Trifunctional hypothesis
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The trifunctional hypothesis of prehistoric
Proto-Indo-European society Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Scientific approaches Many of the modern ideas in this ...
postulates a tripartite ideology ("''idéologie tripartite''") reflected in the existence of three classes or castes— priests,
warrior A warrior is a person specializing in combat or warfare, especially within the context of a tribal or clan-based warrior culture society that recognizes a separate warrior aristocracies, class, or caste. History Warriors seem to have be ...
s, and
commoners A commoner, also known as the ''common man'', ''commoners'', the ''common people'' or the ''masses'', was in earlier use an ordinary person in a community or nation who did not have any significant social status, especially a member of neither ...
(farmers or tradesmen)—corresponding to the three functions of the
sacral Sacral may refer to: *Sacred Sacred describes something that is dedicated or set apart for the service or worship of a deity; is considered worthy of spiritual respect or devotion; or inspires awe or reverence among believers. The property ...
, the martial and the
economic An economy is an area of the production, distribution and trade, as well as consumption of goods and services. In general, it is defined as a social domain that emphasize the practices, discourses, and material expressions associated with the ...
, respectively. The trifunctional thesis is primarily associated with the French
mythographer Myth is a folklore genre consisting of narratives that play a fundamental role in a society, such as foundational tales or origin myths. Since "myth" is widely used to imply that a story is not objectively true, the identification of a narrati ...
Georges Dumézil, who proposed it in 1929 in the book ''Flamen-Brahman'', and later in ''Mitra-Varuna''.


Three-way division

According to Georges Dumézil (1898–1986),
Proto-Indo-European society Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Scientific approaches Many of the modern ideas in this ...
had three main groups, corresponding to three distinct functions:Dumézil, G. (1929). ''Flamen-Brahman''.Dumézil, G. (1940). ''Mitra-Varuna'', Presses universitaires de France. *
Sovereignty Sovereignty is the defining authority within individual consciousness, social construct, or territory. Sovereignty entails hierarchy within the state, as well as external autonomy for states. In any state, sovereignty is assigned to the perso ...
, which fell into two distinct and complementary sub-parts: ** one formal, juridical and priestly but worldly; ** the other powerful, unpredictable and priestly but rooted in the supernatural world. *
Military A military, also known collectively as armed forces, is a heavily armed, highly organized force primarily intended for warfare. It is typically authorized and maintained by a sovereign state, with its members identifiable by their distinct ...
, connected with force, the military and
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
. *
Productivity Productivity is the efficiency of production of goods or services expressed by some measure. Measurements of productivity are often expressed as a ratio of an aggregate output to a single input or an aggregate input used in a production proces ...
,
herding Herding is the act of bringing individual animals together into a group (herd), maintaining the group, and moving the group from place to place—or any combination of those. Herding can refer either to the process of animals forming herds in ...
,
farming Agriculture or farming is the practice of cultivating plants and livestock. Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled peopl ...
and
crafts A craft or trade is a pastime or an occupation that requires particular skills and knowledge of skilled work. In a historical sense, particularly the Middle Ages and earlier, the term is usually applied to people occupied in small scale prod ...
; ruled by the other two. In the
Proto-Indo-European mythology Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, the hypothetical speakers of the reconstructed Proto-Indo-European language. Although the mythological motifs are not directly attested ...
, each
social group In the social sciences, a social group can be defined as two or more people who interact with one another, share similar characteristics, and collectively have a sense of unity. Regardless, social groups come in a myriad of sizes and varieties ...
had its own
god In monotheistic thought, God is usually viewed as the supreme being, creator, and principal object of faith. Swinburne, R.G. "God" in Honderich, Ted. (ed)''The Oxford Companion to Philosophy'', Oxford University Press, 1995. God is typically ...
