Aerial Bombardment And International Law
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Air warfare must comply with
laws and customs of war The law of war is a component of international law that regulates the conditions for initiating war (''jus ad bellum'') and the conduct of hostilities (''jus in bello''). Laws of war define sovereignty and nationhood, states and territories, ...
, including
international humanitarian law International humanitarian law (IHL), also referred to as the laws of armed conflict or the laws of war, is the law that regulates the conduct of war (''wikt:jus in bello, jus in bello''). It is a branch of international law that seeks to limit ...
by protecting the victims of the conflict and refraining from attacks on
protected persons Protected persons is a legal term under international humanitarian law and refers to persons who are under specific protection of the 1949 Geneva Conventions, their 1977 Additional Protocols, and customary international humanitarian law during an ...
. These restraints on aerial warfare are covered by the general laws of war, because unlike war on land and at sea—which are specifically covered by rules such as the 1907 Hague Convention and
Protocol I Protocol I (also Additional Protocol I and AP I) is a 1977 amendment Protocol (diplomacy), protocol to the Geneva Conventions concerning the protection of civilian casualty, civilian victims of international war, including "armed conflicts in ...
additional to the
Geneva Conventions upright=1.15, The original document in single pages, 1864 The Geneva Conventions are international humanitarian laws consisting of four treaties and three additional protocols that establish international legal standards for humanitarian t ...
, which contain pertinent restrictions, prohibitions and guidelines—there are no treaties specific to aerial warfare. To be legal, aerial operations must comply with the principles of humanitarian law: ''
military necessity Military necessity, along with distinction (law), distinction, and proportionality (international humanitarian law), proportionality, are three important principles of international humanitarian law governing the laws of war, legal use of force i ...
'', '' distinction'', and '' proportionality'': An attack or action must be intended to help in the military defeat of the enemy; it must be an attack on a military objective; and the harm caused to protected civilians or civilian property must be proportional and not excessive in relation to the concrete and direct military advantage anticipated.


