Rockefeller drug laws
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The Rockefeller Drug Laws are the statutes dealing with the sale and possession of " narcotic" drugs in the New York State Penal Law. The laws are named after Nelson Rockefeller, who was the state's
governor A governor is an administrative leader and head of a polity or political region, ranking under the head of state and in some cases, such as governors-general, as the head of state's official representative. Depending on the type of political ...
at the time the laws were adopted. Rockefeller had previously backed drug rehabilitation, job training and housing as strategies, having seen drugs as a social problem rather than a criminal one, but did an about-face during a period of mounting national anxiety about drug use and crime. Rockefeller, who pushed hard for the laws, was seen by some contemporary commentators as trying to build a " tough on crime" image in anticipation of a bid for the Republican presidential nomination in 1976. The bill was signed into law on May 8, 1973. Under the Rockefeller drug laws, the penalty for selling or more of heroin,
morphine Morphine is a strong opiate that is found naturally in opium, a dark brown resin in poppies (''Papaver somniferum''). It is mainly used as a pain medication, and is also commonly used recreationally, or to make other illicit opioids. T ...
, "raw or prepared opium",
cocaine Cocaine (from , from , ultimately from Quechua: ''kúka'') is a central nervous system (CNS) stimulant mainly used recreationally for its euphoric effects. It is primarily obtained from the leaves of two Coca species native to South Ameri ...
, or
cannabis ''Cannabis'' () is a genus of flowering plants in the family Cannabaceae. The number of species within the genus is disputed. Three species may be recognized: '' Cannabis sativa'', '' C. indica'', and '' C. ruderalis''. Alternative ...
or possessing or more of the same substances, was a minimum of 15 years to life in
prison A prison, also known as a jail, gaol (dated, standard English, Australian, and historically in Canada), penitentiary (American English and Canadian English), detention center (or detention centre outside the US), correction center, corre ...
, and a maximum of 25 years to life in prison. The original
legislation Legislation is the process or result of enrolling, enacting, or promulgating laws by a legislature, parliament, or analogous governing body. Before an item of legislation becomes law it may be known as a bill, and may be broadly referred to ...
also mandated the same penalty for committing a violent crime while under the influence of the same drugs, but this provision was subsequently omitted from the bill and was not part of the legislation Rockefeller ultimately signed. The section of the laws applying to marijuana was repealed in 1977, under the Democratic Governor
Hugh Carey Hugh Leo Carey (April 11, 1919 – August 7, 2011) was an American politician and attorney. He was a seven-term U.S. representative from 1961 to 1974 and the 51st governor of New York from 1975 to 1982. He was a member of the Democratic Part ...
. The adoption of the Rockefeller drug laws gave New York State the distinction of having the most severe laws of this kind in the entire United States—an approach soon imitated by the state of
Michigan Michigan () is a U.S. state, state in the Great Lakes region, Great Lakes region of the Upper Midwest, upper Midwestern United States. With a population of nearly 10.12 million and an area of nearly , Michigan is the List of U.S. states and ...
, which, in 1978, enacted a "650-Lifer Law", which called for life imprisonment, without the possibility of
parole Parole (also known as provisional release or supervised release) is a form of early release of a prison inmate where the prisoner agrees to abide by certain behavioral conditions, including checking-in with their designated parole officers, or ...
for the sale, manufacture, or possession of at least of cocaine or any Schedule I or Schedule II opiate. By the 1980s, the drug laws were a major driver of incarceration in New York City, as NYPD started policing street-level drug markets much more intensively.


