Categoricity
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In
mathematical logic Mathematical logic is the study of Logic#Formal logic, formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory (also known as computability theory). Research in mathematical logic com ...
, a
theory A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
is categorical if it has exactly one
model A model is an informative representation of an object, person, or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin , . Models can be divided in ...
(
up to isomorphism Two mathematical objects and are called "equal up to an equivalence relation " * if and are related by , that is, * if holds, that is, * if the equivalence classes of and with respect to are equal. This figure of speech is mostly used in c ...
). Such a theory can be viewed as ''defining'' its model, uniquely characterizing the model's structure. In
first-order logic First-order logic, also called predicate logic, predicate calculus, or quantificational logic, is a collection of formal systems used in mathematics, philosophy, linguistics, and computer science. First-order logic uses quantified variables over ...
, only theories with a
finite Finite may refer to: * Finite set, a set whose cardinality (number of elements) is some natural number * Finite verb, a verb form that has a subject, usually being inflected or marked for person and/or tense or aspect * "Finite", a song by Sara Gr ...
model can be categorical.
Higher-order logic In mathematics and logic, a higher-order logic (abbreviated HOL) is a form of logic that is distinguished from first-order logic by additional quantifiers and, sometimes, stronger semantics. Higher-order logics with their standard semantics are m ...
contains categorical theories with an
infinite Infinite may refer to: Mathematics *Infinite set, a set that is not a finite set *Infinity, an abstract concept describing something without any limit Music Performers *Infinite (group), a South Korean boy band *Infinite (rapper), Canadian ra ...
model. For example, the second-order
Peano axioms In mathematical logic, the Peano axioms (, ), also known as the Dedekind–Peano axioms or the Peano postulates, are axioms for the natural numbers presented by the 19th-century Italian mathematician Giuseppe Peano. These axioms have been used nea ...
are categorical, having a unique model whose domain is the
set Set, The Set, SET or SETS may refer to: Science, technology, and mathematics Mathematics *Set (mathematics), a collection of elements *Category of sets, the category whose objects and morphisms are sets and total functions, respectively Electro ...
of natural numbers \mathbb. In
model theory In mathematical logic, model theory is the study of the relationship between theory (mathematical logic), formal theories (a collection of Sentence (mathematical logic), sentences in a formal language expressing statements about a Structure (mat ...
, the notion of a categorical theory is refined with respect to
cardinality The thumb is the first digit of the hand, next to the index finger. When a person is standing in the medical anatomical position (where the palm is facing to the front), the thumb is the outermost digit. The Medical Latin English noun for thum ...
. A theory is -categorical (or categorical in ) if it has exactly one model of cardinality up to isomorphism. Morley's categoricity theorem is a theorem of stating that if a
first-order theory In mathematical logic, a theory (also called a formal theory) is a set of sentences in a formal language. In most scenarios a deductive system is first understood from context, giving rise to a formal system that combines the language with deduct ...
in a
countable In mathematics, a Set (mathematics), set is countable if either it is finite set, finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function fro ...
language is categorical in some
uncountable In mathematics, an uncountable set, informally, is an infinite set that contains too many elements to be countable. The uncountability of a set is closely related to its cardinal number: a set is uncountable if its cardinal number is larger tha ...
cardinality The thumb is the first digit of the hand, next to the index finger. When a person is standing in the medical anatomical position (where the palm is facing to the front), the thumb is the outermost digit. The Medical Latin English noun for thum ...
, then it is categorical in all uncountable cardinalities. extended Morley's theorem to uncountable languages: if the language has cardinality and a theory is categorical in some uncountable cardinal greater than or equal to then it is categorical in all cardinalities greater than .


