Heartland Theory
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"The Geographical Pivot of History" is an article submitted by
Halford John Mackinder Sir Halford John Mackinder (15 February 1861 – 6 March 1947) was an English geographer, academic and politician, who is regarded as one of the founding fathers of both geopolitics and geostrategy. He was the first Principal of University Ext ...
in 1904 to the
Royal Geographical Society The Royal Geographical Society (with the Institute of British Geographers), often shortened to RGS, is a learned society and professional body for geography based in the United Kingdom. Founded in 1830 for the advancement of geographical scien ...
that advances his heartland theory.Mackinder, H. J.
"The Geographical Pivot of History"
''
The Geographical Journal ''The Geographical Journal'' is a quarterly peer-reviewed academic journal An academic journal or scholarly journal is a periodical publication in which scholarship relating to a particular academic discipline is published. Academic journals ...
'', Vol. 23, No.4, (April 1904), pp. 421–437
Mackinder, H. J.,
Democratic Ideals and Reality. A Study in the Politics of Reconstruction
', National Defense University Press, 1996, pp. 175–193
Charles Kruszewski
"The Pivot of History"
''
Foreign Affairs ''Foreign Affairs'' is an American magazine of international relations and U.S. foreign policy published by the Council on Foreign Relations, a nonprofit, nonpartisan, membership organization and think tank specializing in U.S. foreign policy a ...
'', April 1954
In this article, Mackinder extended the scope of geopolitical analysis to encompass the entire globe.


The World-Island and the Heartland

According to Mackinder, the Earth's land surface was divisible into: *The World-Island, comprising the interlinked continents of
Europe Europe is a large peninsula conventionally considered a continent in its own right because of its great physical size and the weight of its history and traditions. Europe is also considered a Continent#Subcontinents, subcontinent of Eurasia ...
,
Asia Asia (, ) is one of the world's most notable geographical regions, which is either considered a continent in its own right or a subcontinent of Eurasia, which shares the continental landmass of Afro-Eurasia with Africa. Asia covers an are ...
, and
Africa Africa is the world's second-largest and second-most populous continent, after Asia in both cases. At about 30.3 million km2 (11.7 million square miles) including adjacent islands, it covers 6% of Earth's total surface area ...
(
Afro-Eurasia Afro-Eurasia (also Afroeurasia, Eurafrasia or the Old World) is a landmass comprising the continents of Africa, Asia, and Europe. The terms are compound words of the names of its constituent parts. Its mainland is the largest and most popul ...
). This was the largest, most populous, and richest of all possible land combinations. *The offshore islands, including the
British Isles The British Isles are a group of islands in the North Atlantic Ocean off the north-western coast of continental Europe, consisting of the islands of Great Britain, Ireland, the Isle of Man, the Inner and Outer Hebrides, the Northern Isl ...
and the
islands of Japan Japan is an archipelago of 6,852 islands, of which approximately 260 are inhabited. Japan is the largest island country in East Asia and the fourth largest in the world. Main islands The four ''main islands'' of Japan are:Imperial Japanese ...
. *The outlying islands, including the
continent A continent is any of several large landmasses. Generally identified by convention rather than any strict criteria, up to seven geographical regions are commonly regarded as continents. Ordered from largest in area to smallest, these seven ...
s of
North America North America is a continent in the Northern Hemisphere and almost entirely within the Western Hemisphere. It is bordered to the north by the Arctic Ocean, to the east by the Atlantic Ocean, to the southeast by South America and th ...
,
South America South America is a continent entirely in the Western Hemisphere and mostly in the Southern Hemisphere, with a relatively small portion in the Northern Hemisphere at the northern tip of the continent. It can also be described as the sou ...
, and
Oceania Oceania (, , ) is a geographical region that includes Australasia, Melanesia, Micronesia, and Polynesia. Spanning the Eastern and Western hemispheres, Oceania is estimated to have a land area of and a population of around 44.5 million ...
. The Heartland lay at the centre of the world island, stretching from the
Volga The Volga (; russian: Во́лга, a=Ru-Волга.ogg, p=ˈvoɫɡə) is the longest river in Europe. Situated in Russia, it flows through Central Russia to Southern Russia and into the Caspian Sea. The Volga has a length of , and a catch ...
to the
Yangtze The Yangtze or Yangzi ( or ; ) is the longest river in Asia, the third-longest in the world, and the longest in the world to flow entirely within one country. It rises at Jari Hill in the Tanggula Mountains (Tibetan Plateau) and flows ...
and from the
Himalayas The Himalayas, or Himalaya (; ; ), is a mountain range in Asia, separating the plains of the Indian subcontinent from the Tibetan Plateau. The range has some of the planet's highest peaks, including the very highest, Mount Everest. Over 10 ...
to the
Arctic The Arctic ( or ) is a polar regions of Earth, polar region located at the northernmost part of Earth. The Arctic consists of the Arctic Ocean, adjacent seas, and parts of Canada (Yukon, Northwest Territories, Nunavut), Danish Realm (Greenla ...
. Mackinder's Heartland was the area then ruled by the
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
and after that by the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
, minus the
Kamchatka Peninsula The Kamchatka Peninsula (russian: полуостров Камчатка, Poluostrov Kamchatka, ) is a peninsula in the Russian Far East, with an area of about . The Pacific Ocean and the Sea of Okhotsk make up the peninsula's eastern and w ...
region, which is located in the easternmost part of Russia, near the Aleutian Islands and Kurile islands.


