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Optimism is an attitude reflecting a belief or hope that the outcome of some specific endeavor, or outcomes in general, will be positive, favorable, and desirable. A common idiom used to illustrate optimism versus
pessimism Pessimism is a negative mental attitude in which an undesirable outcome is anticipated from a given situation. Pessimists tend to focus on the negatives of life in general. A common question asked to test for pessimism is " Is the glass half emp ...
is a glass filled with water to the halfway point: an optimist is said to see the glass as half full, while a pessimist sees the glass as half empty. The term derives from the Latin ''optimum'', meaning "best". Being optimistic, in the typical sense of the word, is defined as expecting the best possible outcome from any given situation. This is usually referred to in
psychology Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries between ...
as dispositional optimism. It thus reflects a belief that future conditions will work out for the best. For this reason, it is seen as a trait that fosters resilience in the face of
stress Stress may refer to: Science and medicine * Stress (biology), an organism's response to a stressor such as an environmental condition * Stress (linguistics), relative emphasis or prominence given to a syllable in a word, or to a word in a phrase ...
. Theories of optimism include dispositional models and models of explanatory style. Methods to measure optimism have been developed within both of these theoretical approaches, such as various forms of the Life Orientation Test for the original dispositional definition of optimism and the Attributional Style Questionnaire designed to test optimism in terms of explanatory style. Variation in optimism and pessimism is somewhat
heritable Heredity, also called inheritance or biological inheritance, is the passing on of traits from parents to their offspring; either through asexual reproduction or sexual reproduction, the offspring cells or organisms acquire the genetic informa ...
and reflects biological trait systems to some degree. It is also influenced by environmental factors, including family environment, with some suggesting it can be learned. Optimism may also be linked to
health Health, according to the World Health Organization, is "a state of complete physical, mental and social well-being and not merely the absence of disease and infirmity".World Health Organization. (2006)''Constitution of the World Health Organiza ...
.


Psychological optimism


Dispositional optimism

Researchers operationalize the term differently depending on their research. As with any trait characteristic, there are several ways to evaluate optimism, such as the Life Orientation Test (LOT), an 8-item scale developed in 1985 by Michael Scheier and Charles Carver. Dispositional optimism and pessimism are typically assessed by asking people whether they expect future outcomes to be beneficial or negative (see below). The LOT returns separate optimism and pessimism scores for each individual. Behaviourally, these two scores correlate around r = 0.5. Optimistic scores on this scale predict better outcomes in relationships, higher social status, and reduced loss of well-being following adversity. Health-preserving behaviors are associated with optimism while health-damaging behaviors are associated with pessimism. Some have argued that optimism is the opposite end of a single dimension with pessimism, with any distinction between them reflecting factors such as
social desirability In social science research, social-desirability bias is a type of response bias that is the tendency of survey respondents to answer questions in a manner that will be viewed favorably by others. It can take the form of over-reporting "good behavi ...
. Confirmatory modelling, however, supports a two-dimensional model and the two dimensions predict different outcomes. Genetic modelling confirms this independence, showing that pessimism and optimism are inherited as independent traits, with the typical correlation between them emerging as a result of a general well-being factor and family environment influences. It is suggested that patients with high dispositional optimism appear to have stronger immune system since it buffers it against psychological stressors. Optimists appear to live longer.


