Secret treaty
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A secret treaty is a treaty ( international agreement) in which the contracting
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
parties have agreed to conceal the treaty's existence or substance from other states and the public.Helmut Tichy and Philip Bittner, "Article 80" in Olivier Dörr & Kirsten Schmalenbach (eds.) Vienna Convention on the Law of Treaties: a Commentary (Springer, 2012)), 1339, at 1341, note 11. Such a commitment to keep the agreement secret may be contained in the instrument itself or in a separate agreement. According to one compilation of secret treaties published in 2004, there have been 593 secret treaties negotiated by 110 countries and independent political entities since the year 1521. Secret treaties were highly important in the balance-of-power diplomacy of 18th- and 19th-century Europe, but are rare today.


History

The "elaborate alliance systems" among European powers, "each secured by a network of secret treaties, financial arrangements, and 'military understandings'" are commonly cited as one of the
causes of World War I The identification of the causes of World War I remains controversial. World War I began in the Balkans on July 28, 1914, and hostilities ended on November 11, 1918, leaving 17 million dead and 25 million wounded. Moreover, the Russian Civil ...
. For example, the
Reinsurance Treaty The Reinsurance Treaty was a diplomatic agreement between the German Empire and the Russian Empire that was in effect from 1887 to 1890. Only a handful of top officials in Berlin and St. Petersburg knew of its existence since it was top secret. Th ...
of June 1887 between the
German Empire The German Empire (),Herbert Tuttle wrote in September 1881 that the term "Reich" does not literally connote an empire as has been commonly assumed by English-speaking people. The term literally denotes an empire – particularly a hereditary ...
and the
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
(negotiated by German Chancellor
Otto von Bismarck Otto, Prince of Bismarck, Count of Bismarck-Schönhausen, Duke of Lauenburg (, ; 1 April 1815 – 30 July 1898), born Otto Eduard Leopold von Bismarck, was a conservative German statesman and diplomat. From his origins in the upper class of ...
in order for Germany to avoid a two-front war), was a "highly secret treaty" in which the two powers pledged a three-year period to remain neutral should the other become involved in a war with a third country, unless Germany attacked Russia's longstanding ally France or Russia attacked Germany's longstanding ally
Austria-Hungary Austria-Hungary, often referred to as the Austro-Hungarian Empire,, the Dual Monarchy, or Austria, was a constitutional monarchy and great power in Central Europe between 1867 and 1918. It was formed with the Austro-Hungarian Compromise of ...
.Richard F. Hamilton, "The European Wars: 1815-1914" in ''The Origins to of World War I'' (eds. Richard F. Hamilton & Holger H. Herwig); Cambridge University Press, 2003), pp. 79-80. The use of "secret agreements and undertakings between several allies or between one state and another" continued throughout
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
; some of them were irreconcilably inconsistent, "leaving a bitter legacy of dispute" at the end of the war. Some important secret treaties of this era include the secretly concluded treaty of Ottoman–German alliance, concluded at
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya (Arabic), Basileuousa ("Queen of Cities"), Megalopolis (" ...
on August 2, 1914.Grenville, pp. 62-63.Treaty of Alliance Between Germany and Turkey 2 August, 1914
That treaty provided that Germany and Turkey would remain neutral in the conflict between Austria-Hungary and
Serbia Serbia (, ; Serbian: , , ), officially the Republic of Serbia ( Serbian: , , ), is a landlocked country in Southeastern and Central Europe, situated at the crossroads of the Pannonian Basin and the Balkans. It shares land borders with Hu ...
, but if Russia intervened "with active military measures" the two countries would become military allies. Another important secret treaty was the Treaty of London, concluded on April 26, 1915, in which Italy was promised certain territorial concessions in exchange for joining the war on the
Triple Entente The Triple Entente (from French '' entente'' meaning "friendship, understanding, agreement") describes the informal understanding between the Russian Empire, the French Third Republic, and the United Kingdom of Great Britain and Ireland as well a ...
(Allied) side. Another secret treaty was the Treaty of Bucharest, concluded between
Romania Romania ( ; ro, România ) is a country located at the crossroads of Central Europe, Central, Eastern Europe, Eastern, and Southeast Europe, Southeastern Europe. It borders Bulgaria to the south, Ukraine to the north, Hungary to the west, S ...
and the Triple Entente powers (Britain, France, Italy, and Russia) on August 17, 1916; under this treaty, Romania pledged to attack Austria-Hungary and not to seek a separate peace in exchange for certain territorial gains. Article 16 of that treaty provided that "The present arrangement shall be held secret."


