Liu Yuan (Han Zhao)
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Liu Yuan (劉淵) (died 19 August 310),
courtesy name A courtesy name (), also known as a style name, is a name bestowed upon one at adulthood in addition to one's given name. This practice is a tradition in the East Asian cultural sphere, including China, Japan, Korea, and Vietnam.Ulrich Theob ...
Yuanhai (元海), formally Emperor Guangwen of Han (Zhao) (漢(趙)光文帝) was the founding
emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereignty, sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife (empress consort), ...
of the
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
-led Han Zhao dynasty during the Sixteen Kingdoms period of China.


Family background

Liu Yuan was a member of
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
nobility, as a descendant of
Modu Chanyu Modu, Maodun, Modun (, from Old Chinese (220 B.C.E.): *''mouᴴ-tuən'' or *''mək-tuən'', c. 234 – c. 174 BCE) was the son of Touman and the founder of the empire of the Xiongnu. He came to power by ordering his men to kill his father in 209 B ...
, who, along with their people, had long been loyal vassals to the
Han Dynasty The Han dynasty (, ; ) was an imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–207 BC) and a warr ...
and to its successor states
Cao Wei Wei ( Hanzi: 魏; pinyin: ''Wèi'' < Middle Chinese: *''ŋjweiC'' <
Jin. In late Cao Wei or early Jin times, the Xiongnu nobles claimed that they were descendend from the Han Dynasty's ruling Liu clan also — through a princess who had married the first great chanyu in Xiongnu history,
Modu Shanyu Modu, Maodun, Modun (, from Old Chinese (220 B.C.E.): *''mouᴴ-tuən'' or *''mək-tuən'', c. 234 – c. 174 BCE) was the son of Touman and the founder of the empire of the Xiongnu. He came to power by ordering his men to kill his father in 209 B ...
- and therefore changed their family name to Liu. Liu Yuan's father,
Liu Bao Liu Bao ( 190s–200s) was a Southern Xiongnu chanyu who lived during the late Eastern Han dynasty and Three Kingdoms period of China. His father was Yufuluo. His son, Liu Yuan, founded the Han Zhao dynasty during the Sixteen Kingdoms period. ...
, was a son of one of the last chanyus,
Yufuluo Chizhi Shizhu Hou (; 150–196; r. 188–195 AD), personal name Yufuluo (於夫羅), was a puppet chanyu of the Southern Xiongnu during the late Han Dynasty. In 188, he was appointed chanyu by the Han court following the murder of his father Qian ...
, and the nephew of the very last chanyu Luanti Huchuquan (before Cao Cao abolished the office in 216 and divided the Xiongnu into five tribes (''bu'', 部)); Liu Bao had the command of the Left Tribe (左部). Liu Yuan's mother Lady Huyan (呼延) appeared to be from a noble family, and was in probability Liu Bao's wife, not concubine, but that is not clear, with other sources state this was a name for
Cai Wenji Cai Yan ( 178 – post 206; or 170–215; or died  249), courtesy name Wenji, was a Chinese composer, poet, and writer who lived during the late Eastern Han dynasty of China. She was the daughter of Cai Yong. Her courtesy name was original ...
. As all five tribes settled down in modern southern Shanxi, that was likely where Liu Yuan was born and raised.


