Humphrey Appleby
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Sir Humphrey Appleby is a fictional character from the British television series ''
Yes Minister ''Yes Minister'' is a British political satire sitcom written by Antony Jay and Jonathan Lynn. Comprising three seven-episode series, it was first transmitted on BBC2 from 1980 to 1984. A sequel, ''Yes, Prime Minister'', ran for 16 episodes fr ...
'' and ''Yes Prime Minister''. He was played originally by Sir Nigel Hawthorne, and both on stage and in a television adaptation of the stage show by
Henry Goodman Henry Goodman (born 23 April 1950) is a RADA trained British actor. He has appeared on television and radio, in film and in the theatre. Early life He attended the Central Foundation Boys' School and joined the Royal Academy of Dramatic Art, ...
in a new series of ''
Yes, Prime Minister ''Yes Minister'' is a British political satire sitcom written by Antony Jay and Jonathan Lynn. Comprising three seven-episode series, it was first transmitted on BBC2 from 1980 to 1984. A sequel, ''Yes, Prime Minister'', ran for 16 episodes fro ...
''. In ''Yes Minister'', he is the
Permanent Secretary A permanent secretary (also known as a principal secretary) is the most senior civil servant of a department or ministry charged with running the department or ministry's day-to-day activities. Permanent secretaries are the non-political civil ...
for the Department of Administrative Affairs (a fictional department of the
British government ga, Rialtas a Shoilse gd, Riaghaltas a Mhòrachd , image = HM Government logo.svg , image_size = 220px , image2 = Royal Coat of Arms of the United Kingdom (HM Government).svg , image_size2 = 180px , caption = Royal Arms , date_est ...
). In the last episode of ''Yes Minister'', "
Party Games Party games are games that are played at social gatherings to facilitate interaction and provide entertainment and recreation. Categories include (explicit) icebreaker, parlour (indoor), picnic (outdoor), and large group games.Frankel, Lillian; ...
", he becomes Cabinet Secretary, the most powerful position in the service and one he retains during ''Yes, Prime Minister''. Hawthorne's portrayal won the
British Academy Television Awards The BAFTA TV Awards, or British Academy Television Awards are presented in an annual award show hosted by the BAFTA. They have been awarded annually since 1955. Background The first-ever Awards, given in 1955, consisted of six categories. Until ...
Award for Best Light Entertainment Performance four times: 1981, 1982, 1986, and 1987.


