Phalanx formation
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The phalanx ( grc, φάλαγξ; plural phalanxes or phalanges, , ) was a
rectangular In Euclidean plane geometry, a rectangle is a quadrilateral with four right angles. It can also be defined as: an equiangular quadrilateral, since equiangular means that all of its angles are equal (360°/4 = 90°); or a parallelogram containin ...
mass military
formation Formation may refer to: Linguistics * Back-formation, the process of creating a new lexeme by removing or affixes * Word formation, the creation of a new word by adding affixes Mathematics and science * Cave formation or speleothem, a secondar ...
, usually composed entirely of
heavy infantry Heavy infantry consisted of heavily armed and armoured infantrymen who were trained to mount frontal assaults and/or anchor the defensive center of a battle line. This differentiated them from light infantry who are relatively mobile and l ...
armed with
spear A spear is a pole weapon consisting of a shaft, usually of wood, with a pointed head. The head may be simply the sharpened end of the shaft itself, as is the case with fire hardened spears, or it may be made of a more durable material fastene ...
s, pikes, sarissas, or similar
pole weapon A polearm or pole weapon is a close combat weapon in which the main fighting part of the weapon is fitted to the end of a long shaft, typically of wood, thereby extending the user's effective range and striking power. Polearms are predominantl ...
s. The term is particularly used to describe the use of this formation in
ancient Greek Ancient Greek includes the forms of the Greek language used in ancient Greece and the ancient world from around 1500 BC to 300 BC. It is often roughly divided into the following periods: Mycenaean Greek (), Dark Ages (), the Archaic pe ...
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
fare, although the ancient Greek writers used it to also describe any massed infantry formation, regardless of its equipment.
Arrian Arrian of Nicomedia (; Greek: ''Arrianos''; la, Lucius Flavius Arrianus; ) was a Greek historian, public servant, military commander and philosopher of the Roman period. ''The Anabasis of Alexander'' by Arrian is considered the best ...
uses the term in his ''Array against the Alans'' when he refers to his legions. In Greek texts, the phalanx may be deployed for battle, on the march, or even camped, thus describing the mass of infantry or cavalry that would deploy in line during battle. They marched forward as one entity. The term itself, as used today, does not refer to a distinctive military unit or division (e.g., the Roman legion or the contemporary Western-type battalion), but to the type of formation of an army's troops. Therefore, this term does not indicate a standard combat strength or composition but includes the total number of infantry, which is deployed in a single formation known as a "phalanx". Many spear-armed troops historically fought in what might be termed phalanx-like formations. This article focuses on the use of the military phalanx formation in
Ancient Greece Ancient Greece ( el, Ἑλλάς, Hellás) was a northeastern Mediterranean civilization, existing from the Greek Dark Ages of the 12th–9th centuries BC to the end of classical antiquity ( AD 600), that comprised a loose collection of cu ...
, the Hellenistic world, and other ancient states heavily influenced by Greek civilization.


History

The earliest known depiction of a phalanx-like formation occurs in the
Sumer Sumer () is the earliest known civilization in the historical region of southern Mesopotamia (south-central Iraq), emerging during the Chalcolithic and early Bronze Ages between the sixth and fifth millennium BC. It is one of the cradles of ...
ian
Stele of the Vultures The Stele of the Vultures is a monument from the Early Dynastic IIIb period (2600–2350 BC) in Mesopotamia celebrating a victory of the city-state of Lagash over its neighbour Umma. It shows various battle and religious scenes and is named aft ...
from the 25th century BC. Here the troops seem to have been equipped with
spear A spear is a pole weapon consisting of a shaft, usually of wood, with a pointed head. The head may be simply the sharpened end of the shaft itself, as is the case with fire hardened spears, or it may be made of a more durable material fastene ...
s,
helmet A helmet is a form of protective gear worn to protect the head. More specifically, a helmet complements the skull in protecting the human brain. Ceremonial or symbolic helmets (e.g., a policeman's helmet in the United Kingdom) without protect ...
s, and large
shield A shield is a piece of personal armour held in the hand, which may or may not be strapped to the wrist or forearm. Shields are used to intercept specific attacks, whether from close-ranged weaponry or projectiles such as arrows, by means of ...
s covering the whole body. Ancient Egyptian infantry were known to have employed similar formations. The first usage of the term comes from
Homer Homer (; grc, Ὅμηρος , ''Hómēros'') (born ) was a Greek poet who is credited as the author of the ''Iliad'' and the ''Odyssey'', two epic poems that are foundational works of ancient Greek literature. Homer is considered one of the ...
's "", used to describe
hoplite Hoplites ( ) ( grc, ὁπλίτης : hoplítēs) were citizen-soldiers of Ancient Greek city-states who were primarily armed with spears and shields. Hoplite soldiers used the phalanx formation to be effective in war with fewer soldiers. The ...
s fighting in an organized battle line. Homer used the term to differentiate the formation-based combat from the individual
duel A duel is an arranged engagement in combat between two people, with matched weapons, in accordance with agreed-upon rules. During the 17th and 18th centuries (and earlier), duels were mostly single combats fought with swords (the rapier and ...
s so often found in his poems.Phalanx and hoplites
livius.org. 20 November 2008
Historians have not arrived at a consensus about the relationship between the
Greek Greek may refer to: Greece Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group. *Greek language, a branch of the Indo-European language family. **Proto-Greek language, the assumed last common ancestor ...
formation and these predecessors of the hoplites. The principles of
shield wall A shield wall ( or in Old English, in Old Norse) is a military formation that was common in ancient and medieval warfare. There were many slight variations of this formation, but the common factor was soldiers standing shoulder to should ...
and spear hedge were almost universally known among the armies of major civilizations throughout history, and so the similarities may be related to
convergent evolution Convergent evolution is the independent evolution of similar features in species of different periods or epochs in time. Convergent evolution creates analogous structures that have similar form or function but were not present in the last com ...
instead of diffusion. Traditionally, historians date the origin of the hoplite phalanx of ancient Greece to the 8th century BC in
Sparta Sparta ( Doric Greek: Σπάρτα, ''Spártā''; Attic Greek: Σπάρτη, ''Spártē'') was a prominent city-state in Laconia, in ancient Greece. In antiquity, the city-state was known as Lacedaemon (, ), while the name Sparta referr ...
, but this is under revision. It is perhaps more likely that the formation was devised in the 7th century BC after the introduction of the
aspis An aspis ( grc, ἀσπίς, plural ''aspides'', ), or porpax shield, sometimes mistakenly referred to as a hoplon ( el, ὅπλον) (a term actually referring to the whole equipment of a hoplite), was the heavy wooden shield used by the i ...
by the city of Argos, which would have made the formation possible. This is further evidenced by the
Chigi vase The Chigi vase is a Proto-Corinthian '' olpe'', or pitcher, that is the name vase of the Chigi Painter. It was found in an Etruscan tomb at Monte Aguzzo, near Veio, on Prince Mario Chigi’s estate in 1881. The vase has been variously assigned ...
, dated to 650 BC, identifying hoplites armed with aspis, spear and
panoply A panoply is a complete suit of armor. The word represents the Ancient Greek ('), where the word (') means "all", and (') means "arms". Thus, ''panoply'' refers to the full armor of a hoplite or heavily-armed soldier, i.e. the shield, brea ...
. Another possible theory as to the birth of Greek phalanx warfare stems from the idea that some of the basic aspects of the phalanx were present in earlier times yet were not fully developed due to the lack of appropriate technology. Two of the basic tactics seen in earlier warfare include the principle of cohesion and the use of large groups of soldiers. This would suggest that the Greek phalanx was rather the culmination and perfection of a slowly developed idea that originated many years earlier. As weaponry and armour advanced through the years in different city-states, the phalanx became complex and effective.