Explanatory style

Explanatory style is distinct from dispositional theories of optimism. While related to life-orientation measures of optimism, attributional style theory suggests that dispositional optimism and
pessimism Pessimism is a negative mental attitude in which an undesirable outcome is anticipated from a given situation. Pessimists tend to focus on the negatives of life in general. A common question asked to test for pessimism is " Is the glass half emp ...
are reflections of the ways people explain events, i.e., that attributions cause these dispositions. Here, an optimist would view defeat as temporary, does not apply to other cases, and is not considered their fault. Measures of attributional style distinguish three dimensions among explanations for events: Whether these explanations draw on internal versus external causes; whether the causes are viewed as stable versus unstable; and whether explanations apply globally versus being situationally specific. In addition, the measures distinguish attributions for positive and for negative events. An optimistic person attributes internal, stable, and global explanations to good things. Pessimistic explanations attribute these traits of stability, globality, and internality to negative events, such as difficulty in relationships. Models of Optimistic and Pessimistic attributions show that attributions themselves are a cognitive style – individuals who tend to focus on the global explanations do so for all types of events, and the styles correlate among each other. In addition to this, individuals vary in how optimistic their attributions are for good events, and on how pessimistic their attributions are for bad events, but these two traits of optimism and pessimism are un-correlated. There is much debate about the relationship between explanatory style and optimism. Some researchers argue that optimism is simply the lay-term for what researchers know as explanatory style. More commonly, it is found that explanatory style is quite distinct from dispositional optimism, and the two should not be used interchangeably as they are marginally correlated at best. More research is required to "bridge" or further differentiate these concepts.


Origins

As with all psychological traits, differences in both dispositional optimism and pessimism and in attributional style are
heritable Heredity, also called inheritance or biological inheritance, is the passing on of traits from parents to their offspring; either through asexual reproduction or sexual reproduction, the offspring cells or organisms acquire the genetic informa ...
. Both optimism and pessimism are strongly influenced by environmental factors, including family environment. It has been suggested that optimism may be indirectly inherited as a reflection of underlying heritable traits such as
intelligence Intelligence has been defined in many ways: the capacity for abstraction, logic, understanding, self-awareness, learning, emotional knowledge, reasoning, planning, creativity, critical thinking, and problem-solving. More generally, it can be des ...
,
temperament In psychology, temperament broadly refers to consistent individual differences in behavior that are biologically based and are relatively independent of learning, system of values and attitudes. Some researchers point to association of temperam ...
, and
alcoholism Alcoholism is, broadly, any drinking of alcohol that results in significant mental or physical health problems. Because there is disagreement on the definition of the word ''alcoholism'', it is not a recognized diagnostic entity. Predomi ...
. There is evidence from twin studies that show, for instance, that the inherited component of the dispositional optimism is about 25 percent, making this trait a stable personality dimension and a predictor of life outcomes. Its genetic origin, which interacts with environmental influences and other risks, also determines the vulnerability to depression across the lifespan. Many theories assume optimism can be learned, and research supports a modest role of family-environment acting to raise (or lower) optimism and lower (or raise) neuroticism and pessimism. Work utilising
brain imaging Neuroimaging is the use of quantitative (computational) techniques to study the structure and function of the central nervous system, developed as an objective way of scientifically studying the healthy human brain in a non-invasive manner. Incre ...
and
biochemistry Biochemistry or biological chemistry is the study of chemical processes within and relating to living organisms. A sub-discipline of both chemistry and biology, biochemistry may be divided into three fields: structural biology, enzymology and ...
suggests that at a biological trait level, optimism and pessimism reflect brain systems specialised for the tasks of processing and incorporating beliefs regarding good and bad information respectively.


Assessment


Life Orientation Test

The Life Orientation Test (LOT) was designed by Scheier and Carver (1985) to assess dispositional optimism – expecting positive or negative outcomes, and is one of the more popular tests of optimism and pessimism. This was also often used in early studies that examine the effects of these dispositions in health-related domains. Scheier and Carver's initial research, which surveyed college students, found that optimistic participants were less likely to show an increase in symptoms like dizziness, muscle soreness, fatigue, blurred vision, and other physical complaints than pessimistic respondents. There are eight items and four filler items in the test. Four are positive items (e.g. "In uncertain times, I usually expect the best") and four are negative items e.g. "If something can go wrong for me, it will." The LOT has been revised twice—once by the original creators (LOT-R) and also by Chang, Maydeu-Olivares, and D'Zurilla as the Extended Life Orientation Test (ELOT). The Revised Life Orientation Test (LOT-R: Scheier, Carver, & Bridges, 1994) consists of six items, each scored on a 5-point scale from "Strongly disagree" to "Strongly agree" and four filler items. Half of the coded items are phrased in an optimistic way while the other half in a pessimistic way. In comparison with its previous iteration, LOT-R offers good internal consistency overtime although there are item overlaps, making the correlation between the LOT and LOT-R extremely high.


