The Structural Transformation of the Public Sphere
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''The Structural Transformation of the Public Sphere: An Inquiry into a Category of Bourgeois Society'' (german: Strukturwandel der Öffentlichkeit. Untersuchungen zu einer Kategorie der bürgerlichen Gesellschaft) is a 1962 book by the philosopher
Jürgen Habermas Jürgen Habermas (, ; ; born 18 June 1929) is a German social theorist in the tradition of critical theory and pragmatism. His work addresses communicative rationality and the public sphere. Associated with the Frankfurt School, Habermas's wo ...
. It was translated into English in 1989 by Thomas Burger and Frederick Lawrence. An important contribution to modern understanding of
democracy Democracy (From grc, δημοκρατία, dēmokratía, ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which the people have the authority to deliberate and decide legislation (" direct democracy"), or to choose g ...
, it is notable for "transforming media studies into a hard-headed discipline."


The public sphere

The notion of the "
public sphere The public sphere (german: Öffentlichkeit) is an area in social life where individuals can come together to freely discuss and identify societal problems, and through that discussion influence political action. A "Public" is "of or concerning the ...
" began evolving during the
Renaissance The Renaissance ( , ) , from , with the same meanings. is a period in European history marking the transition from the Middle Ages to modernity and covering the 15th and 16th centuries, characterized by an effort to revive and surpass ide ...
in Western Europe. Brought on partially by merchants' need for accurate information about distant markets as well as by the growth of democracy and individual liberty and popular sovereignty, the ''public sphere'' was a place between private individuals and government authorities in which people could meet and have critical debates about public matters. Such discussions served as a counterweight to political authority and happened physically in face-to-face meetings in coffee houses and cafes and
public squares A town square (or square, plaza, public square, city square, urban square, or ''piazza'') is an open public space, commonly found in the heart of a traditional town but not necessarily a true geometric square, used for community gatherings ...
as well as in the
media Media may refer to: Communication * Media (communication), tools used to deliver information or data ** Advertising media, various media, content, buying and placement for advertising ** Broadcast media, communications delivered over mass e ...
in letters, books, drama, and art. Habermas saw a vibrant public sphere as a positive force keeping authorities within bounds lest their rulings be ridiculed. According to the journalist
David Randall David Randall (April 1951 – 17 July 2021) was a British journalist and author of ''The Universal Journalist'', a textbook on journalism. He was assistant editor of ''The Observer'' until 1998, when he joined ''The Independent on Sunday'' and ...
, "In Habermasian theory, the bourgeois public sphere was preceded by a literary public sphere whose favored genres revealed the interiority of the self and emphasized an audience-oriented subjectivity."


