Baljuna Covenant
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The Baljuna Covenant was an oath sworn in mid-1203 AD by Temüjin—the khan of the
Mongol Mongols are an East Asian ethnic group native to Mongolia, China (Inner Mongolia and other 11 autonomous territories), as well as the republics of Buryatia and Kalmykia in Russia. The Mongols are the principal member of the large family of M ...
tribe and the future Genghis Khan—and a small group of companions, subsequently known as the ''Baljunatu''. Temüjin had risen in power in the service of the Kereit khan
Toghrul Toghrul ( ''Tooril han''; ), also known as Wang Khan or Ong Khan ( ''Wan han''; ; died 1203), was a Khan (title), khan of the Keraites. He was the blood brother (anda (Mongol), anda) of the Mongol chief Yesugei and served as an important early ...
during the late 12th century. In early 1203, Toghrul was convinced by his son Senggum that Temüjin's proposal of a marriage alliance between his and their families was an attempt to usurp their power. After escaping two successive Kereit ambushes, Temüjin was cornered and comprehensively defeated at the Battle of Qalaqaljid Sands. Temüjin regrouped the scattered remnants of his forces and retreated to Baljuna, an unidentified river or lake in south-eastern
Mongolia Mongolia is a landlocked country in East Asia, bordered by Russia to the north and China to the south and southeast. It covers an area of , with a population of 3.5 million, making it the world's List of countries and dependencies by po ...
. There, he and his closest companions swore an oath of mutual fidelity, promising to share hardships and glories. Having spent the summer recruiting warriors attracted by the ideals of his campaign, Temüjin amassed enough of a force to defeat the Kereit in battle that autumn. Three years later in 1206, having defeated all enemies on the
steppe In physical geography, a steppe () is an ecoregion characterized by grassland plains without closed forests except near rivers and lakes. Steppe biomes may include: * the montane grasslands and shrublands biome * the tropical and subtropica ...
, Temüjin entitled himself Genghis Khan at a
kurultai A kurultai (, ),Derived from Russian language, Russian , ultimately from Middle Mongol ( ), whence Chinese language, Chinese 忽里勒台 ''Hūlǐlēitái'' (); ; ; ; ; ; ; ; ; (). also called a qurultai, was a political and military counc ...
and honoured the ''Baljunatu'' with the highest distinctions of his new
Mongol Empire The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
. Nineteenth-century historians doubted the episode's
historicity Historicity is the historical actuality of persons and events, meaning the quality of being part of history instead of being a historical myth, legend, or fiction. The historicity of a claim about the past is its factual status. Historicity deno ...
because of its omission (probably on account of the
heterogeneity Homogeneity and heterogeneity are concepts relating to the uniformity of a substance, process or image. A homogeneous feature is uniform in composition or character (i.e., color, shape, size, weight, height, distribution, texture, language, i ...
of the oath-swearers) from the ''
Secret History of the Mongols The ''Secret History of the Mongols'' is the oldest surviving literary work in the Mongolic languages. Written for the Mongol royal family some time after the death of Genghis Khan in 1227, it recounts his life and conquests, and partially the r ...
'', a 13th-century
epic poem In poetry, an epic is a lengthy narrative poem typically about the extraordinary deeds of extraordinary characters who, in dealings with gods or other superhuman forces, gave shape to the mortal universe for their descendants. With regard to ...
recounting Temüjin's rise.


