasal, ''*n'' and ''*ŋ'', there is no corresponding
labial nasal. However, languages generally maintain symmetry in their phonemic inventories. In this case, a linguist might attempt to investigate the possibilities that either what was earlier reconstructed as ''*b'' is in fact ''*m'' or that the ''*n'' and ''*ŋ'' are in fact ''*d'' and ''*g''.
Even a symmetrical system can be typologically suspicious. For example, here is the traditional
Proto-Indo-European
Proto-Indo-European (PIE) is the reconstructed common ancestor of the Indo-European language family. No direct record of Proto-Indo-European exists; its proposed features have been derived by linguistic reconstruction from documented Indo-Euro ...
stop inventory:
An earlier voiceless aspirated row was removed on grounds of insufficient evidence. Since the mid-20th century, a number of linguists have argued that this phonology is implausible and that it is extremely unlikely for a language to have a voiced aspirated (
breathy voice) series without a corresponding voiceless aspirated series.
Thomas Gamkrelidze and
Vyacheslav Ivanov provided a potential solution and argued that the series that are traditionally reconstructed as plain voiced should be reconstructed as
glottalized: either
implosive or
ejective . The plain voiceless and voiced aspirated series would thus be replaced by just voiceless and voiced, with aspiration being a non-distinctive quality of both. That example of the application of linguistic typology to linguistic reconstruction has become known as the
glottalic theory. It has a large number of proponents but is not generally accepted.
The reconstruction of proto-sounds logically precedes the reconstruction of grammatical
morpheme
A morpheme is any of the smallest meaningful constituents within a linguistic expression and particularly within a word. Many words are themselves standalone morphemes, while other words contain multiple morphemes; in linguistic terminology, this ...
s (word-forming affixes and inflectional endings), patterns of
declension and
conjugation and so on. The full reconstruction of an unrecorded protolanguage is an open-ended task.
Complications
The history of historical linguistics
The limitations of the comparative method were recognized by the very linguists who developed it, but it is still seen as a valuable tool. In the case of Indo-European, the method seemed at least a partial validation of the centuries-old search for an
Ursprache, the original language. The others were presumed to be ordered in a
family tree, which was the
tree model of the
neogrammarians.
The archaeologists followed suit and attempted to find archaeological evidence of a culture or cultures that could be presumed to have spoken a
proto-language
In the tree model of historical linguistics, a proto-language is a postulated ancestral language from which a number of attested languages are believed to have descended by evolution, forming a language family. Proto-languages are usually unatte ...
, such as
Vere Gordon Childe's ''The Aryans: a study of Indo-European origins'', 1926. Childe was a philologist turned archaeologist. Those views culminated in the ''Siedlungsarchaologie'', or "settlement-archaeology", of
Gustaf Kossinna, becoming known as "Kossinna's Law". Kossinna asserted that cultures represent ethnic groups, including their languages, but his law was rejected after World War II. The fall of Kossinna's Law removed the temporal and spatial framework previously applied to many proto-languages. Fox concludes:
The Comparative Method ''as such'' is not, in fact, historical; it provides evidence of linguistic relationships to which we may give a historical interpretation.... ur increased knowledge about the historical processes involvedhas probably made historical linguists less prone to equate the idealizations required by the method with historical reality.... Provided we keep he interpretation of the results and the method itselfapart, the Comparative Method can continue to be used in the reconstruction of earlier stages of languages.
Proto-languages can be verified in many historical instances, such as Latin. Although no longer a law, settlement-archaeology is known to be essentially valid for some cultures that straddle history and prehistory, such as the Celtic Iron Age (mainly Celtic) and
Mycenaean civilization (mainly Greek). None of those models can be or have been completely rejected, but none is sufficient alone.
The Neogrammarian principle
The foundation of the comparative method, and of comparative linguistics in general, is the
Neogrammarians' fundamental assumption that "sound laws have no exceptions". When it was initially proposed, critics of the Neogrammarians proposed an alternate position that summarised by the maxim "each word has its own history". Several types of change actually alter words in irregular ways. Unless identified, they may hide or distort laws and cause false perceptions of relationship.
Borrowing
All languages
borrow words from other languages in various contexts. Loanwords imitate the form of the donor language, as in Finnic ''kuningas'', from Proto-Germanic *''kuningaz'' ('king'), with possible adaptations to the local phonology, as in Japanese ''sakkā'', from English ''soccer''. At first sight, borrowed words may mislead the investigator into seeing a genetic relationship, although they can more easily be identified with information on the historical stages of both the donor and receiver languages. Inherently, words that were borrowed from a common source (such as English ''coffee'' and Basque ''kafe'', ultimately from Arabic ''qahwah'') do share a genetic relationship, although limited to the history of this word.
Areal diffusion
Borrowing on a larger scale occurs in
areal diffusion, when features are adopted by contiguous languages over a geographical area. The borrowing may be
phonological,
morphological or
lexical. A false proto-language over the area may be reconstructed for them or may be taken to be a third language serving as a source of diffused features.