Fictional biography

Sir Humphrey was educated at
Winchester College Winchester College is a public school (fee-charging independent day and boarding school) in Winchester, Hampshire, England. It was founded by William of Wykeham in 1382 and has existed in its present location ever since. It is the oldest of ...
and
Baillie College Fictional colleges are found in many modern novels, films, and other works of fiction, probably because they allow the author greater licence for invention and a reduced risk of being accused of libel or slander, as might happen if the author d ...
,
Oxford Oxford () is a city in England. It is the county town and only city of Oxfordshire. In 2020, its population was estimated at 151,584. It is north-west of London, south-east of Birmingham and north-east of Bristol. The city is home to the ...
, where he read literae humaniores and received a first (Baillie College is clearly based on
Balliol College, Oxford Balliol College () is one of the constituent colleges of the University of Oxford in England. One of Oxford's oldest colleges, it was founded around 1263 by John I de Balliol, a landowner from Barnard Castle in County Durham, who provided the ...
; Humphrey is frequently seen wearing a Balliol tie). After
National Service National service is the system of voluntary government service, usually military service. Conscription is mandatory national service. The term ''national service'' comes from the United Kingdom's National Service (Armed Forces) Act 1939. The ...
in the Army Education Corps, he entered the Civil Service. From 1950 to 1956 he was successively the Regional Contracts Officer, an assistant principal in the
Scottish Office The Scottish Office was a department of the Government of the United Kingdom from 1885 until 1999, exercising a wide range of government functions in relation to Scotland under the control of the Secretary of State for Scotland. Following the es ...
, on secondment from the
War Office The War Office was a department of the British Government responsible for the administration of the British Army between 1857 and 1964, when its functions were transferred to the new Ministry of Defence (MoD). This article contains text from ...
(where, as revealed in " The Skeleton in the Cupboard", he was responsible for the relinquishing of £40,000,000 worth of military installations due to a lack of understanding of Scottish law). In 1964, he was brought into the newly formed Department of Administrative Affairs, where he worked until his appointment as Cabinet Secretary. He is recommended for a KBE award early on in the series in "The Official Visit". The Dean of Baillie describes him as "too clever by half" and "smug" (''
The Bishop's Gambit This is a list of ''Yes Minister'' and ''Yes, Prime Minister'' episodes. Thirty-eight episodes were made in total, running from 1980 to 1988. This includes a one-hour special that aired in 1984. All other episodes were a half-hour in length. ...
''). On Humphrey's possible private situation,
Jonathan Lynn Jonathan Lynn (born 3 April 1943) is an English stage and film director, producer, writer, and actor. He is known for directing the comedy films such as '' Clue'', '' Nuns on the Run'', ''My Cousin Vinny'', and '' The Whole Nine Yards''. He als ...
, one of the creators of ''Yes, Minister'' and ''Yes, Prime Minister'', commented: "We always supposed that Sir Humphrey lived in
Haslemere The town of Haslemere () and the villages of Shottermill and Grayswood are in south west Surrey, England, around south west of London. Together with the settlements of Hindhead and Beacon Hill, they comprise the civil parish of Haslemere in ...
, had a son at
Winchester Winchester is a City status in the United Kingdom, cathedral city in Hampshire, England. The city lies at the heart of the wider City of Winchester, a local government Districts of England, district, at the western end of the South Downs Nation ...
and a daughter at
Bedales Bedales School is a co-educational, boarding and day independent school in the village of Steep, near the market town of Petersfield in Hampshire, England. It was founded in 1893 by John Haden Badley in reaction to the limitations of conventio ...
and that his wife was a sensible woman who made cakes for church socials and enjoyed walking the family bulldog. I think that Humphrey's hobbies were reading (mainly biographies), listening to classical music, and occasionally visiting the RSC, the National Theatre or the Royal Opera House, where he was on the Board. His holidays were probably spent walking in the Lake District and, occasionally, sailing in Lymington. On the whole, he had a slightly warmer relationship with his dog than his family." The book adaptation of the first series was published in 1981, but with a fictional publication date of 2017. In the foreword, the 'editors' Lynn and Jay state that they had "a few conversations" with Sir Humphrey before the "advancing years, without in any way impairing his verbal fluency, disengaged the operation of his mind from the content of his speech," indicating that his speech had transitioned from merely sounding like overly verbose nonsense to actually being overly verbose nonsense. The third volume (published 1983, but dated September 2019) notes that the editors learned from "the few lucid moments of Sir Humphrey Appleby's last ravings" at St Dympna's Hospital for the Elderly Deranged. The fifth and final volume (published 1987, dated May 2024) makes it explicit that Sir Humphrey is dead, and thanks his widow for her cooperation. ''Politico's Book of the Dead'' states that Sir Humphrey (like Nigel Hawthorne) died in 2001.


Honours

Sir Humphrey has been appointed a
Knight Grand Cross of the Order of the Bath The Most Honourable Order of the Bath is a British order of chivalry founded by George I on 18 May 1725. The name derives from the elaborate medieval ceremony for appointing a knight, which involved bathing (as a symbol of purification) as one ...
(GCB), a
Knight Commander of the Order of the British Empire The Most Excellent Order of the British Empire is a British order of chivalry, rewarding contributions to the arts and sciences, work with charitable and welfare organisations, and public service outside the civil service. It was established o ...
(KBE) and a
Member of the Royal Victorian Order The Royal Victorian Order (french: Ordre royal de Victoria) is a dynastic order of knighthood established in 1896 by Queen Victoria. It recognises distinguished personal service to the British monarch, Canadian monarch, Australian monarch, o ...
(MVO).


