Categorical Theory
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In
mathematical logic Mathematical logic is the study of formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory. Research in mathematical logic commonly addresses the mathematical properties of formal ...
, a
theory A theory is a rational type of abstract thinking about a phenomenon, or the results of such thinking. The process of contemplative and rational thinking is often associated with such processes as observational study or research. Theories may ...
is categorical if it has exactly one model (
up to isomorphism Two mathematical objects ''a'' and ''b'' are called equal up to an equivalence relation ''R'' * if ''a'' and ''b'' are related by ''R'', that is, * if ''aRb'' holds, that is, * if the equivalence classes of ''a'' and ''b'' with respect to ''R'' ...
). Such a theory can be viewed as ''defining'' its model, uniquely characterizing the model's structure. In
first-order logic First-order logic—also known as predicate logic, quantificational logic, and first-order predicate calculus—is a collection of formal systems used in mathematics, philosophy, linguistics, and computer science. First-order logic uses quanti ...
, only theories with a
finite Finite is the opposite of infinite. It may refer to: * Finite number (disambiguation) * Finite set, a set whose cardinality (number of elements) is some natural number * Finite verb Traditionally, a finite verb (from la, fīnītus, past partici ...
model can be categorical.
Higher-order logic mathematics and logic, a higher-order logic is a form of predicate logic that is distinguished from first-order logic by additional quantifiers and, sometimes, stronger semantics. Higher-order logics with their standard semantics are more expres ...
contains categorical theories with an
infinite Infinite may refer to: Mathematics *Infinite set, a set that is not a finite set *Infinity, an abstract concept describing something without any limit Music *Infinite (group) Infinite ( ko, 인피니트; stylized as INFINITE) is a South Ko ...
model. For example, the second-order
Peano axioms In mathematical logic, the Peano axioms, also known as the Dedekind–Peano axioms or the Peano postulates, are axioms for the natural numbers presented by the 19th century Italian mathematician Giuseppe Peano. These axioms have been used nearly ...
are categorical, having a unique model whose domain is the set of natural numbers \mathbb. In
model theory In mathematical logic, model theory is the study of the relationship between formal theories (a collection of sentences in a formal language expressing statements about a mathematical structure), and their models (those structures in which the ...
, the notion of a categorical theory is refined with respect to
cardinality In mathematics, the cardinality of a set is a measure of the number of elements of the set. For example, the set A = \ contains 3 elements, and therefore A has a cardinality of 3. Beginning in the late 19th century, this concept was generalized ...
. A theory is -categorical (or categorical in ) if it has exactly one model of cardinality up to isomorphism. Morley's categoricity theorem is a theorem of stating that if a
first-order theory First-order logic—also known as predicate logic, quantificational logic, and first-order predicate calculus—is a collection of formal systems used in mathematics, philosophy, linguistics, and computer science. First-order logic uses quantifie ...
in a
countable In mathematics, a set is countable if either it is finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function from it into the natural number ...
language is categorical in some
uncountable In mathematics, an uncountable set (or uncountably infinite set) is an infinite set that contains too many elements to be countable. The uncountability of a set is closely related to its cardinal number: a set is uncountable if its cardinal numb ...
cardinality In mathematics, the cardinality of a set is a measure of the number of elements of the set. For example, the set A = \ contains 3 elements, and therefore A has a cardinality of 3. Beginning in the late 19th century, this concept was generalized ...
, then it is categorical in all uncountable cardinalities. extended Morley's theorem to uncountable languages: if the language has cardinality and a theory is categorical in some uncountable cardinal greater than or equal to then it is categorical in all cardinalities greater than .


History and motivation

Oswald Veblen in 1904 defined a theory to be categorical if all of its models are isomorphic. It follows from the definition above and the
Löwenheim–Skolem theorem In mathematical logic, the Löwenheim–Skolem theorem is a theorem on the existence and cardinality of models, named after Leopold Löwenheim and Thoralf Skolem. The precise formulation is given below. It implies that if a countable first-orde ...
that any
first-order theory First-order logic—also known as predicate logic, quantificational logic, and first-order predicate calculus—is a collection of formal systems used in mathematics, philosophy, linguistics, and computer science. First-order logic uses quantifie ...
with a model of infinite
cardinality In mathematics, the cardinality of a set is a measure of the number of elements of the set. For example, the set A = \ contains 3 elements, and therefore A has a cardinality of 3. Beginning in the late 19th century, this concept was generalized ...
cannot be categorical. One is then immediately led to the more subtle notion of -categoricity, which asks: for which cardinals is there exactly one model of cardinality of the given theory ''T'' up to isomorphism? This is a deep question and significant progress was only made in 1954 when Jerzy Łoś noticed that, at least for complete theories ''T'' over countable
languages Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of met ...
with at least one infinite model, he could only find three ways for ''T'' to be -categorical at some : *''T'' is totally categorical, ''i.e.'' ''T'' is -categorical for all infinite cardinals . *''T'' is uncountably categorical, ''i.e.'' ''T'' is -categorical if and only if is an
uncountable In mathematics, an uncountable set (or uncountably infinite set) is an infinite set that contains too many elements to be countable. The uncountability of a set is closely related to its cardinal number: a set is uncountable if its cardinal numb ...
cardinal. *''T'' is countably categorical, ''i.e.'' ''T'' is -categorical if and only if is a countable cardinal. In other words, he observed that, in all the cases he could think of, -categoricity at any one uncountable cardinal implied -categoricity at all other uncountable cardinals. This observation spurred a great amount of research into the 1960s, eventually culminating in Michael Morley's famous result that these are in fact the only possibilities. The theory was subsequently extended and refined by
Saharon Shelah Saharon Shelah ( he, שהרן שלח; born July 3, 1945) is an Israeli mathematician. He is a professor of mathematics at the Hebrew University of Jerusalem and Rutgers University in New Jersey. Biography Shelah was born in Jerusalem on July ...
in the 1970s and beyond, leading to
stability theory In mathematics, stability theory addresses the stability of solutions of differential equations and of trajectories of dynamical systems under small perturbations of initial conditions. The heat equation, for example, is a stable partial diffe ...
and Shelah's more general programme of classification theory.