Background

Temüjin was born between 1155 and 1167 AD to Yesugei, a
Mongol Mongols are an East Asian ethnic group native to Mongolia, China (Inner Mongolia and other 11 autonomous territories), as well as the republics of Buryatia and Kalmykia in Russia. The Mongols are the principal member of the large family of M ...
chieftain, and his Olkhonud wife
Hö'elün Hö'elün ( Mongolian: , , ; ) was a noblewoman of the Mongol Empire and the mother of Temüjin, better known as Genghis Khan. She played a major role in his rise to power, as described in the '' Secret History of the Mongols''. Born into th ...
. Yesugei died when Temüjin was nine and he, his mother, and six other siblings were all abandoned by their tribe. The family however survived and Temüjin began to collect a small group of companions, especially after he swore loyalty to his father's ''anda'' ( "
blood brother Blood brother can refer to two or more people not related by birth who have sworn loyalty to each other. This is in modern times usually done in a ceremony, known as a blood oath, where each person makes a small cut, usually on a finger, han ...
"), the chieftain
Toghrul Toghrul ( ''Tooril han''; ), also known as Wang Khan or Ong Khan ( ''Wan han''; ; died 1203), was a Khan (title), khan of the Keraites. He was the blood brother (anda (Mongol), anda) of the Mongol chief Yesugei and served as an important early ...
of the central Kereit tribe. His ambitions were stymied by
Jamukha Jamukha (), a military and political leader of the Jadaran tribe who was proclaimed Gurkhan, ''Gur Khan'' ('Universal Ruler') in 1201 by opposing factions, was a principal rival to Genghis Khan, Temüjin (proclaimed Genghis Khan in 1206) during ...
, his own ''anda'', whom he intermittently fought from the 1180s onwards. Although the Kereit were ostensibly the most powerful tribe on the Mongol steppe by 1201, the tribe's nobility began to fear that they too would soon be usurped by the rapidly rising Temüjin, who had become dominant in eastern Mongolia. These aristocrats were led by Toghrul's son Senggum, who was afraid for his own inheritance. These fears would soon be realised. Aiming to secure control over the Kereit line of succession, Temüjin proposed that his eldest son
Jochi Jochi (; ), also spelled Jüchi, was a prince of the early Mongol Empire. His life was marked by controversy over the circumstances of his birth and culminated in his estrangement from his family. He was nevertheless a prominent Military of the ...
be married to Toghrul's daughter Cha'ur Beki, promising one of his own daughters to Senggum's son in return for the establishment of ''quda'' ( "marriage alliance"). Senggum conclusively rejected this proposal: not only was his position as heir to the Kereit at risk, but he found the proposal disrespectful because of Jochi's possible illegitimacy. Senggum was supported in his position by the tribal aristocracy, which included Altan and Kuchar, two of Temüjin's relatives, and Jamukha, who urged immediate action against his old ''anda''. Toghrul's position in the dispute is unclear—according to the ''
Secret History of the Mongols The ''Secret History of the Mongols'' is the oldest surviving literary work in the Mongolic languages. Written for the Mongol royal family some time after the death of Genghis Khan in 1227, it recounts his life and conquests, and partially the r ...
'', a 13th-century retelling of Temüjin's life and campaigns, he was torn between his close ties to Temüjin and his love for his son, only choosing to support the latter when presented with an ultimatum. On the other hand, according to the ''
Jami al-tawarikh ''Jāmiʿ al-Tawārīkh'' () is a work of literature and history, produced in the Mongol Ilkhanate. Written by Rashid al-Din Hamadani (1247–1318 AD) at the start of the 14th century, the breadth of coverage of the work has caused it to be calle ...
'' of Rashid al-Din and oral histories recounted by
Marco Polo Marco Polo (; ; ; 8 January 1324) was a Republic of Venice, Venetian merchant, explorer and writer who travelled through Asia along the Silk Road between 1271 and 1295. His travels are recorded in ''The Travels of Marco Polo'' (also known a ...
, Toghrul was already predisposed against Temüjin and reacted angrily to the marriage proposal. It is possible that Toghrul's mind was swayed by a merchant delegation from Central Asia containing representatives from the
Qara Khitai The Qara Khitai, or Kara Khitai ( zh, t=喀喇契丹, s=哈剌契丹, p=Kālā Qìdān or zh, c=黑契丹, p=Hēi Qìdān, l=Black Khitan, links=no), also known as the Western Liao ( zh, t=西遼, p=Xī Liáo, links=no), officially the Great L ...
and the Uighurs, whom Temüjin would probably exclude from the
Silk Road The Silk Road was a network of Asian trade routes active from the second century BCE until the mid-15th century. Spanning over , it played a central role in facilitating economic, cultural, political, and religious interactions between the ...
trade structures were he to gain ascendancy; it is also likely that Temüjin's own ambitions were somewhat to blame for the rupture in relations. In the end, Senggum's arguments prevailed over Toghrul. Desiring to avoid open conflict if possible, the Kereit leader devised a plan of deception: he informed Temüjin that he had decided to accept the proposed marriages and intended to hold a celebratory banquet. An unsuspecting Temüjin set off with a minimal guard to the feast, where the conspirators had planned to ambush and kill him; warned of hostile rumours by his father's old retainer Münglig, he halted. Led by Senggum, the Kereit then took to the field in force, and Temüjin only escaped because two herdsmen named Badai and Kishlik overheard the plans and came to warn him. Decisively outnumbered, Temüjin was forced into headlong flight—he rode with his companions to the borders of Jin China, where he hoped to find reinforcements and, if necessary, seek sanctuary across the border. Even though he received some defectors from the Kereit force, including Kuildar of the Mankut and Jurchedei of the , Temüjin was decisively defeated at the Battle of Qalaqaljid Sands in early 1203. The defections proved crucial in allowing Temüjin to escape—Jurchedei wounded Senggum with an arrow, halting the Kereit attack—but Toghrul also chose not to pursue, reasoning that his enemy was out of the strategic picture.