Character

Sir Humphrey is a master of
obfuscation Obfuscation is the obscuring of the intended meaning of communication by making the message difficult to understand, usually with confusing and ambiguous language. The obfuscation might be either unintentional or intentional (although intent ...
and manipulation, often making long-winded statements to confuse and fatigue the listener. An example is the following monologue from the episode The Death List: "In view of the somewhat nebulous and inexplicit nature of your remit, and the arguably marginal and peripheral nature of your influence within the central deliberations and decisions within the political process, there could be a case for restructuring their action priorities in such a way as to eliminate your liquidation from their immediate agenda." Addressing his Minister, he means to suggest by this that a terrorist group which had previously conspired to assassinate the Minister is no longer planning to do so, as they believe he is simply not important enough politically. Sir Humphrey is committed to maintaining the ''
status quo is a Latin phrase meaning the existing state of affairs, particularly with regard to social, political, religious or military issues. In the sociological sense, the ''status quo'' refers to the current state of social structure and/or values. ...
'' for the country in general and for the
Civil Service The civil service is a collective term for a sector of government composed mainly of career civil servants hired on professional merit rather than appointed or elected, whose institutional tenure typically survives transitions of political leaders ...
in particular, and will stop at nothing to do so—whether that means baffling his opponents with technical jargon, employing a dizzying array of stalling and delaying tactics, withholding information or concealing vital documents in mammoth piles of papers and reports, strategically appointing allies to supposedly impartial boards, or setting up an interdepartmental committee to immobilise his Minister's proposals with
red tape Red tape is an idiom referring to regulations or conformity to formal rules or standards which are claimed to be excessive, rigid or redundant, or to bureaucracy claimed to hinder or prevent action or decision-making. It is usually applied to ...
, and occasionally outright lying. Throughout the series, he serves as Permanent Secretary at the Department of Administrative Affairs, with Jim Hacker as minister; he is appointed Cabinet Secretary shortly before Hacker's elevation to the role of
Prime Minister A prime minister, premier or chief of cabinet is the head of the cabinet and the leader of the ministers in the executive branch of government, often in a parliamentary or semi-presidential system. Under those systems, a prime minister is ...
, which he was instrumental in bringing to pass. Sir Humphrey frequently uses both his mastery of the English language and even his superb grasp of
Latin Latin (, or , ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through ...
and Greek grammar to perplex his political master and to obscure relevant issues under discussion. However, his habit of using language as a tool of confusion and obstruction is so deeply ingrained that he is sometimes unable to speak clearly and directly even when he honestly wishes to be clearly understood. He genuinely believes that the Civil Service knows what the average person needs and is the most qualified body to run the country, the joke being that not only is Sir Humphrey, as a high-ranking Oxford-educated Civil Servant, quite out of touch with the average person but also the Civil Service judges what is "best for Britain" to be that which in actuality is best for the Civil Service. Jim Hacker, on the other hand, tends to regard what is best for Britain as being whatever is best for his political party or his own chances of re-election. As a result, Sir Humphrey and Hacker often clash. He still holds women to be the fairer sex and is thus overly courteous, frequently addressing them as "Dear lady". Like Hacker, Sir Humphrey enjoys the finer things in life, and is regularly seen drinking
sherry Sherry ( es, jerez ) is a fortified wine made from white grapes that are grown near the city of Jerez de la Frontera in Andalusia, Spain. Sherry is produced in a variety of styles made primarily from the Palomino grape, ranging from light versi ...
and dining at fine establishments, often with his fellow civil servant
Sir Arnold Robinson ''Yes Minister'' is a British political satire sitcom written by Antony Jay and Jonathan Lynn. Comprising three seven-episode series, it was first transmitted on BBC2 from 1980 to 1984. A sequel, ''Yes, Prime Minister'', ran for 16 episodes fro ...
, who was Cabinet Secretary throughout ''Yes, Minister''. Sir Humphrey is also on the board of governors of the National Theatre and attends many of the gala nights of the
Royal Opera House The Royal Opera House (ROH) is an opera house and major performing arts venue in Covent Garden, central London. The large building is often referred to as simply Covent Garden, after a previous use of the site. It is the home of The Royal ...
. His interests also extend to
cricket Cricket is a bat-and-ball game played between two teams of eleven players on a field at the centre of which is a pitch with a wicket at each end, each comprising two bails balanced on three stumps. The batting side scores runs by st ...
, art and theatre. Humphrey is usually smooth, calm and collected within his element of bureaucracy and procedure, but has become so adept at working within and maintaining the system of government that, whenever anything unexpected is sprung on him, whether it be Hacker ordering him to negotiate with a rogue councillor, or honours in his department being made dependent on economies within the rationale of meritocracy, Humphrey immediately crumbles, on a few occasions being reduced to stuttering out garbled platitudes such as "the beginning of the end" or "it cuts at the very roots", although he usually regains his composure pretty quickly to push things back on track. In a ''
Radio Times ''Radio Times'' (currently styled as ''RadioTimes'') is a British weekly listings magazine devoted to television and radio Radio is the technology of signaling and communicating using radio waves. Radio waves are electromagnetic waves ...
'' interview to promote the first series of ''Yes, Prime Minister'', Nigel Hawthorne observed, "He's raving mad of course. Obsessive about his job. He'd do anything to keep control. In fact, he does go mad in one episode. Quite mad."


Relationships

In ''Yes Minister'', Sir Humphrey maintains a civil and outwardly deferential but fundamentally adversarial relationship with his new minister, Jim Hacker. When keeping the Minister busy is not sufficient to prevent him from proposing new policy, Sir Humphrey is not above deceiving or even blackmailing him. He frequently manipulates Hacker by describing new proposals that he is opposed to as "very brave" or "extremely courageous", playing upon Hacker's fear as a politician of anything which may fly in the face of prevailing public opinion. He has a slightly more amicable relationship with his subordinate, the Minister's
Principal Private Secretary A private secretary (PS) is a civil servant in a governmental department or ministry, responsible to a secretary of state or minister; or a public servant in a royal household, responsible to a member of the royal family. The role exists in ...
, Bernard Woolley. He frequently lectures the naïve Woolley in the realities of political matters. When Woolley's loyalty to the Minister is inconvenient to Sir Humphrey's plans, he readily makes oblique threats about Woolley's job prospects should he defy Sir Humphrey. However, he is equally quick to defend Woolley from outsiders. His closest on-screen friendships are with Sir Arnold Robinson, Cabinet Secretary during ''Yes Minister''; Sir Frederick "Jumbo" Stewart, Permanent Secretary of the
Foreign and Commonwealth Office The Foreign, Commonwealth & Development Office (FCDO) is a department of the Government of the United Kingdom. Equivalent to other countries' ministries of foreign affairs, it was created on 2 September 2020 through the merger of the Foreig ...
; and the banker Sir Desmond Glazebrook. He is married, although his wife plays virtually no role in either series and is only seen once: next to him in bed in the Series One episode " Big Brother".


