Heart of a Dog
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''Heart of a Dog'' (russian: links=no, italic=yes, Собачье сердце, Sobachye serdtse) is a
novella A novella is a narrative prose fiction whose length is shorter than most novels, but longer than most short stories. The English word ''novella'' derives from the Italian ''novella'' meaning a short story related to true (or apparently so) fact ...
by Russian author
Mikhail Bulgakov Mikhail Afanasyevich Bulgakov ( rus, links=no, Михаил Афанасьевич Булгаков, p=mʲɪxɐˈil ɐfɐˈnasʲjɪvʲɪtɕ bʊlˈɡakəf; – 10 March 1940) was a Soviet writer, medical doctor, and playwright active in the fir ...
. A biting satire of
Bolshevism Bolshevism (from Bolshevik) is a revolutionary socialist current of Soviet Marxist–Leninist political thought and political regime associated with the formation of a rigidly centralized, cohesive and disciplined party of social revolution, ...
, it was written in 1925 at the height of the NEP period, when
communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, ...
appeared to be relaxing in the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
. It is generally interpreted as an allegory of the
Communist revolution A communist revolution is a proletarian revolution often, but not necessarily, inspired by the ideas of Marxism that aims to replace capitalism with communism. Depending on the type of government, socialism can be used as an intermediate stag ...
and "the revolution's misguided attempt to radically transform mankind." Its publication was initially prohibited in the Soviet Union, but it circulated in
samizdat Samizdat (russian: самиздат, lit=self-publishing, links=no) was a form of dissident activity across the Eastern Bloc in which individuals reproduced censored and underground makeshift publications, often by hand, and passed the document ...
until it was officially released in the country in 1987. It was almost immediately adapted into a movie, which was aired in late 1988 on First Channel of Soviet Television, gained almost universal acclaim and attracted many readers to the original Bulgakov text. Since then, the novella has become a cultural phenomenon in Russia, known and discussed by people "from schoolchildren to politicians." It was filmed in Russian and Italian language versions, and was adapted in English as a play and an opera.


Background

The book was rejected for publication in 1925, due in part to the influence of
Lev Kamenev Lev Borisovich Kamenev. (''né'' Rozenfeld; – 25 August 1936) was a Bolshevik revolutionary and a prominent Soviet politician. Born in Moscow to parents who were both involved in revolutionary politics, Kamenev attended Imperial Moscow Uni ...
, then a leading Party official. Bulgakov subsequently wrote a play based on the story in 1926 for the
Moscow Art Theater The Moscow Art Theatre (or MAT; russian: Московский Художественный академический театр (МХАТ), ''Moskovskiy Hudojestvenny Akademicheskiy Teatr'' (МHАТ)) was a theatre company in Moscow. It was f ...
. However, the play was cancelled after the manuscript and copies were confiscated by the secret police, or
OGPU The Joint State Political Directorate (OGPU; russian: Объединённое государственное политическое управление) was the intelligence and state security service and secret police of the Soviet Union f ...
. Eventually,
Maxim Gorky Alexei Maximovich Peshkov (russian: link=no, Алексе́й Макси́мович Пешко́в;  – 18 June 1936), popularly known as Maxim Gorky (russian: Макси́м Го́рький, link=no), was a Russian writer and social ...
intervened to get the manuscript returned. The story was published in the
Soviet Union The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, it was nominally a federal union of fifteen nationa ...
only in 1987, more than 60 years after its completion, but was made known to Russian readers via ''
samizdat Samizdat (russian: самиздат, lit=self-publishing, links=no) was a form of dissident activity across the Eastern Bloc in which individuals reproduced censored and underground makeshift publications, often by hand, and passed the document ...
.'' In 1968, it was published in English by
Harvill Press Harvill Secker is a British publishing company formed in 2005 from the merger of Secker & Warburg and the Harvill Press. History Secker & Warburg Secker & Warburg was formed in 1935 from a takeover of Martin Secker, which was in receivership, ...
, translated by
Michael Glenny :''The majority of material in this article has been sourced from the Dictionary of National Biography''. Michael Valentine Guybon Glenny (26 September 1927, London – 1 August 1990, Moscow) was a British lecturer in Russian studies and a tra ...
. One suggestion for the real life prototype for Professor Preobrazhensky is a Russian surgeon
Serge Voronoff Serge Abrahamovitch Voronoff (russian: link=no, Сергей Абрамович Воронов; c. July 10, 1866September 3, 1951) was a French surgeon of Russian extraction who gained fame for his technique of Medical grafting, grafting monkey ...
who was famous for his experiments on implanting humans with animal's testicles and
thyroid gland The thyroid, or thyroid gland, is an endocrine gland in vertebrates. In humans it is in the neck and consists of two connected lobes. The lower two thirds of the lobes are connected by a thin band of tissue called the thyroid isthmus. The thy ...
s, though there were others who did similar work. Another suggestion is professor Vasily Preobrazhensky, who headed the St. Petersburg Institute of Obstetrics and Gynecology at the time the novella was written. His first scientific publication was about the transplantation of ovaries to males. Like the fictional professor, he "did not like the proletariat", and possibly for this he was banished to
Arkhangelsk Arkhangelsk (, ; rus, Арха́нгельск, p=ɐrˈxanɡʲɪlʲsk), also known in English as Archangel and Archangelsk, is a city and the administrative center of Arkhangelsk Oblast, Russia. It lies on both banks of the Northern Dvina near ...