The Baljuna Covenant

Temüjin's forces had suffered severe losses during the withdrawal from the battle and several of his captains were missing. Despite the danger, he waited through the following night for his surviving troops to gather.
Bo'orchu Bo'orchu (, ''Boorchi'') was one of the first and most loyal of Genghis Khan's friends and allies. He first met Genghis Khan as a boy. At that time, Genghis Khan (then Temujin) was looking for his stolen horses. Bo'orchu helped him win back the ...
arrived at dawn, having lost his horse at Qalaqaljid, and he was shortly followed by Boroqul, who was tending to Ögedei, Temüjin's third son, who had suffered a serious neck injury. Temüjin then retreated, stopping only to bury Kuildar, who had been killed during the battle. His forces eventually reached a lake or river named Baljuna, a place of unknown location. The most likely location lies on the Kalka River, which Temüjin might have retreated along and which lies close to the Jin frontier in south-eastern Mongolia. Scholars have alternately identified it as a tributary of the River Ingoda, or as Lake Balzino in
Buryatia Buryatia, officially the Republic of Buryatia, is a republic of Russia located in the Russian Far East. Formerly part of the Siberian Federal District, it has been administered as part of the Far Eastern Federal District since 2018. To its nort ...
. At this juncture in mid-1203, Temüjin's force was very small, amounting to either 2,600 or 4,600 warriors. Biographies in the '' Yuán Shǐ'', a 14th-century official history, exaggerate the exigent situation by stating Temüjin was accompanied by only nineteen followers, but this might well refer only to the
company A company, abbreviated as co., is a Legal personality, legal entity representing an association of legal people, whether Natural person, natural, Juridical person, juridical or a mixture of both, with a specific objective. Company members ...
leaders. According to the ''Yuán Shǐ'', the starving men killed a
wild horse The wild horse (''Equus ferus'') is a species of the genus Equus (genus), ''Equus'', which includes as subspecies the modern domestication of the horse, domesticated horse (''Equus ferus caballus'') as well as the Endangered species, endangered ...
that fortuitously appeared, eating its flesh and using its by-products to safely drink the muddy water; their leader then swore an oath: This retelling likely masks the historical events. The poetic Baljuna Covenant encapsulates the themes—a potent mixture of
social equality Social equality is a state of affairs in which all individuals within society have equal rights, liberties, and status, possibly including civil rights, freedom of expression, autonomy, and equal access to certain public goods and social servi ...
and personal
asceticism Asceticism is a lifestyle characterized by abstinence from worldly pleasures through self-discipline, self-imposed poverty, and simple living, often for the purpose of pursuing Spirituality, spiritual goals. Ascetics may withdraw from the world ...
—Temüjin would emphasise to potential recruits. Temüjin in all probability spent a large portion of the summer attempting to recruit warriors to his cause: those he succeeded with included the Onggirat (the tribe of his wife Börte), the Ikires, and some of the Nirun Mongols. Other recruits included leaders of the Khitan tribe, who saw in Temüjin a route to revenge against the Jin, and the Muslim merchants Ja'far and Hasan, who exchanged a thousand sheep for guarantees of future security and favourable trade pacts. He even recruited members of Toghrul's Kereit tribe, such as Chinqai who became a prominent administrator under Ogedei. Historians have emphasised the social, cultural, and religious
heterogeneity Homogeneity and heterogeneity are concepts relating to the uniformity of a substance, process or image. A homogeneous feature is uniform in composition or character (i.e., color, shape, size, weight, height, distribution, texture, language, i ...
of the Baljuna oath-takers. There were no Mongols, apart from Temüjin and his brother
Qasar Khasar (; , ), was one of the three full brothers of the legendary Genghis Khan. According to the '' Jami' al-Tawarikh'', his given name was ''Jochi'' and he got the nickname ''Khasar'' after his distinguished bravery. He was also called Khabht ...
, in the traditional nineteen—they instead included Khitans,
Tanguts The Tangut people (Tangut language, Tangut: , ''mjɨ nja̱'' or , ''mji dzjwo''; ; ; ) were a Sino-Tibetan languages, Sino-Tibetan people who founded and inhabited the Western Xia, Western Xia dynasty. The group initially lived under Tuyuhun aut ...
, Keireits, Naimans, Central Asians, and possibly even South Asians, from a total of nine different clans. Swearing loyalty to Temüjin, a devout adherent of
Tengrism Tengrism (also known as Tengriism, Tengerism, or Tengrianism) is a belief-system originating in the Eurasian steppes, based on shamanism and animism. It generally involves the titular sky god Tengri. According to some scholars, adherents of ...
, were three Muslims and several
Christians A Christian () is a person who follows or adheres to Christianity, a monotheistic Abrahamic religion based on the life and teachings of Jesus Christ. Christians form the largest religious community in the world. The words '' Christ'' and ''C ...
and Buddhists. In transcending traditional avenues of community, the Baljuna Covenant was "a type of brotherhood kin tomodern civic citizenship based upon personal choice and commitment", in the words of the historian Jack Weatherford.