Habermas' thesis

''The Structural Transformation of the Public Sphere'' was Habermas's first major work. It also satisfied the rigorous requirements for a professorship in Germany; in this system, independent scholarly research, usually resulting in a published book, must be submitted, and defended before an academic committee; this process is known as ''
Habilitation Habilitation is the highest university degree, or the procedure by which it is achieved, in many European countries. The candidate fulfills a university's set criteria of excellence in research, teaching and further education, usually including ...
sschrift'' or ''habilitation''. The work was overseen by the
political scientist Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
Wolfgang Abendroth, to whom Habermas dedicated it. Habermas describes the development of a
bourgeois The bourgeoisie ( , ) is a social class, equivalent to the middle or upper middle class. They are distinguished from, and traditionally contrasted with, the proletariat by their affluence, and their great cultural and financial capital. ...
public sphere The public sphere (german: Öffentlichkeit) is an area in social life where individuals can come together to freely discuss and identify societal problems, and through that discussion influence political action. A "Public" is "of or concerning the ...
in the eighteenth and early nineteenth centuries as well as its subsequent decline. The first transition occurred in England, France, the United States, and Germany over the course of 150 years or so from the late seventeenth century. England led the way in the early eighteenth century, with Germany following in the late eighteenth century. Habermas tries to explain the growth and decline of the public sphere by relating political, social, cultural and philosophical developments to each other in a multi-disciplinary approach. Initially, there were monarchical and feudal societies which made no distinction between state and society or between public and private, and which had organized themselves politically around symbolic representation and status. These feudal societies were transformed into a
bourgeois The bourgeoisie ( , ) is a social class, equivalent to the middle or upper middle class. They are distinguished from, and traditionally contrasted with, the proletariat by their affluence, and their great cultural and financial capital. ...
liberal constitutional order which distinguished between the public and private realms; further, within the private realm, there was a bourgeois public sphere for rational-critical political debate which formed a new phenomenon called
public opinion Public opinion is the collective opinion on a specific topic or voting intention relevant to a society. It is the people's views on matters affecting them. Etymology The term "public opinion" was derived from the French ', which was first use ...
. Spearheading this shift was the growth of a literary public sphere in which the bourgeoisie learned to critically reflect upon itself and its role in society. This first major shift occurred alongside the rise of early non-industrial
capitalism Capitalism is an economic system based on the private ownership of the means of production and their operation for profit. Central characteristics of capitalism include capital accumulation, competitive markets, price system, private ...
and the philosophical articulation of political liberalism by such thinkers as
Hobbes Thomas Hobbes ( ; 5/15 April 1588 – 4/14 December 1679) was an English philosopher, considered to be one of the founders of modern political philosophy. Hobbes is best known for his 1651 book ''Leviathan'', in which he expounds an influ ...
, Locke,
Montesquieu Charles Louis de Secondat, Baron de La Brède et de Montesquieu (; ; 18 January 168910 February 1755), generally referred to as simply Montesquieu, was a French judge, man of letters, historian, and political philosopher. He is the princi ...
(See: ''
The Spirit of the Laws ''The Spirit of Law'' (French: ''De l'esprit des lois'', originally spelled ''De l'esprit des loix''), also known in English as ''The Spirit of the Laws'', is a treatise on political theory, as well as a pioneering work in comparative law, publis ...
''),
Rousseau Jean-Jacques Rousseau (, ; 28 June 1712 – 2 July 1778) was a Genevan philosopher, writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment throughout Europe, as well as aspects of the French Revolu ...
, and then
Kant Immanuel Kant (, , ; 22 April 1724 – 12 February 1804) was a German philosopher and one of the central Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works in epistemology, metaphysics, ethics, and aest ...
. The bourgeois public sphere flourished within the early
laissez-faire ''Laissez-faire'' ( ; from french: laissez faire , ) is an economic system in which transactions between private groups of people are free from any form of economic interventionism (such as subsidies) deriving from special interest groups ...
, free-market, largely pre-industrial capitalist order of liberalism from the late eighteenth century to the mid-nineteenth century. The second part of Habermas' account traces the transition from the liberal bourgeois public sphere to the modern mass society of the social welfare state. Starting in the 1830s, extending from the late nineteenth century to the early twentieth century, a new constellation of social, cultural, political, and philosophical developments took shape.
Hegel Georg Wilhelm Friedrich Hegel (; ; 27 August 1770 – 14 November 1831) was a German philosopher. He is one of the most important figures in German idealism and one of the founding figures of modern Western philosophy. His influence extends a ...
's critique of Kant's liberal philosophy anticipated the shift, according to Habermas, and this shift came to a philosophical head in
Marx Karl Heinrich Marx (; 5 May 1818 – 14 March 1883) was a German philosopher, economist, historian, sociologist, political theorist, journalist, critic of political economy, and socialist revolutionary. His best-known titles are the 1848 ...
's astute diagnosis of the contradictions inherent in the liberal constitutional social order. Habermas saw the modified liberalism of
Mill Mill may refer to: Science and technology * * Mill (grinding) * Milling (machining) * Millwork * Textile mill * Steel mill, a factory for the manufacture of steel * List of types of mill * Mill, the arithmetic unit of the Analytical Engine early ...
and
Tocqueville Alexis Charles Henri Clérel, comte de Tocqueville (; 29 July 180516 April 1859), colloquially known as Tocqueville (), was a French aristocrat, diplomat, political scientist, political philosopher and historian. He is best known for his work ...
with their ambivalence toward the public sphere as emblematic manifestations of these contradictions. Paralleling this philosophical progression against classical liberalism were major socio-economic transformations based on industrialization, and the result was the rise of mass societies characterized by
consumer capitalism A consumer is a person or a group who intends to order, or uses purchased goods, products, or services primarily for personal, social, family, household and similar needs, who is not directly related to entrepreneurial or business activities. T ...
in the twentieth century. Clear demarcations between public and private and between state and society became blurred. The bourgeois public sphere was transformed by the increasing re-integration and entwining of state and society that resulted in the modern social
welfare state A welfare state is a form of government in which the state (or a well-established network of social institutions) protects and promotes the economic and social well-being of its citizens, based upon the principles of equal opportunity, equita ...
. This shift, according to Habermas, can be seen as part of a larger
dialectic Dialectic ( grc-gre, διαλεκτική, ''dialektikḗ''; related to dialogue; german: Dialektik), also known as the dialectical method, is a discourse between two or more people holding different points of view about a subject but wishing ...
in which political changes were made in an attempt to save the liberal constitutional order, but had the ultimate effect of destroying the bourgeois public sphere. He highlights the pernicious effects of commercialization and consumerization on the public sphere through the rise of
mass media Mass media refers to a diverse array of media technologies that reach a large audience via mass communication. The technologies through which this communication takes place include a variety of outlets. Broadcast media transmit informati ...
,
public relations Public relations (PR) is the practice of managing and disseminating information from an individual or an organization (such as a business, government agency, or a nonprofit organization) to the public in order to influence their perception. ...
, and consumer culture. He delineates how these developments thwarted rational-critical political debate, including political parties functioning in a way that bypassed the public sphere, undermining parliamentary politics. Habermas drew on the cultural critiques of
critical theory A critical theory is any approach to social philosophy that focuses on society and culture to reveal, critique and challenge power structures. With roots in sociology and literary criticism, it argues that social problems stem more from s ...
from the
Frankfurt School The Frankfurt School (german: Frankfurter Schule) is a school of social theory and critical philosophy associated with the Institute for Social Research, at Goethe University Frankfurt in 1929. Founded in the Weimar Republic (1918–1933), dur ...
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which included important thinkers such as Theodor W. Adorno, Theodor Adorno, who was one of his teachers at the
Institute for Social Research The Institute for Social Research (german: Institut für Sozialforschung, IfS) is a research organization for sociology and continental philosophy, best known as the institutional home of the Frankfurt School and critical theory. Currently a pa ...
from 1956 to 1959. Habermas began his habilitation during this period, but due to intellectual tensions with the Institute's director, philosopher and sociologist
Max Horkheimer Max Horkheimer (; ; 14 February 1895 – 7 July 1973) was a German philosopher and sociologist who was famous for his work in critical theory as a member of the Frankfurt School of social research. Horkheimer addressed authoritarianism, militari ...
, he moved to the University of Marburg, where he completed the work under Wolfgang Abendroth.


