Independent expenditure
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An independent expenditure, in
elections in the United States Elections in the United States are held for government officials at the federal, state, and local levels. At the federal level, the nation's head of state, the president, is elected indirectly by the people of each state, through an Ele ...
, is a
political campaign A political campaign is an organized effort which seeks to influence the decision making progress within a specific group. In democracies, political campaigns often refer to electoral campaigns, by which representatives are chosen or referend ...
communication that expressly advocates for the election or defeat of a clearly identified candidate that is not made in cooperation, consultation or concert with; or at the request or suggestion of a
candidate A candidate, or nominee, is the prospective recipient of an award or honor, or a person seeking or being considered for some kind of position; for example: * to be elected to an office — in this case a candidate selection procedure occurs. * ...
, candidate's authorized committee or
political party A political party is an organization that coordinates candidates to compete in a particular country's elections. It is common for the members of a party to hold similar ideas about politics, and parties may promote specific ideological or p ...
.Lawmakers Take on Super PACs on Smith Hill, GoLocal Prov News, Dan McGowan, February 17, 2012
/ref> If a candidate, his/her agent, his/her authorized committee, his/her party, or an "agent" for one of these groups becomes "materially involved", the expenditure is not independent.11 CFR 100.16 - Independent expenditure (2 U.S.C. 431(17)), Cornell University Cornell Law School, Jan. 3, 2003
/ref>


Definition

The Code of Federal Regulations defined independent expenditure as an expenditure for a communication "expressly advocating the election or defeat of a clearly identified candidate that is not made in cooperation, consultation, or concert with, or at the request or suggestion of, a candidate, a candidate's authorized committee, or their agents, or a political party or its agents." 11 CFR 100.16(a). The term was first introduced in the Code of Federal Regulations in 2003. The
Federal Election Commission The Federal Election Commission (FEC) is an independent regulatory agency of the United States whose purpose is to enforce campaign finance law in United States federal elections. Created in 1974 through amendments to the Federal Election Cam ...
defines an agent as someone who has "actual authority, either express or implied" to perform one or more of a list of actions on behalf of a campaign. It stipulates that an otherwise independent expenditure could be invalidated if an "agent" does something as simple as suggesting an advertisement be made. To prevent this, some groups claim that they sequester staff months before an election.Rothenberg Political Report, 8/2/10 http://rothenbergpoliticalreport.com/news/article/dccc-turns-to-mooks-ground-game-for-fall An organization making an independent expenditure must include a federally mandated disclaimer identifying the person or organization paying for the communication and stating that the communication was not authorized by a candidate or candidate's committee.FEC Website, Coordinated Communications and Independent Expenditures Brochure http://www.fec.gov/pages/brochures/indexp.shtml#IE


As Distinguished From Contributions

Contributions are money, or their equivalent, that are given to someone to use. Candidates and groups then spend the money, or their equivalent, to pay for campaigns. The phrase "or their equivalent" is incorporated into definitions to account for other things of value. For example, a radio station that gives free air-time so a group can run an ad is making a contribution.


Coordinations


Pre-Candidacy Strategies

In recent years, a number of candidates have sought to bypass campaign finance rules by delaying their intention to run for office, instead forming so-called "
exploratory committee In the election politics of the United States, an exploratory committee is an organization established to help determine whether a potential candidate should run for an elected office. They are most often cited in reference to candidates for pre ...
s." Exploratory committees had been in existence well before the advent of super PACs, but are now increasingly used with the explicit intention of giving candidates a head-start in their respective campaigns. Ostensibly, they're created as a means to "test the waters" of that potential candidate's electability; in reality, and today more than ever, it enables them to raise money above what is set out in the federal candidate contribution limits and restrictions (which stipulates no more than $2,700 per individual donor, and no corporate/union funds) until they've officially declared their candidacy. This behavior has been challenged by legal analysts, most notably by the Senior Counsel at the
Campaign Legal Center Campaign Legal Center (CLC) is a nonprofit 501(c)(3) government watchdog group in the United States. CLC supports strong enforcement of United States campaign finance laws. Trevor Potter, former Republican chairman of the Federal Election Comm ...
, Paul S. Ryan. He asserts that prior to the 2016 Presidential Primaries, " ebBush, artinO'Malley, ickSantorum and cottWalker ereall raising funds above the $2,700 candidate limit, providing reason to believe they ereviolating federal law." Ryan argues, " heyhave actually crossed the threshold to become 'candidates' as defined in federal law, by referring to themselves publicly as candidates and/or by amassing campaign funds that will be spent after they formally declare their candidacies." Furthermore, by refraining from officially announcing their candidacies, they are essentially free to raise unlimited funds for their chosen super PAC, and both 'coordinate' with and guide that super PAC in any way they see fit. This allows potential candidates-to-be to drum-up support and publicity, as well as stockpiling funds for their nominated super PAC, well in advance of whichever campaign they're looking to contest.


