Totalitarianism
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Totalitarianism is a
form of government A government is the system or group of people governing an organized community, generally a state. In the case of its broad associative definition, government normally consists of legislature, executive, and judiciary. Government is ...
and a political system that prohibits all opposition parties, outlaws individual and group opposition to the state and its claims, and exercises an extremely high if not complete degree of control and regulation over public and private life. It is regarded as the most extreme and complete form of authoritarianism. In totalitarian states,
political power In social science and politics, power is the social production of an effect that determines the capacities, actions, beliefs, or conduct of actors. Power does not exclusively refer to the threat or use of force ( coercion) by one actor again ...
is often held by autocrats, such as
dictator A dictator is a political leader who possesses absolute power. A dictatorship is a state ruled by one dictator or by a small clique. The word originated as the title of a Roman dictator elected by the Roman Senate to rule the republic in time ...
s (totalitarian dictatorship) and
absolute monarchs Absolute monarchy (or Absolutism as a doctrine) is a form of monarchy in which the monarch rules in their own right or power. In an absolute monarchy, the king or queen is by no means limited and has absolute power, though a limited constitut ...
, who employ all-encompassing campaigns in which propaganda is broadcast by state-controlled
mass media Mass media refers to a diverse array of media technologies that reach a large audience via mass communication. The technologies through which this communication takes place include a variety of outlets. Broadcast media transmit informati ...
in order to control the citizenry. By 1950, the term and concept of totalitarianism entered mainstream Western political discourse. Furthermore this era also saw anti-communist and
McCarthyist McCarthyism is the practice of making false or unfounded accusations of subversion and treason, especially when related to anarchism, communism and socialism, and especially when done in a public and attention-grabbing manner. The term origina ...
political movements intensify and use the concept of totalitarianism as a tool to convert pre-
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
anti-fascism into
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
anti-communism Anti-communism is Political movement, political and Ideology, ideological opposition to communism. Organized anti-communism developed after the 1917 October Revolution in the Russian Empire, and it reached global dimensions during the Cold War, w ...
. As a political ideology in itself, totalitarianism is a distinctly modernist phenomenon, and it has very complex historical roots. Philosopher
Karl Popper Sir Karl Raimund Popper (28 July 1902 – 17 September 1994) was an Austrian-British philosopher, academic and social commentator. One of the 20th century's most influential philosophers of science, Popper is known for his rejection of the ...
traced its roots to
Plato Plato ( ; grc-gre, Πλάτων ; 428/427 or 424/423 – 348/347 BC) was a Greek philosopher born in Athens during the Classical period in Ancient Greece. He founded the Platonist school of thought and the Academy, the first institution ...
,
Georg Wilhelm Friedrich Hegel Georg Wilhelm Friedrich Hegel (; ; 27 August 1770 – 14 November 1831) was a German philosopher. He is one of the most important figures in German idealism and one of the founding figures of modern Western philosophy. His influence extends ...
's conception of the state, and the political philosophy of
Karl Marx Karl Heinrich Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, economist, historian, sociologist, political theorist, journalist, critic of political economy, and socialist revolutionary. His best-known titles are the 1848 ...
, although Popper's conception of totalitarianism has been criticized in academia, and remains highly controversial. Other philosophers and historians such as Theodor W. Adorno and Max Horkheimer trace the origin of totalitarian doctrines to the
Age of Enlightenment The Age of Enlightenment or the Enlightenment; german: Aufklärung, "Enlightenment"; it, L'Illuminismo, "Enlightenment"; pl, Oświecenie, "Enlightenment"; pt, Iluminismo, "Enlightenment"; es, La Ilustración, "Enlightenment" was an intel ...
, especially to the
anthropocentrist Anthropocentrism (; ) is the belief that human beings are the central or most important entity in the universe. The term can be used interchangeably with humanocentrism, and some refer to the concept as human supremacy or human exceptionalism. F ...
idea that "Man has become the master of the world, a master unbound by any links to nature, society, and history." In the 20th century, the idea of absolute state power was first developed by Italian Fascists, and concurrently in Germany by a jurist and
Nazi Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in ...
academic named Carl Schmitt during the
Weimar Republic The Weimar Republic (german: link=no, Weimarer Republik ), officially named the German Reich, was the government of Germany from 1918 to 1933, during which it was a Constitutional republic, constitutional federal republic for the first time in ...
in the 1920s. Scholars and historians have considered
Vladimir Lenin Vladimir Ilyich Ulyanov. ( 1870 – 21 January 1924), better known as Vladimir Lenin,. was a Russian revolutionary, politician, and political theorist. He served as the first and founding head of government of Soviet Russia from 1917 to 1 ...
, founder of the Soviet Union, to be one of the first to attempt to establish a totalitarian state.
Benito Mussolini Benito Amilcare Andrea Mussolini (; 29 July 188328 April 1945) was an Italian politician and journalist who founded and led the National Fascist Party. He was Prime Minister of Italy from the March on Rome in 1922 until his deposition in ...
, the founder of Italian Fascism, called his regime the "Totalitarian State": "Everything in the State, nothing outside the State, nothing against the State." Schmitt used the term ''Totalstaat'' () in his influential 1927 work titled '' The Concept of the Political'', which described the legal basis of an all-powerful state. Totalitarian regimes are different from other authoritarian regimes, as the latter denotes a state in which the single power holder, usually an individual dictator, a committee, a military junta, or an otherwise small group of political elites, monopolizes political power. A totalitarian regime may attempt to control virtually all aspects of social life, including the economy, the education system, arts, science, and the private lives and morals of citizens through the use of an elaborate
ideology An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied pri ...
. It can also mobilize the whole population in pursuit of its goals.


