History of the Constitution of the Late Roman Empire
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The History of the Constitution of the Late Roman Empire is a study of the ancient
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Roman Republic, Republican period of ancient Rome. As a polity, it included large territorial holdings aro ...
that traces the progression of Roman political development from the abolition of the Roman Principate around the year 200 until the fall of the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
in 476 CE. When
Diocletian Diocletian (; la, Gaius Aurelius Valerius Diocletianus, grc, Διοκλητιανός, Diokletianós; c. 242/245 – 311/312), nicknamed ''Iovius'', was Roman emperor from 284 until his abdication in 305. He was born Gaius Valerius Diocles ...
became Roman Emperor in 284 CE, he inherited a
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these pr ...
that was no longer functioning, and so he enacted the most significant constitutional reforms in over 300 years. His reforms, much like those 300 years before, were intended to correct the errors in the previous
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these pr ...
. Diocletian's specific reforms were less radical than was the reality that he exposed the state of government for what it had been for centuries: monarchy.Abbott, 340 With Diocletian's reforms the
Principate The Principate is the name sometimes given to the first period of the Roman Empire from the beginning of the reign of Augustus in 27 BC to the end of the Crisis of the Third Century in AD 284, after which it evolved into the so-called Dominate. ...
was abolished, and a new system, the Dominate (Latin: "lord" or "master"), was established.