History and motivation

Oswald Veblen Oswald Veblen (June 24, 1880 – August 10, 1960) was an American mathematician, geometer and topologist, whose work found application in atomic physics and the theory of relativity. He proved the Jordan curve theorem in 1905; while this was lo ...
in 1904 defined a theory to be categorical if all of its models are isomorphic. It follows from the definition above and the
Löwenheim–Skolem theorem In mathematical logic, the Löwenheim–Skolem theorem is a theorem on the existence and cardinality of models, named after Leopold Löwenheim and Thoralf Skolem. The precise formulation is given below. It implies that if a countable first-order ...
that any
first-order theory In mathematical logic, a theory (also called a formal theory) is a set of sentences in a formal language. In most scenarios a deductive system is first understood from context, giving rise to a formal system that combines the language with deduct ...
with a model of infinite
cardinality The thumb is the first digit of the hand, next to the index finger. When a person is standing in the medical anatomical position (where the palm is facing to the front), the thumb is the outermost digit. The Medical Latin English noun for thum ...
cannot be categorical. One is then immediately led to the more subtle notion of -categoricity, which asks: for which cardinals is there exactly one model of cardinality of the given theory ''T'' up to isomorphism? This is a deep question and significant progress was only made in 1954 when
Jerzy Łoś Jerzy Łoś (; born 22 March 1920 in Lwów, Poland (now Lviv, Ukraine) – 1 June 1998 in Warsaw) was a Polish mathematician, logician, economist, and philosopher. He is especially known for his work in model theory, in particular for "Ultraproduc ...
noticed that, at least for complete theories ''T'' over countable
languages Language is a structured system of communication that consists of grammar and vocabulary. It is the primary means by which humans convey meaning, both in spoken and signed forms, and may also be conveyed through writing. Human language is ch ...
with at least one infinite model, he could only find three ways for ''T'' to be -categorical at some : *''T'' is totally categorical, ''i.e.'' ''T'' is -categorical for all infinite
cardinal Cardinal or The Cardinal most commonly refers to * Cardinalidae, a family of North and South American birds **''Cardinalis'', genus of three species in the family Cardinalidae ***Northern cardinal, ''Cardinalis cardinalis'', the common cardinal of ...
s . *''T'' is uncountably categorical, ''i.e.'' ''T'' is -categorical if and only if is an
uncountable In mathematics, an uncountable set, informally, is an infinite set that contains too many elements to be countable. The uncountability of a set is closely related to its cardinal number: a set is uncountable if its cardinal number is larger tha ...
cardinal. *''T'' is countably categorical, ''i.e.'' ''T'' is -categorical if and only if is a countable cardinal. In other words, he observed that, in all the cases he could think of, -categoricity at any one uncountable cardinal implied -categoricity at all other uncountable cardinals. This observation spurred a great amount of research into the 1960s, eventually culminating in Michael Morley's famous result that these are in fact the only possibilities. The theory was subsequently extended and refined by
Saharon Shelah Saharon Shelah (; , ; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July 3, 1945. He is th ...
in the 1970s and beyond, leading to
stability theory In mathematics, stability theory addresses the stability of solutions of differential equations and of trajectories of dynamical systems under small perturbations of initial conditions. The heat equation, for example, is a stable partial differ ...
and Shelah's more general programme of classification theory.