Overview

The hoplite phalanx of the Archaic and Classical periods in Greece was the formation in which the hoplites would line up in ranks in close order. The hoplites would lock their shields together, and the first few ranks of soldiers would project their spears out over the first rank of shields. The phalanx therefore presented a shield wall and a mass of spear points to the enemy, making frontal assaults against it very difficult. It also allowed a higher proportion of the soldiers to be actively engaged in combat at a given time (rather than just those in the front rank). Battles between two phalanxes usually took place in open, flat plains where it was easier to advance and stay in formation. Rough terrain or hilly regions would have made it difficult to maintain a steady line and would have defeated the purpose of a phalanx. As a result, battles between Greek city-states would not take place in just any location, nor would they be limited to sometimes obvious strategic points. Rather, many times, the two opposing sides would find the most suitable piece of land where the conflict could be settled. Typically, the battle ended with one of the two fighting forces fleeing to safety. The phalanx usually advanced at a walking pace, although it is possible that they picked up speed during the last several yards. One of the main reasons for this slow approach was to maintain formation. The formation would be rendered useless if the phalanx was lost as the unit approached the enemy and could even become detrimental to the advancing unit, resulting in a weaker formation that was easier for an enemy force to break through. If the hoplites of the phalanx were to pick up speed toward the latter part of the advance, it would have been for the purpose of gaining momentum against the enemy in the initial collision. Herodotus said of the Greeks at the
Battle of Marathon The Battle of Marathon took place in 490 BC during the first Persian invasion of Greece. It was fought between the citizens of Athens, aided by Plataea, and a Persian force commanded by Datis and Artaphernes. The battle was the culmination o ...
: "They were the first Greeks we know of to charge their enemy at a run." Many historians believe that this innovation was precipitated by their desire to minimize their losses from Persian archery. The opposing sides would collide, possibly severing many of the spears of the row in front and killing the front part of the enemy army due to the bone-breaking collision. The spears of a phalanx had spiked butts. In battle, the back ranks used the spikes to finish fallen enemy soldiers.


Pushing

The "physical pushing match" theory is one where the battle would rely on the valour of the men in the front line, whilst those in the rear maintained forward pressure on the front ranks with their shields, and the whole formation would consistently press forward trying to break the enemy formation. This is the most widely accepted interpretation of the ancient sources thus when two phalanx formations engaged, the struggle essentially became a pushing match. Historians such as
Victor Davis Hanson Victor Davis Hanson (born September 5, 1953) is an American commentator, classicist, and military historian. He has been a commentator on modern and ancient warfare and contemporary politics for ''The New York Times'', ''Wall Street Journal'', ...
point out that it is difficult to account for exceptionally deep phalanx formations unless they were necessary to facilitate the physical pushing depicted by this theory, as those behind the first two ranks could not take part in the actual spear thrusting. No Greek art ever depicts anything like a phalanx pushing match, so this hypothesis is a product of educated speculation rather than explicit testimony from contemporary sources and is far from being academically resolved. The Greek term for "push" was used in the same metaphorical manner as the English word is (for example it was also used to describe the process of rhetorical arguments) and so does not necessarily describe a literal physical push, although it is possible that it did. For instance, if ''Othismos'' were to accurately describe a physical pushing match, it would be logical to state that the deeper phalanx would always win an engagement since the physical strength of individuals would not compensate for even one additional rank on the enemy side. However, there are numerous examples of shallow phalanxes holding off an opponent. For instance, at
Delium Delium ( grc-gre, Δήλιον, ''Dḗlion'') was a small town in ancient Boeotia with a celebrated temple of Apollo. It was located upon the sea-coast in the territory of Tanagra in Boeotia, and at the distance of about a mile (1.6 km) from the t ...
in 424 BC, the Athenian left flank, a formation eight men deep, held off a formation of Thebans 25 deep without immediate collapse. It is difficult with the physical pushing model to imagine eight men withstanding the pushing force of 25 opponents for a matter of seconds, let alone half the battle. Such arguments have led to a wave of counter-criticism to physical shoving theorists.
Adrian Goldsworthy Adrian Keith Goldsworthy (; born 1969) is a British historian and novelist who specialises in ancient Roman history. Education Adrian Goldsworthy attended Westbourne School, Penarth. He then read Ancient and Modern History at St John's Colleg ...
, in his article "The Othismos, Myths and Heresies: The nature of Hoplite Battle", argues that the physical pushing match model does not fit with the average casualty figures of hoplite warfare nor the practical realities of moving large formations of men in battle. This debate has yet to be resolved amongst scholars. Practical difficulties with this theory also include the fact that, in a shoving match, an eight-foot spear is too long to fight effectively or even
parry PARRY was an early example of a chatbot, implemented in 1972 by psychiatrist Kenneth Colby. History PARRY was written in 1972 by psychiatrist Kenneth Colby, then at Stanford University. While ELIZA was a tongue-in-cheek simulation of a Rog ...
attacks. Spears enable a formation of men to keep their enemies at a distance, parry attacks aimed at them and their comrades, and give the necessary reach to strike multiple men in the opposite formation. A pushing match would put enemies so close together that a quick stabbing with a knife would kill the front row almost instantly. The crush of men would also prevent the formation from withdrawing or retreating, which would result in much higher casualties than is recorded. The speed at which this would occur would also end the battle very quickly, instead of prolonging it for hours.