or family of gods to represent it and the function of the god or gods matched the function of the group. Many such divisions occur in the history of Indo-European societies: * Southern Russia:
Bernard Sergent Bernard Sergent (; born 23 February 1946) is a French ancient historian and comparative mythologist. He is researcher of the CNRS and president of the Société de mythologie française. Publications He has written a seminal work on Greek mytho ...
associates the Indo-European language family with certain archaeological cultures in Southern
Russia Russia (, , ), or the Russian Federation, is a transcontinental country spanning Eastern Europe and Northern Asia. It is the largest country in the world, with its internationally recognised territory covering , and encompassing one-eig ...
and reconstructs an
Indo-European religion Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, the hypothetical speakers of the reconstructed Proto-Indo-European language. Although the mythological motifs are not directly attested ...
based upon the tripartite functions. * Early Germanic society: the supposed division between the
king King is the title given to a male monarch in a variety of contexts. The female equivalent is queen, which title is also given to the consort of a king. *In the context of prehistory, antiquity and contemporary indigenous peoples, the tit ...
,
nobility Nobility is a social class found in many societies that have an aristocracy. It is normally ranked immediately below royalty. Nobility has often been an estate of the realm with many exclusive functions and characteristics. The character ...
and regular freemen in early Germanic society. * Norse mythology: Odin (sovereignty),
Týr (; Old Norse: , ) is a god in Germanic mythology, a valorous and powerful member of the and patron of warriors and mythological heroes. In Norse mythology, which provides most of the surviving narratives about gods among the Germanic people ...
(law and justice), the
Vanir In Norse mythology, the Vanir (; Old Norse: , singular Vanr ) are a group of gods associated with fertility, wisdom, and the ability to see the future. The Vanir are one of two groups of gods (the other being the Æsir) and are the namesake of the ...
(fertility). Odin has been interpreted as a death-god and connected to cremations, and has also been associated with ecstatic practices. * Classical Greece: the three divisions of the ideal society as described by
Socrates Socrates (; ; –399 BC) was a Greek philosopher from Athens who is credited as the founder of Western philosophy and among the first moral philosophers of the ethical tradition of thought. An enigmatic figure, Socrates authored no te ...
in
Plato Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
's '' The Republic''. Bernard Sergent examined the trifunctional hypothesis in Greek epic, lyric and dramatic poetry. * India: the three Hindu castes, the
Brahmins Brahmin (; sa, ब्राह्मण, brāhmaṇa) is a varna as well as a caste within Hindu society. The Brahmins are designated as the priestly class as they serve as priests ( purohit, pandit, or pujari) and religious teachers (guru ...
or priests; the
Kshatriya Kshatriya ( hi, क्षत्रिय) (from Sanskrit ''kṣatra'', "rule, authority") is one of the four varna (social orders) of Hindu society, associated with warrior aristocracy. The Sanskrit term ''kṣatriyaḥ'' is used in the con ...
, the warriors and military; and the
Vaishya Vaishya (Sanskrit: वैश्य, ''vaiśya'') is one of the four varnas of the Hindu social order in India. Vaishyas are classed third in the order of caste hierarchy. The occupation of Vaishyas consists mainly of agriculture, taking care ...
, the agriculturalists, cattle rearers and traders. The
Shudra Shudra or ''Shoodra'' (Sanskrit: ') is one of the four '' varnas'' of the Hindu caste system and social order in ancient India. Various sources translate it into English as a caste, or alternatively as a social class. Theoretically, class ser ...
, a fourth Indian caste, is a peasant or serf. Researchers believe that Indo-European-speakers entered India in the
Late Bronze Age The Bronze Age is a historic period, lasting approximately from 3300 BC to 1200 BC, characterized by the use of bronze, the presence of writing in some areas, and other early features of urban civilization. The Bronze Age is the second prin ...
, mixed with local
Indus Valley civilisation The Indus Valley Civilisation (IVC), also known as the Indus Civilisation was a Bronze Age civilisation in the northwestern regions of South Asia, lasting from 3300  BCE to 1300 BCE, and in its mature form 2600 BCE to 1900& ...
populations and may have established a caste system, with themselves primarily in higher castes.