Examples

There are not many natural examples of theories that are categorical in some uncountable cardinal. The known examples include: * Pure identity theory (with no functions, constants, predicates other than "=", or axioms). * The classic example is the theory of
algebraically closed In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in . In other words, a field is algebraically closed if the fundamental theorem of algebra h ...
fields Fields may refer to: Music *Fields (band), an indie rock band formed in 2006 * Fields (progressive rock band), a progressive rock band formed in 1971 * ''Fields'' (album), an LP by Swedish-based indie rock band Junip (2010) * "Fields", a song by ...
of a given characteristic. Categoricity does ''not'' say that all algebraically closed fields of characteristic 0 as large as the
complex numbers In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the form a ...
C are the same as C; it only asserts that they are isomorphic ''as fields'' to C. It follows that although the completed ''p''-adic closures C''p'' are all isomorphic as fields to C, they may (and in fact do) have completely different
topological Topology (from the Greek words , and ) is the branch of mathematics concerned with the properties of a geometric object that are preserved under continuous deformations, such as stretching, twisting, crumpling, and bending; that is, wit ...
and analytic properties. The theory of algebraically closed fields of a given characteristic is not categorical in (the countable infinite cardinal); there are models of
transcendence degree In mathematics, a transcendental extension L/K is a field extension such that there exists an element in the field L that is transcendental over the field K; that is, an element that is not a root of any univariate polynomial with coefficients ...
0, 1, 2, ..., . *
Vector space In mathematics and physics, a vector space (also called a linear space) is a set (mathematics), set whose elements, often called vector (mathematics and physics), ''vectors'', can be added together and multiplied ("scaled") by numbers called sc ...
s over a given countable field. This includes
abelian group In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is commu ...
s of given
prime A prime number (or a prime) is a natural number greater than 1 that is not a product of two smaller natural numbers. A natural number greater than 1 that is not prime is called a composite number. For example, 5 is prime because the only ways ...
exponent In mathematics, exponentiation, denoted , is an operation involving two numbers: the ''base'', , and the ''exponent'' or ''power'', . When is a positive integer, exponentiation corresponds to repeated multiplication of the base: that is, i ...
(essentially the same as vector spaces over a finite field) and
divisible In mathematics, a divisor of an integer n, also called a factor of n, is an integer m that may be multiplied by some integer to produce n. In this case, one also says that n is a '' multiple'' of m. An integer n is divisible or evenly divisibl ...
torsion-free abelian group In mathematics, specifically in abstract algebra, a torsion-free abelian group is an abelian group which has no non-trivial torsion elements; that is, a group in which the group operation is commutative and the identity element is the only elem ...
s (essentially the same as vector spaces over the
rationals In mathematics, a rational number is a number that can be expressed as the quotient or fraction of two integers, a numerator and a non-zero denominator . For example, is a rational number, as is every integer (for example, The set of all ra ...
). * The theory of the set of
natural number In mathematics, the natural numbers are the numbers 0, 1, 2, 3, and so on, possibly excluding 0. Some start counting with 0, defining the natural numbers as the non-negative integers , while others start with 1, defining them as the positive in ...
s with a successor function. There are also examples of theories that are categorical in but not categorical in uncountable cardinals. The simplest example is the theory of an
equivalence relation In mathematics, an equivalence relation is a binary relation that is reflexive, symmetric, and transitive. The equipollence relation between line segments in geometry is a common example of an equivalence relation. A simpler example is equ ...
with exactly two
equivalence class In mathematics, when the elements of some set S have a notion of equivalence (formalized as an equivalence relation), then one may naturally split the set S into equivalence classes. These equivalence classes are constructed so that elements ...
es, both of which are infinite. Another example is the theory of
dense Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be use ...
linear order In mathematics, a total order or linear order is a partial order in which any two elements are comparable. That is, a total order is a binary relation \leq on some set X, which satisfies the following for all a, b and c in X: # a \leq a ( ref ...
s with no endpoints;
Cantor A cantor or chanter is a person who leads people in singing or sometimes in prayer. Cantor as a profession generally refers to those leading a Jewish congregation, although it also applies to the lead singer or choir director in Christian contexts. ...
proved that any such countable linear order is isomorphic to the rational numbers: see
Cantor's isomorphism theorem In order theory and model theory, branches of mathematics, Cantor's isomorphism theorem states that every two countable dense unbounded linear orders are order-isomorphic. For instance, Minkowski's question-mark function produces an isomorphis ...
.


Properties

Every categorical theory is
complete Complete may refer to: Logic * Completeness (logic) * Completeness of a theory, the property of a theory that every formula in the theory's language or its negation is provable Mathematics * The completeness of the real numbers, which implies t ...
. However, the converse does not hold. Any theory ''T'' categorical in some infinite cardinal is very close to being complete. More precisely, the Łoś–Vaught test states that if a satisfiable theory has no finite models and is categorical in some infinite cardinal at least equal to the cardinality of its language, then the theory is complete. The reason is that all infinite models are first-order equivalent to some model of cardinal by the
Löwenheim–Skolem theorem In mathematical logic, the Löwenheim–Skolem theorem is a theorem on the existence and cardinality of models, named after Leopold Löwenheim and Thoralf Skolem. The precise formulation is given below. It implies that if a countable first-order ...
, and so are all equivalent as the theory is categorical in . Therefore, the theory is complete as all models are equivalent. The assumption that the theory have no finite models is necessary.Marker (2002) p. 42


See also

*
Spectrum of a theory In model theory, a branch of mathematical logic, the spectrum of a theory is given by the number of isomorphism classes of models in various cardinalities. More precisely, for any complete theory ''T'' in a language we write ''I''(''T'', ''κ'') ...


Notes


References

* *
Hodges, Wilfrid, "First-order Model Theory", The Stanford Encyclopedia of Philosophy (Summer 2005 Edition), Edward N. Zalta (ed.).
* * * * * * (IX, 1.19, pg.49) * {{Mathematical logic Mathematical logic Model theory Theorems in the foundations of mathematics