Shields

Each individual hoplite carried his shield on his left arm, protecting not only himself but also the soldier to the left. This meant that the men at the extreme right of the phalanx were only half-protected. In battle, opposing phalanxes would try to exploit this weakness by attempting to overlap the enemy's right flank. It also meant that, in battle, a phalanx would tend to drift to the right (as hoplites sought to remain behind the shield of their neighbor). Some groups, such as the Spartans at
Nemea Nemea (; grc, Νεμέα; grc-x-ionic, Νεμέη) is an ancient site in the northeastern part of the Peloponnese, in Greece. Formerly part of the territory of Cleonae in ancient Argolis, it is today situated in the regional unit of Corinth ...
, tried to use this phenomenon to their advantage. In this case, the phalanx would sacrifice its left side, which typically consisted of allied troops, in an effort to overtake the enemy from the flank. It is unlikely that this strategy worked very often, as it is not mentioned frequently in ancient Greek literature. There was a leader in each row of a phalanx, and a rear rank officer, the (meaning tail-leader), who kept order in the rear. The hoplites had to trust their neighbors to protect them and in turn be willing to protect their neighbors; a phalanx was thus only as strong as its weakest elements. The effectiveness of the phalanx therefore depended on how well the hoplites could maintain this formation in combat and how well they could stand their ground, especially when engaged against another phalanx. For this reason, the formation was deliberately organized to group friends and family close together, thus providing a psychological incentive to support one's fellows, and a disincentive, through shame, to panic or attempt to flee. The more disciplined and courageous the army, the more likely it was to winoften engagements between the various city-states of Greece would be resolved by one side fleeing before the battle. The Greek word (the "will to fight") expresses the drive that kept hoplites in formation.


Hoplite armament

Each hoplite provided his own equipment. The primary hoplite weapon was a spear around in length called a ''
dory A dory is a small, shallow-draft boat, about long. It is usually a lightweight boat with high sides, a flat bottom and sharp bows. It is easy to build because of its simple lines. For centuries, the dory has been used as a traditional fishin ...
''. Although accounts of its length vary, it is usually now believed to have been seven to nine feet long (~2.1–2.7 m). It was held one-handed, with the other hand holding the hoplite's shield (aspis). The spearhead was usually a curved leaf shape, while the rear of the spear had a spike called a ('lizard-killer') which was used to stand the spear in the ground (hence the name). It was also used as a secondary weapon if the main shaft snapped or to kill enemies lying on the ground. This was a common problem, especially for soldiers who were involved in the initial clash with the enemy. Despite the snapping of the spear, hoplites could easily switch to the without great consequence.Hanson (1991) The rear ranks used the secondary end to finish off fallen opponents as the phalanx advanced over them. Throughout the hoplite era, the standard hoplite armour went through many cyclical changes. An Archaic hoplite typically wore a
bronze Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids suc ...
breastplate A breastplate or chestplate is a device worn over the torso to protect it from injury, as an item of religious significance, or as an item of status. A breastplate is sometimes worn by mythological beings as a distinctive item of clothing. It is ...
, a bronze helmet with cheekplates, as well as
greave A greave (from the Old French ''greve'' "shin, shin armour") or jambeau is a piece of armour that protects the leg. Description The primary purpose of greaves is to protect the tibia from attack. The tibia, or shinbone, is very close to the sk ...
s and other
armour Armour (British English) or armor (American English; see spelling differences) is a covering used to protect an object, individual, or vehicle from physical injury or damage, especially direct contact weapons or projectiles during combat, or f ...
. Later, in the classical period, the breastplate became less common, replaced instead with a corselet that some claim was made of
linothorax The linothorax (pronounced ; from the grc, λινοθώραξ ) is a type of upper body armor that was used throughout the ancient Mediterranean world. The term ''linothorax'' is a modern term based on the Greek , which means "wearing a breastpl ...
(layers of linen glued together), or perhaps of leather, sometimes covered in whole or in part with overlapping metal scales. Eventually, even greaves became less commonly used, although degrees of heavier armour remained, as attested by
Xenophon Xenophon of Athens (; grc, Ξενοφῶν ; – probably 355 or 354 BC) was a Greek military leader, philosopher, and historian, born in Athens. At the age of 30, Xenophon was elected commander of one of the biggest Greek mercenary armies o ...
as late as 401 BC. These changes reflected the balancing of mobility with protection, especially as cavalry became more prominent in the
Peloponnesian War The Peloponnesian War (431–404 BC) was an ancient Greek war fought between Athens and Sparta and their respective allies for the hegemony of the Greek world. The war remained undecided for a long time until the decisive intervention of ...
and the need to combat light troops, which were increasingly used to negate the hoplite's role as the primary force in battle. Yet bronze armour remained in some form until the end of the hoplite era. Some archaeologists have pointed out that bronze armour does not actually provide as much protection from direct blows as more extensive corselet padding, and have suggested its continued use was a matter of status for those who could afford it. In the classical Greek dialect, there is no word for swordsmen; yet hoplites also carried a short sword called the ''
xiphos The ''xiphos'' ( grc, ξίφος ; plural ''xiphe'', grc, ξίφη ) is a double-edged, one-handed Iron Age straight shortsword used by the ancient Greeks. It was a secondary battlefield weapon for the Greek armies after the dory or javelin. ...
'', used as a secondary weapon if the dory was broken or lost. Samples of the recovered at excavation sites were typically around in length. These swords were double-edged and could therefore be used as a cutting and thrusting weapon. These short swords were often used to stab or cut at the enemy's neck during close combat. Hoplites carried a circular shield called an ''
aspis An aspis ( grc, ἀσπίς, plural ''aspides'', ), or porpax shield, sometimes mistakenly referred to as a hoplon ( el, ὅπλον) (a term actually referring to the whole equipment of a hoplite), was the heavy wooden shield used by the i ...
'' made from wood and covered in bronze, measuring roughly a metre (3.3 feet) in diameter. It spanned from chin to knee and was very heavy: . This medium-sized shield (fairly large for the period considering the average male height) was made possible partly by its dish-like shape, which allowed it to be supported with the rim on the shoulder. This was quite an important feature of the shield, especially for the hoplites who remained in the latter ranks. While these soldiers continued to help press forward, they did not have the added burden of holding up their shield. But the circular shield was not without its disadvantages. Despite its mobility, protective curve, and double straps the circular shape created gaps in the shield wall at both its top and bottom. (Top gaps were somewhat reduced by the one or two spears jutting out of the gap. In order to minimize the bottom gaps, thick leather curtains were used but only by an unknown percentage of the hoplites, possibly only in the first row since there were disadvantages as well: considerable weight on an already heavy shield and a certain additional cost.) These gaps left parts of the hoplite exposed to potentially lethal spear thrusts and were a persistent vulnerability for hoplites controlling the front lines.