Early efforts at reform

After the outbreak of World War I, public opinion in many countries demanded more open diplomacy.Dörr & Schmalenbach, p. 1340. After the
October Revolution The October Revolution,. officially known as the Great October Socialist Revolution. in the Soviet Union, also known as the Bolshevik Revolution, was a revolution in Russia led by the Bolshevik Party of Vladimir Lenin that was a key mom ...
brought the
Bolsheviks The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
to power in Russia in November 1917,
Leon Trotsky Lev Davidovich Bronstein. ( – 21 August 1940), better known as Leon Trotsky; uk, link= no, Лев Давидович Троцький; also transliterated ''Lyev'', ''Trotski'', ''Trotskij'', ''Trockij'' and ''Trotzky''. (), was a Russian ...
published the secret treaties that the Tsarist government had made with the Entente powers, including the Treaty of London and the Constantinople Agreement. He proposed the abolition of secret diplomacy.Lipson, p. 328. This move caused international embarrassment and "a strong, sustained reaction against secret diplomacy." U.S. President
Woodrow Wilson Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was an American politician and academic who served as the 28th president of the United States from 1913 to 1921. A member of the Democratic Party, Wilson served as the president of ...
was an opponent of secret diplomacy, viewing it as a threat to peace. He made the abolition of secret diplomacy the first point of his Fourteen Points (set forth in a speech to
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
on January 8, 1918, after the U.S. entered the war). Wilson "dissociated the United States from the Allies' earlier secret commitments and sought to abolish them forever once the war had been won."Lipson, p. 329. The Fourteen Points were based on a draft paper prepared by
Walter Lippmann Walter Lippmann (September 23, 1889 – December 14, 1974) was an American writer, reporter and political commentator. With a career spanning 60 years, he is famous for being among the first to introduce the concept of Cold War, coining the te ...
and his colleagues on the Inquiry,
Isaiah Bowman Isaiah Bowman, AB, Ph. D. (December 26, 1878, Waterloo, Ontario, Canada – January 6, 1950, Baltimore, Maryland), was an American geographer and President of the Johns Hopkins University, 1935–1948, controversial for his antisemitism and ...
,
Sidney Mezes Sidney Edward Mezes (September 23, 1863 – September 10, 1931) was an American philosopher. Biography He was born in what is now the town of Belmont, California on September 23, 1863, to a Spanish-born father and Italian-born mother. He graduat ...
, and
David Hunter Miller David Hunter Miller (1875–1961) was a US lawyer and an expert on treaties who participated in the drafting of the covenant of the League of Nations. He practiced law in New York City from 1911 to 1929; served on the Inquiry, a body of exper ...
.Godfrey Hodgson, ''Woodrow Wilson's Right Hand: The Life of Colonel Edward M. House'' (Yale University Press, 2006), pp. 160-63. Lippmann's draft was a direct response to the secret treaties, which Lippman had been shown by Secretary of War
Newton D. Baker Newton Diehl Baker Jr. (December 3, 1871 – December 25, 1937) was an American lawyer, Georgist,Noble, Ransom E. "Henry George and the Progressive Movement." The American Journal of Economics and Sociology, vol. 8, no. 3, 1949, pp. 259–269. w ...
. Lippman's task was "to take the secret treaties, analyze the parts which were tolerable, and separate them from those which we regarded as intolerable, and then develop a position which conceded as much to the Allies as it could, but took away the poison. ... It was all keyed upon the secret treaties. That's what decided what went into the Fourteen Points." Wilson repeated his Fourteen Points at the
Versailles Peace Conference The Palace of Versailles ( ; french: Château de Versailles ) is a former royal residence built by King Louis XIV located in Versailles, about west of Paris, France. The palace is owned by the French Republic and since 1995 has been managed, u ...
, where he proposed a commitment to "open covenants ... openly arrived at" and the elimination of "private international understandings of any kind o thatdiplomacy shall proceed always frankly and in the public view." The Wilsonian position was codified in Article 18 of the
Covenant of the League of Nations The Covenant of the League of Nations was the charter of the League of Nations. It was signed on 28 June 1919 as Part I of the Treaty of Versailles, and became effective together with the rest of the Treaty on 10 January 1920. Creation Early d ...
, which mandated that all
League of Nations The League of Nations (french: link=no, Société des Nations ) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference th ...
members states register every treaty or international agreement with the League secretariat, and that no treaty was binding unless so registered. This led to the rise of the treaty registration system, "although not every treaty that would have been subject to registration was duly registered."


