Securities Industry In China
Securities industry in China is an article on the securities industry in mainland China. History *1995, China's first joint venture investment bank – China International Capital Corp (CICC) was established, shareholders included Morgan Stanley International. *March 2002, Changjiang Securities and BNP Paribas signed the Sino-foreign joint venture securities companies’ framework agreement, establishing the first joint-venture securities company after China entered the WTO. *June 2002, China Securities Regulatory Commission issued the "Establishment of Securities Companies with Foreign Equity Participation Rules", setting the maximum stake at 33% for foreign joint venture partners. The measure was implemented on July 1, 2002. *2004, Goldman Sachs Group joined with Gao Hua Securities to establish a joint venture Goldman Sachs Gao Hua Securities in order to enter China market. *September 2005, UBS Restructuring of Beijing Securities Project, preparation of UBS Securities was appr ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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China
China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after India, representing 17.4% of the world population. China spans the equivalent of five time zones and Borders of China, borders fourteen countries by land across an area of nearly , making it the list of countries and dependencies by area, third-largest country by land area. The country is divided into 33 Province-level divisions of China, province-level divisions: 22 provinces of China, provinces, 5 autonomous regions of China, autonomous regions, 4 direct-administered municipalities of China, municipalities, and 2 semi-autonomous special administrative regions. Beijing is the country's capital, while Shanghai is List of cities in China by population, its most populous city by urban area and largest financial center. Considered one of six ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Qualified Foreign Institutional Investor
The Qualified Foreign Institutional Investor () program, one of the first efforts to internationalize the RMB, represents China's effort to allow, on a selective basis, global institutional investors to invest in its RMB denominated capital market. Once licensed, foreign investors are permitted to buy RMB-denominated "A shares" in China's mainland Shanghai and Shenzhen stock exchanges. Thus foreign investors benefit from an opportunity to invest onshore, which is otherwise often insulated from the rest of the world, and subject to capital controls governing the movement of assets in-and-out of the country. Development The program has been in operation for over a decade, and quotas allocating RMB under licenses have expanded steadily. By the end of April 2011, 103 licensed QFII investors had been granted a combined quota of $20.7 billion to invest in China's capital markets under the QFII program, UBS AG currently holds the greatest single share of quota. Foreign access to China ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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BOC International
BOC International Holdings Limited, shortly BOCI, is the wholly owned subsidiary of Bank of China, which offers investment banking and securities brokerage services. It was established in 1998 and headquartered in Hong Kong. It has subsidiaries in New York, London, Singapore, Beijing, Shanghai, Guangzhou and Chongqing ChongqingPostal Romanization, Previously romanized as Chungking ();. is a direct-administered municipality in Southwestern China. Chongqing is one of the four direct-administered municipalities under the State Council of the People's Republi .... Notable staff * Marshall Nicholson, vice-chairman of investment banking division (2007−2012), one of the first senior foreign hires at any Chinese bank References External linksBOC International Holdings Limited {{Authority control Bank of China Financial services companies established in 1998 Banks established in 1998 Investment banks in China ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Shenwan Hongyuan
Shenwan Hongyuan () is a state-owned securities brokerage company in China which engages in the operation of large-scale comprehensive securities broking and trading services. The company was founded in 1996 and is headquartered in Xinjiang, China. History Shenwan Hongyuan is the result of multiple mergers of Chinese securities firms. The company was first established on 16 September 1996, as Shenyin & Wanguo Securities via a merger between Shenyin Securities and Wanguo Securities. The merger happened in response to the "327 incident" which occurred in 1995. It involved a placement of a huge sell order on three-year government bond futures shortly before the close of trading on 23 February. The transactions were discovered Shanghai Stock Exchange and nullified resulting in Wanguo Securities almost going bankrupt. Wanguo Securities' president, Guan Jinsheng was sentenced to 17 years in jail for market manipulation and his firm was forced to merge with Shenyin Securities. In 199 ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Ping An Securities
Ping An Insurance known also as Ping An of China (), full name Ping An Insurance (Group) Company of China, Ltd. is a Chinese financial services holding company whose subsidiaries provide insurance, banking, asset management, financial services. The company was founded in 1988 and is headquartered in Shenzhen. "Ping An" literally means "safe and well". It is ranked as China’s 6th largest company. In 2024, Ping An ranked 29th on the Forbes Global 2000 list and 53rd on the Fortune Global 500 list. Ping An has been ranked by Brand Finance as the world's most valuable insurance brand for six years running. Ping An Insurance is one of the top 50 companies in the Shanghai Stock Exchange. It is also a constituent stock of Hang Seng Index, an index of the top companies in the Hong Kong Stock Exchange. Ping An Insurance was also included in the pan-China stock indices CSI 300 Index, FTSE China A50 Index and Hang Seng China 50 Index. Business Ping An Insurance Group started off in 1988 ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Orient Securities
Orient Securities, also known as DFZQ, is a Chinese investment bank and brokerage firm founded in 1998 and headquartered in Shanghai. The company is a constituent of SSE 50 Index, the blue chip index of Shanghai Stock Exchange. It provided services in securities, futures, asset management, wealth management, investment banking, investment advisory, and securities research. It was listed on the Shanghai Stock Exchange on 23 March 2015 and on the Hong Kong Stock Exchange in 2016. See also * Securities industry in China Securities industry in China is an article on the securities industry in mainland China. History *1995, China's first joint venture investment bank – China International Capital Corp (CICC) was established, shareholders included Morgan Stanley ... References External links * Companies listed on the Shanghai Stock Exchange Companies in the CSI 100 Index Companies listed on the Hong Kong Stock Exchange H shares Financial services companies of Ch ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Huatai Securities