Phalangite armament

The phalanx of the Ancient Macedonian kingdom and the later Hellenistic successor states was a development of the hoplite phalanx. The "phalangites" were armed with a much longer spear, the sarissa, and less heavily armoured. The sarissa was the pike used by the
ancient Macedonian army The army of the Kingdom of Macedon was among the greatest military forces of the ancient world. It was created and made formidable by King Philip II of Macedon; previously the army of Macedon had been of little account in the politics of the Gr ...
. Its actual length is unknown, but apparently it was twice as long as the dory. This makes it at least , but appears more likely. (The cavalry xyston was by comparison.) The great length of the pike was balanced by a counterweight at the rear end, which also functioned as a butt-spike, allowing the sarissa to be planted into the ground. Because of its great length, weight and different balance, a sarissa was wielded two-handed. This meant that the aspis was no longer a practical defence. Instead, the phalangites strapped a smaller pelte shield (usually reserved for
peltast A ''peltast'' ( grc-gre, πελταστής ) was a type of light infantryman, originating in Thrace and Paeonia, and named after the kind of shield he carried. Thucydides mentions the Thracian peltasts, while Xenophon in the Anabasis disting ...
s, light skirmishers) to their left forearm. Recent theories, including examination of ancient frescoes depicting full sets of weapons and armor, claim that the shields used were actually larger than the pelte but smaller than the aspis, hanging by leather from the left shoulder or from both shoulders. The shield would retain handling straps in the inner curve, to be handled like a (smaller) aspis if the fight progressed to sword-wielding. Although in both shield size assumptions this reduced the shield wall, the extreme length of the spear kept the enemy at a greater distance, as the pikes of the first three to five ranks could all be brought to bear in front of the front row. This pike had to be held underhand, as the shield would have obscured the soldier's vision had it been held overhead. It would also be very hard to remove a sarissa from anything it stuck in (the earth, shields, and soldiers of the opposition) if it were thrust downwards, due to its length. The Macedonian phalanx was much less able to form a shield wall, but the lengthened spears would have compensated for this. Such a phalanx formation also reduced the likelihood that battles would degenerate into a pushing match.


Deployment and combat


Phalanx composition and strength

The basic combat element of the Greek armies was either the ("file", usually 8–16 men strong) or the ("sworn" and made up by 2–4 , totaling up to 32 men), both led by a who was assisted by a and two (sing. ). Four to a maximum of 32 (depending on the era in question or the city) formed a '' lochos'' led by a ''
lochagos ''Lochagos'' (; abbreviated as Λγος) is used in the Greek language to mean "Captain". More precisely, it means "leader of a '' lochos''". The equivalent term in the Hellenic Army Armour & Cavalry is el, ιλάρχος, ilarchos, "leader of an ...
'', who in this way was in command of initially a hundred hoplites to a maximum of around five hundred in the late
Hellenistic In Classical antiquity, the Hellenistic period covers the time in Mediterranean history after Classical Greece, between the death of Alexander the Great in 323 BC and the emergence of the Roman Empire, as signified by the Battle of Actium in ...
armies. Here, it has to be noted that the military manuals of Asclepiodotus and Aelian use the term to denote a file in the phalanx. A ('' mora'' for the Spartans) was the greatest standard hoplitic formation of five to fifteen hundred, led by a ''
strategos ''Strategos'', plural ''strategoi'', Latinized ''strategus'', ( el, στρατηγός, pl. στρατηγοί; Doric Greek: στραταγός, ''stratagos''; meaning "army leader") is used in Greek to mean military general. In the Helleni ...
'' (general). The entire army, a total of several or was led by a generals' council. The commander-in-chief was usually called a or a .