League of Nations era

In 1935, Mussolini's Italy was determined to annex Abyssinia (Ethiopia) and the League attempted to moderate between the two countries with little success. In December 1935, the British Foreign Secretary Samuel Hoare made a secret plan with French Prime Minister
Pierre Laval Pierre Jean Marie Laval (; 28 June 1883 – 15 October 1945) was a French politician. During the Third Republic, he served as Prime Minister of France from 27 January 1931 to 20 February 1932 and 7 June 1935 to 24 January 1936. He again occ ...
—outside of the League of Nations—and concluded the
Hoare–Laval Pact The Hoare–Laval Pact was an initially secret December 1935 proposal by British Foreign Secretary Samuel Hoare and French Prime Minister Pierre Laval for ending the Second Italo-Ethiopian War. Italy had wanted to seize the independent nation of ...
, to give away most of Abyssinia's territory to Mussolini. Two months later, news leaked out about the Hoare–Laval Pact, and Hoare resigned from the Cabinet amid public opposition to
appeasement Appeasement in an international context is a diplomatic policy of making political, material, or territorial concessions to an aggressive power in order to avoid conflict. The term is most often applied to the foreign policy of the UK governme ...
. The episode severely damaged the reputation of the League, because it showed that the League could not serve as an effective channel for the adjudication of international disputes. One of the most infamous secret treaties in history was the secret additional protocol to the
Molotov–Ribbentrop Pact , long_name = Treaty of Non-Aggression between Germany and the Union of Soviet Socialist Republics , image = Bundesarchiv Bild 183-H27337, Moskau, Stalin und Ribbentrop im Kreml.jpg , image_width = 200 , caption = Stalin and Ribbentrop shaking ...
of August 23, 1939 between
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
and
Nazi Germany Nazi Germany (lit. "National Socialist State"), ' (lit. "Nazi State") for short; also ' (lit. "National Socialist Germany") (officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945) was ...
, negotiated by Soviet foreign minister
Vyacheslav Molotov Vyacheslav Mikhaylovich Molotov. ; (;. 9 March Old_Style_and_New_Style_dates">O._S._25_February.html" ;"title="Old_Style_and_New_Style_dates.html" ;"title="nowiki/>Old Style and New Style dates">O. S. 25 February">Old_Style_and_New_Style_dat ...
and German foreign minister
Joachim von Ribbentrop Ulrich Friedrich Wilhelm Joachim von Ribbentrop (; 30 April 1893 – 16 October 1946) was a German politician and diplomat who served as Minister of Foreign Affairs of Nazi Germany from 1938 to 1945. Ribbentrop first came to Adolf Hitler's not ...
.Chris Bellamy, ''Absolute War: Soviet Russia in the Second World War'' (Vintage Books, 2007), p. 50-56. The pact itself, a ten-year nonaggression agreement, was public, but the Additional Secret Protocol (superseded by a similar subsequent secret protocol, the German-Soviet Frontier Treaty, the next month) carved up spheres of influence in
Eastern Europe Eastern Europe is a subregion of the European continent. As a largely ambiguous term, it has a wide range of geopolitical, geographical, ethnic, cultural, and socio-economic connotations. The vast majority of the region is covered by Russia, whi ...
between Nazi Germany and the Soviet Union, placing
Finland Finland ( fi, Suomi ; sv, Finland ), officially the Republic of Finland (; ), is a Nordic country in Northern Europe. It shares land borders with Sweden to the northwest, Norway to the north, and Russia to the east, with the Gulf of Bot ...
,
Estonia Estonia, formally the Republic of Estonia, is a country by the Baltic Sea in Northern Europe. It is bordered to the north by the Gulf of Finland across from Finland, to the west by the sea across from Sweden, to the south by Latvia, an ...
,
Latvia Latvia ( or ; lv, Latvija ; ltg, Latveja; liv, Leţmō), officially the Republic of Latvia ( lv, Latvijas Republika, links=no, ltg, Latvejas Republika, links=no, liv, Leţmō Vabāmō, links=no), is a country in the Baltic region of ...
,
Bessarabia Bessarabia (; Gagauz: ''Besarabiya''; Romanian: ''Basarabia''; Ukrainian: ''Бессара́бія'') is a historical region in Eastern Europe, bounded by the Dniester river on the east and the Prut river on the west. About two thirds o ...
(part of
Romania Romania ( ; ro, România ) is a country located at the crossroads of Central Europe, Central, Eastern Europe, Eastern, and Southeast Europe, Southeastern Europe. It borders Bulgaria to the south, Ukraine to the north, Hungary to the west, S ...
), and
eastern Poland Eastern Poland is a macroregion in Poland comprising the Lublin, Podkarpackie, Podlaskie, Świętokrzyskie, and Warmian-Masurian voivodeships. The make-up of the distinct macroregion is based not only of geographical criteria, but also econo ...
in the Soviet sphere, and
western Poland Poland ( pl, Polska) is a country that extends across the North European Plain from the Sudetes and Carpathian Mountains in the south to the sandy beaches of the Baltic Sea in the north. Poland is the fifth-most populous country of the Europ ...
and
Lithuania Lithuania (; lt, Lietuva ), officially the Republic of Lithuania ( lt, Lietuvos Respublika, links=no ), is a country in the Baltic region of Europe. It is one of three Baltic states and lies on the eastern shore of the Baltic Sea. Lithuania ...
in the German sphere. The existence of the secret protocol was not revealed until 1989; when it became public, it caused outrage in the Baltic states. The percentages agreement was a secret pact between Soviet Premier
Joseph Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet Union, Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as Ge ...
and British Prime Minister
Winston Churchill Sir Winston Leonard Spencer Churchill (30 November 187424 January 1965) was a British statesman, soldier, and writer who served as Prime Minister of the United Kingdom twice, from 1940 to 1945 during the Second World War, and again from ...
during the Fourth Moscow Conference on October 1944, about how to divide various European countries among the leader's respective spheres of influence. The agreement was officially made public by Churchill twelve years later in the final volume of his memoir of the Second World War.


