Huaben (Chinese novella)
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A ''huaben'' () is a Chinese short- or medium-length story or novella written mostly in
vernacular language A vernacular or vernacular language is in contrast with a "standard language". It refers to the language or dialect that is spoken by people that are inhabiting a particular country or region. The vernacular is typically the native language, n ...
, sometimes including simple
classical language A classical language is any language with an independent literary tradition and a large and ancient body of written literature. Classical languages are typically dead languages, or show a high degree of diglossia, as the spoken varieties of th ...
. In contrast to the full-length Chinese novel, it is generally not divided into chapters and recounts a limited number of characters or events. The earliest ''huaben'' are reported in the 12th century during the
Song dynasty The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the res ...
, but the genre did not flourish until the late
Ming dynasty The Ming dynasty (), officially the Great Ming, was an Dynasties in Chinese history, imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol Empire, Mongol-led Yuan dynasty. The Ming dynasty was the last ort ...
, and after the mid-17th century did not produce works of originality. In the development of Chinese fiction, the ''huaben'' are heirs of the ''
bianwen ''Bianwen'' () refers to a literary form that is believed to be some of the earliest examples of vernacular and prosimetric narratives in Chinese literature. These texts date back to the Tang Dynasty (618–907) and Five Dynasties (907–960) ...
'' (Buddhist tales) and '' chuanqi'' of the
Tang dynasty The Tang dynasty (, ; zh, t= ), or Tang Empire, was an Dynasties in Chinese history, imperial dynasty of China that ruled from 618 to 907 AD, with an Zhou dynasty (690–705), interregnum between 690 and 705. It was preceded by the Sui dyn ...
, and are the predecessors of the stories and full-length novels of the Ming."The Novella", in Wilt Idema and Lloyd Haft. ''A Guide to Chinese Literature'' (Ann Arbor: Center for Chinese Studies, The University of Michigan, 1997, ), p. 212.


Origins: the storytelling of the Song

The pleasure districts of the two
Song dynasty The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the res ...
capitals,
Kaifeng Kaifeng () is a prefecture-level city in east-central Henan province, China. It is one of the Eight Ancient Capitals of China, having been the capital eight times in history, and is best known for having been the Chinese capital during the Nort ...
and
Hangzhou Hangzhou ( or , ; , , Standard Chinese, Standard Mandarin pronunciation: ), also Chinese postal romanization, romanized as Hangchow, is the capital and most populous city of Zhejiang, China. It is located in the northwestern part of the prov ...
, hosted a range of entertainment, including storytelling. The storytellers were specialized by theme and topic. Some told historical tales, often drawn from the history of the
Three Kingdoms The Three Kingdoms () from 220 to 280 AD was the tripartite division of China among the dynastic states of Cao Wei, Shu Han, and Eastern Wu. The Three Kingdoms period was preceded by the Eastern Han dynasty and was followed by the West ...
(220–265) or the
Five Dynasties The Five Dynasties and Ten Kingdoms period (), from 907 to 979, was an era of political upheaval and division in 10th-century Imperial China. Five dynastic states quickly succeeded one another in the Central Plain, and more than a dozen conc ...
(907–960), in several sessions, sometimes over several weeks. Others specialized in Buddhist stories, heirs of the ''bianwen''. There was also a class of storytellers whose tales took one sitting. These stories were divided into subgenres, such as the stories of bandits, fantastic stories of ghosts and demons, love stories, and such. Scholars of the genre have disproved the early theory that ''huaben'' originated in the promptbooks or "cribs" used by these storytellers, but ''huaben'' did grow from the oral style and story-telling conventions of these early tales.Yenna Wu, "Vernacular Stories," in Victor Mair, (ed.), ''The Columbia History of Chinese Literature'' (New York: Columbia University Press, 2001, ), pp. 595–619. No original printed versions survive from the Song dynasty, and only one reference from the 14th or 15th centuries, though later collections print what claim to be Song ''huaben''. ''The Tales of the Serene Mountain'' (), published in 1550 by Hong Pian, a bibliophile in Hangzhou, is the oldest known printed collection of ''huaben''. It originally contained 60 texts from the Song and Yuan dynasties, but fewer than half have survived, almost all considered of low quality. They are, however, the earliest evidence of written versions of the oral stories. In form, a poem often served as prologue, another at the end gave the moral of the story, and the body of the tale included passages in verse. Another of these collections is the ''Datang Sanzang fashi qujing ji'' (). Many of these Song and Yuan ''huaben'' are known as ''pinghua'' (), such as ''Sanguozhi Pinghua'' (三國志平話 or 三國誌評話). Some antecedents are found in the texts found at
Dunhuang Dunhuang () is a county-level city in Northwestern Gansu Province, Western China. According to the 2010 Chinese census, the city has a population of 186,027, though 2019 estimates put the city's population at about 191,800. Dunhuang was a major s ...
, and clearly relied on the conventions of oral literature.


