Herbert Gutman
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Herbert George Gutman (1928–1985) was an American professor of history at the
Graduate Center The Graduate School and University Center of the City University of New York (CUNY Graduate Center) is a public research institution and post-graduate university in New York City. Serving as the principal doctorate-granting institution of the ...
of the City University of New York, where he wrote on
slavery Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
and
labor history Labor history or labour history is a sub-discipline of social history which specialises on the history of the working classes and the labor movement. Labor historians may concern themselves with issues of gender, race, ethnicity, and other fac ...
.


Early life and education

Gutman was born in 1928 to Jewish immigrant parents in
New York City New York, often called New York City or NYC, is the most populous city in the United States. With a 2020 population of 8,804,190 distributed over , New York City is also the most densely populated major city in the Un ...
; he was deeply influenced by their
leftism Left-wing politics describes the range of political ideologies that support and seek to achieve social equality and egalitarianism, often in opposition to social hierarchy. Left-wing politics typically involve a concern for those in soci ...
. He attended John Adams High School and graduated with a
bachelor's degree A bachelor's degree (from Middle Latin ''baccalaureus'') or baccalaureate (from Modern Latin ''baccalaureatus'') is an undergraduate academic degree awarded by colleges and universities upon completion of a course of study lasting three to six ...
from Queens College in 1948. During his teens and his college years, Gutman became involved in numerous left-wing and labor causes and worked for the Wallace presidential campaign. He received a
master's degree A master's degree (from Latin ) is an academic degree awarded by universities or colleges upon completion of a course of study demonstrating mastery or a high-order overview of a specific field of study or area of professional practice.
in history from
Columbia University Columbia University (also known as Columbia, and officially as Columbia University in the City of New York) is a private research university in New York City. Established in 1754 as King's College on the grounds of Trinity Church in Manhatt ...
. His thesis studied the
Panic of 1873 The Panic of 1873 was a financial crisis that triggered an economic depression in Europe and North America that lasted from 1873 to 1877 or 1879 in France and in Britain. In Britain, the Panic started two decades of stagnation known as the ...
and its effects on New York City, and focused heavily on workers' demands for public works. It was written under the supervision of
Richard Hofstadter Richard Hofstadter (August 6, 1916October 24, 1970) was an American historian and public intellectual of the mid-20th century. Hofstadter was the DeWitt Clinton Professor of American History at Columbia University. Rejecting his earlier historic ...
. Gutman later dismissed it as "boring conventional labor history."Kealy, "Herbert G. Gutman, 1928–1985, and the Writing of Working-Class History," ''Monthly Review,'' May, 1986. Gutman was awarded a
doctorate A doctorate (from Latin ''docere'', "to teach"), doctor's degree (from Latin ''doctor'', "teacher"), or doctoral degree is an academic degree awarded by universities and some other educational institutions, derived from the ancient formalism ''li ...
in history from the
University of Wisconsin–Madison A university () is an institution of higher (or tertiary) education and research which awards academic degrees in several academic disciplines. Universities typically offer both undergraduate and postgraduate programs. In the United Stat ...
in 1959. His doctoral dissertation was on American labor during the Panic of 1873 and supervised by Howard K. Beale. During this time, Gutman worked with the eminent labor scholars
Merrill Jensen Merrill Monroe Jensen (July 16, 1905 in Elk Horn, Iowa – January 30, 1980 in Madison, Wisconsin) was an American historian, whose research and writing focused on the ratification of the United States Constitution. His historical interpret ...
,
Merle Curti Merle Eugene Curti (September 15, 1897 – March 9, 1996) was a leading American historian, who taught many graduate students at Columbia University and the University of Wisconsin, and was a leader in developing the fields of social history and ...
, and Selig Perlman, who had turned the University of Wisconsin–Madison into the cradle of modern American
labor studies Industrial relations or employment relations is the multidisciplinary academic field that studies the employment relationship; that is, the complex interrelations between employers and employees, labor/trade unions, employer organizations, a ...
. He later married Judith Mara and they had two daughters.