Examples of Alleged Coordination

Some have argued that FEC regulations are regularly flouted through the use of loopholes, and that a significant amount of independent expenditure is, in reality, coordinated. A piece written by Alex Roarty and Shane Goldmacher in the National Journal, and republished in
The Atlantic ''The Atlantic'' is an American magazine and multi-platform publisher. It features articles in the fields of politics, foreign affairs, business and the economy, culture and the arts, technology, and science. It was founded in 1857 in Boston, ...
, outlined just how "brazen" current attempts at coordination can be. Focusing on
Thom Tillis Thomas Roland Tillis (born August 30, 1960) is an American politician serving as the junior United States senator from North Carolina since 2015. A Republican, he was elected to the North Carolina House of Representatives in 2006, and began ser ...
, a Republican US Senator from North Carolina, and his 2014 Senate campaign's efforts to influence his allied super PAC, it details the publication of a freely-available memo on Tillis's website, which outlined his campaign's detailed advertising strategy. Purportedly 'intended' for donors, "It is just as easily read as an explicit wish list aimed at the inboxes of outside allies with whom he cannot otherwise legally communicate about strategy." Paul S. Ryan from the Campaign Legal Center noted he had "never seen anything like it," but "hastened to add he also saw nothing illegal in the Tillis missive." As Roarty and Goldmacher elaborate, "The restrictions that bar coordination between candidates and their allies only apply to explicit communication between the two sides—a loophole that has been exploited by speaking in public ever since the proliferation of outside organizations following the Supreme Court's
Citizens United Citizenship is a "relationship between an individual and a state to which the individual owes allegiance and in turn is entitled to its protection". Each state determines the conditions under which it will recognize persons as its citizens, and ...
ruling." In 2015, Jeb Bush and his dealings with his
Right to Rise Right to Rise is a political action committee (PAC) created to support Jeb Bush in the 2016 presidential election. A Super PAC, Right to Rise is permitted to raise and spend unlimited amounts of corporate, union, and individual campaign contr ...
super PAC faced significant scrutiny due to the perception of apparent coordination. Alice Ollstein, writing for thinkprogress.org, clarifies, "Buried in the most recent round of FEC filings is evidence Bush's Right to Rise super PAC paid the firm Wisecup Consulting LLC at least $16,000 this April and May for 'political strategy consulting,' while the campaign paid the same firm about $60,000 for exactly the same service — despite the two entities being legally barred from any coordination." Moreover, after suffering setbacks in the early primaries of his presidential campaign, Jeb Bush's Right to Rise super PAC produced a television advert using his brother, former President George W. Bush, to endorse him. When queried about the commercial, Jeb Bush protested that " edidn't know
is brother In linguistics, a copula (plural: copulas or copulae; abbreviated ) is a word or phrase that links the subject of a sentence to a subject complement, such as the word ''is'' in the sentence "The sky is blue" or the phrase ''was not being'' i ...
was doing that" and was "righteous in making sure there's no coordination." Given the nature of their relationship, some have found it difficult to believe that Jeb Bush had no role or influence in recruiting his brother to make the ad, and thus, contravened campaign finance coordination rules. Some have advocated for a rethink in campaign finance law, given the relative impunity with which candidates now act and disregard campaign finance rules. Attorney Ben W. Heineman Jr. wrote in The Atlantic that "making damning facts public will be necessary to present a case" that "unmasks the claim" of super PACs being independent of their chosen candidates. However, for the time being, it seems as though tackling coordination in any meaningful way is unlikely. Even the Chairwoman of the Federal Election Commission, Ann M. Ravel, admitted, "The likelihood of the laws being enforced is slim. … I never want to give up, but I'm not under any illusions. People think the F.E.C. is dysfunctional. It's worse than dysfunctional."


Important Supreme Court Decisions

In 1976, the
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
ruled on Buckley v. Valeo, a case which challenged most of the provisions in the Federal Election Campaign Act. The court upheld the law's limits on contributions to candidates for Federal office. The Court did not, however, uphold limits on expenditures made by candidates or on independent expenditures. Middle Tennessee State University First Amendment Encyclopedia https://www.mtsu.edu/first-amendment/article/126/buckley-v-valeo OpenSecrets Glossary of Terms http://www.opensecrets.org/glossary.php?id=4 In 2010, the U.S. Court of Appeals for the District of Columbia Circuit held in Speechnow.org v. Federal Election Commission that political action committees (PACs) and other groups that made independent expenditures, but not contributions to candidate committees or parties, could accept contributions without restriction as to source or size.


See also

*
Mayday PAC Mayday PAC is an American crowd-funded non-partisan Super PAC created by Harvard Law School professor and activist Lawrence Lessig. Its purpose is to help elect candidates to the Congress to pass campaign finance reform. It is notable for rai ...
*
527 group A 527 organization or 527 group is a type of U.S. tax-exempt organization organized under Section 527 of the U.S. Internal Revenue Code (). A 527 group is created primarily to influence the selection, nomination, election, appointment or defea ...
* Issue advocacy ads * Lobbying in the United States * Political action committee *
Politics of the United States The politics of the United States function within a framework of a constitutional federal republic and presidential system, with three distinct branches that share powers. These are: the U.S. Congress which forms the legislative branch, a b ...
* Soft money


References


External links


Federal Election Commission

FEC Coordinated communications and independent expenditures brochure

FEC Contribution limit brochure
{{DEFAULTSORT:Independent Expenditure United States federal election legislation