Definition

According to
Yale Yale University is a private research university in New Haven, Connecticut. Established in 1701 as the Collegiate School, it is the third-oldest institution of higher education in the United States and among the most prestigious in the wor ...
professor Juan José Linz there are three main types of political regimes today: democracies, totalitarian regimes and, sitting between these two,
authoritarian regimes Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in the rule of law, separation of powers, and democratic ...
(with
hybrid regimes A hybrid regime is a mixed type of political system often created as a result of an incomplete transition from an authoritarian regime to a democratic one (or vice versa). Hybrid regimes are categorized as combine autocratic features with de ...
). Totalitarian regimes are often characterized by extreme political repression and human rights violations to a greater extent than those of authoritarian regimes, an absolute lack of democratic ideals, widespread
personality cultism A cult of personality, or a cult of the leader, Mudde, Cas and Kaltwasser, Cristóbal Rovira (2017) ''Populism: A Very Short Introduction''. New York: Oxford University Press. p. 63. is the result of an effort which is made to create an id ...
around the person or the group which is in power, absolute
control over the economy Economic interventionism, sometimes also called state interventionism, is an economic policy position favouring government intervention in the market process with the intention of correcting market failures and promoting the general welfare o ...
, large-scale
censorship Censorship is the suppression of speech, public communication, or other information. This may be done on the basis that such material is considered objectionable, harmful, sensitive, or "inconvenient". Censorship can be conducted by governments ...
and mass surveillance systems, limited or non-existent freedom of movement (notably the freedom to leave the country), and the widespread usage of state terrorism. Other aspects of a totalitarian regime include the extensive use of violent prison camps, repressive
secret police Secret police (or political police) are intelligence, security or police agencies that engage in covert operations against a government's political, religious, or social opponents and dissidents. Secret police organizations are characteristic ...
, practices of religious persecution or
racism Racism is the belief that groups of humans possess different behavioral traits corresponding to inherited attributes and can be divided based on the superiority of one race over another. It may also mean prejudice, discrimination, or antagoni ...
, the imposition of either
theocratic Theocracy is a form of government in which one or more deities are recognized as supreme ruling authorities, giving divine guidance to human intermediaries who manage the government's daily affairs. Etymology The word theocracy originates fr ...
rule or state atheism, the common use of
death penalties Capital punishment, also known as the death penalty, is the state-sanctioned practice of deliberately killing a person as a punishment for an actual or supposed crime, usually following an authorized, rule-governed process to conclude that ...
and show trials, fraudulent elections (if elections are held), the possible possession of
weapons of mass destruction A weapon of mass destruction (WMD) is a chemical, biological, radiological, nuclear, or any other weapon that can kill and bring significant harm to numerous individuals or cause great damage to artificial structures (e.g., buildings), natu ...
, a potential for state-sponsored
mass murders Mass murder is the act of murdering a number of people, typically simultaneously or over a relatively short period of time and in close geographic proximity. The United States Congress defines mass killings as the killings of three or more pe ...
and genocides, and the possibility of engaging in a war or
imperialism Imperialism is the state policy, practice, or advocacy of extending power and dominion, especially by direct territorial acquisition or by gaining political and economic control of other areas, often through employing hard power (economic powe ...
against other countries. Historian Robert Conquest describes a totalitarian state as a state which recognizes no limit on its authority in any sphere of public or private life and extends that authority to whatever length it considers feasible. Totalitarianism is contrasted with authoritarianism. According to Radu Cinpoes, an authoritarian state is "only concerned with political power, and as long as it is not contested it gives society a certain degree of liberty." Cinpoes writes that authoritarianism "does not attempt to change the world and human nature." In contrast, Richard Pipes stated that the officially proclaimed
ideology An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied pri ...
"penetrating into the deepest reaches of societal structure, and the totalitarian government seeks to completely control the thoughts and actions of its citizens." Carl Joachim Friedrich wrote that " totalist ideology, a party reinforced by a
secret police Secret police (or political police) are intelligence, security or police agencies that engage in covert operations against a government's political, religious, or social opponents and dissidents. Secret police organizations are characteristic ...
, and monopolistic control of industrial mass society are the three features of totalitarian regimes that distinguish them from other autocracies."


