Allusion, or alluding, is a
figure of speech
A figure of speech or rhetorical figure is a word or phrase that intentionally deviates from straightforward language use or Denotation, literal meaning to produce a rhetorical or intensified effect (emotionally, aesthetically, intellectually, et ...
that makes a reference to someone or something by name (a person, object, location, etc.) without explaining how it relates to the given context, so that the audience must realize the connection in their own minds. When a connection is directly and explicitly explained (as opposed to indirectly implied), it is instead often simply termed a
reference
A reference is a relationship between objects in which one object designates, or acts as a means by which to connect to or link to, another object. The first object in this relation is said to ''refer to'' the second object. It is called a ''nam ...
. In the arts, a literary allusion puts the alluded text in a new context under which it assumes new
meanings and denotations.
Literary allusion is closely related to
parody
A parody is a creative work designed to imitate, comment on, and/or mock its subject by means of satire, satirical or irony, ironic imitation. Often its subject is an Originality, original work or some aspect of it (theme/content, author, style, e ...
and
pastiche, which are also "text-linking"
literary devices.
[Ben-Porot (1976) pp. 107–8 quotation: ]
In a wider, more informal context, an allusion is a passing or casually short statement indicating broader meaning. It is an incidental mention of something, either directly or by implication, such as "In the stock market, he met his Waterloo."
Scope of the term

In the most traditional sense, ''allusion'' is a literary term, though the word has also come to encompass indirect references to any source, including allusions in
film
A film, also known as a movie or motion picture, is a work of visual art that simulates experiences and otherwise communicates ideas, stories, perceptions, emotions, or atmosphere through the use of moving images that are generally, sinc ...
or the
visual arts
The visual arts are art forms such as painting, drawing, printmaking, sculpture, ceramics (art), ceramics, photography, video, image, filmmaking, design, crafts, and architecture. Many artistic disciplines such as performing arts, conceptual a ...
.
[Preminger & Brogan (1993) ''The New Princeton Encyclopedia of Poetry and Poetics.'' Princeton University Press.] In literature, allusions are used to link concepts that the reader already has knowledge of, with concepts discussed in the story. It is not possible to predetermine the nature of all the new meanings and inter-textual patterns that an allusion will generate.
In the field of film criticism, a filmmaker's intentionally unspoken visual reference to another film is also called an
homage. It may even be sensed that real events have allusive overtones, when a previous event is inescapably recalled by a current one. "Allusion is bound up with a vital and perennial topic in literary theory, the place of authorial intention in interpretation", William Irwin observed, in asking "What is an allusion?"
Without the hearer or reader comprehending the author's intention, an allusion becomes merely a decorative device. Allusion is an economical device, a
figure of speech
A figure of speech or rhetorical figure is a word or phrase that intentionally deviates from straightforward language use or Denotation, literal meaning to produce a rhetorical or intensified effect (emotionally, aesthetically, intellectually, et ...
that uses a relatively short space to draw upon the ready stock of ideas, cultural
meme
A meme (; ) is an idea, behavior, or style that Mimesis, spreads by means of imitation from person to person within a culture and often carries symbolic meaning representing a particular phenomenon or theme. A meme acts as a unit for carrying c ...
s or emotion already associated with a topic. Thus, an allusion is understandable only to those with prior knowledge of the covert reference in question, a mark of their
cultural literacy.
Allusion as cultural bond
The origin of is from the Latin noun "a playing with, a reference to", from "to play, jest, make fun of", a compound of "to" + "to play". Recognizing the point of allusion's condensed riddle also reinforces cultural solidarity between the maker of the allusion and the hearer: their shared familiarity with allusion bonds them. Ted Cohen finds such a "cultivation of intimacy" to be an essential element of many
jokes
A joke is a display of humour in which words are used within a specific and well-defined narrative structure to make people laughter, laugh and is usually not meant to be interpreted literally. It usually takes the form of a story, often with ...
. Some aspect of the referent must be invoked and identified for the tacit association to be made; the allusion is indirect in part because "it depends on something more than mere substitution of a referent".
The allusion depends as well on the author's intent; a reader may search out parallels to a figure of speech or a passage, of which the author was unaware, and offer them as unconscious allusions—coincidences that a critic might not find illuminating. Addressing such issues is an aspect of
hermeneutics
Hermeneutics () is the theory and methodology of interpretation, especially the interpretation of biblical texts, wisdom literature, and philosophical texts. As necessary, hermeneutics may include the art of understanding and communication.
...
.
William Irwin remarks that allusion moves in only one direction: "If A alludes to B, then B does not allude to A. The Bible does not allude to Shakespeare, though Shakespeare may allude to the Bible." Irwin appends a note: "Only a divine author, outside of time, would seem capable of alluding to a later text." This is the basis for Christian readings of
Old Testament prophecy, which asserts that passages are to be read as allusions to future events.
Allusion differs from the similar term ''
intertextuality
Intertextuality is the shaping of a text's meaning by another text, either through deliberate compositional strategies such as quotation, allusion, calque, plagiarism, translation, pastiche or parody, Gerard Genette (1997) ''Paratexts'p.18/ref ...
'' in that it is an intentional effort on the author's part.
