Williams v. Lee
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''Williams v. Lee'', 358 U.S. 217 (1959), was a
landmark case Landmark court decisions, in present-day common law legal systems, establish precedents that determine a significant new legal principle or concept, or otherwise substantially affect the interpretation of existing law. "Leading case" is commonly ...
in which the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. Federal tribunals in the United States, federal court cases, and over Stat ...
held that the State of
Arizona Arizona ( ; nv, Hoozdo Hahoodzo ; ood, Alĭ ṣonak ) is a state in the Southwestern United States. It is the 6th largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona is part of the Fou ...
does not have jurisdiction to try a civil case between a non-Indian doing business on a reservation with tribal members who reside on the reservation, the proper forum for such cases being the tribal court. The
Navajo The Navajo (; British English: Navaho; nv, Diné or ') are a Native Americans in the United States, Native American people of the Southwestern United States. With more than 399,494 enrolled tribal members , the Navajo Nation is the largest fe ...
tribe has lived in the southwestern United States and first came into contact with the United States government in 1846, signing a
treaty A treaty is a formal, legally binding written agreement between actors in international law. It is usually made by and between sovereign states, but can include international organizations, individuals, business entities, and other legal per ...
with the government in 1849. In the early 1860s, the government removed the tribe from their traditional area to eastern
New Mexico ) , population_demonym = New Mexican ( es, Neomexicano, Neomejicano, Nuevo Mexicano) , seat = Santa Fe, New Mexico, Santa Fe , LargestCity = Albuquerque, New Mexico, Albuquerque , LargestMetro = Albuquerque metropolitan area, Tiguex , Offi ...
at the
Bosque Redondo Fort Sumner was a military fort in New Mexico Territory charged with the internment of Navajo and Mescalero Apache populations from 1863 to 1868 at nearby Bosque Redondo. History On October 31, 1862, Congress authorized the construction of For ...
. In 1868, the United States and the tribe signed a new treaty to put it back on a reservation in their traditional lands, where the tribe focused on raising sheep and goats.


Background


History of the tribe

The Navajo tribe came into contact with the United States in 1846 after General Stephen W. Kearney marched to Santa Fe during the
Mexican–American War The Mexican–American War, also known in the United States as the Mexican War and in Mexico as the (''United States intervention in Mexico''), was an armed conflict between the United States and Mexico from 1846 to 1848. It followed the ...
. The tribe signed its first treaty with the United States in 1849, and signed another treaty in 1868. The 1849 treaty was immediately suspect among tribal members because of the actions of Colonel John Macrae Washington that resulted in the death of Navajo leader
Narbona Narbona or Hastiin Narbona (1766 – August 31, 1849) was a Navajo chief who participated in the Navajo Wars. He was killed in a confrontation with U.S. soldiers on August 31, 1849. Narbona was one of the wealthiest Navajo of his time due to th ...
. With relations strained, in 1862 the United States began a military campaign under
Kit Carson Christopher Houston Carson (December 24, 1809 – May 23, 1868) was an American frontiersman. He was a fur trapper, wilderness guide, Indian agent, and U.S. Army officer. He became a frontier legend in his own lifetime by biographies and ...
to remove the tribe from the mountains of Arizona to the
Bosque Redondo Fort Sumner was a military fort in New Mexico Territory charged with the internment of Navajo and Mescalero Apache populations from 1863 to 1868 at nearby Bosque Redondo. History On October 31, 1862, Congress authorized the construction of For ...
on the
Pecos River The Pecos River ( es, Río Pecos) originates in north-central New Mexico and flows into Texas, emptying into the Rio Grande. Its headwaters are on the eastern slope of the Sangre de Cristo mountain range in Mora County north of Pecos, New Mexic ...
near present-day
Fort Sumner, New Mexico Fort Sumner is a village in and the county seat of De Baca County, New Mexico, United States. The population was 1,031 at the 2010 U.S. Census, down from the figure of 1,249 recorded in 2000. Fort Sumner is the spring and fall home of the C ...
, which resulted in the
Long Walk of the Navajo The Long Walk of the Navajo, also called the Long Walk to Bosque Redondo ( nv, Hwéeldi), was the 1864 deportation and attempted ethnic cleansing of the Navajo people by the United States federal government. Navajos were forced to walk from t ...
, removing the tribe from their home and relocating them to eastern New Mexico. The 1868 treaty was signed at Fort Sumner and provided for the tribe's return to the current reservation and traditional homeland, but also for 15,000 head of sheep and goats and 500 cattle to be provided to the tribe by the U.S. government. Unlike many other treaties, it was celebrated by the Navajo as preserving the majority of their land for the tribe.