Phalanx front and depth

Hoplite phalanxes usually deployed in ranks of eight men or more deep; the Macedonian phalanxes were usually 16 men deep, sometimes reported to have been arrayed 32 men deep. There are some notable extremes; at the battles of Leuctra and
Mantinea Mantineia (also Mantinea ; el, Μαντίνεια; also Koine Greek ''Antigoneia'') was a city in ancient Arcadia, Greece, which was the site of two significant battles in Classical Greek history. In modern times it is a former municipality in ...
, the Theban general
Epaminondas Epaminondas (; grc-gre, Ἐπαμεινώνδας; 419/411–362 BC) was a Greek general of Thebes and statesman of the 4th century BC who transformed the Ancient Greek city-state, leading it out of Spartan subjugation into a pre-eminent posit ...
arranged the left wing of the phalanx into a "hammerhead" of fifty ranks of elite hoplites deep (see below) and when depth was less important, phalanxes just four deep are recorded, as at the battle of Marathon. The phalanx depth could vary depending on the needs of the moment and plans of the general. While the phalanx was in march, an formation (loose, meaning literally "in depth") was adopted in order to move more freely and maintain order. This was also the initial battle formation as, in addition, it permitted friendly units to pass through whether assaulting or retreating. In this status, the phalanx had twice the normal depth and each hoplite had to occupy about in width. When enemy infantry was approaching, a rapid switch to the (spelled also ) formation (dense or tight formation) was necessary. In that case, each man's space was halved and the formation depth returned to normal. An even denser formation, the or (ultra-tight or locked shields formation), was used when the phalanx was expected to experience extra pressure, intense missile volleys or frontal cavalry charges. In , the rank depth was half that of a normal phalanx and the width each man occupied was as small as .


Stages of combat

Several stages in hoplite combat can be defined: : The hoplites stop singing their ''pæanes'' (battle hymns) and move towards the enemy, gradually picking up pace and momentum. In the instants before impact, war cries (, sing. ) would be made. Notable war cries were the Athenian (''! !'') and the Macedonian (''! !'') . : The opposing phalanxes meet each other almost simultaneously along their front. : Repeated, rapid spear thrusts in order to disrupt the enemy formation. The use of long spears would keep enemies apart as well as allow men in a row to assist their comrades next to them. The prodding could also open up a man to allow a comrade to spear him. Too hard prodding could get a spear stuck in a shield, which would necessitate someone in the back to lend his to the now-disarmed man. : Literally "pushing" after most spears have been broken, the hoplites begin to push with their spears and spear shafts against their opponents' shields. This could be the longest phase. : Breaching the opposing phalanx, the enemy formation shatters and the battle ends. Cavalry would be used at this point to mop up the scattered enemy.


Tactics

The early history of the phalanx is largely one of combat between hoplite armies from competing Greek
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s. The usual result was rather identical, inflexible formations pushing against each other until one broke. The potential of the phalanx to achieve something more was demonstrated at
Battle of Marathon The Battle of Marathon took place in 490 BC during the first Persian invasion of Greece. It was fought between the citizens of Athens, aided by Plataea, and a Persian force commanded by Datis and Artaphernes. The battle was the culmination o ...
(490 BC). Facing the much larger army of Darius I, the Athenians thinned out their phalanx and consequently lengthened their front, to avoid being outflanked. However, even a reduced-depth phalanx proved unstoppable to the lightly armed Persian infantry. After routing the Persian wings, the hoplites on the Athenian wings wheeled inwards, destroying the elite troop at the Persian centre, resulting in a crushing victory for Athens. Throughout the
Greco-Persian Wars The Greco-Persian Wars (also often called the Persian Wars) were a series of conflicts between the Achaemenid Empire and Greek city-states that started in 499 BC and lasted until 449 BC. The collision between the fractious political world of th ...
the hoplite phalanx was to prove superior to the Persian infantry (e.g., the battles of
Thermopylae Thermopylae (; Ancient Greek and Katharevousa: (''Thermopylai'') , Demotic Greek (Greek): , (''Thermopyles'') ; "hot gates") is a place in Greece where a narrow coastal passage existed in antiquity. It derives its name from its hot sulphur ...
and
Plataea Plataea or Plataia (; grc, Πλάταια), also Plataeae or Plataiai (; grc, Πλαταιαί), was an ancient city, located in Greece in southeastern Boeotia, south of Thebes.Mish, Frederick C., Editor in Chief. “Plataea.” '' Webst ...
). Perhaps the most prominent example of the phalanx's evolution was the oblique order, made famous in the Battle of Leuctra. There, the Theban general
Epaminondas Epaminondas (; grc-gre, Ἐπαμεινώνδας; 419/411–362 BC) was a Greek general of Thebes and statesman of the 4th century BC who transformed the Ancient Greek city-state, leading it out of Spartan subjugation into a pre-eminent posit ...
thinned out the right flank and centre of his phalanx, and deepened his left flank to an unheard-of fifty men deep. In doing so, Epaminondas reversed the convention by which the right flank of the phalanx was strongest. This allowed the Thebans to assault in strength the elite Spartan troops on the right flank of the opposing phalanx. Meanwhile, the centre and right flank of the Theban line were echeloned back, from the opposing phalanx, keeping the weakened parts of the formation from being engaged. Once the Spartan right had been routed by the Theban left, the remainder of the Spartan line also broke. Thus, by localising the attacking power of the hoplites, Epaminondas was able to defeat an enemy previously thought invincible.
Philip II of Macedon Philip II of Macedon ( grc-gre, Φίλιππος ; 382 – 21 October 336 BC) was the king ('' basileus'') of the ancient kingdom of Macedonia from 359 BC until his death in 336 BC. He was a member of the Argead dynasty, founders of the ...
spent several years in Thebes as a hostage, and paid attention to Epaminondas' innovations. On return to his homeland, he raised a revolutionary new infantry force, which was to change the face of the Greek world. Philip's phalangites were the first force of professional soldiers seen in Ancient Greece apart from Sparta. They were armed with longer spears (the sarissa) and were drilled more thoroughly in more evolved, complicated tactics and manoeuvres. More importantly, though, Philip's phalanx was part of a multi-faceted, combined force which included a variety of
skirmisher Skirmishers are light infantry or light cavalry soldiers deployed as a vanguard, flank guard or rearguard to screen a tactical position or a larger body of friendly troops from enemy advances. They are usually deployed in a skirmish line, an ir ...
s and
cavalry Historically, cavalry (from the French word ''cavalerie'', itself derived from "cheval" meaning "horse") are soldiers or warriors who fight mounted on horseback. Cavalry were the most mobile of the combat arms, operating as light cavalry in ...
, most notably the famous
Companion cavalry The Companions ( el, , ''hetairoi'') were the elite cavalry of the Macedonian army from the time of king Philip II of Macedon, achieving their greatest prestige under Alexander the Great, and regarded as the first or among the first shock cava ...
. The Macedonian phalanx now was used to pin the centre of the enemy line, while cavalry and more mobile infantry struck at the foe's flanks. Its supremacy over the more static armies fielded by the Greek city-states was shown at the Battle of Chaeronea, where Philip II's army crushed the allied Theban and Athenian phalanxes.