The state of the empire at the end of the Principate

Between the death of the emperor
Septimius Severus Lucius Septimius Severus (; 11 April 145 – 4 February 211) was Roman emperor from 193 to 211. He was born in Leptis Magna (present-day Al-Khums, Libya) in the Roman province of Africa. As a young man he advanced through the customary suc ...
in 211, and the accession of Diocletian in 284, twenty-three emperors had been installed and then killed. Almost all of these emperors owed their elevation to the force of arms, and were able to maintain power so long as they both kept favour with their armed supporters, and prevented the emergence of a rival. Thus, the army and the
Praetorian Guard The Praetorian Guard (Latin: ''cohortēs praetōriae'') was a unit of the Imperial Roman army that served as personal bodyguards and intelligence agents for the Roman emperors. During the Roman Republic, the Praetorian Guard were an escort fo ...
became the true power behind the throne.Abbott, 330 This phenomenon, where the military could act as a political force, illustrated a major constitutional dysfunction, which derived from the fact that there was no universally accepted mechanism to facilitate the installation of new emperors. The result of this chaos was the accession of the emperor
Diocletian Diocletian (; la, Gaius Aurelius Valerius Diocletianus, grc, Διοκλητιανός, Diokletianós; c. 242/245 – 311/312), nicknamed ''Iovius'', was Roman emperor from 284 until his abdication in 305. He was born Gaius Valerius Diocles ...
to the throne. While the twenty-three emperors before Diocletian all encountered similar problems, the reign of the emperor
Gallienus Publius Licinius Egnatius Gallienus (; c. 218 – September 268) was Roman emperor with his father Valerian from 253 to 260 and alone from 260 to 268. He ruled during the Crisis of the Third Century that nearly caused the collapse of the empi ...
can be used as a typical example to illustrate the state of the empire during this period. Gallienus reigned from 260 to 268,Abbott, 332 and during his reign no part of the empire (other than possibly Africa) escaped devastation at the hands of the barbarians. In the east, the
Persians The Persians are an Iranian ethnic group who comprise over half of the population of Iran. They share a common cultural system and are native speakers of the Persian language as well as of the languages that are closely related to Persian. ...
had overrun
Syria Syria ( ar, سُورِيَا or سُورِيَة, translit=Sūriyā), officially the Syrian Arab Republic ( ar, الجمهورية العربية السورية, al-Jumhūrīyah al-ʻArabīyah as-Sūrīyah), is a Western Asian country loc ...
, and captured Gallienus' father and co-emperor, Valerian, while in the north, the
Goths The Goths ( got, 𐌲𐌿𐍄𐌸𐌹𐌿𐌳𐌰, translit=''Gutþiuda''; la, Gothi, grc-gre, Γότθοι, Gótthoi) were a Germanic people who played a major role in the fall of the Western Roman Empire and the emergence of medieval Euro ...
invaded Roman territory, and sacked towns as far south as
Athens Athens ( ; el, Αθήνα, Athína ; grc, Ἀθῆναι, Athênai (pl.) ) is both the capital and largest city of Greece. With a population close to four million, it is also the seventh largest city in the European Union. Athens dominates a ...
and
Corinth Corinth ( ; el, Κόρινθος, Kórinthos, ) is the successor to an ancient city, and is a former municipality in Corinthia, Peloponnese, which is located in south-central Greece. Since the 2011 local government reform, it has been part ...
. Also in the north, the
Alemanni The Alemanni or Alamanni, were a confederation of Germanic tribes * * * on the Upper Rhine River. First mentioned by Cassius Dio in the context of the campaign of Caracalla of 213, the Alemanni captured the in 260, and later expanded into pres ...
penetrated deep into Roman territory, encountering no serious opposition until they reached
Ravenna Ravenna ( , , also ; rgn, Ravèna) is the capital city of the Province of Ravenna, in the Emilia-Romagna region of Northern Italy. It was the capital city of the Western Roman Empire from 408 until its collapse in 476. It then served as the c ...
, while the
Franks The Franks ( la, Franci or ) were a group of Germanic peoples whose name was first mentioned in 3rd-century Roman sources, and associated with tribes between the Lower Rhine and the Ems River, on the edge of the Roman Empire.H. Schutz: Tools ...
passed through
Gaul Gaul ( la, Gallia) was a region of Western Europe first described by the Romans. It was inhabited by Celtic and Aquitani tribes, encompassing present-day France, Belgium, Luxembourg, most of Switzerland, parts of Northern Italy (only during ...
, and sacked towns in
Spain , image_flag = Bandera de España.svg , image_coat = Escudo de España (mazonado).svg , national_motto = '' Plus ultra'' (Latin)(English: "Further Beyond") , national_anthem = (English: "Royal March") , ...
. These invasions were primarily raiding expeditions, and the invaders usually retreated back to their own territory after their lust for booty had been satisfied. While no major loss of territory resulted from these raids, the sacked towns were laid to waste, commerce throughout the empire was devastated, and entire economies collapsed. One consequence of this situation was the emergence of usurpers,Abbott, 333 who often came in the form of provincial governors. The citizens in the provinces often had a common enemy, and usually could not rely on Rome for protection. Thus, their loyalty to the emperor was seriously impaired, and they turned to their governors for leadership. The governors began assuming titles that did not legally belong to them, which resulted in a virtual dismemberment of the empire. One example of these usurpers was Postumus, who was governor of
Gaul Gaul ( la, Gallia) was a region of Western Europe first described by the Romans. It was inhabited by Celtic and Aquitani tribes, encompassing present-day France, Belgium, Luxembourg, most of Switzerland, parts of Northern Italy (only during ...
(modern France) during Gallienus' reign. After he had driven back an invading army of Franks, his troops saluted him as emperor, and while he did not use his new-found power to march on Rome, he did establish his own empire in Gaul. He established a court, appointed generals, and proclaimed himself Consul and pontifex maximus, which in effect, made his empire in Gaul a mirror image of the Roman Empire. In 268, he was succeeded by another governor, Tetricus. Tetricus seems to have added Spain to his empire. In 273, the Roman Emperor
Aurelian Aurelian ( la, Lucius Domitius Aurelianus; 9 September 214 October 275) was a Roman emperor, who reigned during the Crisis of the Third Century, from 270 to 275. As emperor, he won an unprecedented series of military victories which reunited ...
forced Tetricus to resign, and re-established Roman rule over his territory. While the rule of Postumus and Tetricus was never formally recognized by Rome, the rule of the governor Odaenathus over the province of
Palmyra Palmyra (; Palmyrene: () ''Tadmor''; ar, تَدْمُر ''Tadmur'') is an ancient city in present-day Homs Governorate, Syria. Archaeological finds date back to the Neolithic period, and documents first mention the city in the early secon ...
was formally recognized by Rome.Abbott, 334 Odaenathus made himself king and his wife, Zenobia, queen. Rome did not object to this, and he was given control over Asia, and was allowed to appoint governors and generals. While Odaenathus recognized the authority of the emperor Gallienus,
Zenobia Septimia Zenobia ( Palmyrene Aramaic: , , vocalized as ; AD 240 – c. 274) was a third-century queen of the Palmyrene Empire in Syria. Many legends surround her ancestry; she was probably not a commoner and she married the ruler of the cit ...
did not, and in 269 she took an army and conquered Egypt. In 271, the Roman Emperor
Probus Probus may refer to: People * Marcus Valerius Probus (c. 20/30–105 AD), Roman grammarian * Marcus Pomponius Maecius Probus, consul in 228 * Probus (emperor), Roman Emperor (276–282) * Probus of Byzantium (–306), Bishop of Byzantium from 29 ...
drove her out of Egypt, and quickly reacquired the province of Palmyra.