Attributional Style Questionnaire

This Attributional Style Questionnaire (ASQ: Peterson et al. 1982) is based on the explanatory style model of optimism. Subjects read a list of six positive and negative events (e.g. "''you have been looking for a job unsuccessfully for some time''"), and are asked to record a possible cause for the event. They then rate whether this is internal or external, stable or changeable, and global or local to the event. There are several modified versions of the ASQ including the Expanded Attributional Style Questionnaire (EASQ), the Content Analysis of Verbatim Explanations (CAVE), and the ASQ designed for testing the optimism of children.


Associations with health

Optimism and
health Health, according to the World Health Organization, is "a state of complete physical, mental and social well-being and not merely the absence of disease and infirmity".World Health Organization. (2006)''Constitution of the World Health Organiza ...
are correlated moderately. Optimism has been shown to explain between 5–10% of the variation in the likelihood of developing some health conditions (
correlation coefficient A correlation coefficient is a numerical measure of some type of correlation, meaning a statistical relationship between two variables. The variables may be two columns of a given data set of observations, often called a sample, or two components ...
s between .20 and .30), notably including cardiovascular disease, stroke, and depression. The relationship between optimism and health has also been studied with regard to physical symptoms, coping strategies and negative affect for those suffering from
rheumatoid arthritis Rheumatoid arthritis (RA) is a long-term autoimmune disorder that primarily affects joints. It typically results in warm, swollen, and painful joints. Pain and stiffness often worsen following rest. Most commonly, the wrist and hands are invol ...
,
asthma Asthma is a long-term inflammatory disease of the airways of the lungs. It is characterized by variable and recurring symptoms, reversible airflow obstruction, and easily triggered bronchospasms. Symptoms include episodes of wheezing, co ...
, and fibromyalgia. It has been found that among individuals with these diseases, optimists are not more likely than pessimists to report pain alleviation due to coping strategies, despite differences in psychological well-being between the two groups. A
meta-analysis A meta-analysis is a statistical analysis that combines the results of multiple scientific studies. Meta-analyses can be performed when there are multiple scientific studies addressing the same question, with each individual study reporting me ...
has confirmed the assumption that optimism is related to psychological well-being: "Put simply, optimists emerge from difficult circumstances with less distress than do pessimists." Furthermore, the correlation appears to be attributable to coping style: "That is, optimists seem intent on facing problems head-on, taking active and constructive steps to solve their problems; pessimists are more likely to abandon their effort to attain their goals." Optimists may respond better to stress: pessimists have shown higher levels of cortisol (the "stress hormone") and trouble regulating cortisol in response to stressors. Another study by Scheier examined the recovery process for a number of patients that had undergone surgery. The study showed that optimism was a strong predictor of the rate of recovery. Optimists achieved faster results in "behavioral milestones" such as sitting in bed, walking around, etc. They also were rated by staff as having a more favorable physical recovery. In a 6-month later follow-up, it was found that optimists were quicker to resume normal activities.


Optimism and well-being

A number of studies have been done on optimism and psychological well-being. One 30-year study undertaken by Lee et al. (2019) assessed the overall optimism and longevity of cohorts of men from the Veterans Affairs Normative Aging Study and women from the Nurses’ Health Study. The study found a positive correlation between higher levels of optimism and exceptional longevity, which the study defined as a lifespan exceeding 85 years. Another study conducted by Aspinwall and Taylor (1990) assessed incoming freshmen on a range of personality factors such as optimism, self-esteem, locus of self-control, etc. It was found that freshmen who scored high on optimism before entering college were reported to have lower levels of psychological distress than their more pessimistic peers, while controlling for the other personality factors. Over time, the more optimistic students were less stressed, less lonely, and less depressed than their pessimistic counterparts. Thus, this study suggests a strong link between optimism and psychological well-being. In addition low optimism may help explain the association between caregivers' anger and reduced sense of vitality. A recent meta-analysis of optimism supported past findings that optimism is positively correlated with
life satisfaction Life satisfaction is a measure of a person's well-being, assessed in terms of mood, relationship satisfaction, achieved goals, self-concepts, and self-perceived ability to cope with life. Life satisfaction involves a favorable attitude towards one ...
, happiness, psychological and physical well-being and negatively correlated with depression and anxiety. Seeking to explain the correlation, researchers find that optimists choose healthier lifestyles. For example, optimists smoke less, are more physically active, consume more fruit, vegetables and whole-grain bread, and are more moderate in alcohol consumption.