Weaknesses

The hoplite phalanx was weakest when facing an enemy fielding lighter and more flexible troops without its own such supporting troops. An example of this would be the
Battle of Lechaeum The Battle of Lechaeum (391 BC) was an Athenian victory in the Corinthian War. In the battle, the Athenian general Iphicrates took advantage of the fact that a Spartan hoplite regiment operating near Corinth was moving in the open without the pr ...
, where an
Athenian Athens ( ; el, Αθήνα, Athína ; grc, Ἀθῆναι, Athênai (pl.) ) is both the capital and largest city of Greece. With a population close to four million, it is also the seventh largest city in the European Union. Athens dominates a ...
contingent led by
Iphicrates Iphicrates ( grc-gre, Ιφικράτης; c. 418 BC – c. 353 BC) was an Athenian general, who flourished in the earlier half of the 4th century BC. He is credited with important infantry reforms that revolutionized ancient Greek warfare by ...
routed an entire
Sparta Sparta ( Doric Greek: Σπάρτα, ''Spártā''; Attic Greek: Σπάρτη, ''Spártē'') was a prominent city-state in Laconia, in ancient Greece. In antiquity, the city-state was known as Lacedaemon (, ), while the name Sparta referr ...
n mora (a unit of 500–900 hoplites). The Athenian force had a considerable proportion of light missile troops armed with
javelin A javelin is a light spear designed primarily to be thrown, historically as a ranged weapon, but today predominantly for sport. The javelin is almost always thrown by hand, unlike the sling, bow, and crossbow, which launch projectiles with the ...
s and bows that wore down the Spartans with repeated attacks, causing disarray in the Spartan ranks and an eventual
rout A rout is a panicked, disorderly and undisciplined retreat of troops from a battlefield, following a collapse in a given unit's command authority, unit cohesion and combat morale (''esprit de corps''). History Historically, lightly-e ...
when they spotted Athenian heavy infantry reinforcements trying to flank them by boat. The
Macedonian phalanx The Macedonian phalanx ( gr, Μακεδονική φάλαγξ) was an infantry formation developed by Philip II from the classical Greek phalanx, of which the main innovation was the use of the sarissa, a 6 meter pike. It was famously commanded ...
had weaknesses similar to its hoplitic predecessor. Theoretically indestructible from the front, its flanks and rear were very vulnerable, and once engaged it may not easily disengage or redeploy to face a threat from those directions. Thus, a phalanx facing non-phalangite formations required some sort of protection on its flankslighter or at least more mobile infantry, cavalry, etc. This was shown at the
Battle of Magnesia The Battle of Magnesia took place in either December 190 or January 189 BC. It was fought as part of the Roman–Seleucid War, pitting forces of the Roman Republic led by the consul Lucius Cornelius Scipio Asiaticus and the allied Kingdom of ...
, where, once the Seleucid supporting cavalry elements were driven off, the phalanx was static and unable to go on the offensive against its Roman opponents (although they continued to resist stoutly and attempted a fighting withdrawal under a hail of Roman missiles, until the elephants posted on their flanks panicked and disrupted their formation). The Macedonian phalanx could also lose its cohesion without proper coordination or while moving through broken terrain; doing so could create gaps between individual blocks/syntagmata, or could prevent a solid front within those sub-units as well, causing other sections of the line to bunch up. In this event, as in the battles of Cynoscephalae and Pydna, the phalanx became vulnerable to attacks by more flexible unitssuch as Roman legionary centuries, which were able to avoid the sarissae and engage in hand-to-hand combat with the phalangites. Another important area that must be considered concerns the psychological tendencies of the hoplites. Because the strength of a phalanx depended on the ability of the hoplites to maintain their frontline, it was crucial that a phalanx be able to quickly and efficiently replace fallen soldiers in the front ranks. If a phalanx failed to do this in a structured manner, the opposing phalanx would have an opportunity to breach the line which, many times, would lead to a quick defeat. This then implies that the hoplites ranks closer to the front must be mentally prepared to replace their fallen comrade and adapt to his new position without disrupting the structure of the frontline. Finally, most of the phalanx-centric armies tended to lack supporting echelons behind the main line of battle. This meant that breaking through the line of battle or compromising one of its flanks often ensured victory.