As Jin subject

As powerful Xiongnu nobles were usually encouraged or pressured by Cao Wei and Jin authorities to send their sons to the capital
Luoyang Luoyang is a city located in the confluence area of Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyang ...
(both to encourage them to further
sinicization Sinicization, sinofication, sinification, or sinonization (from the prefix , 'Chinese, relating to China') is the process by which non-Chinese societies come under the influence of Chinese culture, particularly the language, societal norms, cul ...
and as collateral for their loyalty), Liu Yuan was sent to Luoyang to reside and to study traditional Chinese literature. He became well known for his studies, particularly of the Zou version of
Confucius Confucius ( ; zh, s=, p=Kǒng Fūzǐ, "Master Kǒng"; or commonly zh, s=, p=Kǒngzǐ, labels=no; – ) was a Chinese philosopher and politician of the Spring and Autumn period who is traditionally considered the paragon of Chinese sages. C ...
' ''
Spring and Autumn Annals The ''Spring and Autumn Annals'' () is an ancient Chinese chronicle that has been one of the core Chinese classics since ancient times. The ''Annals'' is the official chronicle of the State of Lu, and covers a 241-year period from 722 to 48 ...
'' and of the military strategies of
Sun Tzu Sun Tzu ( ; zh, t=孫子, s=孙子, first= t, p=Sūnzǐ) was a Chinese military general, strategist, philosopher, and writer who lived during the Eastern Zhou period of 771 to 256 BCE. Sun Tzu is traditionally credited as the author of '' The ...
and
Wu Qi Wu Qi (, 440–381 BC) was a Chinese military leader, Legalist philosopher, and politician in the Warring States period. Biography Born in the State of Wey (), he was skilled in leading armies and military strategy. He had served in the state ...
. The key Jin official Wang Hun (one of the lead generals who later participated in conquering Eastern Wu) became impressed with him, and Wang Hun's son Wang Ji (王濟) became a close friend of Liu Yuan's. Wang Hun believed Liu to be general material and repeatedly recommended Liu Yuan to Emperor Wu, but Kong Xun (孔恂) and Empress Yang Zhi's uncle Yang Ji (楊濟) suspected Liu for his Xiongnu ancestry and persuaded Emperor Wu against giving Liu military commands during campaigns against Eastern Wu and the
Xianbei The Xianbei (; ) were a Proto-Mongolic ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. They originated from the Donghu people who splintered into th ...
rebel
Tufa Shujineng Tufa Shujineng (died 279) was a Qiang-Xianbei chieftain who lived during the Three Kingdoms period of China. As the leader of the Tufa tribe in Hexi, he led a rebellion against the ruling Western Jin dynasty between 270 and 279. Shujineng kil ...
. Eventually, even Emperor Wu's brother Sima You the Prince of Qi, impressed and fearful of Liu's abilities, encouraged Emperor Wu to have Liu executed, but Wang Hun persuaded Emperor Wu that it would be wrong. When Liu Bao died, Emperor Wu permitted Liu Yuan to take over command of the Left Tribe. As the commander of the Left Tribe, Liu became known for his fair administration of laws and willingness to listen to ideas, and also for his willingness to spread his wealth. Therefore, the ambitious people in his region, not only of the five Xiongnu tribes but of many Han clans, flocked to him. After Emperor Wu's death and succession by Emperor Hui, the
regent A regent (from Latin : ruling, governing) is a person appointed to govern a state '' pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy ...
Yang Jun made Liu the commander of all five tribes, but toward the end of the subsequent regency of Emperor Hui's wife
Empress Jia Nanfeng Jia Nanfeng (257 – 13 May 300), nicknamed Shi (峕), was a Chinese empress consort. She was the daughter of Jia Chong and first wife of Emperor Hui of the Jin dynasty and also the granddaughter of Jia Kui. She is commonly seen as a villain ...
, Liu was removed from that position due to his inability to stop one of his countrymen's rebellions. Later, when Sima Ying the Prince of Chengdu became the military commander at Yecheng, he invited Liu to be one of his subordinate military commanders, and Liu accepted the invitation.