Academia and historiography

The academic field of Sovietology after
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the World War II by country, vast majority of the world's countries—including all of the great power ...
and during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
was dominated by the "totalitarian model" of the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
, stressing the absolute nature of
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet Union, Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as Ge ...
's power. The "totalitarian model" was first outlined in the 1950s by Carl Joachim Friedrich, who posited that the Soviet Union and other
Communist state A communist state, also known as a Marxist–Leninist state, is a one-party state that is administered and governed by a communist party guided by Marxism–Leninism. Marxism–Leninism was the state ideology of the Soviet Union, the Comint ...
s were "totalitarian" systems, with the personality cult and almost unlimited powers of the "great leader" such as Stalin. The "revisionist school" beginning in the 1960s focused on relatively autonomous institutions which might influence policy at the higher level. Matt Lenoe described the "revisionist school" as representing those who "insisted that the old image of the Soviet Union as a totalitarian state bent on world domination was oversimplified or just plain wrong. They tended to be interested in social history and to argue that the Communist Party leadership had had to adjust to social forces." These of "revisionist school" such as J. Arch Getty and Lynne Viola challenged the "totalitarian model" approach to Communist history, which was considered to be outdated by the 1980s and for the post-Stalinist era in particular, and were most active in the former Communist states' archives, especially the State Archive of the Russian Federation related to the Soviet Union. According to John Earl Haynes and Harvey Klehr, the historiography is characterized by a split between "traditionalists" and "revisionists." "Traditionalists" characterize themselves as objective reporters of an alleged totalitarian nature of
communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, ...
and Communist states. They are criticized by their opponents as being
anti-communist Anti-communism is political and ideological opposition to communism. Organized anti-communism developed after the 1917 October Revolution in the Russian Empire, and it reached global dimensions during the Cold War, when the United States and the ...
, even fascist, in their eagerness on continuing to focus on the issues of the Cold War. Alternative characterizations for traditionalists include "anti-communist", "conservative", "Draperite" (after
Theodore Draper Theodore H. Draper (September 11, 1912 – February 21, 2006) was an American historian and political writer. Draper is best known for the 14 books he completed during his life, including work regarded as seminal on the formative period of the Am ...
), "orthodox", and "right-wing." Norman Markowitz, a prominent "revisionist", referred to them as "reactionaries", "right-wing romantics", and "triumphalist" who belong to the "
HUAC The House Committee on Un-American Activities (HCUA), popularly dubbed the House Un-American Activities Committee (HUAC), was an investigative committee of the United States House of Representatives, created in 1938 to investigate alleged disloy ...
school of
CPUSA The Communist Party USA, officially the Communist Party of the United States of America (CPUSA), is a communist party in the United States which was established in 1919 after a split in the Socialist Party of America following the Russian Revo ...
scholarship." "Revisionists", characterized by Haynes and Klehr as
historical revisionists In historiography, historical revisionism is the reinterpretation of a historical account. It usually involves challenging the orthodox (established, accepted or traditional) views held by professional scholars about a historical event or times ...
, are more numerous and dominate academic institutions and learned journals. A suggested alternative formulation is "new historians of American communism", but that has not caught on because these historians describe themselves as unbiased and scholarly, contrasting their work to the work of anti-communist "traditionalists", whom they term biased and unscholarly. According to William Zimmerman in 1980, "the Soviet Union has changed substantially. Our knowledge of the Soviet Union has changed as well. We all know that the traditional paradigm no longer satisfies, despite several efforts, primarily in the early 1960s (the directed society, totalitarianism without terror, the mobilization system) to articulate an acceptable variant. We have come to realize that models which were, in effect, offshoots of totalitarian models do not provide good approximations of post-Stalinist reality." According to Michael Scott Christofferson in 2019, "Arendt's reading of the post-Stalin USSR can be seen as an attempt to distance her work from 'the Cold War misuse of the concept.'" Historian John Connelly wrote that ''totalitarianism'' is a useful word but that the old 1950s theory about it is defunct among scholars. Connelly wrote: "The word is as functional now as it was 50 years ago. It means the kind of regime that existed in Nazi Germany, the Soviet Union, the Soviet satellites, Communist China, and maybe Fascist Italy, where the word originated. ... Who are we to tell Václav Havel or Adam Michnik that they were fooling themselves when they perceived their rulers as totalitarian? Or for that matter any of the millions of former subjects of Soviet-type rule who use the local equivalents of the Czech ''totalita'' to describe the systems they lived under before 1989? It is a useful word and everyone knows what it means as a general referent. Problems arise when people confuse the useful descriptive term with the old 'theory' from the 1950s."