International law up to 1945

Before and during World War II (1939–1945), international law relating to aerial bombardment rested on the treaties of 1864, 1899, and 1907, which constituted the definition of most of the laws of war at that time – which, despite repeated diplomatic attempts, was not updated in the immediate run-up to World War II. The most relevant of these treaties is the Hague Convention of 1907 because it was the last treaty ratified before 1939 which specified the laws of war regarding the use of
bombardment A bombardment is an attack by artillery fire or by dropping bombs from aircraft on fortifications, combatants, or cities and buildings. Prior to World War I, the term was only applied to the bombardment of defenseless or undefended obje ...
. In the Hague Convention of 1907, two treaties have a direct bearing on the issue of bombardment. These are "Laws of War: Laws and Customs of War on Land (Hague IV); 18 October 1907"Laws of War: Laws and Customs of War on Land (Hague IV); 18 October 1907
available from the
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at the
Yale Law School Yale Law School (YLS) is the law school of Yale University, a Private university, private research university in New Haven, Connecticut. It was established in 1824. The 2020–21 acceptance rate was 4%, the lowest of any law school in the United ...
, entered into force: 26 January 1910.
and "Laws of War: Bombardment by Naval Forces in Time of War (Hague IX); 18 October 1907".Laws of War: Bombardment by Naval Forces in Time of War (Hague IX); October 18, 1907
available from the
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at the
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,
It is significant that there is a different treaty which should be invoked for bombardment of land by land (Hague IV) and of land by sea (Hague IX).International Review of the Red Cross no 323
cites: Charles Rousseau,
References A reference is a relationship between Object (philosophy), objects in which one object designates, or acts as a means by which to connect to or link to, another object. The first object in this relation is said to ''refer to'' the second object. ...
p. 360. "the analogy between land and aerial bombardment".
Hague IV, which reaffirmed and updated Hague II (1899),Laws of War: Laws and Customs of War on Land (Hague II); July 29, 1899
available from the
Avalon Project The Avalon Project is a digital library of documents relating to law, history and diplomacy. The project is part of the Yale Law School Lillian Goldman Law Library. The project contains online electronic copies of documents dating back to the b ...
at the
Yale Law School Yale Law School (YLS) is the law school of Yale University, a Private university, private research university in New Haven, Connecticut. It was established in 1824. The 2020–21 acceptance rate was 4%, the lowest of any law school in the United ...
, entry into force 4 September 1900
contains the following clauses: Although the 1907 Hague Conventions ''IV – The Laws and Customs of War on Land'' and ''IX – Bombardment by Naval Forces in Time of War'' prohibited the bombardment of undefended places, there was no international prohibition against indiscriminate bombardment of non-combatants in defended places, a shortcoming in the rules that was greatly exacerbated by aerial bombardment. The attendees of the Second Hague Conference in 1907 did adopt a "Declaration Prohibiting the Discharge of Projectiles and Explosives from Balloons" on 18 October 1907. It stated: "The Contracting Powers agree to prohibit, for a period extending to the close of the Third Peace Conference, the discharge of projectiles and explosives from balloons or by other new methods of a similar nature." The foreshadowed "Third Peace Conference" never took place, and the Declaration remains in force. The United Kingdom and the United States ratified the Declaration. With the rise of aerial warfare, non-combatants became extremely vulnerable and inevitably became collateral targets in such warfare – potentially on a much larger scale than previously.
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
(1914-1918) saw the first use of
strategic bombing Strategic bombing is a systematically organized and executed military attack from the air which can utilize strategic bombers, long- or medium-range missiles, or nuclear-armed fighter-bomber aircraft to attack targets deemed vital to the enemy' ...
when German
Zeppelins A Zeppelin is a type of rigid airship named after the German inventor Ferdinand von Zeppelin () who pioneered rigid airship development at the beginning of the 20th century. Zeppelin's notions were first formulated in 1874Eckener 1938, pp. 155â ...
and aircraft indiscriminately dropped bombs on cities in Britain and France. These nations, fighting against Germany and its allies in the war, retaliated with their own air-raids (see
Strategic bombing during World War I Strategic bombing during World War I (28 July 1914 – 11 November 1918) was principally carried out by the United Kingdom and France for the Entente Powers and Germany for the Central Powers. Most of the belligerents of World War I eventually e ...
). A few years after World War I, a draft convention was proposed in 1923: ''The Hague Rules of Air Warfare''.''The Hague Rules of Air Warfare''
December 1922 – February 1923.
The draft contained a number of articles which would have directly affected how militaries used aerial bombardment and defended against it: articles 18, 22 and 24. The law was, however, never adopted in legally binding form''Rules concerning the Control of Wireless Telegraphy in Time of War and Air Warfare''
from the
International Committee of the Red Cross The International Committee of the Red Cross (ICRC) is a humanitarian organization based in Geneva, Switzerland, and is a three-time Nobel Prize laureate. The organization has played an instrumental role in the development of rules of war and ...
'
section on international humanitarian law
verified 26 February 2005
as all major powers criticized it as being unrealistic. The Greco-German arbitration tribunal of 1927–1930 arguably established the subordination of the law of air warfare to the law of ground warfare. It found that the 1907 Hague Convention on "The Laws and Customs of War on Land" applied to the German attacks in Greece during World War I: This concerned both Article 25 and Article 26. Jefferson Reynolds in an article in ''The Air Force Law Review'' argues that "if international law is not enforced, persistent violations can conceivably be adopted as customary practice, permitting conduct that was once prohibited." Even if the Greco-German arbitration tribunal findings had established the rules for aerial bombardment, by 1945, the