, where he continued his work, including transplants of ovaries, with a hearsay report of short-term rejuvenation effect.


Plot

Moscow, 1924. While foraging for trash one winter day, a
stray dog A free-ranging dog is a dog that is not confined to a yard or house. Free-ranging dogs include street dogs, village dogs, stray dogs, feral dogs, etc., and may be owned or unowned. The global dog population is estimated to be 900 million, of w ...
is found by a cook and scalded with boiling water. Lying forlorn in a doorway, the dog awaits his end awash in self-pity. To his surprise, a successful surgeon, Filipp Filippovich Preobrazhensky (whose name is derived from 'transformation' or 'transfiguration'), arrives and offers the dog a piece of sausage. Overjoyed, the dog follows Filip back to his flat, where he's given the name of Sharik. The dog finds it ironic, as he sees 'Sharik' fit for a pampered fat dog (it means 'little ball'). At the house, Sharik gets to know Dr. Preobrazhensky's household, which includes Doctor Ivan Arnoldovich Bormenthal (the professor's student and
protégé Mentorship is the influence, guidance, or direction given by a mentor. A mentor is someone who teaches or gives help and advice to a less experienced and often younger person. In an organizational setting, a mentor influences the personal and p ...
) and two female servants: Zinaida Prokofievna Bunina and Darya Petrovna Ivanova. Despite the Professor's vocal
anti-communism Anti-communism is Political movement, political and Ideology, ideological opposition to communism. Organized anti-communism developed after the 1917 October Revolution in the Russian Empire, and it reached global dimensions during the Cold War, w ...
, his frequent medical treatment of the RCP(b) leadership makes him untouchable. As a result, he refuses to decrease his seven-room flat and treats the
Bolsheviks The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
on the housing committee, led by Schwonder, with unveiled contempt. Impressed by his new master, Sharik slips easily into the role of "a gentleman's dog". After several days, one of the servants begins taking Sharik for walks through Moscow. Preening in his new collar, Sharik is unmoved by the taunts of a passing stray. After his health improves, the Professor at last reveals his real intentions for taking in Sharik. As Filip's laboratory is prepared, he locks Sharik in the bathroom. As a seething Sharik plots to again destroy Filip's stuffed owl, the door opens and he is dragged by the skin of his neck into the lab. There, he is sedated and an operation begins. As Bormenthal assists, the Professor trepans Sharik's skull and gives him a human
pituitary gland In vertebrate anatomy, the pituitary gland, or hypophysis, is an endocrine gland, about the size of a chickpea and weighing, on average, in humans. It is a protrusion off the bottom of the hypothalamus at the base of the brain. The h ...
. Sharik's torso is also opened and he is given human
testicles A testicle or testis (plural testes) is the male reproductive gland or gonad in all bilaterians, including humans. It is homologous to the female ovary. The functions of the testes are to produce both sperm and androgens, primarily testosteron ...
. These organs were cut from Klim Grigorievich Chugunkin – killed in a brawl – thief-recidivist, an alcoholic and a bully. Only repeated injections of
adrenaline Adrenaline, also known as epinephrine, is a hormone and medication which is involved in regulating visceral functions (e.g., respiration). It appears as a white microcrystalline granule. Adrenaline is normally produced by the adrenal glands an ...
prevent the dog from dying on the operating table. It is after this point that the story shifts from being told from the perspective of Sharik to being told from the perspective of Bormenthal, via his notes on the case, and then finally to a third person perspective. During the weeks after the operation, the household is stunned as Sharik begins transforming into an incredibly unkempt and, at first, primitive human. After building an alliance with Schwonder, the former canine is granted papers under the absurd name "Poligraf Poligrafovich Sharikov". Preobrazhensky wanted to pick a name from his Orthodox Christian calendar and Sharik instead picked the publisher name – "Poligraf" (which in Russian is the root of several words related to printing art and technology). In the aftermath, the Professor and Bormenthal patiently attempt to teach Sharikov basic etiquette. Instead, Sharikov mocks manners as a relic of
Tsarism Tsarist autocracy (russian: царское самодержавие, transcr. ''tsarskoye samoderzhaviye''), also called Tsarism, was a form of autocracy (later absolute monarchy) specific to the Grand Duchy of Moscow and its successor states th ...