Politics


Early usage

The notion that totalitarianism is total political power which is exercised by the state was formulated in 1923 by
Giovanni Amendola Giovanni Amendola (15 April 1882 – 7 April 1926) was an Italian journalist, professor and politician, noted as an opponent of Italian Fascism. Biography Early life and education Amendola was born in Naples on 15 April 1882. He moved to Rome, ...
, who described Italian Fascism as a system which was fundamentally different from conventional
dictatorship A dictatorship is a form of government which is characterized by a leader, or a group of leaders, which holds governmental powers with few to no limitations on them. The leader of a dictatorship is called a dictator. Politics in a dictatorship a ...
s. The term was later assigned a positive meaning in the writings of
Giovanni Gentile Giovanni Gentile (; 30 May 1875 – 15 April 1944) was an Italian neo-Hegelian idealist philosopher, educator, and fascist politician. The self-styled "philosopher of Fascism", he was influential in providing an intellectual foundation for ...
, Italy's most prominent philosopher and leading theorist of
fascism Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and t ...
. He used the term ''totalitario'' to refer to the structure and goals of the new state which was to provide the "total representation of the nation and total guidance of national goals." He described totalitarianism as a society in which the ideology of the state had influence, if not power, over most of its citizens. According to
Benito Mussolini Benito Amilcare Andrea Mussolini (; 29 July 188328 April 1945) was an Italian politician and journalist who founded and led the National Fascist Party. He was Prime Minister of Italy from the March on Rome in 1922 until his deposition in ...
, this system politicizes everything spiritual and human: "Everything within the state, nothing outside the state, nothing against the state." One of the first people to use the term ''totalitarianism'' in the English language was the Austrian writer Franz Borkenau in his 1938 book ''The Communist International'', in which he commented that it united the Soviet and German dictatorships more than it divided them. The label ''totalitarian'' was twice affixed to
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
during
Winston Churchill Sir Winston Leonard Spencer Churchill (30 November 187424 January 1965) was a British statesman, soldier, and writer who served as Prime Minister of the United Kingdom twice, from 1940 to 1945 during the Second World War, and again from ...
's speech of 5 October 1938, before the House of Commons in opposition to the
Munich Agreement The Munich Agreement ( cs, Mnichovská dohoda; sk, Mníchovská dohoda; german: Münchner Abkommen) was an agreement concluded at Munich on 30 September 1938, by Germany, the United Kingdom, France, and Italy. It provided "cession to Germany ...
, by which France and Great Britain consented to Nazi Germany's annexation of the Sudetenland. Churchill was then a backbencher MP representing the Epping constituency. In a radio address two weeks later, Churchill again employed the term, this time applying the concept to "a Communist or a Nazi tyranny."
José María Gil-Robles y Quiñones José María Gil-Robles y Quiñones de León (Salamanca, 27 November 1898 – Madrid, 13 September 1980) was a Spanish politician, leader of the CEDA and a prominent figure in the period leading up to the Spanish Civil War. He served as Mi ...
, the leader of the historic Spanish reactionary party called the Spanish Confederation of the Autonomous Right (CEDA), declared his intention to "give Spain a true unity, a new spirit, a totalitarian polity" and went on to say: "Democracy is not an end but a means to the conquest of the new state. When the time comes, either
parliament In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: representing the electorate, making laws, and overseeing the government via hearings and inquiries. Th ...
submits or we will eliminate it." General Francisco Franco was determined not to have competing right-wing parties in Spain and CEDA was dissolved in April 1937. Later, Gil-Robles went into exile.
George Orwell Eric Arthur Blair (25 June 1903 – 21 January 1950), better known by his pen name George Orwell, was an English novelist, essayist, journalist, and critic. His work is characterised by lucid prose, social criticism, opposition to totalit ...
made frequent use of the word ''totalitarian'' and its cognates in multiple essays published in 1940, 1941 and 1942. In his essay " Why I Write", Orwell wrote: "The Spanish war and other events in 1936–37 turned the scale and thereafter I knew where I stood. Every line of serious work that I have written since 1936 has been written, directly or indirectly, against totalitarianism and for democratic socialism, as I understand it." He feared that future totalitarian regimes could exploit technological advances in surveillance and mass media in order to establish a permanent and worldwide dictatorship which would be incapable of ever being overthrown, writing: "If you want a vision of the future, imagine a boot stamping on a human face—forever." During a 1945 lecture series entitled "The Soviet Impact on the Western World" and published as a book in 1946, the British historian
E. H. Carr Edward Hallett Carr (28 June 1892 – 3 November 1982) was a British historian, diplomat, journalist and international relations theorist, and an opponent of empiricism within historiography. Carr was best known for '' A History of Soviet R ...
wrote: "The trend away from individualism and towards totalitarianism is everywhere unmistakable" and that
Marxism–Leninism Marxism–Leninism is a communist ideology which was the main communist movement throughout the 20th century. Developed by the Bolsheviks, it was the state ideology of the Soviet Union, its satellite states in the Eastern Bloc, and vario ...
was by far the most successful type of totalitarianism as proved by Soviet industrial growth and the
Red Army The Workers' and Peasants' Red Army (Russian language, Russian: Рабо́че-крестья́нская Кра́сная армия),) often shortened to the Red Army, was the army and air force of the Russian Soviet Federative Socialist R ...
's role in defeating Germany. According to Carr, only the "blind and incurable" could ignore the trend towards totalitarianism. In '' The Open Society and Its Enemies'' (1945) and '' The Poverty of Historicism'' (1961),
Karl Popper Sir Karl Raimund Popper (28 July 1902 – 17 September 1994) was an Austrian-British philosopher, academic and social commentator. One of the 20th century's most influential philosophers of science, Popper is known for his rejection of the ...
articulated an influential critique of totalitarianism. In both works, Popper contrasted the " open society" of
liberal democracy Liberal democracy is the combination of a liberal political ideology that operates under an indirect democratic form of government. It is characterized by elections between multiple distinct political parties, a separation of powers into ...
with totalitarianism and posited that the latter is grounded in the belief that history moves toward an immutable future in accordance with knowable laws.