Real-life references

Sir Humphrey has become a stereotype associated with civil servants, and the phrase " Bowler-hatted Sir Humphreys" is sometimes used when describing their image. Satirical and investigative magazine ''
Private Eye ''Private Eye'' is a British fortnightly satirical and current affairs news magazine, founded in 1961. It is published in London and has been edited by Ian Hislop since 1986. The publication is widely recognised for its prominent critici ...
'' often refers to Sir Humphrey with the definite article 'the' to indicate someone in the civil service the magazine considers of similar character, e.g. " ameis the present Sir Humphrey at the Department for Rural Affairs". Jonathan Lynn wrote in his book ''Comedy Rules'' (2011) that Sir Humphrey was named after a friend of his at Cambridge, Humphrey Barclay. A spoof obituary for Sir Humphrey appears in ''Politico's Book of the Dead'', written by his creators,
Antony Jay Sir Antony Rupert Jay, (20 April 1930 – 21 August 2016) was an English writer, broadcaster, producer and director. With Jonathan Lynn, he co-wrote the British political comedies '' Yes Minister'' and ''Yes, Prime Minister'' (1980–88). He al ...
and
Jonathan Lynn Jonathan Lynn (born 3 April 1943) is an English stage and film director, producer, writer, and actor. He is known for directing the comedy films such as '' Clue'', '' Nuns on the Run'', ''My Cousin Vinny'', and '' The Whole Nine Yards''. He als ...
, which includes some biographical details, including dates of birth and death, which he shares with Nigel Hawthorne, the actor who portrayed him. Sir Humphrey was voted the 45th greatest comedy character in
Channel 4 Channel 4 is a British free-to-air public broadcast television network operated by the state-owned Channel Four Television Corporation. It began its transmission on 2 November 1982 and was established to provide a fourth television service ...
's 2007 "The World's Greatest Comedy Characters" poll. He was also voted 31st in a poll of "100 Greatest TV Characters", also on Channel 4. Upon Nigel Hawthorne's death, the following appeared on the Editorial page of '' The Ottawa Citizen'' under the heading "No, Minister":
"It is sadly that we report on Sir Nigel Hawthorne, elsewhere referred to as Sir Humphrey Appleby. While it would be premature to commit ourselves to a definitive position on his merits or even his existence, a committee is being struck to consider the possibility of a decision, in the fullness of time, to regret his passing, if any."
The character was resurrected for the 2010 general election campaign in a series of short sketches on
BBC Two BBC Two is a British free-to-air public broadcast television network owned and operated by the BBC. It covers a wide range of subject matter, with a remit "to broadcast programmes of depth and substance" in contrast to the more mainstream a ...
's late evening current affairs programme ''
Newsnight ''Newsnight'' (or ''BBC Newsnight'') is BBC Two's news and current affairs programme, providing in-depth investigation and analysis of the stories behind the day's headlines. The programme is broadcast on weekdays at 22:30. and is also availa ...
''. The sketches were written by Jay and Lynn, and Sir Humphrey was played by
Henry Goodman Henry Goodman (born 23 April 1950) is a RADA trained British actor. He has appeared on television and radio, in film and in the theatre. Early life He attended the Central Foundation Boys' School and joined the Royal Academy of Dramatic Art, ...
. Henry Goodman also played the part of Sir Humphrey in the 2010 stage production of ''Yes, Prime Minister''. Humphrey, a cat employed as the
Chief Mouser to the Cabinet Office Chief Mouser to the Cabinet Office is the title of the official resident cat at 10 Downing Street, the residence and executive office of the prime minister of the United Kingdom in London. There has been a resident cat in the British governmen ...
at
10 Downing Street 10 Downing Street in London, also known colloquially in the United Kingdom as Number 10, is the official residence and executive office of the first lord of the treasury, usually, by convention, the prime minister of the United Kingdom. Along w ...
from 1989 to 1997, was named after Sir Humphrey.


References

{{DEFAULTSORT:Appleby, Humphrey Yes Minister characters Fictional civil servants Television characters introduced in 1980 Fictional knights Fictional University of Oxford people British male characters in television