The late Ming ''huaben'' as literary art: the "Three Words" and "Two Hits"

The ''huaben'' came into its own in the late Ming reign of the
Wanli Emperor The Wanli Emperor (; 4 September 1563 – 18 August 1620), personal name Zhu Yijun (), was the 14th Emperor of the Ming dynasty, reigned from 1572 to 1620. "Wanli", the era name of his reign, literally means "ten thousand calendars". He was th ...
(r. 1572–1620). By the early 1600s, prosperity had increased the number of schools and commercial publishing houses, also increasing competition to pass the examinations. Many educated men could not obtain official positions and so turned instead to writing for the market. Feng Menglong (1574–1646) and Ling Mengchu (1580–1644) found themselves in just this position. As educated scholars with considerable literary talents but no means of support, they collected and edited earlier stories and wrote new ones which appealed to the new public. Although they used the storytellers' oral conventions of the earlier ''huaben'', their new stories were sophisticated and self-conscious works of art to which these authors proudly signed their names, rather than publishing anonymously, as did the novelists. Feng Menglong established the ''huaben'' as a commercially successful genre by publishing three sets of stories. The first, ''Gujin Xiaoshuo'' (''
Stories Old and New ''Stories Old and New'' (), also known by its later name ''Stories to Enlighten the World'' (喻世明言), is a collection of short stories by Feng Menglong during the Ming dynasty. It was published in Suzhou in 1620. It is considered to be pivot ...
''), published in 1620, became known as ''Illustrious Words to Instruct the World'' (''Yushi Mingyan''). It was followed by '' Stories to Caution the World'' (''Jingshi Tongyan'') in 1624 and '' Stories to Awaken the World'' (''Xingshi Hengyan'') in 1627. Because the character "yan" 言 (word) appears at the end of each title, these three collections are often referred to as "Sanyan" 三言 (Three Words). ''Huaben'' have a wider range of subjects than the literary stories, and deal with city life and common people. The moralizing intention of these scholar-authors mingles with entertainment within multiple genres, such as love stories and detective stories. As Shuhu Yang, the recent translator of the first two volumes, comments, the "Three Words" collections provide a "vivid panoramic view of the bustling world of imperial China before the end of the Ming; we see not only scholars, emperors, ministers and generals, but a gallery of men and women in their everyday surroundings – merchants and artisans, prostitutes and courtesans, matchmakers and fortune tellers, monks and nuns, servants and maids, likes and dislikes, their views of life and death, and even their visions of the netherworld and the supernatural".Shuhu Yang. "Introduction", ''Stories to Caution the World'' (Seattle: University of Washington Press, 2005; )
p. xvi
The commercial success of Feng's collections inspired Ling Mengchu to release two volumes of forty stories each in 1628 and 1633. The set is called ''Pai'an Jingqi'', or ''
Slapping the Table in Amazement ''Slapping the Table in Amazement'' () is a collection of vernacular short stories, written by Ling Mengchu (1580–1644). It was composed in the middle of the 17th century during the end of the Ming dynasty. It involves 78 stories in all and i ...
''. Compared to Feng, Ling is rooted in classical Chinese literature, rewriting stories in the vernacular. Around 1640, an anthology, ''Jingu Qiguan'' (''Curious Shows New and Old''), comprising some forty stories extracted without acknowledgment from Ling and Feng's works, was so successful that the names of these two authors were eclipsed until they were rediscovered in the 20th century by scholars such as
Lu Xun Zhou Shuren (25 September 1881 – 19 October 1936), better known by his pen name Lu Xun (or Lu Sun; ; Wade–Giles: Lu Hsün), was a Chinese writer, essayist, poet, and literary critic. He was a leading figure of modern Chinese literature. ...
. In any case, the creativity of the ''huaben'' did not survive the turmoil of the fall of the Ming. In 1915, Miao Quansun purportedly discovered in a relative's dowry an anthology titled ''Jingben Tongsu Xiaoshuo'' (), which contained nine ''huaben'' stories The nine stories are slightly different versions of the same stories found in Feng Menglong's anthologies ''Stories to Caution the World'' (1624) and ''Stories to Awaken the World'' (1627).
Hu Shih Hu Shih (; 17 December 1891 – 24 February 1962), also known as Hu Suh in early references, was a Chinese diplomat, essayist, literary scholar, philosopher, and politician. Hu is widely recognized today as a key contributor to Chinese libera ...
,
Lu Xun Zhou Shuren (25 September 1881 – 19 October 1936), better known by his pen name Lu Xun (or Lu Sun; ; Wade–Giles: Lu Hsün), was a Chinese writer, essayist, poet, and literary critic. He was a leading figure of modern Chinese literature. ...
, and
Jaroslav Průšek Jaroslav Průšek (1906–1980) was a Czech sinologist. He was considered as the founder of the Prague School of Sinology. He trained as an historian, with an interest in the history of ancient Greece, Byzantium and Roman Empire at Charles Unive ...
among others believed in the Song origins of these stories; while
Kōjirō Yoshikawa was a Japanese sinologist noted for his studies of Chinese history and Classical Chinese literature, especially the '' Book of Documents (Shujing)'' and ''Analects of Confucius''. Yoshikawa was awarded many honors for his scholarship, includ ...
,
Patrick Hanan Patrick Dewes Hanan (4 January 192726 April 2014) was a New Zealand scholar of Chinese literature who was the Victor S. Thomas Professor of Chinese Literature at Harvard University. A sinologist, he specialised in pre-20th-century vernacular ...
and others disagreed. Zheng Zhenduo and Kikuya Nagasawa determined that at least one of them, "Jin Ruler Liang's Licentiousness" (), to be a middle- or late-Ming work. In 1965,
Ma Yau-woon Yau-Woon Ma or Y. W. Ma (born 1940) is emeritus professor of Chinese literature at the University of Hawaii at Manoa. He received his Ph.D. from Yale University in 1971. He has held visiting professorships in Stanford University, National Taiwan Un ...
and Ma Tai-lai demonstrated that the entire book was forged by Miao.