Cold War

In '' The Origins of Totalitarianism'', Hannah Arendt posited that
Nazi Nazism ( ; german: Nazismus), the common name in English for National Socialism (german: Nationalsozialismus, ), is the far-right totalitarian political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in ...
and Communist regimes were new forms of government and not merely updated versions of the old
tyrannies A tyrant (), in the modern English usage of the word, is an absolute ruler who is unrestrained by law, or one who has usurped a legitimate ruler's sovereignty. Often portrayed as cruel, tyrants may defend their positions by resorting to re ...
. According to Arendt, the source of the mass appeal of totalitarian regimes is their
ideology An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied pri ...
which provides a comforting and single answer to the mysteries of the past, present and future. For Nazism, all history is the history of
race struggle An ethnic conflict is a conflict between two or more contending ethnic groups. While the source of the conflict may be political, social, economic or religious, the individuals in conflict must expressly fight for their ethnic group's positio ...
and for
Marxism–Leninism Marxism–Leninism is a communist ideology which was the main communist movement throughout the 20th century. Developed by the Bolsheviks, it was the state ideology of the Soviet Union, its satellite states in the Eastern Bloc, and vario ...
all history is the history of
class struggle Class conflict, also referred to as class struggle and class warfare, is the political tension and economic antagonism that exists in society because of socio-economic competition among the social classes or between rich and poor. The form ...
. Once that premise is accepted, all actions of the state can be justified by appeal to nature or the law of history, justifying their establishment of authoritarian state apparatus. In addition to Arendt, many scholars from a variety of academic backgrounds and ideological positions have closely examined totalitarianism. Among the most noted commentators on totalitarianism are
Raymond Aron Raymond Claude Ferdinand Aron (; 14 March 1905 – 17 October 1983) was a French philosopher, sociologist, political scientist, historian and journalist, one of France's most prominent thinkers of the 20th century. Aron is best known for his 19 ...
, Lawrence Aronsen, Franz Borkenau, Karl Dietrich Bracher, Zbigniew Brzezinski, Robert Conquest, Carl Joachim Friedrich, Eckhard Jesse, Leopold Labedz, Walter Laqueur, Claude Lefort, Juan Linz, Richard Löwenthal,
Karl Popper Sir Karl Raimund Popper (28 July 1902 – 17 September 1994) was an Austrian-British philosopher, academic and social commentator. One of the 20th century's most influential philosophers of science, Popper is known for his rejection of the ...
, Richard Pipes, Leonard Schapiro and
Adam Ulam Adam Bruno Ulam (8 April 1922 – 28 March 2000) was a Polish-American historian of Jewish descent and political scientist at Harvard University. Ulam was one of the world's foremost authorities and top experts in Sovietology and Kremlinology, h ...
. Each one of these described totalitarianism in slightly different ways, but they all agreed that totalitarianism seeks to mobilize entire populations in support of an official party ideology and is intolerant of activities that are not directed towards the goals of the party, entailing repression or state control of the business, labour unions, non-profit organizations, religious organizations and minor political parties. At the same time, many scholars from a variety of academic backgrounds and ideological positions criticized the theorists of totalitarianism. Among the most noted were
Louis Althusser Louis Pierre Althusser (, ; ; 16 October 1918 – 22 October 1990) was a French Marxist philosopher. He was born in Algeria and studied at the École normale supérieure in Paris, where he eventually became Professor of Philosophy. Althusser ...
,
Benjamin Barber Benjamin R. Barber (August 2, 1939 – April 24, 2017) was an American political theorist and author, perhaps best known for his 1995 bestseller, '' Jihad vs. McWorld'', and for 2013's ''If Mayors Ruled the World''. His 1984 book of political ...
, Maurice Merleau-Ponty and
Jean-Paul Sartre Jean-Paul Charles Aymard Sartre (, ; ; 21 June 1905 – 15 April 1980) was one of the key figures in the philosophy of existentialism (and phenomenology), a French playwright, novelist, screenwriter, political activist, biographer, and lite ...
. They thought that totalitarianism was connected to Western ideologies and associated with evaluation rather than analysis. The concept became prominent in the
Western world The Western world, also known as the West, primarily refers to the various nations and states in the regions of Europe, North America, and Oceania.
's
anti-communist Anti-communism is political and ideological opposition to communism. Organized anti-communism developed after the 1917 October Revolution in the Russian Empire, and it reached global dimensions during the Cold War, when the United States and the ...
political discourse during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
era as a tool to convert pre-war anti-fascism into postwar anti-communism. In 1956, the political scientists Carl Joachim Friedrich and Zbigniew Brzezinski were primarily responsible for expanding the usage of the term in university social science and professional research, reformulating it as a paradigm for the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
as well as
fascist Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and the ...
regimes. Friedrich and Brzezinski wrote that a totalitarian system has the following six mutually supportive and defining characteristics: # Elaborate guiding
ideology An ideology is a set of beliefs or philosophies attributed to a person or group of persons, especially those held for reasons that are not purely epistemic, in which "practical elements are as prominent as theoretical ones." Formerly applied pri ...
. # Single mass party, typically led by a
dictator A dictator is a political leader who possesses absolute power. A dictatorship is a state ruled by one dictator or by a small clique. The word originated as the title of a Roman dictator elected by the Roman Senate to rule the republic in time ...
. # System of terror, using such instruments as violence and
secret police Secret police (or political police) are intelligence, security or police agencies that engage in covert operations against a government's political, religious, or social opponents and dissidents. Secret police organizations are characteristic ...
. # Monopoly on weapons. # Monopoly on the means of communication. # Central direction and control of the economy through
state planning A planned economy is a type of economic system where investment, production and the allocation of capital goods takes place according to economy-wide economic plans and production plans. A planned economy may use centralized, decentralized, parti ...
. In the book titled ''
Democracy and Totalitarianism ''Democracy and Totalitarianism'' (1968) is a book by French philosopher and political scientist Raymond Aron. It compares the political systems of the Soviet Union and the democratic countries of the West. Soviet history The basis of the boo ...
'' (1968), French analyst
Raymond Aron Raymond Claude Ferdinand Aron (; 14 March 1905 – 17 October 1983) was a French philosopher, sociologist, political scientist, historian and journalist, one of France's most prominent thinkers of the 20th century. Aron is best known for his 19 ...
outlined five criteria for a regime to be considered as totalitarian: # A one-party state where one party has a monopoly on all political activity. # A state ideology upheld by the ruling party that is given status as the only authority. # State information monopoly that controls mass media for distribution of official truth. # State controlled economy with major economic entities under the control of the state. # Ideological terror that turns economic or professional actions into crimes. Violators are exposed to prosecution and to ideological persecution. According to this view, totalitarian regimes in Germany, Italy, and the Soviet Union had initial origins in the chaos that followed in the wake of
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
and allowed totalitarian movements to seize control of the government while the sophistication of modern weapons and communications enabled them to effectively establish what Friedrich and Brzezinski called a "totalitarian dictatorship." Some social scientists have criticized Friedrich and Brzezinski's totalitarian approach, commenting that the Soviet system, both as a political and as a social entity, was in fact better understood in terms of interest groups, competing elites, or even in Social class, class terms, using the concept of the ''nomenklatura'' as a vehicle for a new ruling class (new class). These critics posit that there is evidence of the widespread dispersion of power, at least in the implementation of policy, among sectoral and regional authorities. For some followers of this Pluralism (political theory), pluralist approach, this was evidence of the ability of the regime to adapt to include new demands; however, proponents of the totalitarian model stated that the failure of the system to survive showed not only its inability to adapt but the mere formality of supposed popular participation. German historian Karl Dietrich Bracher, whose work is primarily concerned with Nazi Germany, posited that the "totalitarian typology" as developed by Friedrich and Brzezinski is an excessively inflexible model and failed to consider the "revolutionary dynamic" that for Bracher is at the heart of totalitarianism. Bracher posited that the essence of totalitarianism is the total claim to control and remake all aspects of society combined with an all-embracing ideology, the value on authoritarian leadership and the pretence of the common identity of state and society which distinguished the totalitarian "closed" understanding of politics from the "open" democratic understanding. Unlike the Friedrich and Brzezinski definition, Bracher said that totalitarian regimes did not require a single leader and could function with a collective leadership which led the American historian Walter Laqueur to posit that Bracher's definition seemed to fit reality better than the Friedrich–Brzezinski definition. Bracher's typologies came under attack from Werner Conze and other historians, who felt that Bracher "lost sight of the historical material" and used "universal, ahistorical concepts." In his 1951 book ''The True Believer'', Eric Hoffer posited that mass movements such as fascism, Nazism and Stalinism had a common trait in picturing Western democracies and their values as decadent, with people "too soft, too pleasure-loving and too selfish" to sacrifice for a higher cause, which for them implies an inner moral and biological decay. Hoffer added that those movements offered the prospect of a glorious future to frustrated people, enabling them to find a refuge from the lack of personal accomplishments in their individual existence. The individual is then assimilated into a compact collective body and "fact-proof screens from reality" are established. This stance may be connected to a religious fear for Communists. Paul Hanebrink has posited that many European Christians started to fear Communist regimes after the rise of Hitler, commenting: "For many European Christians, Catholic and Protestant alike, the new postwar 'culture war' crystallized as a struggle against communism. Across interwar Europe, Christians demonized the Communist regime in Russia as the apotheosis of secular materialism and a militarized threat to Christian social and moral order." For Hanebrink, Christians saw Communist regimes as a threat to their moral order and hoped to lead European nations back to their Christian roots by creating an anti-totalitarian census, which defined Europe in the early Cold War.