The constitution of Diocletian

When
Diocletian Diocletian (; la, Gaius Aurelius Valerius Diocletianus, grc, Διοκλητιανός, Diokletianós; c. 242/245 – 311/312), nicknamed ''Iovius'', was Roman emperor from 284 until his abdication in 305. He was born Gaius Valerius Diocles ...
became Roman Emperor in 284, the military situation had recently stabilized, which allowed him to enact badly needed constitutional reforms. Diocletian resurrected the system that
Marcus Aurelius Marcus Aurelius Antoninus (Latin: áːɾkus̠ auɾέːli.us̠ antɔ́ːni.us̠ English: ; 26 April 121 – 17 March 180) was Roman emperor from 161 to 180 AD and a Stoic philosopher. He was the last of the rulers known as the Five Good E ...
had first used, and divided the empire into east and west.Abbott, 339 Each half was to be ruled by one of two co-emperors, called the ''
Augusti ''Augustus'' (plural ''Augusti''; , ; "majestic", "great" or "venerable") was an ancient Roman title given as both name and title to Gaius Julius Caesar Octavianus (often referred to simply as Augustus), Rome's first Emperor. On his death, it b ...
''. He then resurrected the precedent set by
Hadrian Hadrian (; la, Caesar Trâiānus Hadriānus ; 24 January 76 – 10 July 138) was Roman emperor from 117 to 138. He was born in Italica (close to modern Santiponce in Spain), a Roman ''municipium'' founded by Italic settlers in Hispania ...
, and ensured that each emperor named his successor early in his reign. Diocletian called that successor a ''
Caesar Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, an ...
''. Diocletian then created a bureaucratic apparatus that was similar to the system that Hadrian had created, where each office had a defined set of responsibilities, a set rank, and a set path of promotion. In this administrative system, Diocletian followed the example that had been set by Domitian, and divided the empire into small administrative units. He also assigned to the four tetrarchs (the two ''Augusti'' and the two ''Caesares'') honorary titles and insignia that had been used by
Domitian Domitian (; la, Domitianus; 24 October 51 – 18 September 96) was a Roman emperor who reigned from 81 to 96. The son of Vespasian and the younger brother of Titus, his two predecessors on the throne, he was the last member of the Fl ...
. Diocletian simply took concepts that had either been developed, or were underdeveloped, and streamlined them into a single constitution. One important consequence of these reforms was the fact that the fiction of a free republic finally gave way to naked autocracy. The illusion of shared power between the emperor and Senate was finally extinguished and the centuries-old reality of monarchy became obvious. When Diocletian resigned, chaos ensued, but after the chaos had subsided, most of his reforms remained in effect. While the emperor Constantine enacted some revisions to this constitution, the most significant change over the centuries was in the abolition of the ''Caesares''. Ultimately this constitution survived, in one form or another, until the Roman Empire fell in 476. Diocletian's division of the empire into west and east set the stage for ages to come, and was a significant factor behind the ultimate division of the
Christian church In ecclesiology, the Christian Church is what different Christian denominations conceive of as being the true body of Christians or the original institution established by Jesus. "Christian Church" has also been used in academia as a synonym fo ...
into western
Roman Catholic Roman or Romans most often refers to: * Rome, the capital city of Italy *Ancient Rome, Roman civilization from 8th century BC to 5th century AD * Roman people, the people of ancient Rome *'' Epistle to the Romans'', shortened to ''Romans'', a let ...
and eastern
Greek Orthodox The term Greek Orthodox Church ( Greek: Ἑλληνορθόδοξη Ἐκκλησία, ''Ellinorthódoxi Ekklisía'', ) has two meanings. The broader meaning designates "the entire body of Orthodox (Chalcedonian) Christianity, sometimes also cal ...
, while his division of the empire into prefectures and dioceses is used by the Catholic Church to this day.