Reception

The book was reprinted many times in German and other languages, and has been enormously influential, especially since its translation into English, for scholars of
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and ...
,
media studies Media studies is a discipline and field of study that deals with the content, history, and effects of various media; in particular, the mass media. Media Studies may draw on traditions from both the social sciences and the humanities, but mostl ...
, and
rhetoric Rhetoric () is the art of persuasion, which along with grammar and logic (or dialectic), is one of the three ancient arts of discourse. Rhetoric aims to study the techniques writers or speakers utilize to inform, persuade, or motivate par ...
. It is also an important work for historians of philosophy and scholars of
intellectual history Intellectual history (also the history of ideas) is the study of the history of human thought and of intellectuals, people who conceptualize, discuss, write about, and concern themselves with ideas. The investigative premise of intellectual hist ...
. After publication, Habermas was identified as an important philosopher of the twentieth century. Since publication, the ''Structural Transformation of the Public Sphere'' has been critiqued for Habermas’s formulation of the concept of a public sphere which he claimed "stood or fell with the principle of universal access ... A public sphere from which specific groups would be '' eo ipso'' excluded was less than merely incomplete; it was not a public sphere at all." (Habermas 1962:85) However, the bourgeois public sphere required as preconditions of entry an excellent education and property ownership – which correlated to membership of the upper classes. Critics have argued that the bourgeois public sphere cannot be considered an ideal form of politics, since the
public sphere The public sphere (german: Öffentlichkeit) is an area in social life where individuals can come together to freely discuss and identify societal problems, and through that discussion influence political action. A "Public" is "of or concerning the ...
was limited to upper-class strata of society and did not represent most of the citizens in these emerging nation-states. Some critics claim the public sphere, as such, never existed, or existed only in the sense of excluding many important groups, such as the poor, women, slaves, migrants, and criminals. They maintain that the public sphere remains an idealized conception, little changed since Kant, since the ideal is still to a great extent what Habermas might call an unfinished project of modernity. (Cubitt 2005:93) Similar critiques regarding the exclusivity of the bourgeois public sphere have been made by feminist and post-colonial authors.Nancy Fraser (1990) Rethinking the public sphere: A contribution to the critique of actually existing democracy, ''Social Text 25/26'', 56-80.


Notes

* Habermas, Jürgen (1962 trans 1989) ''The Structural Transformation of the Public Sphere: An Inquiry into a category of Bourgeois Society'',
Polity A polity is an identifiable political entity – a group of people with a collective identity, who are organized by some form of institutionalized social relations, and have a capacity to mobilize resources. A polity can be any other group of ...
, Cambridge. * Cubitt, Sean (2005) ''Ecomedia'', Rodopi, Amsterdam.


References


Further reading

* * Downie, J.A. “The Myth of the Bourgeois Public Sphere.” ''The Restoration and Eighteenth Century''. Ed. Cynthia Wall. Malden, MA: Blackwell Publishing, 2005. 58-79. Print.


External links


Selected excerpts from ''The Structural Transformation of the Public Sphere''

Public Sphere Guide
A Research Guide, Teaching Guide and Resource for the Renewal of the Public Sphere
Transformations of the Public Sphere
Essay Forum {{DEFAULTSORT:Structural Transformation Of The Public Sphere 1962 non-fiction books Books about cultural hegemony Books about democracy Books about public opinion German non-fiction books History of mass media Political philosophy literature Political science books Sociology books Works by Jürgen Habermas Polity (publisher) books