Strategic importance of Eastern Europe

Later, in 1919, Mackinder summarised his theory thus: Any power which controlled the World-Island would control well over 50% of the world's resources. The Heartland's size and central position made it the key to controlling the World-Island. The vital question was how to secure control for the Heartland. This question may seem pointless, since in 1904 the
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
had ruled most of the area from the Volga to Eastern
Siberia Siberia ( ; rus, Сибирь, r=Sibir', p=sʲɪˈbʲirʲ, a=Ru-Сибирь.ogg) is an extensive geographical region, constituting all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has been a part ...
for centuries. But throughout the nineteenth century: * The West European powers had combined, usually successfully, in the
Great Game The Great Game is the name for a set of political, diplomatic and military confrontations that occurred through most of the 19th century and the beginning of the 20th century – involving the rivalry of the British Empire and the Russian Empi ...
to prevent
Russian expansion The borders of Russia changed through military conquests and by ideological and political unions in the course of over five centuries (1533–present). Russian Tsardom and Empire The name ''Russia'' for the Grand Duchy of Moscow began to ap ...
. * The Russian Empire was huge but socially, politically and technologically backward – i.e. inferior in "virility, equipment and organization". Mackinder held that effective political domination of the Heartland by a single power had been unattainable in the past because: * The Heartland was protected from sea power by ice to the north and mountains and deserts to the south. * Previous land invasions from east to west and vice versa were unsuccessful because lack of efficient transportation made it impossible to assure a continual stream of men and supplies. He outlined the following ways in which the Heartland might become a springboard for global domination in the twentieth century (Sempa, 2000): * Successful invasion of Russia by a Western European nation (most probably
Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwee ...
). Mackinder believed that the introduction of the
railroad Rail transport (also known as train transport) is a means of transport that transfers passengers and goods on wheeled vehicles running on rails, which are incorporated in tracks. In contrast to road transport, where the vehicles run on a prep ...
had removed the Heartland's invulnerability to land invasion. As
Eurasia Eurasia (, ) is the largest continental area on Earth, comprising all of Europe and Asia. Primarily in the Northern and Eastern Hemispheres, it spans from the British Isles and the Iberian Peninsula in the west to the Japanese archipelag ...
began to be covered by an extensive network of railroads, there was an excellent chance that a powerful continental nation could extend its political control over the
Eastern Europe Eastern Europe is a subregion of the European continent. As a largely ambiguous term, it has a wide range of geopolitical, geographical, ethnic, cultural, and socio-economic connotations. The vast majority of the region is covered by Russia, whi ...
an gateway to the Eurasian landmass. In Mackinder's words, "Who rules East Europe commands the Heartland." * A Russo-German alliance. Before 1917 both countries were ruled by autocrats (the
Tsar Tsar ( or ), also spelled ''czar'', ''tzar'', or ''csar'', is a title used by East and South Slavic monarchs. The term is derived from the Latin word ''caesar'', which was intended to mean "emperor" in the European medieval sense of the ter ...
and the
Kaiser ''Kaiser'' is the German word for "emperor" (female Kaiserin). In general, the German title in principle applies to rulers anywhere in the world above the rank of king (''König''). In English, the (untranslated) word ''Kaiser'' is mainly ap ...
), and both could have been attracted to an alliance against the democratic powers of Western Europe (the US was
isolationist Isolationism is a political philosophy advocating a national foreign policy that opposes involvement in the political affairs, and especially the wars, of other countries. Thus, isolationism fundamentally advocates neutrality and opposes entan ...
regarding European affairs, until it became a participant of
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
in 1917). Germany would have contributed to such an alliance its formidable army and its large and growing sea power. * Conquest of Russia by a Sino-Japanese empire (see below). The combined empires' large East Asian coastline would also provide the potential for it to become a major sea power. Mackinder's "Who rules East Europe commands the Heartland" does not cover this scenario, probably because the previous two scenarios were seen as the major risks of the nineteenth century and the early 1900s. One of Mackinder's personal objectives was to warn Britain that its traditional reliance on sea power would become a weakness as improved land transport opened up the Heartland for invasion and/or industrialisation (Sempa, 2000). A more modern development to which the heartland theory can still be attributed to exist is through Russia's oil pipelines scandals. Heartland theory implies that the world island is full of resources to be exploited. "Any initiative by the United States to open the market access in Central Asia implies that this state is targeted for the exploration of multinational energy companies. The efforts for domination of the exploration of natural resources are also apparent in the case of Russia. Study found that Russia wants to have pipelines pass through its own territory. However the Russian energy companies are working on behalf of market interests, they often constrain the behaviour of the state".