Background

While the Rockefeller Drug Laws went into effect in 1973, it had its roots in 1957. In that year, the Joint Legislative Committee on Narcotic Study commenced and would remain intact through the passage of the famous (or infamous, depending on one's point of view) Rockefeller Drug Laws in 1973. Testimony from minutes from a meeting in 1957 prove illustrative of findings of the committee. Arch Sayler, a probation officer in New York City, pointed to an overwhelming connection between drug users and the breaking of violations by those on parole or probation:
On November 27 (1957), we had 921 persons under supervision for civilian offenses of all kinds. Of these, 107 of 11.6 percent had a history of drug use. . .We found that this small group of drug users accounts for approximately 60 percent of our probation and parole violations. In other words, 11.5 percent of the people under supervision create 60 percent of the violations, and 85.5 percent, or the balance, make only 40 percent of the violations.
Furthermore, another, state-level committee was formed in 1967 with the intent on studying crime and corruption in general, with a particular nod to study "all phases of narcotics within the State, with the object in view of formulating and recommending remedial legislation as it may deem necessary to control the illegal use of narcotics and to provide for the care and treatment of addicts."Joint Legislative Committee on Crime, ''State of New York Report of the New York State Joint Legislative Committee, Its Causes, Control and Effect on Society'' (New York: Joint Legislative Committee, 1968), 234. The committees annual reports increasingly focused on problems associated with narcotics. Particularly, the committee showed inextricable connections between narcotics and organized crime and presented it as a problem devastating New York City. A report in 1968 noted that "the most vicious activity of organized crime in the ghetto is traffic in narcotics, specifically heroin" and that "New York City has an estimated 65,000 to 75,000 heroin addicts." Most significant in connections to the punitiveness of the future Rockefeller Drug Laws, the committee expressed acute concern with the uptick in teenagers becoming addicted to heroin, and staggering death rates resulting from its use. The laws were enacted at a time of mounting anxiety regarding drug addiction and crime, and arguments from some politicians that a draconian approach was needed. In 1971, President
Richard Nixon Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was ...
declared in a White House briefing speech:
America's public enemy No. 1 in the United States is drug abuse. In order to fight and defeat this enemy, it is necessary to wage a new, all-out offensive.
However, according to a 2016 article in '' Harper's Magazine'' article,
John Ehrlichman John Daniel Ehrlichman (; March 20, 1925 – February 14, 1999) was an American political aide who served as the White House Counsel and Assistant to the President for Domestic Affairs under President Richard Nixon. Ehrlichman was an important i ...
, who had been Nixon's domestic-policy adviser, told reporter Dan Baum in a 1994 interview:
The Nixon campaign in 1968, and the Nixon White House after that, had two enemies: the antiwar left and black people. You understand what I'm saying? We knew we couldn't make it illegal to be either against the war or black, but by getting the public to associate the hippies with marijuana and blacks with heroin, and then criminalizing both heavily, we could disrupt those communities. We could arrest their leaders, raid their homes, break up their meetings, and vilify them night after night on the evening news. Did we know we were lying about the drugs? Of course we did.
(Predictably, the late Ehrlichman's children however, disputed the account.)


Criticism

Both the New York and Michigan statutes came under harsh criticism from both the political left and the political right.
William F. Buckley William Frank Buckley Jr. (born William Francis Buckley; November 24, 1925 – February 27, 2008) was an American public intellectual, conservative author and political commentator. In 1955, he founded ''National Review'', the magazine that stim ...
, one of the most conservative public figures in America, was staunchly against it, as well as many in law enforcement, who saw inherent unfairness in placing the non-violent crime of drug trafficking on a par with murder. Economist
Murray Rothbard Murray Newton Rothbard (; March 2, 1926 – January 7, 1995) was an American economist of the Austrian School, economic historian, political theorist, and activist. Rothbard was a central figure in the 20th-century American libertarian ...
called the laws "draconian: long jail sentences for heroin pushers and addicts. The Rockefeller program, which proved finally to be a fiasco, was the epitome of the belief in treating a social or medical problem with jail and the billy club." The laws also drew intense opposition from
civil rights Civil and political rights are a class of rights that protect individuals' freedom from infringement by governments, social organizations, and private individuals. They ensure one's entitlement to participate in the civil and political life o ...
advocates, who claimed that they were racist, as they were applied inordinately to
African-American African Americans (also referred to as Black Americans and Afro-Americans) are an ethnic group consisting of Americans with partial or total ancestry from sub-Saharan Africa. The term "African American" generally denotes descendants of ensl ...
s and, to a lesser extent,
Latino Latino or Latinos most often refers to: * Latino (demonym), a term used in the United States for people with cultural ties to Latin America * Hispanic and Latino Americans in the United States * The people or cultures of Latin America; ** Latin A ...
s. In 2002, at age 46,
Meile Rockefeller Meile Louise Rockefeller (born December 5, 1955) is an American lawyer, philanthropist, heiress, and real-estate developer. She is the daughter of Rodman Clark Rockefeller and his first wife, Barbara Ann Olsen. Her paternal grandfather was New ...
was arrested for protesting the Rockefeller drug laws. She was accompanied by her brother, Stuart Rockefeller, and was supported by other members of the family on the issue, including her grandfather's brother,
Laurance Rockefeller Laurance Spelman Rockefeller (May 26, 1910 – July 11, 2004) was an American businessman, financier, philanthropist, and conservationist. Rockefeller was the third son and fourth child of John D. Rockefeller Jr. and Abby Aldrich Rockefeller. As ...
.


Incarceration rates

Due to the implementation of the Rockefeller drug laws, incarceration rates were said to have risen since their inception in 1973, 150,000 New Yorkers being imprisoned for non-violent drug offenses. Part of the reason for the rising incarceration rates was due to how the Rockefeller drug laws may have imposed harsher penalties for non-violent drug offenses, but crimes related to drug use did not decrease. Throughout the 1980s this was only made worse with the imposing drug laws on dawning the newly highly popularized drug of crack-cocaine, which is said to have "caused the New York State prison population to triple." As of 1973, the state's prison population was approximately at ten thousand, but with the help of the Rockefeller drug laws, by the year 2002 out of the approximately seventy thousand state inmates, "19,164 were incarcerated for drug offenses" which upon drug offenses alone had nearly doubled the state population of 1973. Even despite the steady drop in crime rates that took place in the 1990s, the effects of the Rockefeller Drug Laws were the most transparent where "high arrest rates and prison commitments for drug offenses continued to fill prison cells." Another criticism of the Rockefeller drug laws has also been its distinct targeting of young minority males for as of the year 2000, black and Hispanic males made up over 90% of the population incarcerated by the Rockefeller Drug Laws.