Classical decline and post-classical use

After reaching its zenith in the conquests of
Alexander the Great Alexander III of Macedon ( grc, Ἀλέξανδρος, Alexandros; 20/21 July 356 BC – 10/11 June 323 BC), commonly known as Alexander the Great, was a king of the ancient Greek kingdom of Macedon. He succeeded his father Philip II to ...
, the phalanx began a slow decline, as Macedonian successor states declined. The
combined arms Combined arms is an approach to warfare that seeks to integrate different combat arms of a military to achieve mutually complementary effects (for example by using infantry and armour in an urban environment in which each supports the other) ...
tactics used by Alexander and his father were gradually replaced by a return to the simpler frontal charge tactics of the hoplite phalanx. The expense of the supporting arms and cavalry, and the widespread use of mercenaries, caused the
Diadochi The Diadochi (; singular: Diadochus; from grc-gre, Διάδοχοι, Diádochoi, Successors, ) were the rival generals, families, and friends of Alexander the Great who fought for control over his empire after his death in 323 BC. The War ...
to rely on phalanx vs. phalanx tactics during the
Wars of the Diadochi The Wars of the Diadochi ( grc, Πόλεμοι τῶν Διαδόχων, '), or Wars of Alexander's Successors, were a series of conflicts that were fought between the generals of Alexander the Great, known as the Diadochi, over who would rule ...
. The decline of the
Diadochi The Diadochi (; singular: Diadochus; from grc-gre, Διάδοχοι, Diádochoi, Successors, ) were the rival generals, families, and friends of Alexander the Great who fought for control over his empire after his death in 323 BC. The War ...
and the phalanx was linked with the rise of Rome and the
Roman legion The Roman legion ( la, legiō, ) was the largest military unit of the Roman army, composed of 5,200 infantry and 300 equites (cavalry) in the period of the Roman Republic (509 BC–27 BC) and of 5,600 infantry and 200 auxilia in the period o ...
s from the 3rd century BC. The
Battle of the Caudine Forks The Battle of Caudine Forks, 321 BC, was a decisive event of the Second Samnite War. Its designation as a battle is a mere historical formality: there was no fighting and there were no casualties. The Romans were trapped in an enclosed valley b ...
showed the clumsiness of the Roman phalanx against the Samnites. The Romans had originally employed the phalanx themselves but gradually evolved more flexible tactics. The result was the three-line
Roman legion The Roman legion ( la, legiō, ) was the largest military unit of the Roman army, composed of 5,200 infantry and 300 equites (cavalry) in the period of the Roman Republic (509 BC–27 BC) and of 5,600 infantry and 200 auxilia in the period o ...
of the middle period of the Roman Republic, the Manipular System. Romans used a phalanx for their third military line, the ''
triarii ''Triarii'' (singular: ''Triarius'') were one of the elements of the early Roman military manipular legions of the early Roman Republic (509 BC – 107 BC). They were the oldest and among the wealthiest men in the army and could afford high qu ...
''. These were veteran reserve troops armed with the '' hastae'' or spear.Lendon, pp. 182–183 Rome conquered most of the Macedonian successor states, along with the various Greek city-states and leagues. As these states ceased to exist, so did the armies which used the traditional phalanx. Subsequently, troops from these regions were equipped, trained and fought using the Roman model. A phalanx formation called the
phoulkon The ''phoulkon'' ( gr, φοῦλκον), in Latin fulcum, was an infantry formation utilized by the military of the late Roman and Byzantine Empire. It is a formation in which an infantry formation closes ranks and the first two or three lines ...
appeared in the late Roman army and Byzantine army. It had characteristics of the classical Greek and Hellenistic phalanxes, but was more flexible. It was used against cavalry more than infantry. However, the phalanx did not totally disappear. In some battles between the Roman army and Hellenistic phalanxes, such as Pydna (168 BC), Cynoscephalae (197 BC) and Magnesia (190 BC), the phalanx performed well. It even drove back the Roman infantry. However, at Cynoscephalae and Magnesia, failure to defend the flanks of the phalanx led to defeat. At Pydna, the phalanx lost cohesion when pursuing retreating Roman soldiers. This allowed the Romans to penetrate the formation. Then, Roman
close combat Close combat means a violent physical confrontation between two or more opponents at short range.''MCRP 3-02B: Close Combat'', Washington, D.C.: Department Of The Navy, Headquarters United States Marine Corps, 12 February 1999Matthews, Phil, CQB ...
skills proved decisive. The historian
Polybius Polybius (; grc-gre, Πολύβιος, ; ) was a Greek historian of the Hellenistic period. He is noted for his work , which covered the period of 264–146 BC and the Punic Wars in detail. Polybius is important for his analysis of the mixed ...
details the effectiveness of the Roman legion against the phalanx. He deduces that the Romans refused to fight the phalanx where the phalanx was effective, Romans offered battle only when a legion could exploit the clumsiness and immobility of a phalanx. Spear-armed troops continued to be important elements in many armies until reliable firearms became available. These did not necessarily fight as a phalanx. For example, compare the classical phalanx and late medieval pike formations. Military historians have suggested that the Scots under
William Wallace Sir William Wallace ( gd, Uilleam Uallas, ; Norman French: ; 23 August 1305) was a Scottish knight who became one of the main leaders during the First War of Scottish Independence. Along with Andrew Moray, Wallace defeated an English army ...
and
Robert the Bruce Robert I (11 July 1274 – 7 June 1329), popularly known as Robert the Bruce (Scottish Gaelic: ''Raibeart an Bruis''), was King of Scots from 1306 to his death in 1329. One of the most renowned warriors of his generation, Robert eventuall ...
consciously imitated the Hellenistic phalanx to produce the Scots' schiltron ("hedgehog"). However, long spears might have been used by Picts and others in Scotlands'
Early Middle Ages The Early Middle Ages (or early medieval period), sometimes controversially referred to as the Dark Ages, is typically regarded by historians as lasting from the late 5th or early 6th century to the 10th century. They marked the start of the Mi ...
. Prior to 1066, long spear tactics (also found in North Wales) might have been part of irregular warfare in Britain. The Scots used imported French pikes and dynamic tactics at the
Battle of Flodden The Battle of Flodden, Flodden Field, or occasionally Branxton, (Brainston Moor) was a battle fought on 9 September 1513 during the War of the League of Cambrai between the Kingdom of England and the Kingdom of Scotland, resulting in an English ...
. However, Flodden found the Scots pitted against effective
light artillery Artillery is a class of heavy military ranged weapons that launch munitions far beyond the range and power of infantry firearms. Early artillery development focused on the ability to breach defensive walls and fortifications during sieg ...
, while advancing over bad ground. The combination disorganised the Scottish phalanxes and permitted effective attacks by
English longbow The English longbow was a powerful medieval type of bow, about long. While it is debated whether it originated in England or in Wales from the Welsh bow, by the 14th century the longbow was being used by both the English and the Welsh as a ...
men, and soldiers wielding shorter, handier
polearm A polearm or pole weapon is a close combat weapon in which the main fighting part of the weapon is fitted to the end of a long shaft, typically of wood, thereby extending the user's effective range and striking power. Polearms are predominantl ...
s called
bill Bill(s) may refer to: Common meanings * Banknote, paper cash (especially in the United States) * Bill (law), a proposed law put before a legislature * Invoice, commercial document issued by a seller to a buyer * Bill, a bird or animal's beak Pla ...
s. Some contemporary sources might say that the bills cut off the heads of Scottish pikes. The pike was briefly reconsidered as a weapon by European armies in the late 18th and early 19th centuries. It could protect riflemen, whose slower rate of fire made them vulnerable. A collapsible pike was invented but never issued. The
Confederate Army The Confederate States Army, also called the Confederate Army or the Southern Army, was the military land force of the Confederate States of America (commonly referred to as the Confederacy) during the American Civil War (1861–1865), fighti ...
considered these weapons for the
American Civil War The American Civil War (April 12, 1861 – May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States. It was fought between the Union (American Civil War), Union ("the North") and t ...
. Some were even manufactured but probably were never issued. Pikes were manufactured during
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposi ...
as "Croft's Pikes". While obsolete in military practice, the phalanx remained in use as a metaphor of warriors moving forward as a single united block. This metaphor inspired several 20th-century political movements, notably the Spanish
Falange The Falange Española Tradicionalista y de las Juntas de Ofensiva Nacional Sindicalista (FET y de las JONS; ), frequently shortened to just "FET", was the sole legal party of the Francoist regime in Spain. It was created by General Francisco ...
and its ideology of
Falangism Falangism ( es, falangismo) was the political ideology of two political parties in Spain that were known as the Falange, namely first the Falange Española de las Juntas de Ofensiva Nacional Sindicalista (FE de las JONS) and afterwards the Fal ...
.