Aftermath and historiography

In late 1203, a revitalised Temüjin marshalled his forces and defeated the Kereit in a hard-fought three-day battle at the Jeje'er Heights on the lower Kherlen River. The fleeing Toghrul was killed by a Naiman sentry who did not recognise him; Senggum fled first to
Tibet Tibet (; ''Böd''; ), or Greater Tibet, is a region in the western part of East Asia, covering much of the Tibetan Plateau and spanning about . It is the homeland of the Tibetan people. Also resident on the plateau are other ethnic groups s ...
and then
Kashgar Kashgar () or Kashi ( zh, c=喀什) is a city in the Tarim Basin region of southern Xinjiang, China. It is one of the westernmost cities of China, located near the country's border with Kyrgyzstan and Tajikistan. For over 2,000 years, Kashgar ...
, where he was later killed. Over the next three years, Temüjin defeated the Naimans and Merkits, uniting the Mongol steppe under one ruler. In 1206, he held a great
kurultai A kurultai (, ),Derived from Russian language, Russian , ultimately from Middle Mongol ( ), whence Chinese language, Chinese 忽里勒台 ''Hūlǐlēitái'' (); ; ; ; ; ; ; ; ; (). also called a qurultai, was a political and military counc ...
( "assembly") on the
Onon River The Onon is a river in Mongolia and Russia. It is long, and has a drainage basin of .Онон
palace tent, furnishings, and [bodyguard. The men who swore the Baljuna Covenant, who became known as ''Baljunatu'' ( "Baljuna men", or "Muddy Water Drinkers") were honoured with the highest titles and were remembered as late as the 1300s. Many took prominent positions in Genghis'
Mongol Empire The Mongol Empire was the List of largest empires, largest contiguous empire in human history, history. Originating in present-day Mongolia in East Asia, the Mongol Empire at its height stretched from the Sea of Japan to parts of Eastern Euro ...
—these included Chinqai, the Muslim merchant and diplomat Ja'far Khoja, and Qaban, an Uriankhai whose son Subutai became one of the most formidable Mongol generals. The incident of the Baljuna Covenant is omitted completely from the ''Secret History''. This lacuna led
sinologist Sinology, also referred to as China studies, is a subfield of area studies or East Asian studies involved in social sciences and humanities research on China. It is an academic discipline that focuses on the study of the Chinese civilizatio ...
s to doubt the episode's
historicity Historicity is the historical actuality of persons and events, meaning the quality of being part of history instead of being a historical myth, legend, or fiction. The historicity of a claim about the past is its factual status. Historicity deno ...
for nearly a century, from Palladius in the 1860s to E. H. Parker, the influential
Paul Pelliot Paul Eugène Pelliot (28 May 187826 October 1945) was a French sinologist and Orientalist best known for his explorations of Central Asia and the Silk Road regions, and for his acquisition of many important Tibetan Empire-era manuscripts and ...
,
Arthur Waley Arthur David Waley (born Arthur David Schloss, 19 August 188927 June 1966) was an English orientalist and sinologist who achieved both popular and scholarly acclaim for his translations of Chinese and Japanese poetry. Among his honours were ...
, and René Grousset in the mid-20th century. In 1955, Francis Woodman Cleaves published an essay repudiating this assumption; Cleaves' theory has now become general among historians, due to the abundance of other sources mentioning the ''Baljunatu''. The erasure of the incident from the ''Secret History'' was probably because of the heterogeneity of the oath-takers—the author, suspicious of non-Mongols, may have decided to ignore the event which saw them elevated to Temüjin's inner circle.


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* * * * * * * * * * * {{refend Genghis Khan Mongol Empire Oaths 1203 in Asia