See also

*
Roman Kingdom The Roman Kingdom (also referred to as the Roman monarchy, or the regal period of ancient Rome) was the earliest period of Roman history when the city and its territory were ruled by kings. According to oral accounts, the Roman Kingdom began wi ...
*
Roman Republic The Roman Republic ( la, Res publica Romana ) was a form of government of Rome and the era of the classical Roman civilization when it was run through public representation of the Roman people. Beginning with the overthrow of the Roman Ki ...
*
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Roman Republic, Republican period of ancient Rome. As a polity, it included large territorial holdings aro ...
*
Roman Law Roman law is the legal system of ancient Rome, including the legal developments spanning over a thousand years of jurisprudence, from the Twelve Tables (c. 449 BC), to the '' Corpus Juris Civilis'' (AD 529) ordered by Eastern Roman emperor J ...
*
Plebeian Council The ''Concilium Plebis'' ( English: Plebeian Council., Plebeian Assembly, People's Assembly or Council of the Plebs) was the principal assembly of the common people of the ancient Roman Republic. It functioned as a legislative/judicial assembly ...
*
Centuria ''Centuria'' (, plural ''centuriae'') is a Latin term (from the stem ''centum'' meaning one hundred) denoting military units originally consisting of 100 men. The size of the century changed over time, and from the first century BC through most ...
*
Curia Curia (Latin plural curiae) in ancient Rome referred to one of the original groupings of the citizenry, eventually numbering 30, and later every Roman citizen was presumed to belong to one. While they originally likely had wider powers, they came ...
*
Roman consul A consul held the highest elected political office of the Roman Republic ( to 27 BC), and ancient Romans considered the consulship the second-highest level of the ''cursus honorum'' (an ascending sequence of public offices to which politic ...
*
Praetor Praetor ( , ), also pretor, was the title granted by the government of Ancient Rome to a man acting in one of two official capacities: (i) the commander of an army, and (ii) as an elected '' magistratus'' (magistrate), assigned to discharge vari ...
*
Roman censor The censor (at any time, there were two) was a magistrate in ancient Rome who was responsible for maintaining the census, supervising public morality, and overseeing certain aspects of the government's finances. The power of the censor was ab ...
*
Quaestor A ( , , ; "investigator") was a public official in Ancient Rome. There were various types of quaestors, with the title used to describe greatly different offices at different times. In the Roman Republic, quaestors were elected officials who ...
*
Aedile ''Aedile'' ( ; la, aedīlis , from , "temple edifice") was an elected office of the Roman Republic. Based in Rome, the aediles were responsible for maintenance of public buildings () and regulation of public festivals. They also had powers to ...
*
Roman Dictator A Roman dictator was an extraordinary magistrate in the Roman Republic endowed with full authority to resolve some specific problem to which he had been assigned. He received the full powers of the state, subordinating the other magistrates, con ...
*
Master of the Horse Master of the Horse is an official position in several European nations. It was more common when most countries in Europe were monarchies, and is of varying prominence today. (Ancient Rome) The original Master of the Horse ( la, Magister Equitu ...
*
Roman Senate The Roman Senate ( la, Senātus Rōmānus) was a governing and advisory assembly in ancient Rome. It was one of the most enduring institutions in Roman history, being established in the first days of the city of Rome (traditionally founded in ...
*
Cursus honorum The ''cursus honorum'' (; , or more colloquially 'ladder of offices') was the sequential order of public offices held by aspiring politicians in the Roman Republic and the early Roman Empire. It was designed for men of senatorial rank. The ''c ...
*
Byzantine Senate The Byzantine senate or eastern Roman senate ( el, Σύγκλητος, ''Synklētos'', or , ''Gerousia'') was a continuation of the Roman Senate, established in the 4th century by Constantine I. It survived for centuries, but the senate's powers ...
* Pontifex Maximus *
Princeps senatus The ''princeps senatus'' ( ''principes senatus'') was the first member by precedence on the membership rolls of the Roman Senate. Although officially out of the ''cursus honorum'' and possessing no '' imperium'', this office conferred prestige on ...
*
Interrex The interrex (plural interreges) was literally a ruler "between kings" (Latin ''inter reges'') during the Roman Kingdom and the Roman Republic. He was in effect a short-term regent. History The office of ''interrex'' was supposedly created follow ...
*
Promagistrate In ancient Rome a promagistrate ( la, pro magistratu) was an ex-consul or ex- praetor whose '' imperium'' (the power to command an army) was extended at the end of his annual term of office or later. They were called proconsuls and propraetors. T ...
* Acta Senatus


Notes


References

* * * * * * * *


Further reading

* Cambridge Ancient History, Volumes 9–13. * Cameron, A. ''The Later Roman Empire'', (Fontana Press, 1993). * Crawford, M. ''The Roman Republic'', (Fontana Press, 1978). * Gruen, E. S. "The Last Generation of the Roman Republic" (U California Press, 1974) * Ihne, Wilhelm. ''Researches Into the History of the Roman Constitution''. William Pickering. 1853. * Johnston, Harold Whetstone. ''Orations and Letters of Cicero: With Historical Introduction, An Outline of the Roman Constitution, Notes, Vocabulary and Index''. Scott, Foresman and Company. 1891. * Millar, F. ''The Emperor in the Roman World'', (Duckworth, 1977, 1992). * Mommsen, Theodor. ''Roman Constitutional Law''. 1871–1888 *
Polybius Polybius (; grc-gre, Πολύβιος, ; ) was a Greek historian of the Hellenistic period. He is noted for his work , which covered the period of 264–146 BC and the Punic Wars in detail. Polybius is important for his analysis of the mixed ...
. ''The Histories'' * Tighe, Ambrose. ''The Development of the Roman Constitution''. D. Apple & Co. 1886. * Von Fritz, Kurt. ''The Theory of the Mixed Constitution in Antiquity''. Columbia University Press, New York. 1975.


External links


Cicero's De Re Publica, Book Two


* ttps://web.archive.org/web/20111106175219/http://mailer.fsu.edu/~njumonvi/montesquieu_romans.htm Considerations on the Causes of the Greatness of the Romans and their Decline, by Montesquieu
The Roman Constitution to the Time of Cicero


{{Ancient Rome topics, state=collapsed Government of the Roman Empire Constitutions of ancient Rome