Translating association into modifiability

Research to date has demonstrated that optimists are less likely to have certain diseases or develop certain diseases over time. By comparison, research has not yet been able to demonstrate the ability to change an individual's level of optimism through psychological interventions, and thereby alter the course of disease or likelihood for development of disease. Though in that same vein, an article by Mayo Clinic argues steps to change self-talk from negative to positive may shift individuals from a negative to a more positive/optimistic outlook. Strategies claimed to be of value include surrounding oneself with positive people, identifying areas of change, practicing positive self-talk, being open to humor, and following a healthy lifestyle. There is also the notion of "
learned optimism Learned optimism is the idea in positive psychology that a talent for joy, like any other, can be cultivated. In contrast with learned helplessness, optimism is learned by consciously challenging any negative self talk. Overview Learned optim ...
" in positive psychology, which holds that joy is a talent that can be cultivated and can be achieved through specific actions such as the challenging negative self talk or overcoming "
learned helplessness Learned helplessness is the behavior exhibited by a subject after enduring repeated aversive stimuli beyond their control. It was initially thought to be caused by the subject's acceptance of their powerlessness, by way of their discontinuing atte ...
". However, criticism against positive psychology argues that the field of positive psychology places too much importance on "upbeat thinking, while shunting challenging and difficult experiences to the side." There are researchers in a study involving twins who found that optimism is largely inherited at birth. Along with the recognition that childhood experiences determine an individual's outlook, such studies demonstrate the genetic basis for optimism reinforces the recognized difficulty in changing or manipulating the direction of an adult's disposition from pessimist to optimist.