Several areal features and other influences may converge to form a
Sprachbund, a wider region sharing features that appear to be related but are diffusional. For instance, the
Mainland Southeast Asia linguistic area, before it was recognised, suggested several false classifications of such languages as
Chinese,
Thai and
Vietnamese.
Random mutations
Sporadic changes, such as irregular inflections, compounding and abbreviation, do not follow any laws. For example, the
Spanish words ''palabra'' ('word'), ''peligro'' ('danger') and ''milagro'' ('miracle') would have been ''parabla'', ''periglo'', ''miraglo'' by regular sound changes from the Latin ''parabŏla'', ''perīcŭlum'' and ''mīrācŭlum'', but the ''r'' and ''l'' changed places by sporadic
metathesis.
Analogy
Analogy is the sporadic change of a feature to be like another feature in the same or a different language. It may affect a single word or be generalized to an entire class of features, such as a verb paradigm. An example is the
Russian word for ''nine''. The word, by regular sound changes from
Proto-Slavic, should have been , but it is in fact . It is believed that the initial ' changed to ' under influence of the word for "ten" in Russian, .
Gradual application
Those who study contemporary language changes, such as
William Labov, acknowledge that even a systematic sound change is applied at first inconsistently, with the percentage of its occurrence in a person's speech dependent on various social factors. The sound change seems to gradually spread in a process known as
lexical diffusion. While it does not invalidate the Neogrammarians' axiom that "sound laws have no exceptions", the gradual application of the very sound laws shows that they do not always apply to all lexical items at the same time. Hock notes, "While it probably is true in the long run every word has its own history, it is not justified to conclude as some linguists have, that therefore the Neogrammarian position on the nature of linguistic change is falsified".
Non-inherited features
The comparative method cannot recover aspects of a language that were not inherited in its daughter idioms. For instance, the
Latin declension
Latin declension is the set of patterns according to which Latin language, Latin words are Declension, declined—that is, have their endings altered to show grammatical case, Grammatical number, number and Grammatical gender, gender. Nouns, pron ...
pattern was lost in
Romance languages
The Romance languages, also known as the Latin or Neo-Latin languages, are the languages that are Language family, directly descended from Vulgar Latin. They are the only extant subgroup of the Italic languages, Italic branch of the Indo-E ...
, resulting in an impossibility to fully reconstruct such a feature via systematic comparison.
The tree model
The comparative method is used to construct a tree model (German ''Stammbaum'') of language evolution, in which daughter languages are seen as branching from the
proto-language
In the tree model of historical linguistics, a proto-language is a postulated ancestral language from which a number of attested languages are believed to have descended by evolution, forming a language family. Proto-languages are usually unatte ...
, gradually growing more distant from it through accumulated
phonological,
morpho-syntactic, and
lexical changes.
The presumption of a well-defined node
The tree model features nodes that are presumed to be distinct proto-languages existing independently in distinct regions during distinct historical times. The reconstruction of unattested proto-languages lends itself to that illusion since they cannot be verified, and the linguist is free to select whatever definite times and places seems best. Right from the outset of Indo-European studies, however,
Thomas Young said:
It is not, however, very easy to say what the definition should be that should constitute a separate language, but it seems most natural to call those languages distinct, of which the one cannot be understood by common persons in the habit of speaking the other.... Still, however, it may remain doubtfull whether the Danes and the Swedes could not, in general, understand each other tolerably well... nor is it possible to say if the twenty ways of pronouncing the sounds, belonging to the Chinese characters, ought or ought not to be considered as so many languages or dialects.... But,... the languages so nearly allied must stand next to each other in a systematic order…
The assumption of uniformity in a proto-language, implicit in the comparative method, is problematic. Even small language communities always have differences in
dialect
A dialect is a Variety (linguistics), variety of language spoken by a particular group of people. This may include dominant and standard language, standardized varieties as well as Vernacular language, vernacular, unwritten, or non-standardize ...
, whether they are based on area, gender, class or other factors. The
Pirahã language of
Brazil
Brazil, officially the Federative Republic of Brazil, is the largest country in South America. It is the world's List of countries and dependencies by area, fifth-largest country by area and the List of countries and dependencies by population ...
is spoken by only several hundred people but has at least two different dialects, one spoken by men and one by women. Campbell points out:
It is not so much that the comparative method 'assumes' no variation; rather, it is just that there is nothing built into the comparative method which would allow it to address variation directly.... This assumption of uniformity is a reasonable idealization; it does no more damage to the understanding of the language than, say, modern reference grammars do which concentrate on a language's general structure, typically leaving out consideration of regional or social variation.