Post–Cold War

Laure Neumayer posited that "despite the disputes over its heuristic value and its normative assumptions, the concept of totalitarianism made a vigorous return to the political and academic fields at the end of the Cold War." In the 1990s, François Furet made a comparative analysis and used the term ''totalitarian twins'' to link Nazism and Stalinism. Eric Hobsbawm criticized Furet for his temptation to stress the existence of a common ground between two systems with different ideological roots. In ''Did Somebody Say Totalitarianism?: Five Interventions in the (Mis)Use of a Notion'', Žižek wrote that "[t]he liberating effect" of General Augusto Pinochet's arrest "was exceptional", as "the fear of Pinochet dissipated, the spell was broken, the taboo subjects of torture and disappearances became the daily grist of the news media; the people no longer just whispered, but openly spoke about prosecuting him in Chile itself." Saladdin Ahmed cited Hannah Arendt as stating that "the Soviet Union can no longer be called totalitarian in the strict sense of the term after Death and state funeral of Joseph Stalin, Stalin's death", writing that "this was the case in General August Pinochet's Chile, yet it would be absurd to exempt it from the class of totalitarian regimes for that reason alone." Saladdin posited that while Chile under Pinochet had no "official ideology", there was one man who ruled Chile from "behind the scenes", "none other than Milton Friedman, the godfather of neoliberalism and the most influential teacher of the Chicago Boys, was Pinochet's adviser." In this sense, Saladdin criticized the totalitarian concept because it was only being applied to "opposing ideologies" and it was not being applied to liberalism. In the early 2010s, Richard Shorten, Vladimir Tismăneanu, and Aviezer Tucker posited that totalitarian ideologies can take different forms in different political systems but all of them focus on utopianism, scientism, or political violence. They posit that Nazism and Stalinism both emphasized the role of specialization in modern societies and they also saw polymathy as a thing of the past, and they also stated that their claims were supported by statistics and science, which led them to impose strict ethical regulations on culture, use psychological violence, and persecute entire groups. Their arguments have been criticized by other scholars due to their partiality and anachronism. Juan Francisco Fuentes treats totalitarianism as an "invented tradition" and he believes that the notion of "modern despotism" is a "reverse anachronism"; for Fuentes, "the anachronistic use of totalitarian/totalitarianism involves the will to reshape the past in the image and likeness of the present." Other studies try to link modern technological changes to totalitarianism. According to Shoshana Zuboff, the economic pressures of modern surveillance capitalism are driving the intensification of connection and monitoring online with spaces of social life becoming open to saturation by corporate actors, directed at the making of profit and/or the regulation of action. Toby Ord believed that Orwell's fears of totalitarianism constituted a notable early precursor to modern notions of anthropogenic existential risk, the concept that a future catastrophe could permanently destroy the potential of Earth-originating intelligent life due in part to technological changes, creating a permanent technological dystopia. Ord said that Orwell's writings show that his concern was genuine rather than just a throwaway part of the fictional plot of ''Nineteen Eighty-Four''. In 1949, Orwell wrote that " ruling class which could guard against (four previously enumerated sources of risk) would remain in power permanently." That same year, Bertrand Russell wrote that "modern techniques have made possible a new intensity of governmental control, and this possibility has been exploited very fully in totalitarian states." In the late 2010s, ''The Economist'' has described China's developed Social Credit System under Chinese Communist Party General Secretary of the Chinese Communist Party, general secretary Xi Jinping's Xi Jinping Administration, administration, to screen and rank its citizens based on their personal behavior, as ''totalitarian''. Opponents of China's ranking system say that it is intrusive and it is just another tool which a one-party state can use to control the population. ''The New York Times'' compared Chinese paramount leader Xi Jinping's cult of personality and his ideology Xi Jinping Thought to that of Mao Zedong during the
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
. Supporters say that it will transform China into a more civilized and law-abiding society. Shoshana Zuboff considers it instrumentarian rather than totalitarian. Other emerging technologies that could empower future totalitarian regimes include brain-reading, contact tracing and various applications of artificial intelligence. (also published in ) Philosopher Nick Bostrom said that there is a possible trade-off, namely that some existential risks might be mitigated by the establishment of a powerful and permanent world government, and in turn the establishment of such a government could enhance the existential risks which are associated with the rule of a permanent dictatorship.