Influence on other geopolitical models

Signs of Mackinder's Heartland Theory can be found in the works of geopolitician
Dimitri Kitsikis Dimitri Kitsikis ( el, Δημήτρης Κιτσίκης; 2 June 1935 – 28 August 2021) was a Greek Turkologist, Sinologist and Professor of International Relations and Geopolitics. He also published poetry in French and Greek. Life Dimitri ...
, particularly in his " Intermediate Region" model. There is a significant geographical overlap between the Heartland or "Pivot Area" and the Intermediate Region, with the exception of
Germany Germany,, officially the Federal Republic of Germany, is a country in Central Europe. It is the second most populous country in Europe after Russia, and the most populous member state of the European Union. Germany is situated betwee ...
-
Prussia Prussia, , Old Prussian: ''Prūsa'' or ''Prūsija'' was a German state on the southeast coast of the Baltic Sea. It formed the German Empire under Prussian rule when it united the German states in 1871. It was ''de facto'' dissolved by an e ...
and north-eastern
China China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's List of countries and dependencies by population, most populous country, with a Population of China, population exceeding 1.4 billion, slig ...
, which Kitsikis excludes from the Intermediate Region. Mackinder, on the other hand, excludes
North Africa North Africa, or Northern Africa is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region, and it is sometimes defined as stretching from the Atlantic shores of Mauritania in ...
,
Eastern Europe Eastern Europe is a subregion of the European continent. As a largely ambiguous term, it has a wide range of geopolitical, geographical, ethnic, cultural, and socio-economic connotations. The vast majority of the region is covered by Russia, whi ...
and the
Middle East The Middle East ( ar, الشرق الأوسط, ISO 233: ) is a geopolitical region commonly encompassing Arabian Peninsula, Arabia (including the Arabian Peninsula and Bahrain), Anatolia, Asia Minor (Asian part of Turkey except Hatay Pro ...
from the Heartland. The reason for this difference is that Mackinder's model is primarily geo-strategic, while Kitsikis' model is geo-civilizational. However, the roles of both the Intermediate Region and the Heartland are regarded by their respective authors as being pivotal in the shaping of world history. President Barack Obama initiated "
Pivot to Asia President Barack Obama's East Asia Strategy (2009–2017) represented a significant shift in the foreign policy of the United States. It took the country's focus from the Middle Eastern/European sphere and began to invest heavily in East Asian co ...
" meaning US strategic, diplomatic and economic focus on the region. Mackinder's term became a popular buzzword after Obama's Secretary of State
Hillary Clinton Hillary Diane Rodham Clinton ( Rodham; born October 26, 1947) is an American politician, diplomat, and former lawyer who served as the 67th United States Secretary of State for President Barack Obama from 2009 to 2013, as a United States sen ...
authored "America's Pacific Century," in ''Foreign Policy''. Former Chinese State Councilor, Dai Bingguo, suggested to Hillary Clinton: "Why don't you 'pivot out of here?'" Mackinder did not expect how far his pivot concept would go.