Different dialects, as they evolve into separate languages, remain in contact with and influence one another. Even after they are considered distinct, languages near one another continue to influence one another and often share grammatical, phonological, and
lexical innovations. A change in one language of a family may spread to neighboring languages, and multiple waves of change are communicated like waves across language and dialect boundaries, each with its own randomly delimited range. If a language is divided into an inventory of features, each with its own time and range (
isogloss
An isogloss, also called a heterogloss, is the geographic boundary of a certain linguistics, linguistic feature, such as the pronunciation of a vowel, the meaning of a word, or the use of some morphological or syntactic feature. Isoglosses are a ...
es), they do not all coincide. History and prehistory may not offer a time and place for a distinct coincidence, as may be the case for
Proto-Italic, for which the proto-language is only a concept. However, Hock observes:
The discovery in the late nineteenth century that isogloss
An isogloss, also called a heterogloss, is the geographic boundary of a certain linguistics, linguistic feature, such as the pronunciation of a vowel, the meaning of a word, or the use of some morphological or syntactic feature. Isoglosses are a ...
es can cut across well-established linguistic boundaries at first created considerable attention and controversy. And it became fashionable to oppose a wave theory to a tree theory.... Today, however, it is quite evident that the phenomena referred to by these two terms are complementary aspects of linguistic change....
Subjectivity of the reconstruction
The reconstruction of unknown proto-languages is inherently subjective. In the
Proto-Algonquian example above, the choice of ''*m'' as the parent
phoneme
A phoneme () is any set of similar Phone (phonetics), speech sounds that are perceptually regarded by the speakers of a language as a single basic sound—a smallest possible Phonetics, phonetic unit—that helps distinguish one word fr ...
is only ''likely'', not ''certain''. It is conceivable that a Proto-Algonquian language with ''*b'' in those positions split into two branches, one that preserved ''*b'' and one that changed it to ''*m'' instead, and while the first branch developed only into
Arapaho, the second spread out more widely and developed into all the other
Algonquian tribes. It is also possible that the nearest common ancestor of the
Algonquian languages used some other sound instead, such as ''*p'', which eventually mutated to ''*b'' in one branch and to ''*m'' in the other.
Examples of strikingly complicated and even circular developments are indeed known to have occurred (such as Proto-Indo-European ''*t'' > Pre-Proto-Germanic ''*þ'' >
Proto-Germanic
Proto-Germanic (abbreviated PGmc; also called Common Germanic) is the linguistic reconstruction, reconstructed proto-language of the Germanic languages, Germanic branch of the Indo-European languages.
Proto-Germanic eventually developed from ...
''*ð'' > Proto-West-Germanic ''*d'' >
Old High German
Old High German (OHG; ) is the earliest stage of the German language, conventionally identified as the period from around 500/750 to 1050. Rather than representing a single supra-regional form of German, Old High German encompasses the numerous ...
in > Modern German ), but in the absence of any evidence or other reason to postulate a more complicated development, the preference of a simpler explanation is justified by the principle of parsimony, also known as
Occam's razor. Since reconstruction involves many such choices, some linguists prefer to view the reconstructed features as abstract representations of sound correspondences, rather than as objects with a historical time and place.
The existence of proto-languages and the validity of the comparative method is verifiable if the reconstruction can be matched to a known language, which may be known only as a shadow in the
loanword
A loanword (also a loan word, loan-word) is a word at least partly assimilated from one language (the donor language) into another language (the recipient or target language), through the process of borrowing. Borrowing is a metaphorical term t ...
s of another language. For example,
Finnic languages
The Finnic or Baltic Finnic languages constitute a branch of the Uralic language family spoken around the Baltic Sea by the Baltic Finnic peoples. There are around 7 million speakers, who live mainly in Finland and Estonia.
Traditionally, ...
such as
Finnish have borrowed many words from an early stage of
Germanic, and the shape of the loans matches the forms that have been reconstructed for
Proto-Germanic
Proto-Germanic (abbreviated PGmc; also called Common Germanic) is the linguistic reconstruction, reconstructed proto-language of the Germanic languages, Germanic branch of the Indo-European languages.
Proto-Germanic eventually developed from ...
. Finnish 'king' and 'beautiful' match the Germanic reconstructions *''kuningaz'' and *''skauniz'' (> German 'king', 'beautiful').
Additional models
The
wave model was developed in the 1870s as an alternative to the tree model to represent the historical patterns of language diversification. Both the tree-based and the wave-based representations are compatible with the comparative method.
By contrast, some approaches are incompatible with the comparative method, including contentious
glottochronology and even more controversial
mass lexical comparison considered by most historical linguists to be flawed and unreliable.
[; .]
See also
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Comparative linguistics
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Historical linguistics
Historical linguistics, also known as diachronic linguistics, is the scientific study of how languages change over time. It seeks to understand the nature and causes of linguistic change and to trace the evolution of languages. Historical li ...
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Lexicostatistics
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Proto-language
In the tree model of historical linguistics, a proto-language is a postulated ancestral language from which a number of attested languages are believed to have descended by evolution, forming a language family. Proto-languages are usually unatte ...
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Swadesh list
Notes
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External links
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{{DEFAULTSORT:Comparative Method
Historical linguistics
Comparative linguistics
Methods in linguistics