Reservation

The
Navajo reservation The Navajo Nation ( nv, Naabeehó Bináhásdzo), also known as Navajoland, is a Native American reservation in the United States. It occupies portions of northeastern Arizona, northwestern New Mexico, and southeastern Utah; at roughly , the ...
was originally established in eastern
Arizona Arizona ( ; nv, Hoozdo Hahoodzo ; ood, Alĭ ṣonak ) is a state in the Southwestern United States. It is the 6th largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona is part of the Fou ...
/ western
New Mexico ) , population_demonym = New Mexican ( es, Neomexicano, Neomejicano, Nuevo Mexicano) , seat = Santa Fe, New Mexico, Santa Fe , LargestCity = Albuquerque, New Mexico, Albuquerque , LargestMetro = Albuquerque metropolitan area, Tiguex , Offi ...
. Although the tribe was promised , the tribe actually received . Unlike most other reservations, the Navajo reservation actually expanded over the following years. Presidential
executive order In the United States, an executive order is a directive by the president of the United States that manages operations of the federal government. The legal or constitutional basis for executive orders has multiple sources. Article Two of t ...
s added significant land to the reservation beginning in 1878 and running through 1901. By 1934 and the last Congressional adjustment, the reservation contained . At the same time the tribe was increasing its land, it was increasing the quantity of livestock, particularly sheep. In the 1930s, the
Bureau of Indian Affairs The Bureau of Indian Affairs (BIA), also known as Indian Affairs (IA), is a United States federal agency within the Department of the Interior. It is responsible for implementing federal laws and policies related to American Indians and A ...
(BIA) estimated that the reservation supported 575,000 sheep and 186,000 goats. The livestock was overgrazing the land, and the experts estimated that the land could support only half the number that was being grazed. The BIA then began an aggressive stock reduction program that reminded many Navajo of the imprisonment at the Bosque Redondo and was opposed by the tribe. At the same time, the Navajo began to develop a more detailed system of self-government, including a court system. In 1949,
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
passed the Navajo-Hopi Rehabilitation bill; its Fernandez Amendment which would have granted the states jurisdiction over tribal lands.
President President most commonly refers to: *President (corporate title) * President (education), a leader of a college or university * President (government title) President may also refer to: Automobiles * Nissan President, a 1966–2010 Japanese ...
Harry S. Truman vetoed the bill and requested Congress to send it back to him without the Fernandez Amendment, which it did the following year.


Indian traders

The first licensed trading with the Navajo began in 1849, and
Auguste Lacome Auguste Sylvestre LaCome (October 25, 1821 – November 11, 1888) was a French settler and trader in the New Mexico Territory and brother of Jean Baptiste (Juan Bautista) LaCome. He was an investigator to the White massacre. Biography Early life ...
was the first trader recorded. After the return from the Bosque Redondo, Army sutlers at the military posts such as
Fort Defiance, Arizona Fort Defiance ( nv, ) is a census-designated place (CDP) in Apache County, Arizona, United States. It is also located within the Navajo Nation. The population was 3,624 at the 2010 census. History The land on which Fort Defiance was eventu ...
began to trade extra rations for Navajo wool. By 1883, traders were buying 1.3 million pounds of wool in addition to other products raised or produced by the tribe The traders, who were largely
Mormon Mormons are a religious and cultural group related to Mormonism, the principal branch of the Latter Day Saint movement started by Joseph Smith in upstate New York during the 1820s. After Smith's death in 1844, the movement split into se ...
, often pushed for maximum immediate production rather than a long-term sustainable yield. About 1885, the traders began to transform from a barter economy to a credit system. The traders had a monopoly and created a virtual system of debt bondage by being the only ones to offer credit for goods needed by tribal members. However, after 1890, the US government prohibited traders collecting for old debts and require them to use cash instead of trader script or "tin" money. Part of that was due to the nature of the trading system, where the trader could not own their own store or land, which had to be leased from the Navajo., at 24. In addition to the restriction on land, the trader had to post a $10,000 bond with the BIA. Long-term traders, such as John Lorenzo Hubbell or William Keams, established relationships with tribal members to foster long-term repeat business. They began to market Navajo blankets for use in mining camps and as area rugs in the eastern United States. By 1943, there were over 140 trading posts on the reservation., at 44.