Examples

There are not many natural examples of theories that are categorical in some uncountable cardinal. The known examples include: * Pure identity theory (with no functions, constants, predicates other than "=", or axioms). * The classic example is the theory of algebraically closed fields of a given characteristic. Categoricity does ''not'' say that all algebraically closed fields of characteristic 0 as large as the
complex numbers In mathematics, a complex number is an element of a number system that extends the real numbers with a specific element denoted , called the imaginary unit and satisfying the equation i^= -1; every complex number can be expressed in the for ...
C are the same as C; it only asserts that they are isomorphic ''as fields'' to C. It follows that although the completed ''p''-adic closures C''p'' are all isomorphic as fields to C, they may (and in fact do) have completely different
topological In mathematics, topology (from the Greek words , and ) is concerned with the properties of a geometric object that are preserved under continuous deformations, such as stretching, twisting, crumpling, and bending; that is, without closing ...
and analytic properties. The theory of algebraically closed fields of given characteristic is not categorical in (the countable infinite cardinal); there are models of transcendence degree 0, 1, 2, ..., . *
Vector space In mathematics and physics, a vector space (also called a linear space) is a set whose elements, often called '' vectors'', may be added together and multiplied ("scaled") by numbers called '' scalars''. Scalars are often real numbers, but ...
s over a given countable field. This includes
abelian group In mathematics, an abelian group, also called a commutative group, is a group in which the result of applying the group operation to two group elements does not depend on the order in which they are written. That is, the group operation is com ...
s of given
prime A prime number (or a prime) is a natural number greater than 1 that is not a product of two smaller natural numbers. A natural number greater than 1 that is not prime is called a composite number. For example, 5 is prime because the only way ...
exponent Exponentiation is a mathematical operation, written as , involving two numbers, the '' base'' and the ''exponent'' or ''power'' , and pronounced as " (raised) to the (power of) ". When is a positive integer, exponentiation corresponds to re ...
(essentially the same as vector spaces over a finite field) and
divisible In mathematics, a divisor of an integer n, also called a factor of n, is an integer m that may be multiplied by some integer to produce n. In this case, one also says that n is a multiple of m. An integer n is divisible or evenly divisible by ...
torsion-free abelian group In mathematics, specifically in abstract algebra, a torsion-free abelian group is an abelian group which has no non-trivial torsion elements; that is, a group in which the group operation is commutative and the identity element is the only ele ...
s (essentially the same as vector spaces over the rationals). * The theory of the set of
natural number In mathematics, the natural numbers are those numbers used for counting (as in "there are ''six'' coins on the table") and ordering (as in "this is the ''third'' largest city in the country"). Numbers used for counting are called '' cardinal ...
s with a successor function. There are also examples of theories that are categorical in but not categorical in uncountable cardinals. The simplest example is the theory of an
equivalence relation In mathematics, an equivalence relation is a binary relation that is reflexive, symmetric and transitive. The equipollence relation between line segments in geometry is a common example of an equivalence relation. Each equivalence relatio ...
with exactly two
equivalence class In mathematics, when the elements of some set S have a notion of equivalence (formalized as an equivalence relation), then one may naturally split the set S into equivalence classes. These equivalence classes are constructed so that elements ...
es, both of which are infinite. Another example is the theory of dense
linear order In mathematics, a total or linear order is a partial order in which any two elements are comparable. That is, a total order is a binary relation \leq on some set X, which satisfies the following for all a, b and c in X: # a \leq a ( reflexiv ...
s with no endpoints;
Cantor A cantor or chanter is a person who leads people in singing or sometimes in prayer. In formal Jewish worship, a cantor is a person who sings solo verses or passages to which the choir or congregation responds. In Judaism, a cantor sings and lead ...
proved that any such countable linear order is isomorphic to the rational numbers: see Cantor's isomorphism theorem.


Properties

Every categorical theory is
complete Complete may refer to: Logic * Completeness (logic) * Completeness of a theory, the property of a theory that every formula in the theory's language or its negation is provable Mathematics * The completeness of the real numbers, which implies ...
. However, the converse does not hold. Any theory ''T'' categorical in some infinite cardinal is very close to being complete. More precisely, the Łoś–Vaught test states that if a satisfiable theory has no finite models and is categorical in some infinite cardinal at least equal to the cardinality of its language, then the theory is complete. The reason is that all infinite models are first-order equivalent to some model of cardinal by the
Löwenheim–Skolem theorem In mathematical logic, the Löwenheim–Skolem theorem is a theorem on the existence and cardinality of models, named after Leopold Löwenheim and Thoralf Skolem. The precise formulation is given below. It implies that if a countable first-orde ...
, and so are all equivalent as the theory is categorical in . Therefore, the theory is complete as all models are equivalent. The assumption that the theory have no finite models is necessary.Marker (2002) p. 42


See also

* Spectrum of a theory


Notes


References

* *
Hodges, Wilfrid, "First-order Model Theory", The Stanford Encyclopedia of Philosophy (Summer 2005 Edition), Edward N. Zalta (ed.).
* * * * * * (IX, 1.19, pg.49) * {{Mathematical logic Mathematical logic Model theory Theorems in the foundations of mathematics