belligerents A belligerent is an individual, group, country, or other entity that acts in a hostile manner, such as engaging in combat. The term comes from the Latin ''bellum gerere'' ("to wage war"). Unlike the use of ''belligerent'' as an adjective meanin ...
of
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
had ignored the preliminary bombardment procedures that the Greco-German arbitration tribunal had recognized. The German bombings of Guernica and
Durango Durango, officially the Free and Sovereign State of Durango, is one of the 31 states which make up the Political divisions of Mexico, 32 Federal Entities of Mexico, situated in the northwest portion of the country. With a population of 1,832,650 ...
in Spain in 1937 during the
Spanish Civil War The Spanish Civil War () was a military conflict fought from 1936 to 1939 between the Republican faction (Spanish Civil War), Republicans and the Nationalist faction (Spanish Civil War), Nationalists. Republicans were loyal to the Left-wing p ...
of 1936–1939 and the Japanese aerial attacks on crowded Chinese cities during the
Second Sino-Japanese War The Second Sino-Japanese War was fought between the Republic of China (1912–1949), Republic of China and the Empire of Japan between 1937 and 1945, following a period of war localized to Manchuria that started in 1931. It is considered part ...
in 1937–38 attracted worldwide condemnation, prompting the
League of Nations The League of Nations (LN or LoN; , SdN) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference (1919–1920), Paris Peace ...
to pass a resolution"Protection of Civilian Populations Against Bombing From the Air in Case of War"
Unanimous resolution of the League of Nations Assembly, 30 September 1938. Accessed 26 February 2005
that called for the protection of civilian populations against bombardment from the air. In response to the resolution passed by the League of Nations, a draft convention in Amsterdam of 1938"Draft Convention for the Protection of Civilian Populations Against New Engines of War"
Amsterdam, 1938. Accessed 26 February 2005
would have provided specific definitions of what constituted an "undefended" town, excessive civilian casualties and appropriate warning. This draft convention makes the standard of being undefended quite high – any military units or anti-aircraft within the radius qualifies a town as defended. This convention, like the 1923 draft, was not ratified – nor even close to ratification – when hostilities broke out in Europe in 1939. While the two conventions offer a guideline to what the belligerent powers were considering before the war, neither of these documents came to be legally binding. At the start of World War II in 1939, following an appeal by
Franklin D. Roosevelt Franklin Delano Roosevelt (January 30, 1882April 12, 1945), also known as FDR, was the 32nd president of the United States, serving from 1933 until his death in 1945. He is the longest-serving U.S. president, and the only one to have served ...
, President of the then neutral United States, the major European powers, including Britain and Germany, agreed not to bomb civilian targets outside combat zones: Britain agreeing provided that the other powers also refrained (see the policy on strategic bombing at the start of the World War II). However, this was not honored, as belligerents of both sides in the war adopted a policy of indiscriminate bombing of enemy cities. Throughout World War II, cities like
Chongqing ChongqingPostal Romanization, Previously romanized as Chungking ();. is a direct-administered municipality in Southwestern China. Chongqing is one of the four direct-administered municipalities under the State Council of the People's Republi ...
,
Warsaw Warsaw, officially the Capital City of Warsaw, is the capital and List of cities and towns in Poland, largest city of Poland. The metropolis stands on the Vistula, River Vistula in east-central Poland. Its population is officially estimated at ...
,
Rotterdam Rotterdam ( , ; ; ) is the second-largest List of cities in the Netherlands by province, city in the Netherlands after the national capital of Amsterdam. It is in the Provinces of the Netherlands, province of South Holland, part of the North S ...
,
London London is the Capital city, capital and List of urban areas in the United Kingdom, largest city of both England and the United Kingdom, with a population of in . London metropolitan area, Its wider metropolitan area is the largest in Wester ...
,
Coventry Coventry ( or rarely ) is a City status in the United Kingdom, cathedral city and metropolitan borough in the West Midlands (county), West Midlands county, in England, on the River Sherbourne. Coventry had been a large settlement for centurie ...
,
Stalingrad Volgograd,. geographical renaming, formerly Tsaritsyn. (1589–1925) and Stalingrad. (1925–1961), is the largest city and the administrative centre of Volgograd Oblast, Russia. The city lies on the western bank of the Volga, covering an area o ...
,
Hamburg Hamburg (, ; ), officially the Free and Hanseatic City of Hamburg,. is the List of cities in Germany by population, second-largest city in Germany after Berlin and List of cities in the European Union by population within city limits, 7th-lar ...
,
Dresden Dresden (; ; Upper Saxon German, Upper Saxon: ''Dräsdn''; , ) is the capital city of the States of Germany, German state of Saxony and its second most populous city after Leipzig. It is the List of cities in Germany by population, 12th most p ...
,
Tokyo Tokyo, officially the Tokyo Metropolis, is the capital of Japan, capital and List of cities in Japan, most populous city in Japan. With a population of over 14 million in the city proper in 2023, it is List of largest cities, one of the most ...
, Hiroshima, and Nagasaki suffered aerial bombardment, causing untold numbers of destroyed buildings and the deaths of tens of thousands of civilians. After World War II, the massive destruction of non-combatant targets inflicted during the war prompted the victorious Allies to address the issue when developing the
Nuremberg Charter #REDIRECT Nuremberg trials #REDIRECT Nuremberg trials {{redirect category shell, {{R from other capitalisation{{R from move ...