Philosophical optimism

One of the earliest forms of philosophical optimism was Socrates' theory of moral intellectualism, which formed part of the thinker's enlightenment model through the process of self-improvement. According to the philosopher, it is possible to live a virtuous life by attaining moral perfection through philosophical self-examination. He maintained that knowledge of moral truth is necessary and sufficient for leading a good life. In his philosophical investigations, Socrates followed a model that did not merely focus on the intellect or reason but a balanced practice that also consider the emotion as an important contributor to the richness of human experience. Distinct from a disposition to believe that things will work out, there is a philosophical idea that, perhaps in ways that may not be fully comprehended, the present moment is in an optimum state. This view that all of nature - past, present, and future - operates by laws of optimization along the lines of
Hamilton's principle In physics, Hamilton's principle is William Rowan Hamilton's formulation of the principle of stationary action. It states that the dynamics of a physical system are determined by a variational problem for a functional based on a single function, ...
in the realm of physics is countered by views such as
idealism In philosophy, the term idealism identifies and describes metaphysical perspectives which assert that reality is indistinguishable and inseparable from perception and understanding; that reality is a mental construct closely connected t ...
, realism, and
philosophical pessimism Philosophical pessimism is a family of philosophical views that assign a negative value to life or existence. Philosophical pessimists commonly argue that the world contains an empirical prevalence of pains over pleasures, that existence is onto ...
. Philosophers often link the concept of optimism with the name of
Gottfried Wilhelm Leibniz Gottfried Wilhelm (von) Leibniz . ( – 14 November 1716) was a German polymath active as a mathematician, philosopher, scientist and diplomat. He is one of the most prominent figures in both the history of philosophy and the history of math ...
, who held that we live in the
best of all possible worlds The phrase "the best of all possible worlds" (french: Le meilleur des mondes possibles; german: Die beste aller möglichen Welten) was coined by the German polymath and Enlightenment philosopher Gottfried Leibniz in his 1710 work ''Essais de Th ...
(''le meilleur des mondes possibles''), or that God created a physical universe that applies the laws of physics. The concept was also reflected in an aspect of Francois-Marie Arouet de Voltaire's early philosophy, one that was based on
Isaac Newton Sir Isaac Newton (25 December 1642 – 20 March 1726/27) was an English mathematician, physicist, astronomer, alchemist, theologian, and author (described in his time as a " natural philosopher"), widely recognised as one of the grea ...
's view that described a divinely ordered human condition. This philosophy would also later emerge in
Alexander Pope Alexander Pope (21 May 1688 O.S. – 30 May 1744) was an English poet, translator, and satirist of the Enlightenment era who is considered one of the most prominent English poets of the early 18th century. An exponent of Augustan literature, ...
's ''Essay on Man''. Leibniz proposed that it was not in God's power to create a perfect world, but among possible worlds, he created the best. In one of his writings, he responded to the Blaise Pascal philosophy of awe and desperation in the face of the infinite by claiming that infinity should be celebrated. While Pascal advocated for making man's rational aspirations more humble, Leibniz was optimistic about the capacity of human reason to further extend itself. This idea was mocked by Voltaire in his satirical novel '' Candide'' as baseless optimism of the sort exemplified by the beliefs of one of its characters
Dr. Pangloss ( , ) is a French satire written by Voltaire, a philosopher of the Age of Enlightenment, first published in 1759. The novella has been widely translated, with English versions titled ''Candide: or, All for the Best'' (1759); ''Candide: or, The ...
, which are the opposite of his fellow traveller Martin's
pessimism Pessimism is a negative mental attitude in which an undesirable outcome is anticipated from a given situation. Pessimists tend to focus on the negatives of life in general. A common question asked to test for pessimism is " Is the glass half emp ...
and emphasis on
free will Free will is the capacity of agents to choose between different possible courses of action unimpeded. Free will is closely linked to the concepts of moral responsibility, praise, culpability, sin, and other judgements which apply only to ac ...
. The optimistic position is also called Panglossianism and became an adjective for excessive, even stupendous, optimism. The phrase "panglossian pessimism" has been used to describe the pessimistic position that, since this is the best of all possible worlds, it is impossible for anything to get any better. Conversely, philosophical pessimism might be associated with an optimistic long-term view because it implies that no change for the worse is possible. Later, Voltaire found it difficult to reconcile Leibniz' optimism with human suffering as demonstrated by the earthquake that devastated Lisbon in 1755 as well as the atrocities committed by the pre-revolutionary France against its people.


Optimalism

Philosophical optimalism, as defined by
Nicholas Rescher Nicholas Rescher (; ; born 15 July 1928) is a German-American philosopher, polymath, and author, who has been a professor of philosophy at the University of Pittsburgh since 1961. He is chairman of the Center for Philosophy of Science and was fo ...
, holds that this universe exists because it is better than the alternatives. While this philosophy does not exclude the possibility of a deity, it also does not require one, and is compatible with atheism. Rescher explained that the concept can stand on its own feet, arguing that there is no necessity to seeing optimalism realization as divinely instituted because it is a naturalistic theory in principle. Psychological optimalism, as defined by the positive psychologist Tal Ben-Shahar, means willingness to accept failure while remaining confident that success will follow, a positive attitude he contrasts with negative perfectionism. Perfectionism can be defined as a persistent compulsive drive toward unattainable goals and valuation based solely in terms of accomplishment. Perfectionists reject the realities and constraints of human ability. They cannot accept failures, delaying any ambitious and productive behavior in fear of failure again. This neuroticism can even lead to
clinical depression Major depressive disorder (MDD), also known as clinical depression, is a mental disorder characterized by at least two weeks of pervasive low mood, low self-esteem, and loss of interest or pleasure in normally enjoyable activities. Intro ...
and low productivity. As an alternative to negative perfectionism, Ben-Shahar suggests the adoption of optimalism. Optimalism allows for failure in pursuit of a goal, and expects that while the trend of activity is towards the positive, it is not necessary to always succeed while striving towards goals. This basis in reality prevents the optimalist from being overwhelmed in the face of failure. Optimalists accept failures and also learn from them, which encourages further pursuit of achievement. Dr. Tal Ben-Shahar believes that Optimalists and Perfectionists show distinct different motives. Optimalists tend to have more intrinsic, inward desires, with a motivation to learn, while perfectionists are highly motivated by a need to consistently prove themselves worthy. Optimalism has also been classified into two: product optimalism and process optimalism. The former is described as an outlook that looks to provide the realization of the best possible result while the latter looks for a maximization of the chances of achieving the best possible result. Others classify it either as full-scale, one that implies determinism, or weak determinism, which claims that we have the best laws and initial conditions. Some sources also distinguish the concept from optimism since it does not focus on how things are going well but on how things are going as well as possible.