Credit dispute

Hugh Lee was an Indian trader who operated a
trading post A trading post, trading station, or trading house, also known as a factory, is an establishment or settlement where goods and services could be traded. Typically the location of the trading post would allow people from one geographic area to tr ...
on the reservation. Lee was licensed by the BIA to operate the trading post and he sold goods on credit to members of the tribe. Paul Williams and his wife, Lorena, were enrolled tribal members of the Navajo tribe and resided on the Navajo reservation. Williams bought goods on credit and did not make payment. In 1952, Lee filed a
lawsuit - A lawsuit is a proceeding by a party or parties against another in the civil court of law. The archaic term "suit in law" is found in only a small number of laws still in effect today. The term "lawsuit" is used in reference to a civil act ...
in the
Superior Court In common law systems, a superior court is a court of general jurisdiction over civil and criminal legal cases. A superior court is "superior" in relation to a court with limited jurisdiction (see small claims court), which is restricted to civi ...
of
Apache County, Arizona Apache County is in the northeast corner of the U.S. state of Arizona. Shaped in a long rectangle running north to south, as of the 2020 census, its population was 66,021. The county seat is St. Johns. Most of the county is occupied by part ...
and obtained a
writ of attachment A writ of attachment is a court order to " attach" or seize an asset. It is issued by a court to a law enforcement officer or sheriff. The writ of attachment is issued in order to satisfy a judgment issued by the court. A prejudgment writ of atta ...
for sheep belonging to Williams.


State court

Williams moved to dismiss the case, arguing that the state court did not have jurisdiction on the reservation. In the meantime, Lee was granted an order authorizing the Apache County Sheriff to sell at auction the sheep belonging to Williams. In 1954, the trial court finally issued a ruling denying the motion to dismiss and in 1955, it found for Lee. Williams appealed to the
Arizona Supreme Court The Arizona Supreme Court is the state supreme court of the U.S. state of Arizona. Sitting in the Supreme Court building in downtown Phoenix, Arizona, Phoenix, the court consists of a chief justice, a vice chief justice, and five associate justice ...
.Williams et ux. v. Lee
319 P.2d 998
(Ariz. 1958).


Arizona Supreme Court

At the Arizona Supreme Court, Williams argued that the proper jurisdiction was the Navajo tribal court and that a state officer did not have the authority to sell the sheep. The court held that the state had jurisdiction to hear civil cases involving Indians and non-Indians since there was no Congressional prohibition against it. The court ruled, however, that federal regulations prohibited the sale of Indian livestock without the approval of BIA. Williams then appealed to the United States Supreme Court, which agreed to hear the case and issued a writ of ''
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
''.


Supreme Court


Arguments

Norman M. Littell argued the case for Williams. Littell argued that Congress had
plenary power A plenary power or plenary authority is a complete and absolute power to take action on a particular issue, with no limitations. It is derived from the Latin term ''plenus'' ("full"). United States In United States constitutional law, plenary p ...
to end tribal immunity but had not done so, and other federal laws preempted state jurisdiction. William W. Stevenson argued the case for Lee. He argued that the Navajo tribe was a creation of the federal government and not a longstanding tribe, like the Cherokee. His position was that there was no tribal sovereignty. Solicitor General
J. Lee Rankin James Lee Rankin (July 8, 1907 – June 26, 1996) was the 31st United States Solicitor General. Early life Rankin was born in Hartington, Nebraska, the son of Herman P. and Lois Gable Rankin. He attended public schools and earned his undergradua ...
filed an ''
amicus curae An ''amicus curiae'' (; ) is an individual or organization who is not a party to a legal case, but who is permitted to assist a court by offering information, expertise, or insight that has a bearing on the issues in the case. The decision on ...
'' brief at the request of the court, urging reversal. While Rankin supported reversal, he did so on narrow grounds, based on federal regulations of Indian traders.