{{redirect category shell, {{R from other capitalisation{{R from move ...
of August 1945 to establish the procedures and laws for conducting the
Nuremberg trials #REDIRECT Nuremberg trials {{redirect category shell, {{R from other capitalisation{{R from move ...
(1945–1946). Article 6(b) of the Charter thus condemned the "wanton destruction of cities, towns or villages, or devastation not justified by military necessity" and classified it as a violation of the laws or customs of war, therefore, making it a
war crime A war crime is a violation of the laws of war that gives rise to individual criminal responsibility for actions by combatants in action, such as intentionally killing civilians or intentionally killing prisoners of war, torture, taking hostage ...
. This provision was similarly used at the Tokyo Trials of 1946–1948 to try Japanese military and civilian leaders in accordance with the Tokyo Charter (January 1946) for illegal conducts committed during the
Pacific War The Pacific War, sometimes called the Asia–Pacific War or the Pacific Theatre, was the Theater (warfare), theatre of World War II fought between the Empire of Japan and the Allies of World War II, Allies in East Asia, East and Southeast As ...
of 1941–1945. However, due to the absence of positive or specific customary
international humanitarian law International humanitarian law (IHL), also referred to as the laws of armed conflict or the laws of war, is the law that regulates the conduct of war (''wikt:jus in bello, jus in bello''). It is a branch of international law that seeks to limit ...
prohibiting illegal conducts of aerial warfare in World War II, the indiscriminate bombing of enemy cities was excluded from the category of war crimes at the Nuremberg and Tokyo Trials, therefore, no
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officers and leaders were prosecuted for authorizing this practice. Furthermore, the United Nations War Crimes Commission received no notice of records of trial concerning the illegal conduct of air warfare. Chris Jochnick and Roger Normand in their article ''The Legitimation of Violence 1: A Critical History of the Laws of War'' explain that: "By leaving out morale bombing and other attacks on civilians unchallenged, the Tribunal conferred legal legitimacy on such practices." In 1963 the atomic bombings of Hiroshima and Nagasaki became the subject of a Japanese
judicial review Judicial review is a process under which a government's executive, legislative, or administrative actions are subject to review by the judiciary. In a judicial review, a court may invalidate laws, acts, or governmental actions that are in ...
in '' Ryuichi Shimoda et al. v. The State''. In ''
obiter dictum ''Obiter dictum'' (usually used in the plural, ''obiter dicta'') is a Latin phrase meaning "said in passing",'' Black's Law Dictionary'', p. 967 (5th ed. 1979). that is, any remark in a legal opinion that is "said in passing" by a judge or arbitr ...
'' comments, the Court drew several distinctions which were pertinent to both conventional and atomic aerial bombardment. Relying on the Hague Convention of 1907 ''IV – The Laws and Customs of War on Land'' and ''IX – Bombardment by Naval Forces in Time of War'', and the ''Hague Draft Rules of Air Warfare of 1922–1923'', the Court drew a distinction between "Targeted Aerial Bombardment" and indiscriminate area bombardment (which the court called "Blind Aerial Bombardment"), and also a distinction between a defended and an undefended city. ''Ryuichi Shimoda et al. v. The State''. I. Evaluation of the act of bombing according to international law. Paragraph 6 The court ruled that blind aerial bombardment was permitted only in the immediate vicinity of the operations of land forces and that only targeted aerial bombardment of military installations was permitted further from the front. It also ruled the incidental death of civilians and the destruction of civilian property during targeted aerial bombardment was not unlawful. ''Ryuichi Shimoda et al. v. The State''. I. Evaluation of the act of bombing according to international law. Paragraph 10 The court acknowledged that the concept of a military objective was enlarged under conditions of
total war Total war is a type of warfare that includes any and all (including civilian-associated) resources and infrastructure as legitimate military targets, mobilises all of the resources of society to fight the war, and gives priority to warfare ov ...
, but stated that the distinction between the two did not disappear. ''Ryuichi Shimoda et al. v. The State''. I. Evaluation of the act of bombing according to international law. Paragraph 9 The court also ruled that when military targets were concentrated in a comparatively small area, defense installations against air raids were very strong, and the destruction of non-military objectives was small in proportion to the large military interests, or necessity, such destruction was lawful. Thus, because of the immense power of the atom bombs, and the distance from enemy land forces, the atomic bombings of both Hiroshima and Nagasaki "was an illegal act of hostilities under international law as it existed at that time, as an indiscriminate bombardment of undefended cities". ''Ryuichi Shimoda et al. v. The State''. I. Evaluation of the act of bombing according to international law. Paragraph 8. Not all governments and scholars of international law agree with the analysis and conclusions of the Shimoda review, because it was not based on positive
international humanitarian law International humanitarian law (IHL), also referred to as the laws of armed conflict or the laws of war, is the law that regulates the conduct of war (''wikt:jus in bello, jus in bello''). It is a branch of international law that seeks to limit ...
. Colonel Javier Guisández Gómez, at the International Institute of Humanitarian Law in San Remo, points out: John R. Bolton,
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(2001–2005) and U.S. Permanent Representative to the United Nations (2005–2006), explained in 2001 why the USA should not adhere to the
Rome Statute of the International Criminal Court The Rome Statute of the International Criminal Court is the treaty that established the International Criminal Court (ICC). It was adopted at a diplomatic conference in Rome, Italy on 17 July 1998Michael P. Scharf (August 1998)''Results of the R ...
:


International law since 1945

In the post war environment, a series of treaties governing the
laws of war The law of war is a component of international law that regulates the conditions for initiating war (''jus ad bellum'') and the conduct of hostilities (''jus in bello''). Laws of war define sovereignty and nationhood, states and territories, ...
were adopted starting in 1949. These
Geneva Conventions upright=1.15, The original document in single pages, 1864 The Geneva Conventions are international humanitarian laws consisting of four treaties and three additional protocols that establish international legal standards for humanitarian t ...
would come into force, in no small part, because of a general reaction against the practices of the Second World War. Although the
Fourth Geneva Convention The Convention relative to the Protection of Civilian Persons in Time of War (), more commonly referred to as the Fourth Geneva Convention and abbreviated as GCIV, is one of the four treaties of the Geneva Conventions. It was adopted in August 1 ...
attempted to erect some legal defenses for civilians in time of war, the bulk of the Fourth Convention devoted to explicating civilian rights in occupied territories, and no explicit attention is paid to the problems of bombardment. In 1977,
Protocol I Protocol I (also Additional Protocol I and AP I) is a 1977 amendment Protocol (diplomacy), protocol to the Geneva Conventions concerning the protection of civilian casualty, civilian victims of international war, including "armed conflicts in ...
was adopted as an amendment to the Geneva Conventions, prohibiting the deliberate or indiscriminate attack of civilians and civilian objects, even if the area contained military objectives, and the attacking force must take precautions and steps to spare the lives of civilians and civilian objects as possible. However, forces occupying near densely populated areas must avoid locating military objectives near or in densely populated areas and endeavor to remove civilians from the vicinity of military objectives. Failure to do so would cause a higher civilian death toll resulting from bombardment by the attacking force and the defenders would be held responsible, even criminally liable, for these deaths. This issue was addressed because drafters of Protocol I pointed out historical examples such as Japan in World War II who often dispersed legitimate military and industrial targets (almost two-thirds of production was from small factories of thirty or fewer persons or in wooden homes, which were clustered around the factories) throughout
urban area An urban area is a human settlement with a high population density and an infrastructure of built environment. Urban areas originate through urbanization, and researchers categorize them as cities, towns, conurbations or suburbs. In urbani ...
s in many of its cities either with the sole purpose of preventing enemy forces from bombing these targets or using its civilian casualties caused by enemy bombardment as propaganda value against the enemy. This move made Japan vulnerable to
area bombardment In military aviation, area bombardment or area bombing is a type of aerial bombardment in which bombs are dropped over the general area of a target. The term "area bombing" came into prominence during World War II. Area bombing is a form of str ...
and the U.S. Army Air Forces (USAAF) adopted a policy of carpetbombing which destroyed 69 Japanese cities with either incendiary bombs or atomic bombs, with the deaths of 381,000–500,000 Japanese people. However, Protocol I also states that locating military objectives near civilians "shall not release the Parties to the conflict from their legal obligations with respect to the civilian population and civilians." (Article 51, Para 8) The
International Court of Justice The International Court of Justice (ICJ; , CIJ), or colloquially the World Court, is the only international court that Adjudication, adjudicates general disputes between nations, and gives advisory opinions on International law, internation ...
gave an
advisory opinion An advisory opinion of a court or other government authority, such as an election commission, is a decision or opinion of the body but which is non-binding in law and does not have the effect of adjudicating a specific legal case, but which merely ...
in July 1996 on the '' Legality of the Threat Or Use of Nuclear Weapons''. The court ruled that " ere is in neither customary nor international law any comprehensive and universal prohibition of the threat or use of nuclear weapons." However, by a split vote, it also found that " e threat or use of nuclear weapons would generally be contrary to the rules of international law applicable in armed conflict." The Court stated that it could not definitively conclude whether the threat or use of nuclear weapons would be lawful or unlawful in an extreme circumstance of self-defense, in which the very survival of the state would be at stake.ICJ: Legality of the threat or use of nuclear weapons