Translations

Translations of individual works may be found under each work's article. * Y. W. Ma and Joseph S. M. Lau. ed., ''Traditional Chinese Stories: Themes and Variations.'' (New York: Columbia University Press, 1978). Reprinted: Boston: Cheng & Tsui, 1986. . Pages xxii–xxiii discuss the ''huaben'' and list the examples of the genre included in the anthology.


Notes


References

* Glen Dudbridge, "The short story in the vernacular language," ''Cambridge Encyclopedia of China'' (1993), , p. 351. * Ch 21, "The Novella," in Wilt Idema and Lloyd Haft. ''A Guide to Chinese Literature.'' (
Ann Arbor Anne, alternatively spelled Ann, is a form of the Latin female given name Anna. This in turn is a representation of the Hebrew Hannah, which means 'favour' or 'grace'. Related names include Annie. Anne is sometimes used as a male name in the ...
: Center for Chinese Studies,
The University of Michigan , mottoeng = "Arts, Knowledge, Truth" , former_names = Catholepistemiad, or University of Michigania (1817–1821) , budget = $10.3 billion (2021) , endowment = $17 billion (2021)As o ...
, 1997, ), pp. 212–218. * Yenna Wu, "Vernacular Stories," in Victor Mair, (ed.), ''
The Columbia History of Chinese Literature ''The Columbia History of Chinese Literature'' is a reference book edited by Victor H. Mair and published by the Columbia University Press in 2002. The topics include all genres and periods of poetry, prose, fiction, and drama but also areas not ...
'' (New York:
Columbia University Press Columbia University Press is a university press based in New York City, and affiliated with Columbia University. It is currently directed by Jennifer Crewe (2014–present) and publishes titles in the humanities and sciences, including the fie ...
, 2001, ), pp. 595–619.


Further reading

*
Patrick Hanan Patrick Dewes Hanan (4 January 192726 April 2014) was a New Zealand scholar of Chinese literature who was the Victor S. Thomas Professor of Chinese Literature at Harvard University. A sinologist, he specialised in pre-20th-century vernacular ...
. ''The Chinese Vernacular Story.'' (Cambridge, MA: Harvard University Press, Harvard East Asian Series, 1981). . *
W. L. Idema Wilt L. Idema (born 12 November 1944) is a Dutch scholar and Sinologist who taught at University of Leiden and Harvard University (2000-13), presently emeritus at both universities. He specializes in Chinese literature, with interests in early ...
. ''Chinese Vernacular Fiction: The Formative Period.'' (Leiden: Brill, Sinica Leidensia, 1974). {{ISBN, 9004039740. Song dynasty literature Chinese literature