Decline in modern times

After World War II, the registration system that had begun with the League of Nations was continued through the
United Nations The United Nations (UN) is an intergovernmental organization whose stated purposes are to maintain international peace and security, develop friendly relations among nations, achieve international cooperation, and be a centre for harmoni ...
. Article 102 of the
Charter of the United Nations The Charter of the United Nations (UN) is the foundational treaty of the UN, an intergovernmental organization. It establishes the purposes, governing structure, and overall framework of the UN system, including its six principal organs: the ...
, based on Article 18 of the Covenant of the League of Nations, provides that: :''(1) Every treaty and every international agreement entered into by any Member of the United Nations after the present Charter comes into force shall as soon as possible be registered with the Secretariat and published by it.'' :''(2) No party to any such treaty or international agreement which has not been registered in accordance with the provisions of paragraph 1 of this Article may invoke that treaty or agreement before any organ of the United Nations.'' Similarly, Article 80 of the
Vienna Convention on the Law of Treaties The Vienna Convention on the Law of Treaties (VCLT) is an international agreement regulating treaties between states. Known as the "treaty on treaties", it establishes comprehensive rules, procedures, and guidelines for how treaties are define ...
(which entered into force in 1980) requires a party to the convention to register any treaty to which it is a party once the treaty enters into force. However, neither Article 102 of the UN Charter nor Article 80 of the Vienna Convention on the Law of Treaties has preserved the latter part of Article 18 of the Covenant of the League of Nations. Consequently, failure to register a treaty "as soon as possible" is a violation of the Charter and Convention, but does not render the treaty invalid or ineffective. Over the years, the UN has developed an extensive treaty-registration system, detailed in its Repertory of Practice and Treaty Handbook.Dörr & Schmalenbach, pp. 1340-41. From December 1946 through July 2013, the
United Nations Secretariat The United Nations Secretariat (french: link=no, Secrétariat des Nations unies) is one of the six principal organs of the United Nations (UN), The secretariat is the UN's executive arm. The secretariat has an important role in setting the a ...
recorded over 200,000 treaties published in the United Nations Treaty Series pursuant to Article 102 of the UN Charter. Still, today "a substantial number of treaties are not registered, mainly due to practical reasons, such as the administrative or ephemeral charter of some treaties."Dörr & Schmalenbach, p. 1341. Non-registered treaties are not necessarily secret, since such treaties are often published elsewhere. Some true secret treaties still exist, however, mostly in the context of agreements to establish foreign military bases. For example, after the 1960 Security Treaty between the U.S. and Japan, the two nations entered into three agreements that (according to an expert panel convened by the Japanese Foreign Ministry) could be defined as secret treaties, at least in a broad sense.Jeffrey Lewis
More on US-Japan "Secret Agreements"
''Arms Control Wonk'' (March 11, 2010).
These agreements involved the transit and storage of nuclear weapons by U.S. forces in Japan despite Japan's formal non-nuclear weapons policy. Prior to their public release in 2010, the Japanese government had gone so far as convicting journalist Nishiyama Takichi, who tried to expose one treaty, for espionage.
Operation Condor Operation Condor ( es, link=no, Operación Cóndor, also known as ''Plan Cóndor''; pt, Operação Condor) was a United States–backed campaign of political repression and state terror involving intelligence operations and assassination of op ...
was a secret treaty between the US and five South American nations to coordinate
counter-insurgency Counterinsurgency (COIN) is "the totality of actions aimed at defeating irregular forces". The Oxford English Dictionary defines counterinsurgency as any "military or political action taken against the activities of guerrillas or revolutionar ...
and "
dirty war The Dirty War ( es, Guerra sucia) is the name used by the military junta or civic-military dictatorship of Argentina ( es, dictadura cívico-militar de Argentina, links=no) for the period of state terrorism in Argentina from 1974 to 1983 a ...
" against communist rebels and other leftists in Latin America. According to Dörr & Schmalenbach's commentary on the
Vienna Convention on the Law of Treaties The Vienna Convention on the Law of Treaties (VCLT) is an international agreement regulating treaties between states. Known as the "treaty on treaties", it establishes comprehensive rules, procedures, and guidelines for how treaties are define ...
, "the fact that today secret treaties do not play an essential role is less a result of rticle 102 of the UN Charterthan of an overall change in the conduct of international relations." According to Charles Lipson: With private international understandings "virtually eliminated" among democratic states, informal agreements "live on as their closest modern substitutes."