Huatai Securities (HTSC) () is a securities company in China which engages in the operation of large-scale comprehensive securities broking and trading services. The company was founded in 1991 and is headquartered in Nanjing, China. Background Huatai Securities was established on 9 April 1991 in with a registered share capital of RMB 10 million. It was originally named Jiangsu Securities Company until it was renamed to Huatai Securities in 1999. In 2008, Huatai Securities received approval from the China Securities Regulatory Commission to be a Qualified Domestic Institutional Investor. On 26 February 2010, Huatai Securities was listed on the Shanghai Stock Exchange with the stock code of 601688. On 1 June 2015, the H shares of Huatai Securities were listed on the Hong Kong Stock Exchange with the stock code of 6886. In 2016, Huatai Securities acquired AssetMark, a wealth management technology provider from Aquiline Capital Partners and Genstar Capital for $780 millio ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Guotai Junan Securities
Guotai Haitong Securities (), commonly abbreviated as GTHT, is a securities firm in China. Following its acquisition of Haitong Securities, it became China's largest securities brokerage by asset value. History GTJA was established on August 18, 1999, after the merger of former Guotai Securities Co. Ltd. (founded on September 10, 1992) and Junan Securities Co. Ltd. (founded on August 25, 1992). In 2003, GTJA was licensed to conduct QFII business. In 2007, it was granted QDII status. In 2008, it obtained the qualification for IB business. In 2010, GTJA's subsidiary Guotai Junan International Holdings Ltd. was listed on the Hong Kong Stock Exchange. In March 2011, the subsidiary was included in the financial constituent stock of the Hong Kong Hang Seng Composite Index. In 2025, Guotai Jun'an was rebrand as Guotai Haitong, after its acquisition of Haitong Securities started from September 2024. Subsidiaries * Guotai Junan International Holdings Ltd. * Guotai Junan Futures Co., ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Guosen Securities
Guosen Securities Company Limited ("Guosen Securities", "GSEC" or Chinese: 国信证券) is a Chinese state-owned financial services company headquartered in Shenzhen, China, with more than 70 branches and 11,500 employees nationwide. It has offices in 47 major cities in China including Shenzhen, Beijing, Guangzhou, Foshan, Nanjing, Shanghai, Tianjin and Hong Kong. Guosen Securities provides sales and trading, investment banking, research, asset management, private equity, and other financial services with both institutional and retail clients in China and Hong Kong.Bloomberg News, Retrieved 25 July 201Top China IPO Arranger Guosen Challenges Goldman With Hong Kong Expansion/ref> It also operates a trading platform called GuoXin TradingStation. The company's heritage can be traced back to 1989, when it was originated from the Shenzhen International Trust and Investment Securities Business Division. In 1996, it became an independent corporation and was renamed as Guosen Securities. ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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GF Securities
GF Securities ()is a securities firm in China which engages in the operation of large-scale comprehensive securities broking and trading services. The company was founded in 1991 and is headquartered in Guangzhou, China. By mid-2020, it was among China's four largest securities firms, together with CITIC Securities, Guotai Junan Securities, and Haitong Securities. History The securities department of China Guangfa Bank was established on 9 April 1991. On 26 August 1999, the firm was spun-off as a separate company. On 25 July 2001, the firm changed its name to GF Securities. GF Securities listed on the Shenzhen Stock Exchange on 12 February 2010, via a reverse takeover by Yan Bian Road Construction Co., Ltd. On 5 August 2015, GF Securities paid $40 million to purchase Natixis' commodities trading unit. On 10 April 2015, GF Securities listed on the Hong Kong Stock Exchange. In April 2023, the China Securities Regulatory Commission The China Securities Regulatory ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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Everbright Securities
Everbright Securities Company Limited is a securities brokerage by assets in China, controlled by state-owned financial conglomerate, China Everbright Group. It was founded in 1996 and is based in Shanghai. It was listed on the Shanghai Stock Exchange in 2009 with capital raising of . It was the second IPO by a Chinese brokerage, following CITIC Securities in 2002. On 2 February 2015, Everbright Securities Co Ltd announced its agreement to buy Sun Hung Kai Financial's 70% stake for HK$4.1 billion. Everbright Securities International (EBSI), formerly known as Sun Hung Kai Financial and Everbright Sun Hung Kai, is a subsidiary that provides financial services for retail, corporate, and institutional clients. It was founded in 1969 by Fung King Hey, Kwok Tak Seng and Lee Shau Kee. The company operates under the Sun Hung Kai Financial brand and the SHK Direct and SHK Private sub-brands and has a presence in Hong Kong, Macau and mainland China. See also * Securities industry i ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |
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CSC Financial
CSC Financial Co., Ltd. trading as China Securities, is a Chinese investment bank and brokerage firm established by CITIC Securities and China Jianyin Investment in 2005 in a 60–40 ratio, as a successor of bankrupted China Securities Co., Ltd. (CSC). However, the firm now majority owned by Jianyin Investment's parent company Central Huijin Investment and an asset managing subsidiary of Beijing, Beijing Municipal People's Government. The company registered in Hong Kong as a foreign incorporated company as China Securities Finance Co., Ltd. on 28 July 2016 and CSC Financial Co., Ltd. on 20 October, the latter was used in the Initial public offering, IPO of CSC's H share. An unrelated company registered the name China Securities Co., Ltd. in Hong Kong in 2014 in order to prospecting the chance that CSC bought back the name. The unrelated company was filed for struck off for dormant (and would be dissolved) by Hong Kong's Companies Register using the power of Chapter 622 Section 7 ... [...More Info...]       [...Related Items...]     OR:     [Wikipedia]   [Google]   [Baidu]   |