See also

*
Aerial bombing of cities The aerial bombing of cities is an optional element of strategic bombing, which became widespread in warfare during World War I. The bombing of cities grew to a vast scale in World War II and is still practiced today. The development of aeri ...
*
Area bombardment In military aviation, area bombardment or area bombing is a type of aerial bombardment in which bombs are dropped over the general area of a target. The term "area bombing" came into prominence during World War II. Area bombing is a form of str ...
*
Carpet bombing Carpet bombing, also known as saturation bombing, is a large area bombardment done in a progressive manner to inflict damage in every part of a selected area of land. The phrase evokes the image of explosions completely covering an area, in t ...
* Civilian casualties of strategic bombing * Roerich Pact *
Strategic bombing Strategic bombing is a systematically organized and executed military attack from the air which can utilize strategic bombers, long- or medium-range missiles, or nuclear-armed fighter-bomber aircraft to attack targets deemed vital to the enemy' ...
*
Tactical bombing Tactical bombing is aerial bombing aimed at targets of immediate military value, such as combatants, military installations, or military equipment. This is in contrast to strategic bombing, or attacking enemy cities and factories to cripple ...
*
Terror bombing Strategic bombing is a systematically organized and executed military attack from the air which can utilize strategic bombers, long- or medium-range missiles, or nuclear-armed fighter-bomber aircraft to attack targets deemed vital to the enemy' ...


Notes


References

*Francisco Javier Guisández Gómez, (a colonel in the Spanish Air Force
ICRC: "The Law of Air Warfare"
International Review of the Red Cross no 323, p. 347–363 *Joan T. Phillips.

', May 2006. Bibliographer, Muir S. Fairchild Research Information Center Maxwell (United States) Air Force Base, Alabama. *Jefferson D. Reynolds. ''"Collateral Damage on the 21st century battlefield: Enemy exploitation of the law of armed conflict, and the struggle for a moral high ground".'' Air Force Law Review
Volume 56, 2005
'(PDF) pp. 4–108 *Charles Rousseau, ''Le droit des conflits armés'' Editions Pedone, Paris, (1983)


Further reading

* – Commentary on the early conventions including details not yet in this article. {{DEFAULTSORT:Aerial Bombardment And International Law
International law International law, also known as public international law and the law of nations, is the set of Rule of law, rules, norms, Customary law, legal customs and standards that State (polity), states and other actors feel an obligation to, and generall ...
Law of war