Michigan moderation

Michigan's statute was reformed somewhat in 1998, with the mandatory life sentence being reduced to a 20-year minimum.


New York moderation in 2004 and 2009

On December 14, 2004, New York Governor
George Pataki George Elmer Pataki (; born June 24, 1945) is an American lawyer and politician who served as the 53rd governor of New York from 1995 to 2006. An attorney by profession, Pataki was elected mayor of his hometown of Peekskill, New York, and went on ...
signed into law the Drug Law Reform Act (DLRA) (2004 N.Y. Laws Ch. 738 (effective January 13, 2005)), which replaced the indeterminate sentencing scheme of the Rockefeller Drug Laws with a determinate system. The DLRA also reduced the minimum penalty for conviction on the most serious (A-I felony) drug charge in New York from 15 years to life, to 8 years in prison, for an offender with no prior felonies. In addition, the weight thresholds for the two most serious possession offenses (A-I and A-II) were doubled (thus making them apply to fewer defendants), and those serving life sentences were permitted to apply for re-sentencing. Since 2004, the number of prisoners serving sentences for A-I narcotics felonies has been cut by more than half. In his first
State of the State address The State of the State Address is a speech customarily given once each year by the governors of each of the states of the United States, although the terminology for this speech differs for some states: in Iowa, the speech is called the Condition of ...
in January 2009, New York Governor
David Paterson David Alexander Paterson (born May 20, 1954) is an American politician and attorney who served as the 55th governor of New York, succeeding Eliot Spitzer and serving out nearly three years of Spitzer's term from March 2008 to December 2010. ...
was critical of the Rockefeller drug laws, stating, "I can't think of a criminal justice strategy that has been more unsuccessful than the Rockefeller drug laws." In April 2009, the New York Penal Law and the New York Criminal Procedure Law were revised to remove the
mandatory minimum sentence Mandatory sentencing requires that offenders serve a predefined term for certain crimes, commonly serious and violent offenses. Judges are bound by law; these sentences are produced through the legislature, not the judicial system. They are inst ...
s. Under the new law, judges now had the authority to sentence defendants convicted of drug offences on guilty plea to shorter sentences, probation or drug treatment - the last known as "Judicial Diversion". Prior to 2009, drug treatment was available at the discretion of prosecutors. The sentencing was made retroactive, which allowed over 1000 incarcerated defendants to apply for resentencing and possible release. New York City has been called the cannabis-arrest capital of the world, with over 40,000 arrests in 2008. Despite New York's decriminalization of simple possession, New York City police arrest suspects for possession in public view, which remains a misdemeanor. During a Terry stop, officers may falsely suggest that a suspect should voluntarily reveal contraband to avoid arrest, then arrest the suspect if he reveals cannabis to public view. In 2008, the
New York Civil Liberties Union The New York Civil Liberties Union (NYCLU) is a civil rights organization in the United States. Founded in November 1951 as the New York affiliate of the American Civil Liberties Union, it is a not-for-profit, nonpartisan organization with nea ...
criticized the crackdown for its cost and scope, its reliance on stop-and-frisks and police coercion to escalate simple possession into an arrestable offense, and the disproportionate number of young, black and Latino males arrested.


Impoverished neighborhoods

One main criticism of these drug laws were that they put young minority males and females behind bars for carrying small amounts of drugs on them. These laws were a part of the "war on drugs" era and were meant to go after drug king pins, however it started to target lower level people as a means of keeping the streets clean.
Elaine Bartlett Elaine Bartlett is an African American activist from Harlem who was charged with a first offense felony for selling cocaine in 1983. Bartlett, a mother of four children, spent sixteen years in the Bedford Hills prison in New York. During the tim ...
and her story told in the book ''Life on the Outside'' critically depicts the effects of the Rockefeller Drug Laws and its policy on drug dealers.


See also

* Law of New York


References


Further reading

* Julilly Kohler-Hausmann. 2017.
Getting Tough: Welfare and Imprisonment in 1970s America
'. Princeton University Press.


External links


NPR program on the Rockefeller laws
Entitled ''The Drug Laws That Changed How We Punish''
2 hour MP3
Panel Discussion Critical of the Rockefeller Drug Laws
NORML State by State Laws Guide

New York Legislature to Vote on Overhauling Draconian Rockefeller Drug Laws


{{Cannabis in New York 1973 in cannabis Cannabis in New York (state) Controlled substances in New York (state) Drug control law in the United States Nelson A. Rockefeller New York (state) law U.S. state criminal legislation