Secrecy of international negotiations

Secret treaties (in which the agreement itself is secret) are distinct from secret negotiations (in which the ongoing negotiations are confidential, but the final agreement is public). Colin Warbrick writes that in Britain, "the prerogative power to negotiate and conclude treaties puts
the government A government is the system or group of people governing an organized community, generally a state. In the case of its broad associative definition, government normally consists of legislature, executive, and judiciary. Government is a ...
in a powerful position. It does not need to seek a negotiating mandate from
Parliament In modern politics, and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: representing the electorate, making laws, and overseeing the government via hearings and inquiries. Th ...
and can keep its positions confidential until the conclusion of negotiations." The traditional rule in favor of secrecy of negotiations is in tension with values of transparency: Anne Peters writes that "the growing significance of multilateral treaties as global ... instruments invites a readjustment of the relative weight accorded to the values of discreteness and confidentiality of diplomatic treaty negotiations ... on one hand, and the interests of third parties and the global public on the other hand." The secrecy of negotiations for
free trade agreements A free-trade agreement (FTA) or treaty is an agreement according to international law to form a free-trade area between the cooperating states. There are two types of trade agreements: bilateral and multilateral. Bilateral trade agreements occu ...
such as the
Trans-Pacific Partnership The Trans-Pacific Partnership (TPP), or Trans-Pacific Partnership Agreement, was a highly contested proposed trade agreement between 12 Pacific Rim economies, Australia, Brunei, Canada, Chile, Japan, Malaysia, Mexico, New Zealand, Pe ...
and the
Anti-Counterfeiting Trade Agreement es, Acuerdo Comercial Anti-Falsificación , image = Anti-Counterfeiting Trade Agreement map (English).svg , image_width = 260 , caption = , type = Plurilateral agreement , date_drafted ...
have been politically controversial, with some commentators favoring greater transparency and others emphasizing the need for confidentiality.K. William Watson
Making Sense of the Trade Negotiations Secrecy Debate
Cato Institute (April 16, 2015).


See also

* Secret law


Notes

{{Reflist, 2


References

*Grenville, J.A.S. ''The Major International Treaties of the Twentieth Century: A History and Guide with Texts'', Vol. 1 (Taylor & Francis, 2001). *Lipson, Charles. "Why Are Some International Agreements Informal?" in ''International Law and International Relations: An International Organization Reader'', eds. Beth A. Simmons & Richard H. Steinberg (Cambridge University Press, 2007). * Rich, Norman. ''Great Power Diplomacy: Since 1914'' (2002) pp 12–20. *''Vienna Convention on the Law of Treaties: A Commentary'', eds. Oliver Dörr & Kirsten Schmalenbach (Springer, 2012). * Stevenson, David. '' The First World War and International Politics '' (1988) * Zeman, Z. A. ''A diplomatic history of the First World War'' (1971).


See also

*
Secret treaty of alliance between Peru and Bolivia of 1873 Secrecy is the practice of hiding information from certain individuals or groups who do not have the "need to know", perhaps while sharing it with other individuals. That which is kept hidden is known as the secret. Secrecy is often controvers ...
Treaties by type Secrecy