The success of an allusion depends in part on at least some of its audience "getting" it. Allusions may be made increasingly obscure, until at last they are understood by the author alone, who thereby retreats into a
private language.
Academic analysis of the concept of allusions
In discussing the richly allusive poetry of
Virgil
Publius Vergilius Maro (; 15 October 70 BC21 September 19 BC), usually called Virgil or Vergil ( ) in English, was an ancient Rome, ancient Roman poet of the Augustan literature (ancient Rome), Augustan period. He composed three of the most fa ...
's ''
Georgics
The ''Georgics'' ( ; ) is a poem by Latin poet Virgil, likely published in 29 BCE. As the name suggests (from the Greek language, Greek word , ''geōrgiká'', i.e. "agricultural hings) the subject of the poem is agriculture; but far from bei ...
'', R. F. Thomas
[R. F. Thomas, "Virgil's ''Georgics'' and the art of reference" ''Harvard Studies in Classical Philology '' 90 (1986) pp 171–98.] distinguished six categories of allusive reference, which are applicable to a wider cultural sphere. These types are:
# Casual reference, "the use of language which recalls a specific antecedent, but only in a general sense" that is relatively unimportant to the new context;
# Single reference, in which the hearer or reader is intended to "recall the context of the model and apply that context to the new situation"; such a specific single reference in Virgil, according to Thomas, is a means of "making connections or conveying ideas on a level of intense subtlety";
# Self-reference, where the ''locus'' is in the poet's own work;
# Corrective allusion, where the imitation is clearly in opposition to the original source's intentions;
# Apparent reference "which seems clearly to recall a specific model but which on closer inspection frustrates that intention"; and
# Multiple reference or conflation, which refers in various ways simultaneously to several sources, fusing and transforming the cultural traditions.
A type of literature has grown round explorations of the allusions in such works as
Alexander Pope
Alexander Pope (21 May 1688 Old Style and New Style dates, O.S. – 30 May 1744) was an English poet, translator, and satirist of the Age of Enlightenment, Enlightenment era who is considered one of the most prominent English poets of the early ...
's ''
The Rape of the Lock'' or
T. S. Eliot's ''
The Waste Land''.
Examples
In
Homer
Homer (; , ; possibly born ) was an Ancient Greece, Ancient Greek poet who is credited as the author of the ''Iliad'' and the ''Odyssey'', two epic poems that are foundational works of ancient Greek literature. Despite doubts about his autho ...
, brief allusions could be made to mythic themes of generations previous to the main narrative because they were already familiar to the epic's hearers: one example is the theme of the
Calydonian boarhunt. In
Hellenistic
In classical antiquity, the Hellenistic period covers the time in Greek history after Classical Greece, between the death of Alexander the Great in 323 BC and the death of Cleopatra VII in 30 BC, which was followed by the ascendancy of the R ...
Alexandria, literary culture and a fixed
literary canon known to readers and hearers made a densely allusive poetry effective; the poems of
Callimachus
Callimachus (; ; ) was an ancient Greek poet, scholar, and librarian who was active in Alexandria during the 3rd century BC. A representative of Ancient Greek literature of the Hellenistic period, he wrote over 800 literary works, most of which ...
offer the best-known examples.
Martin Luther King Jr., alluded to the
Gettysburg Address in starting his "
I Have a Dream
"I Have a Dream" is a Public speaking, public speech that was delivered by American civil rights activist and Baptist minister Martin Luther King Jr. during the March on Washington for Jobs and Freedom on August 28, 1963. In the speech, Kin ...
" speech by saying "Five score years ago..."; his hearers were immediately reminded of
Abraham Lincoln
Abraham Lincoln (February 12, 1809 – April 15, 1865) was the 16th president of the United States, serving from 1861 until Assassination of Abraham Lincoln, his assassination in 1865. He led the United States through the American Civil War ...
's "Four score and seven years ago", which opened the Gettysburg Address. King's allusion effectively called up parallels in two historic moments without overwhelming his speech with details.
A
sobriquet
A sobriquet ( ) is a descriptive nickname, sometimes assumed, but often given by another. A sobriquet is distinct from a pseudonym in that it is typically a familiar name used in place of a real name without the need for explanation; it may beco ...
is an allusion. By
metonymy
Metonymy () is a figure of speech in which a concept is referred to by the name of something associated with that thing or concept. For example, the word " suit" may refer to a person from groups commonly wearing business attire, such as sales ...
one aspect of a person or other referent is selected to identify it, and it is this shared aspect that makes a sobriquet evocative: for example, "the city that never sleeps" is a sobriquet of (and therefore an allusion to) New York.
References
Bibliography
* Ben-Porot, Ziva (1976) ''The Poetics of Literary Allusion'', p. 108, i
''PTL: A Journal for descriptive poetics and theory of literature 1''* Irwin, William (2001). "What Is an Allusion?" ''The Journal of Aesthetics and Art Criticism'', 59 (3): 287–297.
* Irwin, W. T. (2002). "The Aesthetics of Allusion." ''Journal of Value Inquiry'': 36 (4).
* Pasco, Allan H. ''Allusion: A Literary Graft''. 1994. Charlottesville: Rookwood Press, 2002.
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Figures of speech
Literature
Narrative techniques
Semantics