Views on totalitarianism by historians of the Soviet Union since the 1970s

Most modern Western historians of the Soviet Union now consider the concept of totalitarianism to be an oversimplification that does not accurately reflect the reality of life in the Soviet Union. The idea was first challenged by a generation of historians who came to prominence in the 1970s, and whose perspectives came to be known as the "revisionist school". Some of whose more prominent members were Sheila Fitzpatrick, J. Arch Getty, Jerry F. Hough, William McCagg, and Robert W. Thurston. Although their individual interpretations differ, the revisionists say that the Soviet Union under Joseph Stalin was in many ways institutionally weak, and that terror reflected the weaknesses rather than the strengths of the Soviet state. They argue that Soviet citizens were not totally devoid of agency or resources and atomised by ideology as the totalitarian perspective implies. Rather, they successfully developed practices that helped them to navigate everyday life at a time of considerable danger and multiple shortages. For example, Arch Getty claims that "the Soviet political system was chaotic, that institutions often escaped the control of the centre, and that Stalin’s leadership consisted to a considerable extent in responding, on an ad hoc basis, to political crises as they arose.". In addition, scholars such as Fitzpatrick have stressed that the regime relied on the popular support for legitimation as much as it did on terror. By purging society of groups deemed 'anti-Soviet', new job opportunities opened up for an entire cohort of young, working class citizens, who saw dramatic, upward social mobility that they could scarcely have dreamed of before the revolution. These "beneficiaries" of the violence became fiercely loyal to Stalin and the Soviet regime. To them, it appeared the promise of the revolution had been fulfilled. They became willing to defend and support Stalin not in spite of terror, but because of it. In the case of East Germany, Eli Rubin posited that East Germany was not a totalitarian state but rather a society shaped by the confluence of unique economic and political circumstances interacting with the concerns of ordinary citizens. Writing in 1987, Walter Laqueur posited that the revisionists in the field of Soviet history were guilty of confusing popularity with morality and of making highly embarrassing and not very convincing arguments against the concept of the Soviet Union as a totalitarian state. Laqueur stated that the revisionists' arguments with regard to Soviet history were highly similar to the arguments made by Ernst Nolte regarding German history. For Laqueur, concepts such as modernization were inadequate tools for explaining Soviet history while totalitarianism was not. Laqueur's argument has been criticized by modern "revisionist school" historians such as Paul Buhle, who said that Laqueur wrongly equates Cold War revisionism with the German revisionism; the latter reflected a "revanchist, military-minded conservative nationalism." Moreover, Michael Parenti and James Petras have suggested that the totalitarianism concept has been politically employed and used for anti-communist purposes. Parenti has also analysed how "left anti-communism" attacked the Soviet Union during the Cold War. For Petras, the CIA funded the Congress for Cultural Freedom in order to attack "Stalinist anti-totalitarianism." Into the 21st century, Enzo Traverso has attacked the creators of the concept of totalitarianism as having invented it to designate the enemies of the West. According to some scholars, calling
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet Union, Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as Ge ...
''totalitarian'' instead of ''authoritarian'' has been asserted to be a high-sounding but specious excuse for Western self-interest, just as surely as the counterclaim that allegedly debunking the totalitarian concept may be a high-sounding but specious excuse for Russian self-interest. For Domenico Losurdo, totalitarianism is a polysemic concept with origins in Christian theology and applying it to the political sphere requires an operation of abstract schematism which makes use of isolated elements of historical reality to place
fascist Fascism is a far-right, authoritarian, ultra-nationalist political ideology and movement,: "extreme militaristic nationalism, contempt for electoral democracy and political and cultural liberalism, a belief in natural social hierarchy and the ...
regimes and the Soviet Union in the dock together, serving the
anti-communism Anti-communism is Political movement, political and Ideology, ideological opposition to communism. Organized anti-communism developed after the 1917 October Revolution in the Russian Empire, and it reached global dimensions during the Cold War, w ...
of
Cold War The Cold War is a term commonly used to refer to a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc. The term '' cold war'' is used because t ...
-era intellectuals rather than reflecting intellectual research. Other scholars, among them F. William Engdahl, Sheldon Wolin, and Slavoj Žižek, have linked totalitarianism to capitalism and liberalism, and used concepts such as inverted totalitarianism, totalitarian capitalism, and totalitarian democracy.


See also

* Totalitarian democracy * Comparison of Nazism and Stalinism * Criticism of communist party rule * Criticism of Marxism * List of authoritarian states * List of cults of personality * List of totalitarian regimes * Totalitarian architecture