Career

Gutman taught at
Fairleigh Dickinson University Fairleigh Dickinson University is a private university with its main campuses in the U.S. state of New Jersey. Founded in 1942, Fairleigh Dickinson University currently offers more than 100 degree programs to its students. In addition to its tw ...
from 1956 to 1963. Immersing himself in the "
new labor history New labor history is a branch of labor history which focuses on the experiences of workers, women, and minorities in the study of history. It is heavily influenced by social history. Before the 1960s, most labor historians around the world focused ...
", he researched and wrote a series of community studies about railroad workers, coal miners and ironworkers. During his earliest years as a labor historian, Gutman's thesis was that "workers derived their strength from their small-town milieus and from alliances with class elements unsympathetic to the rising industrialists ..." But, as he later admitted, this conclusion was wrong. Gutman then took a position teaching history at the
State University of New York at Buffalo The State University of New York at Buffalo, commonly called the University at Buffalo (UB) and sometimes called SUNY Buffalo, is a public research university with campuses in Buffalo and Amherst, New York. The university was founded in 1846 ...
beginning in 1963. At SUNY-Buffalo, he began adapting more statistical and quantitative methodologies to the study of American history. But in 1964, the preeminent British social historian E. P. Thompson came to the United States expressly to visit Gutman. "Gutman's insights into the strengths of working-class resistance to industrial capitalism and the realization that one source of this resistance lay in traditions and ideas derived from previous forms of social organization made Thompson's emphasis on culture and the 'making' of the working class particularly attractive." When Gutman's essay "Protestantism and the American Labor Movement" appeared in the ''American Historical Review'' in 1966, it not only put him in the forefront of the new labor history movement, but also cemented his already-considerable reputation. Gutman left SUNY-Buffalo in 1966 to take a job at the
University of Rochester The University of Rochester (U of R, UR, or U of Rochester) is a private university, private research university in Rochester, New York. The university grants Undergraduate education, undergraduate and graduate degrees, including Doctorate, do ...
. During this time, he conducted most of the research for his massive, path-breaking work, ''The Black Family in Slavery and Freedom, 1750–1925''. Gutman left the Rochester in 1972, and became a professor of history at the City College of New York. He joined CUNY's Graduate Center in 1975, and stopped teaching at City College in 1975 to teach full-time in the graduate program. In 1977, Gutman received a grant from the
National Endowment for the Humanities The National Endowment for the Humanities (NEH) is an independent federal agency of the U.S. government, established by thNational Foundation on the Arts and the Humanities Act of 1965(), dedicated to supporting research, education, preserv ...
(NEH) to teach labor history to union members. The series of lectures, called "Americans at Work", continued until 1980. The lectures attracted widespread attention from unions, workers and Gutman's peers for their engaging style, detail and application to current events in the labor movement. The enthusiasm generated by the NEH lectures led Gutman to co-found the American Social History Project at CUNY Graduate Center. The project, funded by NEH and the
Ford Foundation The Ford Foundation is an American private foundation with the stated goal of advancing human welfare. Created in 1936 by Edsel Ford and his father Henry Ford, it was originally funded by a US$25,000 gift from Edsel Ford. By 1947, after the death ...
, began collecting original documents, oral histories, biographies and other historical documentation relating to the history of labor and workers in the US. It produced a film, a series of slide shows, and a two-volume history of working people in the United States entitled Who Built America? In 1984, Gutman received a Guggenheim Fellowship and was teaching classes at four historically black colleges for the
United Negro College Fund UNCF, the United Negro College Fund, also known as the United Fund, is an American philanthropic organization that funds scholarships for black students and general scholarship funds for 37 private historically black colleges and universities ...
. Gutman suffered a severe heart attack in late June 1985 at his home in Nyack, New York. He died five weeks later at
New York Hospital-Cornell Medical Center New is an adjective referring to something recently made, discovered, or created. New or NEW may refer to: Music * New, singer of K-pop group The Boyz Albums and EPs * ''New'' (album), by Paul McCartney, 2013 * ''New'' (EP), by Regurgitator ...
on July 21, 1985.William Serrin, "Prof. Herbert Gutman, Labor Historian, Is Dead," ''New York Times'', July 22, 1985, p. D-9.


Research focus and critical assessment

Herbert Gutman focused on the history of workers and slaves in the United States. He is considered one of the co-founders and primary proponents of the "new labor history," a school of thought that believes ordinary people have not received the proper amount of attention from historians. He developed a critique of the "
Commons The commons is the cultural and natural resources accessible to all members of a society, including natural materials such as air, water, and a habitable Earth. These resources are held in common even when owned privately or publicly. Commons c ...
school" of labor history that focused on markets and minimized other factors such as technological or cultural changes and working people themselves. Gutman has been criticized for his quasi- Marxist theoretical leanings. It is clear that at one time he may have been an academic Marxist. But by the late 1950s, he had moved away from Marxism. Instead, he retained "what he called 'a really good set of questions' that Marx had inspired (e.g., what were workers, not just leaders, doing on a day-to-day basis?). These questions reshaped labor history and also appealed to students of Afro-American history."Rachleff, "Two Decades of the 'New' Labor History," ''American Quarterly,'' March 1989. Gutman was often criticized for overemphasizing the experiences of working people and blacks as historical agents, and "sometimes summarily dismissed as a 'romantic' and lacking in sophisticated 'theory'…".Painter, "Herbert Gutman, Historian of Class," ''Washington Post,'' January 17, 1988. Gutman is best known for two major studies of slavery in America: ''Slavery and the Numbers Game: A Critique of "Time on the Cross"'' (1975) and ''The Black Family in Slavery and Freedom, 1750–1925'' (1976), and for ''Work, Culture and Society in Industrializing America'' (1976).