Reception

Supporters of the hypothesis include scholars such as
Émile Benveniste Émile Benveniste (; 27 May 1902 – 3 October 1976) was a French structural linguist and semiotician. He is best known for his work on Indo-European languages and his critical reformulation of the linguistic paradigm established by Ferdinand ...
,
Bernard Sergent Bernard Sergent (; born 23 February 1946) is a French ancient historian and comparative mythologist. He is researcher of the CNRS and president of the Société de mythologie française. Publications He has written a seminal work on Greek mytho ...
and Iaroslav Lebedynsky, the last of whom concludes that "the basic idea seems proven in a convincing way". The hypothesis was embraced outside the field of
Indo-European studies Indo-European studies is a field of linguistics and an interdisciplinary field of study dealing with Indo-European languages, both current and extinct. The goal of those engaged in these studies is to amass information about the hypothetical pro ...
by some mythographers, anthropologists and historians such as
Mircea Eliade Mircea Eliade (; – April 22, 1986) was a Romanian historian of religion, fiction writer, philosopher, and professor at the University of Chicago. He was a leading interpreter of religious experience, who established paradigms in religiou ...
,
Claude Lévi-Strauss Claude Lévi-Strauss (, ; 28 November 1908 – 30 October 2009) was a French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair of Social An ...
, Marshall Sahlins,
Rodney Needham Rodney Needham (15 May 1923 – 4 December 2006 in Oxford) was an English social anthropologist. Born Rodney Phillip Needham Green, he changed his name in 1947; the following year he married Maud Claudia (Ruth) Brysz. The couple would collabora ...
, Jean-Pierre Vernant and
Georges Duby Georges Duby (7 October 1919 – 3 December 1996) was a French historian who specialised in the social and economic history of the Middle Ages. He ranks among the most influential medieval historians of the twentieth century and was one of Franc ...
. Lincoln, B. (1999). ''Theorizing myth: Narrative, ideology, and scholarship'', p. 260 n. 17. University of Chicago Press, . On the other hand, Nicholas Allen concludes that the tripartite division may be an artefact and a
selection effect Selection bias is the bias introduced by the selection of individuals, groups, or data for analysis in such a way that proper randomization is not achieved, thereby failing to ensure that the sample obtained is representative of the population int ...
, rather than an organising principle that was used in the societies themselves. Benjamin W. Fortson reports a sense that Dumézil blurred the lines between the three functions and the examples that he gave often had contradictory characteristics, which had caused his detractors to reject his categories as nonexistent. John Brough surmises that societal divisions are common outside Indo-European societies as well and so the hypothesis has only limited utility in illuminating prehistoric Indo-European society. Cristiano Grottanelli states that while Dumézilian trifunctionalism may be seen in modern and medieval contexts, its projection onto earlier cultures is mistaken. Belier is strongly critical. The hypothesis has been criticised by the historians
Carlo Ginzburg Carlo Ginzburg (; born April 15, 1939) is an Italian historian and proponent of the field of microhistory. He is best known for ''Il formaggio e i vermi'' (1976, English title: '' The Cheese and the Worms''), which examined the beliefs of an Ita ...
,
Arnaldo Momigliano Arnaldo Dante Momigliano (5 September 1908 – 1 September 1987) was an Italian historian of classical antiquity, known for his work in historiography, and characterised by Donald Kagan as "the world's leading student of the writing of history i ...
and
Bruce Lincoln Bruce Lincoln (born 1948) is Caroline E. Haskell Distinguished Service Professor Emeritus of the History of Religions in the Divinity School of the University of Chicago, where he also holds positions in the Center for Middle Eastern Studies, Co ...
Arvidsson, Stefan. ''Aryan idols: Indo-European mythology as ideology and science'', p. 3 as being based on Dumézil's sympathies with the
political right Right-wing politics describes the range of political ideologies that view certain social orders and hierarchies as inevitable, natural, normal, or desirable, typically supporting this position on the basis of natural law, economics, auth ...
.
Guy Stroumsa Guy Gedalyah Stroumsa (born 27 July 1948) is an Israeli scholar of religion. He is Martin Buber Professor Emeritus of Comparative Religion at the Hebrew University of Jerusalem and Emeritus Professor of the Study of the Abrahamic Religions at the ...
sees those criticisms as unfounded.Stroumsa, Guy G. (1998). Georges Dumézil, ancient German myths, and modern demons. ''Zeitschrift für Religionswissenschaft'', ''6'', 125–136.


See also

* Arthashastra * Caste *
Comparative mythology Comparative mythology is the comparison of myths from different cultures in an attempt to identify shared themes and characteristics.Littleton, p. 32 Comparative mythology has served a variety of academic purposes. For example, scholars have used ...
*
Estates of the realm The estates of the realm, or three estates, were the broad orders of social hierarchy used in Christendom (Christian Europe) from the Middle Ages to early modern Europe. Different systems for dividing society members into estates developed an ...
* Mythography *
Mandala (political model) ''Maṇḍala'' is a Sanskrit word meaning 'circle'. The mandala is a model for describing the patterns of diffuse political power distributed among Mueang or Kedatuan (principalities) in medieval Southeast Asian history, when local power was m ...
*
Proto-Indo-European religion Proto-Indo-European mythology is the body of myths and deities associated with the Proto-Indo-Europeans, the hypothetical speakers of the reconstructed Proto-Indo-European language. Although the mythological motifs are not directly attested ...
*
Proto-Indo-European society Proto-Indo-European society is the reconstructed culture of Proto-Indo-Europeans, the ancient speakers of the Proto-Indo-European language, ancestor of all modern Indo-European languages. Scientific approaches Many of the modern ideas in this ...
* Social class *
Trinity The Christian doctrine of the Trinity (, from 'threefold') is the central dogma concerning the nature of God in most Christian churches, which defines one God existing in three coequal, coeternal, consubstantial divine persons: God th ...
*
Triple deity A triple deity is a deity with three apparent forms that function as a singular whole. Such deities may sometimes be referred to as threefold, tripled, triplicate, tripartite, triune, triadic, or as a trinity. The number three has a long history ...


Notes


References


Sources

* * * {{DEFAULTSORT:Trifunctional Hypothesis Anthropology Indo-European culture Mythological archetypes Comparative mythology Social classes Sociological theories 1929 introductions