References


Further reading

* Hannah Arendt, Arendt, Hannah, '' The Origins of Totalitarianism'' (New York: Schocken Books, 1958, new ed. 1966)
online
* Armstrong, John A. ''The Politics of Totalitarianism'' (New York: Random House, 1961). * * Bernholz, Peter. "Ideocracy and totalitarianism: A formal analysis incorporating ideology", ''Public Choice'' 108, 2001, pp. 33–75. * Bernholz, Peter. "Ideology, sects, state and totalitarianism. A general theory". In: H. Maier and M. Schaefer (eds.): ''Totalitarianism and Political Religions'', Vol. II (Routledge, 2007), pp. 246–270. * Franz Borkenau, Borkenau, Franz, ''The Totalitarian Enemy'' (London: Faber and Faber 1940). * Karl Dietrich Bracher, Bracher, Karl Dietrich, "The Disputed Concept of Totalitarianism," pp. 11–33 from ''Totalitarianism Reconsidered'' edited by Ernest A. Menze (Kennikat Press, 1981) . * Congleton, Roger D. "Governance by true believers: Supreme duties with and without totalitarianism." ''Constitutional Political Economy'' 31.1 (2020): 111–141
online
* Connelly, John. "Totalitarianism: Defunct Theory, Useful Word" ''Kritika: Explorations in Russian and Eurasian History'' 11#4 (2010) 819–835
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* Curtis, Michael. ''Totalitarianism'' (1979
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* Devlin, Nicholas. "Hannah Arendt and Marxist Theories of Totalitarianism." ''Modern Intellectual History'' (2021): 1–2
online
* Diamond, Larry. "The road to digital unfreedom: The threat of postmodern totalitarianism." ''Journal of Democracy'' 30.1 (2019): 20–24
excerpt
* Fitzpatrick, Sheila, and Michael Geyer, eds. ''Beyond Totalitarianism: Stalinism and Nazism Compared'' (Cambridge University Press, 2008). * Carl Friedrich, Friedrich, Carl and Zbigniew Brzezinski, Z. K. Brzezinski, ''Totalitarian Dictatorship and Autocracy'' (Harvard University Press, 1st ed. 1956, 2nd ed. 1967). * Gach, Nataliia. "From totalitarianism to democracy: Building learner autonomy in Ukrainian higher education." ''Issues in Educational Research'' 30.2 (2020): 532–554
online
* Gleason, Abbott. ''Totalitarianism: The Inner History Of The Cold War'' (New York: Oxford University Press, 1995), . * Gregor, A. ''Totalitarianism and political religion'' (Stanford University Press, 2020). * Hanebrink, Paul. "European Protestants Between Anti-Communism and Anti-Totalitarianism: The Other Interwar Kulturkampf?" ''Journal of Contemporary History'' (July 2018) Vol. 53, Issue 3, pp. 622–643 * Hermet, Guy, with Pierre Hassner and Jacques Rupnik, ''Totalitarismes'' (Paris: Éditions Economica, 1984). * Jainchill, Andrew, and Samuel Moyn. "French democracy between totalitarianism and solidarity: Pierre Rosanvallon and revisionist historiography." ''Journal of Modern History'' 76.1 (2004): 107–154
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* Joscelyne, Sophie. "Norman Mailer and American Totalitarianism in the 1960s." ''Modern Intellectual History'' 19.1 (2022): 241–26
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* Keller, Marcello Sorce. "Why is Music so Ideological, Why Do Totalitarian States Take It So Seriously", ''Journal of Musicological Research'', XXVI (2007), no. 2–3, pp. 91–122. * Jeane Kirkpatrick, Kirkpatrick, Jeane, ''Dictatorships and Double Standards: Rationalism and reason in politics'' (London: Simon & Schuster, 1982). * Walter Laqueur, Laqueur, Walter, ''The Fate of the Revolution Interpretations of Soviet History From 1917 to the Present'' (London: Collier Books, 1987) . * Menze, Ernest, ed. ''Totalitarianism reconsidered'' (1981
online
essays by experts * Ludwig von Mises, ''Omnipotent Government: The Rise of the Total State and Total War'' (Yale University Press, 1944). * Murray, Ewan. ''Shut Up: Tale of Totalitarianism'' (2005). * Nicholls, A.J. "Historians and Totalitarianism: The Impact of German Unification." ''Journal of Contemporary History'' 36.4 (2001): 653–661. * Patrikeeff, Felix. "Stalinism, Totalitarian Society and the Politics of 'Perfect Control'", ''Totalitarian Movements and Political Religions'', (Summer 2003), Vol. 4 Issue 1, pp. 23–46. * Stanley G. Payne, Payne, Stanley G., ''A History of Fascism'' (London: Routledge, 1996). * Rak, Joanna, and Roman Bäcker. "Theory behind Russian Quest for Totalitarianism. Analysis of Discursive Swing in Putin's Speeches." ''Communist and Post-Communist Studies'' 53.1 (2020): 13–2
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* Roberts, David D. ''Totalitarianism'' (John Wiley & Sons, 2020). * Rudolf Rocker, Rocker, Rudolf, ''Nationalism and Culture'' (Covici-Friede, 1937). * Giovanni Sartori, Sartori, Giovanni, ''The Theory of Democracy Revisited'' (Chatham, N.J: Chatham House, 1987). * Sauer, Wolfgang. "National Socialism: totalitarianism or fascism?" ''American Historical Review'', Volume 73, Issue #2 (December 1967): 404–424
online
* Saxonberg, Steven. ''Pre-modernity, totalitarianism and the non-banality of evil: A comparison of Germany, Spain, Sweden and France'' (Springer Nature, 2019). * Leonard Schapiro, Schapiro, Leonard. ''Totalitarianism'' (London: The Pall Mall Press, 1972). * Selinger, William. "The politics of Arendtian historiography: European federation and the origins of totalitarianism." ''Modern Intellectual History'' 13.2 (2016): 417–446. * Skotheim, Robert Allen. ''Totalitarianism and American social thought'' (1971
online
* J. L. Talmon, Talmon, J. L., ''The Origins of Totalitarian Democracy'' (London: Seeker & Warburg, 1952). * Enzo Traverso, Traverso, Enzo, ''Le Totalitarisme : Le XXe siècle en débat'' (Paris: Poche, 2001). * Tuori, Kaius. "Narratives and Normativity: Totalitarianism and Narrative Change in the European Legal Tradition after World War II." ''Law and History Review'' 37.2 (2019): 605–63
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* Slavoj Žižek, Žižek, Slavoj, ''Did Somebody Say Totalitarianism?'' (London: Verso, 2001)
online


External links

* {{Authority control Totalitarianism, 20th century in politics 21st century in politics Anti-anarchism Authoritarianism Fascism Political philosophy Political science terminology Political theories Political extremism