''Slavery and the Numbers Game''

"Slavery and the Numbers Game" deconstructs the assumptions and methodology in the book '' Time on the Cross: The Economics of American Negro Slavery'', by
Robert William Fogel Robert William Fogel (; July 1, 1926 – June 11, 2013) was an American economic historian and scientist, and winner (with Douglass North) of the 1993 Nobel Memorial Prize in Economic Sciences. As of his death, he was the Charles R. Walgreen Di ...
and Stanley L. Engerman. ''Time on the Cross'' denied that slavery was unprofitable, a moribund institution (even though, in fact, few academics said or believed that by this time), inefficient, and extremely harsh for typical slave. The book received a large amount of mainstream media attention for its revisionism, impressed the historical community with its use of
cliometrics Cliometrics (, also ), sometimes called new economic history or econometric history, is the systematic application of economic theory, econometric techniques, and other formal or mathematical methods to the study of history (especially social and e ...
, and outraged many in the civil rights community (with some calling it a rallying cry for racism). Gutman systematically took Fogel and Engerman to task on a variety of fronts. He noted the authors were extremely careless in their calculations, and often used the wrong measurement to estimate the harshness of slavery. For example, Fogel and Engerman assumed that slave couples moved west together with their owners, based on their analysis of probate records and invoices from slave sales in New Orleans, and therefore argued that the slave trade related did not destroy black families. Gutman challenged this argument, as Fogel and Engerman seemed to ignore the fact that slave’s spouses were not always sold to the same master. Furthermore, the authors of ''Time on the Cross'' did not take into account the friends and extended family of slaves left behind, again ignoring the disruptive impact this had on slave families and communities. In ''Slavery and the Numbers Game'', Gutman argued that Fogel and Engerman chose their examples poorly, focussing on plantations which were unreflective of broader southern society. Gutman roundly criticized Fogel and Engerman on a host of other claims as well, including the lack of evidence for systematic and regular rewards and a failure to consider the effect public whipping would have on other slaves. Gutman also argued that Fogel and Engerman had fallen prey to an ideological pitfall by assuming that most of those enslaved had assimilated the
Protestant work ethic The Protestant work ethic, also known as the Calvinist work ethic or the Puritan work ethic, is a work ethic concept in theology, sociology, economics and history which emphasizes that diligence, discipline, and frugality are a result of a per ...
. If they had such an ethic, then the system of punishments and rewards outlined in ''Time on the Cross'' would support Fogel and Engerman's thesis. Gutman conclusively showed, however, that most slaves had not adopted this ethic at all and that slavery's carrot-and-stick approach to work had not shaped the slave worldview to mimic that of their owners. Gutman emphasizes the slaves' responses to their treatment at the hands of slaveowners. He shows that slaves labored, not because they shared values and goals with their masters, but because of the omnipresent threat of 'negative incentives,' primarily physical violence.


''The Black Family in Slavery and Freedom, 1750–1925''

''The Black Family in Slavery and Freedom, 1750–1925'', published a year after ''Slavery and the Numbers Game'', is a detailed study of black family life under slavery in the United States. The book draws on census data, diaries, family records, bills of sale and other records, and argues that slavery did not break up the black family. Gutman concluded that most black families largely remained intact despite slavery. Gutman further argued that black families also remained intact during the first wave of migration to the North after the
Civil War A civil war or intrastate war is a war between organized groups within the same state (or country). The aim of one side may be to take control of the country or a region, to achieve independence for a region, or to change government policies ...
(although he remained open to arguments about black family collapse in the 1930s and 1940s). Gutman's work was widely praised. It not only constituted an excellent example of social history for its focus on individuals but it challenged long-held conventional ideas about the slavery's effects on black families.