Criticism

K. S. Gadzhev, in his book ''Introduction to Geopolitics'' (, ), raises a series of objections to Mackinder's Heartland; to start with that the significance physiography is given there for political strategy is a form of geographical determinism. Critics of the theory also argue that in modern day practice, the theory is outdated due to the evolution of technological warfare, as at the time of publication, Mackinder only considered land and sea powers. In modern day time there are possibilities of attacking a rival without the need for a direct invasion via
cyber attacks A cyberattack is any offensive maneuver that targets computer information systems, computer networks, infrastructures, or personal computer devices. An attacker is a person or process that attempts to access data, functions, or other restricted ...
, aircraft or even use of long range missile strikes. Other critics of the theory argue that "Mackinderian analysis is not rational because it assumes conflict in a system where there is none". Mackinder's theory was also never fully proven as no singular power in history has had control of all three of the regions at the same time. The closest this ever occurred was during the
Crimean War The Crimean War, , was fought from October 1853 to February 1856 between Russia and an ultimately victorious alliance of the Ottoman Empire, France, the United Kingdom and Piedmont-Sardinia. Geopolitical causes of the war included the ...
(1853–1856) whereby Russia attempted to fight for control over the Crimean Peninsula, ultimately losing to the French and the British.


See also

* Intermediate Region * ''
The Grand Chessboard ''The Grand Chessboard: American Primacy and Its Geostrategic Imperatives'' (1997) is one of the major works of Zbigniew Brzezinski. Brzezinski graduated with a PhD from Harvard University in 1953 and became Professor of American Foreign Policy ...
'' *
Intermarium Intermarium ( pl, Międzymorze, ) was a post-World War I geopolitical plan conceived by Józef Piłsudski to unite former Polish–Lithuanian Commonwealth lands within a single polity. The plan went through several iterations, some of which antic ...
*
Land hemisphere The land hemisphere and water hemisphere are the hemispheres of Earth containing the largest possible total areas of land and ocean, respectively. By definition (assuming that the entire surface can be classed as either "land" or "ocean"), the t ...
*
Rimland The Rimland is a concept championed by Nicholas John Spykman, professor of international relations at Yale University. To him geopolitics is the planning of the security policy of a country in terms of its geographical factors. He described the ...
*
Eurasianism Eurasianism (russian: евразийство, ''yevraziystvo'') is a political movement in Russia which states that Russian civilization does not belong in the "European" or "Asian" categories but instead to the geopolitical concept of Eurasia, ...
*
Mainland invasion of the United States Mainland is defined as "relating to or forming the main part of a country or continent, not including the islands around it egardless of status under territorial jurisdiction by an entity" The term is often politically, economically and/or dem ...


References


Further reading


CIA's Analysis of the Soviet Union, 1947–1991
links to a large number of CIA analyses of Soviet economic, technological and military capability (as well as e.g. foreign policy), all in
PDF Portable Document Format (PDF), standardized as ISO 32000, is a file format developed by Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, hardware, and operating systems. ...
format. *Christopher, J.F
"Sir Halford Mackinder, Geopolitics, and Policymaking in the 21st Century"
Parameters, Summer 2000 * Mackinder, H.J. "The Geographical Pivot of History", i
"Democratic Ideals and Reality"
Washington, DC: National Defense University Press, 1996, pp. 175–193. * Odom, W.E. (1998) "The Collapse of the Soviet Military".
Yale University Press Yale University Press is the university press of Yale University. It was founded in 1908 by George Parmly Day, and became an official department of Yale University in 1961, but it remains financially and operationally autonomous. , Yale Univers ...
. * Sempa, F.P. (2000
"Mackinder's World"
describes the background to Mackinder's thinking, the development of his theory after
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
(with many quotes) and its influence on geo-strategic thinking. * Venier, Pascal
"The Geographical Pivot of History and Early 20th Century Geopolitical Culture"
Geographical Journal, vol. 170, no 4, December 2004, pp. 330–336. * William R. Keylor, ''The Twentieth-Century World and Beyond: An International History Since 1900'', 2006.


External links


The Geographical Pivot of History
(The Internet Archiv
version
''The Geographical Journal'', April 1904.
Democratic Ideals and Reality
Washington, DC: National Defence University Press, 1996, pp. 175–194 {{DEFAULTSORT:Geographical Pivot Of History, The Non-fiction books about The Great Game Works about the theory of history Works about geopolitics 1904 documents