Independence from Jin

In the midst of the
War of the Eight Princes The War of the Eight Princes, Rebellion of the Eight Kings, or Rebellion of the Eight Princes () was a series of civil wars among kings/princes (Chinese: ''wáng'' 王) of the Chinese Jin dynasty from 291 to 306 AD. The key point of contention in ...
, in 304, Xiongnu nobles, led by the commander of the North Tribe, Liu Xuan, tired of the Jin misrule and secretly plotted reindependence from Jin. They sent a messenger to secretly offer Liu Yuan the title of Grand Chanyu. Liu Yuan then told Sima Ying, who was then concerned about an attack from Wang Jun, whose troops were reinforced with
Xianbei The Xianbei (; ) were a Proto-Mongolic ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. They originated from the Donghu people who splintered into th ...
and
Wuhuan The Wuhuan (, < Eastern Han Chinese: *''ʔɑ-ɣuɑn'', <
soldiers, that he would be willing to mobilize Xiongnu soldiers to support Sima Ying's cause. Sima Ying agreed and allowed Liu Yuan to return to the Xiongnu tribes. Once Liu Yuan returned to his people, he gathered 50,000 men quickly and was readying himself to rush to Sima Ying's aid, but he also publicly accepted the title of Grand Chanyu. (Previously, Sima Ying had bestowed the title of North Chanyu on him.) However, he then heard that Sima Ying's forces had collapsed in fear of Wang's troops and that Sima Ying had, against his prior advice, fled to Luoyang. He then declared his people independent from Jin and further declared that, as a Han descendant, he would succeed to the Han throne, and therefore claimed the title of the King of Han—deliberately choosing a title that had been previously held by Han Dynasty's founder,
Liu Bang Emperor Gaozu of Han (256 – 1 June 195 BC), born Liu Bang () with courtesy name Ji (季), was the founder and first emperor of the Han dynasty, reigning in 202–195 BC. His temple name was "Taizu" while his posthumous name was Empe ...
(Emperor Gao). He reestablished the worship of eight Han emperors—Emperor Gao, Emperor Wen, Emperor Wu, Emperor Xuan, Emperor Guangwu, Emperor Ming, Emperor Zhang, and
Liu Bei Liu Bei (, ; ; 161 – 10 June 223), courtesy name Xuande (), was a warlord in the late Eastern Han dynasty who founded the state of Shu Han in the Three Kingdoms period and became its first ruler. Although he was a distant relative of the ...
(Emperor Zhaolie). He created his wife Lady Huyan (likely a relative of his mother) princess. (The name of Liu's state was therefore "Han," but is often referred to as "Han Zhao" or "Former Zhao" because his nephew Liu Yao, who took the throne in 318, changed the name of the state to Zhao in 319.)


Reign

For those impressed with Liu's abilities previously, however, his reign was somewhat of a let down. He spent great energy on trying to restore the Han system of government, but he himself was unable to quickly expand his sphere of influence. He set his capital at Lishi (離石, in modern
Lüliang Lüliang or Lyuliang () is a prefecture-level city in the west of Shanxi province, People's Republic of China, bordering Shaanxi province across the Yellow River to the west, Jinzhong and the provincial capital of Taiyuan to the east, Linfen to ...
, Shanxi), but his control of territory became limited to that local region. His forces were often able to achieve victories over Jin forces but unable to hold cities. In 305, after a famine, he relocated to Liting (黎亭, in modern
Changzhi Changzhi () is a prefecture-level city in the southeast of Shanxi Province, China, bordering the provinces of Hebei and Henan to the northeast and east, respectively. Historically, the city was one of the 36 administrative areas (see Adminis ...
, Shanxi). As years went by, however, the various agrarian rebel generals who were resisting Jin rule, whether ethnically Wu Hu or Han, often chose to come under Liu Yuan's Han banner. Chief among these were the Chinese general Wang Mi and the Jie general
Shi Le Shi Le (274–17 August 333), courtesy name Shilong, formally Emperor Ming of (Later) Zhao, was the founding emperor of the Jie-led Later Zhao dynasty of China. At a young age he was sold as a slave by Jin officials, but he later helped start a ...
(both of whom declared loyalty to Han Zhao in 307), who generally only nominally submitted to Liu's orders while maintaining separate power structures but who also did appear to genuinely respect and fear Liu. As for troops under his own control, Liu largely entrusted them to his son Liu Cong the Prince of Chu and his nephew Liu Yao the Prince of Shi'an. The four generals, while not being able to hold cities, were generally able to rove throughout northern and central China unimpeded by Jin forces, defeating most Jin generals who opposed them. In 308, Wang's troops advanced on the Jin capital Luoyang, but was repelled. That year, after capturing more territory, Liu Yuan moved his capital to Puzi (蒲子, in modern
Linfen Linfen is a prefecture-level city in the southwest of Shanxi province, China, bordering Shaanxi province to the west. It is situated along the banks of the Fen River. It has an area of and according to the 2020 Census, a population of 3,976, ...
, Shanxi) and declared himself emperor, signifying an even more complete break from Jin. In 309, he moved the capital once more to Pingyang (平陽, also in modern Linfen). By this time, Liu Cong and Wang Mi had eventually been able to control all of southern Shanxi for Han Zhao, and they again attacked Luoyang, but were again repelled. In 310, Liu Yuan grew ill, and he created his second wife Lady Dan empress and his oldest son Liu He (by his first wife Empress
Huyan The Huyan (; LHC: *''ha(C)-jan'' < (~200 BCE): *''hɑ-janH/B'') was a noble house that led the last rem ...
—who appeared to have died by this point, although her death was not mentioned in history)
crown prince A crown prince or hereditary prince is the heir apparent to the throne in a royal or imperial monarchy. The female form of the title is crown princess, which may refer either to an heiress apparent or, especially in earlier times, to the wi ...
. When he died later that year, Liu He became emperor. However, only a week later, he was overthrown and killed by Liu Cong, who then became emperor.