''Work, Culture and Society in Industrializing America''

Here, Gutman wrote in opposition to previous approaches to U.S. working-class history that had focused on trade unionism, instead examining "the institutions, beliefs, and ideas that American workers ... created and recreated in their adaptation to the harsh realities of the new industrial system." Dennis Dworkin, ''Class Struggles'', Edinburgh, Pearson, 2007, p.57.


Memberships and awards

Gutman was a member of the
American Academy of Arts and Sciences The American Academy of Arts and Sciences (abbreviation: AAA&S) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, a ...
. Along with David Brody and David Montgomery), he was editor of the Working Class in American History series at the University of Illinois Press. In the late 1980s, the University of Illinois Press established the Herbert Gutman Award for the best book in American history published by the press.


Published works


Solely authored books

*''The Black Family in Slavery and Freedom, 1750-1925.'' New York: Vintage Books, 1977.
Full text online free
*''Power & Culture: Essays.'' New York: Pantheon Books, 1987. Edited and with an Introduction by Ira Berlin.
full text online free
*''Slavery and the Numbers Game: A Critique of 'Time on the Cross'.'' Introduction by Bruce Levine. Champaign, Ill.: University of Illinois Press, 2003.
Full text online free
*''Work, Culture and Society.'' New York: Vintage Books, 1977.
Full text online free


Solely authored book chapters

*"Labor in the Land of Lincoln: Coal Miners on the Prairie." In ''Power and Culture: Essays on the American Working Class.'' Reissue edition. Ira Berlin, ed. New York: New Press, 1992. *"The Negro and the United Mine Workers of America: The Career and Letters of Richard L. Davis and Something of Their Meaning, 1890-1900." In ''The Negro and the American Labor Movement.'' Julius Jacobson, ed. New York: Doubleday, 1968. *"Work, Culture, and Society in Industrializing America." In ''Work, Culture, and Society in Industrializing America.'' Herbert G. Gutman, ed. New York: Knopf, 1976. *"The Workers' Search for Power: Labor in the Gilded Age." In ''Power and Culture: Essays on the American Working Class.'' Reissue edition. Herbert G. Gutman, ed. New York: Pantheon, 1992.


Solely authored articles

*"Protestantism and the American Labor Movement: The Christian Spirit in the Gilded Age." ''American Historical Review.'' 72 (1966). *"Reconstruction in Ohio: Negroes in the Hocking Valley Coal Mines in 1873 and 1874." ''Labor History.'' 3:3 (Fall 1962).


Co-edited books

*Gutman, Herbert G. and Bell, Donald H., eds. ''The New England Working Class and the New Labor History.'' Urbana: University of Illinois Press, 1987. *Gutman, Herbert G. and Kealey, Gregory S., eds. ''Many Pasts: Readings in American Social History, 1600-1876. Vol. 1." Englewood Cliffs, N.J.: Prentice Hall, 1973. *Gutman, Herbert G. and Kealey, Gregory S., eds. ''Many Pasts: Readings in American Social History, 1865-Present. Vol. 2." Englewood Cliffs, N.J.: Prentice Hall, 1973.


References


Footnotes


Bibliography

*Haskell, Thomas L. "The True and Tragical History of 'Time on the Cross.' " ''New York Review of Books.'' 22:15 (October 2, 1975). *Kealey, Gregory S. "Herbert G. Gutman, 1928–1985, and the Writing of Working-Class History." ''Monthly Review.'' May, 1986. *
Painter, Nell Irvin Nell Irvin Painter (born Nell Elizabeth Irvin; August 2, 1942) is an American historian notable for her works on United States Southern history of the nineteenth century. She is retired from Princeton University as the Edwards Professor of Ameri ...
. "Herbert Gutman, Historian of Class." ''Washington Post.'' January 17, 1988. *Rachleff, Peter J. "Two Decades of the 'New' Labor History: Power and Culture: Essays on the American Working Class by Herbert G. Gutman." ''American Quarterly.'' 41:1 (March 1989). *Serrin, William. "Prof. Herbert Gutman, Labor Historian, Is Dead." ''New York Times.'' July 22, 1985.


External links


American Social History Project, City University of New YorkCity University of New York"Who Built America?", American Social History Project, CUNY Graduate Center
{{DEFAULTSORT:Gutman, Herbert Labor historians Historians of the United States Columbia University alumni Fairleigh Dickinson University faculty Graduate Center, CUNY faculty University of Wisconsin–Madison College of Letters and Science alumni Jewish American writers 1928 births 1985 deaths 20th-century American historians American male non-fiction writers University at Buffalo faculty 20th-century American male writers 20th-century American Jews