See also

*
Affirmations (New Age) Affirmations in New Thought and New Age terminology refer primarily to the practice of positive thinking and self-empowerment—fostering a belief that "a positive mental attitude supported by affirmations will achieve success in anything." More ...
* Agathism * Explanatory style (attributional style) * Mood (psychology) *
Moral idealism An ideal is a principle or value that one actively pursues as a goal, usually in the context of ethics, and one's prioritization of ideals can serve to indicate the extent of one's dedication to each. The belief in ideals is called ethical ideal ...
* New Thought *
Optimism bias Optimism bias (or the optimistic bias) is a cognitive bias that causes someone to believe that they themselves are less likely to experience a negative event. It is also known as unrealistic optimism or comparative optimism. Optimism bias is commo ...
*
Pessimism Pessimism is a negative mental attitude in which an undesirable outcome is anticipated from a given situation. Pessimists tend to focus on the negatives of life in general. A common question asked to test for pessimism is " Is the glass half emp ...
* Philosophy *
Philosophy of happiness The philosophy of happiness is the philosophical concern with the existence, nature, and attainment of happiness. Some philosophers believe happiness can be understood as the moral goal of life or as an aspect of chance; indeed, in most European ...
* Positive mental attitude * Positive psychology *
Pronoia (psychology) Pronoia describes a state of mind that is the opposite of paranoia. Whereas a person suffering from paranoia feels that persons or entities are conspiring against them, a person experiencing pronoia believes that the world around them conspires to ...
* Self-efficacy *
Silver lining (idiom) A silver lining is a metaphor for optimism in vernacular English, which means a negative occurrence may have a positive aspect to it. Origin John Milton coined the phrase 'silver lining' in his poem Comus: A Mask Presented at Ludlow Castle, 163 ...


References

* Mayo Clinic Staff
"Positive thinking: Stop negative self-talk to reduce stress"
Mayoclinic.org. Mayo Clinic, 4 March 2014. Web. 31 March 2014.


Further reading

*Chang, E. (2001). ''Optimism & Pessimism: Implications for Theory, Research, and Practice'', Washington, DC: American Psychological Association. . *Huesemann, Michael H., and Joyce A. Huesemann (2011)
''Technofix: Why Technology Won't Save Us or the Environment''
Chapter 7, "
Technological Optimism Technological utopianism (often called techno-utopianism or technoutopianism) is any ideology based on the premise that advances in science and technology could and should bring about a utopia, or at least help to fulfill one or another utopian i ...
and Belief in Progress", New Society Publishers, Gabriola Island, British Columbia, Canada, , 464 pp. *Seligman, M.E.P., (2006). ''Learned Optimism: How to Change Your Mind and Your Life'', Vintage, . *Sharot, Tali (2012). ''The Optimism Bias: A Tour of the Irrationally Positive Brain'', Vintage, .


External links


"Being Optimistic"
Optimism as character strength *

Tali Sharot's talk at the TED.com {{Authority control Literary terminology New Thought beliefs Motivation Personality Philosophical theories Philosophy of life