Decision

Justice Justice, in its broadest sense, is the principle that people receive that which they deserve, with the interpretation of what then constitutes "deserving" being impacted upon by numerous fields, with many differing viewpoints and perspective ...
Hugo Black Hugo Lafayette Black (February 27, 1886 – September 25, 1971) was an American lawyer, politician, and jurist who served as a U.S. Senator from Alabama from 1927 to 1937 and as an associate justice of the U.S. Supreme Court from 1937 to 1971. ...
delivered the opinion of a unanimous court. He noted that in 1830, the state of
Georgia Georgia most commonly refers to: * Georgia (country), a country in the Caucasus region of Eurasia * Georgia (U.S. state), a state in the Southeast United States Georgia may also refer to: Places Historical states and entities * Related to the ...
had tried to extend its laws to the
Cherokee The Cherokee (; chr, ᎠᏂᏴᏫᏯᎢ, translit=Aniyvwiyaʔi or Anigiduwagi, or chr, ᏣᎳᎩ, links=no, translit=Tsalagi) are one of the indigenous peoples of the Southeastern Woodlands of the United States. Prior to the 18th century, th ...
reservation and that ''
Worcester v. Georgia ''Worcester v. Georgia'', 31 U.S. (6 Pet.) 515 (1832), was a landmark case in which the United States Supreme Court vacated the conviction of Samuel Worcester and held that the Georgia criminal statute that prohibited non-Native Americans from bei ...
''''
Worcester v. Georgia ''Worcester v. Georgia'', 31 U.S. (6 Pet.) 515 (1832), was a landmark case in which the United States Supreme Court vacated the conviction of Samuel Worcester and held that the Georgia criminal statute that prohibited non-Native Americans from bei ...
'', .
clearly established that state law and jurisprudence did not reach into the confines of a reservation. He then stated that the question was whether, absent Congressional authorization, a state infringed on the right of the tribe to govern itself.,
State Power over Indian Reservations: A Critical Comment on Burger Court Doctrine
', (1981).
The Navajo-Hopi Rehabilitation ActNavajo-Hopi Rehabilitation Act of 1950, April 19, 1950, ch. 92, , . 498-502 (Charles J. Kappler, ed. 1971). was designed by Congress to strengthen the tribal government and tribal courts. Black observed, "Significantly, when Congress has wished the States to exercise this power it has expressly granted them the jurisdiction which ''Worcester v. Georgia'' had denied." Finally, he noted that the Navajo tribal court has jurisdiction to hear civil cases brought by non-Indians against tribal members and that no federal statute gave Arizona jurisdiction to hear such cases., 1-3, 106 (1988). Black stated that allowing the exercise of state jurisdiction would undermine tribal sovereignty and that only Congress had the authority to do so., 209-210 (2002). The case was reversed.Williams v. Lee, .


Subsequent developments

''Williams'' has been cited as the initial case in the modern era of federal Indian law. It is widely cited in cases dealing with tribal sovereignty and state infringement on tribal rights. Some claim that ''Williams'' formed the basis for the Indian self-determination era and for the Indian Self-Determination Act.
Indian Self-Determination and Education Assistance Act of 1975 The Indian Self-Determination and Education Assistance Act of 1975 (Public Law 93-638) authorized the Secretary of the Interior, the Secretary of Health, Education, and Welfare, and some other government agencies to enter into contracts with, a ...
, Jan. 4, 1975, .
The case was also the first of a series of cases that limited Arizona's authority within the Navajo reservation.Dewi Ioan Ball,
William v. Lee - 50 Years Later: A Reassessment of One of the Most Important Cases in the Modern-Era of Federal Indian Law
' (2010).
,
Williams v. Lee and the Debate over Indian Equality
', (2009).
, 276 (1997). The case is considered a landmark case involving tribal sovereignty., xi, 27-28 (2009). 65 (2003).


Notes


References


External links

* {{Portal bar, United States, Law, Arizona 1959 in United States case law United States Supreme Court cases United States Supreme Court cases of the Warren Court United States Native American case law Navajo Nation