See also

*Comparable formations ** Pike square ** Schiltron **
Shield wall A shield wall ( or in Old English, in Old Norse) is a military formation that was common in ancient and medieval warfare. There were many slight variations of this formation, but the common factor was soldiers standing shoulder to should ...
**
Tercio A ''tercio'' (; Spanish for " third") was a military unit of the Spanish Army during the reign of the Spanish Habsburgs in the early modern period. The tercios were renowned for the effectiveness of their battlefield formations, forming the ...
* Hoplite formation in art *
Pelopidas Pelopidas (; grc-gre, Πελοπίδας; died 364 BC) was an important Theban statesman and general in Greece, instrumental in establishing the mid-fourth century Theban hegemony. Biography Athlete and warrior Pelopidas was a member of a ...
* Point d'appui * Roman infantry tactics *
Roman Legion The Roman legion ( la, legiō, ) was the largest military unit of the Roman army, composed of 5,200 infantry and 300 equites (cavalry) in the period of the Roman Republic (509 BC–27 BC) and of 5,600 infantry and 200 auxilia in the period o ...
* Sarissa


Notes


References

*Goldsworthy, A. (1997)
"The Othismos, Myths and Heresies: The Nature of Hoplite Battle"
''War In History'' 4/1, pp. 1–26 . *Hanson, Victor Davis (1989) ''The Western Way of War'' New York:
Alfred A. Knopf Alfred A. Knopf, Inc. () is an American publishing house that was founded by Alfred A. Knopf Sr. and Blanche Knopf in 1915. Blanche and Alfred traveled abroad regularly and were known for publishing European, Asian, and Latin American writers i ...
, . *Hanson, Victor Davis (1991
''Hoplites: The Classical Greek Battle Experience''
. *Lazenby, J.F. (2004) ''The Peloponnesian War: a military study'', Routledge *Lendon, J.E. (2005) ''Soldiers & Ghosts: A History of Battle in Classical Antiquity'',
Yale University Press Yale University Press is the university press of Yale University. It was founded in 1908 by George Parmly Day, and became an official department of Yale University in 1961, but it remains financially and operationally autonomous. , Yale Univers ...
,
Book Review
*Wees, Hans van (2004), ''Greek warfare: Myths and Realities'' (Duckworth Press) . *Xenophon (1986), Translated by George Cawkwell, ''The Persian Expedition'' (Penguin Classics) *Snodgrass, A. (1999), ''Arms and Armour of the Ancient Greeks'', Johns Hopkins University Press,


Further reading

* Goldsworthy, Adrian: ''In the Name of Rome: The Men Who Won the Roman Empire'' (Orion, 2003) . *Holland, T. ''Persian Fire'', Abacus. . *Woodford, S.: ''An Introduction to Greek Art''.
Cornell University Press The Cornell University Press is the university press of Cornell University; currently housed in Sage House, the former residence of Henry William Sage. It was first established in 1869, making it the first university publishing enterprise in ...
, 1988. .


External links


Livius
page on hoplite warfare.

Polybius Polybius (; grc-gre, Πολύβιος, ; ) was a Greek historian of the Hellenistic period. He is noted for his work , which covered the period of 264–146 BC and the Punic Wars in detail. Polybius is important for his analysis of the mixed ...
, ''The Histories'' 18(28–32)
The Apamea PhalangariusImages of the phalanx formation in ancient Greek warfare
{{DEFAULTSORT:Phalanx Formation 25th-century BC establishments Ancient Greek military terminology Infantry units and formations of Macedon Ancient Greek infantry types