Physical appearance

In the Book of Wei, Chinese author
Wei Shou Wei Shou () (506–572), courtesy name Boqi (伯起), was a Chinese author born in Quyang County in Julu Commandery (today Xingtai, Hebei).(魏收,字伯起,小字佛助,巨鹿下曲阳人也.) ''Bei Qi Shu'', vol.37 He wrote the ''Book of ...
notes that Liu Yuan was over six feet tall and that he had strands of red hair in his long
beard A beard is the hair that grows on the jaw, chin, upper lip, lower lip, cheeks, and neck of humans and some non-human animals. In humans, usually pubescent or adult males are able to grow beards. Throughout the course of history, societal at ...
.


Skepticism over lineage

Some modern Chinese academics, such as Tang Changru (唐长孺), cast doubt on Liu Yuan’s lineage. Tang, in particular, pointed out three reasons: Liu Bao’s lifespan was unusually long, as he served as
Tuqi King The Tuqi King () was a high office of the Xiongnu, a title also known to the Chinese as "worthy/wise prince/king".Chen (1999), p. 237–277Ma (2005), p. 397–411 In the 6th to 8th centuries, Chinese annalists used the expression 贤王 ''Xian wang ...
in 195 and died in 279 according to Liu Yuan's entry in the '' Jinshu''; The commander of the Left Tribe in 272 was Li Ke (李恪) and not Liu Bao according to Emperor Wu’s entry in the ''Jinshu'', but Liu Yuan's entry states that he inherited the position from his father; And Liu Yuan was from Xinxing Commandery (新興郡; north of present-day
Xinzhou Xinzhou, ancient name Xiurong (秀荣), is a prefecture-level city occupying the north-central section of Shanxi Province in the People's Republic of China, bordering Hebei to the east, Shaanxi to the west, and Inner Mongolia to the northwest ...
, Shanxi), which would have placed him in the North Tribe (北部), so for him to hold command over the Left Tribe is odd. Tang hypothesized that Liu Yuan and Han Zhao historians may have fabricated his lineage to strengthen his legitimacy as a direct descendant of the chanyus.


Family

Consort and their eespective issue(s): * Empress Huyan, of the Huyan clan (呼延皇后), daughter of Huyan Yi (呼延翼) ** Liu He, Prince of Liang (劉和 梁王, d. 310), first son * Empress Shan, of the Dan clan (單皇后), daughter of Dan Zheng (單徵) **Liu Ai Prince of Beihai (劉乂 北海王, d. 317), seventh son * Furen, of the Zhang clan (张夫人) **Liu Cong (劉恭, d. 310), second son ** Liu Cong , the Prince of Chu (劉聰 楚王, d. 31 August 318), fourth son *Unknown **Third son **Liu Yu, the Prince of Qi (劉裕 齐王, d. 310), fifth son **Liu Long, the Prince of Lu (劉隆 鲁王, d. 310), sixth son


References

{{DEFAULTSORT:Liu, Yuan 310 deaths 4th-century Chinese monarchs Former Zhao emperors Jin dynasty (266–420) generals People from Lüliang Year of birth unknown Generals from Shanxi Founding monarchs Posthumous executions