. He insists that it's better to behave "naturally". As a result, Sharikov curses in front of women, refuses to shave, dresses in unwashed clothing, and eats like a complete slob. Meanwhile, Sharikov progressively turns the Professor's life into a living hell. One day, he accidentally turns on the spigot while chasing a cat. With the bathroom door locked and Sharikov unable to unlock it, the entire apartment is flooded. Later, he is caught attempting to sexually assault one of the female servants. Enraged, Bormenthal repeatedly hits Sharikov and forces him to apologize. Infuriated, Sharikov leaves the apartment and remains gone for several days. Later, Bormenthal begs the Professor for permission to dose and kill Sharikov with
arsenic Arsenic is a chemical element with the symbol As and atomic number 33. Arsenic occurs in many minerals, usually in combination with sulfur and metals, but also as a pure elemental crystal. Arsenic is a metalloid. It has various allotropes, b ...
, calling him a "man with the heart of a dog". The Professor is horrified and orders Bormenthal not to "slander the dog". He explains that the human body parts, which came from a homeless drunkard with
Bolshevik The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
sympathies, are responsible for all of Sharikov's defects. Bormenthal then suggests that they redo the operation, using the body of a genius. Again the Professor refuses, explaining that the operation was meant to improve the Human race. Breaking with his former beliefs, the Professor admits that any peasant woman could give birth to a genius and that
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
are therefore a waste of time. In conclusion, the Professor refuses to permit Sharikov's murder or to undo the operation, which could easily kill him as well. Soon after, Sharikov returns, explaining that he has been granted a job by the Soviet State. He now spends his work-day catching and strangling stray cats. The Party, he says, is turning them into cheap fur coats for the working class. Soon after, Sharikov brings home a female co-worker, whom he introduces to the Professor as his
common law wife Common-law marriage, also known as non-ceremonial marriage, marriage, informal marriage, or marriage by habit and repute, is a legal framework where a couple may be considered married without having formally registered their relation as a civi ...
. Instead of giving them their own room as Sharikov demands, the Professor takes the woman aside and explains that Sharikov is the product of a lab experiment gone horribly wrong. The woman has been told that Sharikov was maimed fighting Admiral
Alexander Kolchak Alexander Vasilyevich Kolchak (russian: link=no, Александр Васильевич Колчак; – 7 February 1920) was an Imperial Russian admiral, military leader and polar explorer who served in the Imperial Russian Navy and fought ...
's
White Army The White Army (russian: Белая армия, Belaya armiya) or White Guard (russian: Бѣлая гвардія/Белая гвардия, Belaya gvardiya, label=none), also referred to as the Whites or White Guardsmen (russian: Бѣлогв ...
in Siberia. Upon learning the truth, she leaves the apartment in tears. Seething with hatred, Sharikov vows to have her fired. Again Bormenthal beats up Sharikov and makes him promise not to do anything of the sort. The following day, a senior Party official, patient and good friend of Professor Preobrazhensky, Pyotr Alexandrovich, arrives and informs the Professor that Sharikov has denounced him to the secret police or
CHEKA The All-Russian Extraordinary Commission ( rus, Всероссийская чрезвычайная комиссия, r=Vserossiyskaya chrezvychaynaya komissiya, p=fsʲɪrɐˈsʲijskəjə tɕrʲɪzvɨˈtɕæjnəjə kɐˈmʲisʲɪjə), abbreviated ...
. Explaining that nothing is going to happen to him due to the State's distrust of Sharikov, the Party official departs. When Sharikov returns, the Professor and Bormenthal order him to leave the flat permanently. Instead, Sharikov refuses and draws a
revolver A revolver (also called a wheel gun) is a repeating firearm, repeating handgun that has at least one gun barrel, barrel and uses a revolving cylinder (firearms), cylinder containing multiple chamber (firearms), chambers (each holding a single ...
. Enraged, the Professor and Bormenthal pounce upon him. That night, an ominous silence reigns in the flat and the lights are left on for many hours after bedtime. Over the days that follow, the Professor and Bormenthal look far more relaxed than at any time before Sharikov's arrival. Eventually, the police arrive escorted by a beaming Schwonder. Bearing a
search warrant A search warrant is a court order that a magistrate or judge issues to authorize law enforcement officers to conduct a search of a person, location, or vehicle for evidence of a crime and to confiscate any evidence they find. In most countries, ...
, they demand that the Professor and Bormenthal produce Sharikov on pain of immediate arrest. Unintimidated, the Professor orders Bormenthal to summon Sharikov, who is changing back into a dog. The Professor explains the change as a natural phenomenon, although it's obvious to the reader that he and Bormenthal have simply reversed the operation. Followed by the now apoplectic Schwonder, the police depart. In the aftermath, the fully
canine Canine may refer to: Zoology and anatomy * a dog-like Canid animal in the subfamily Caninae ** ''Canis'', a genus including dogs, wolves, coyotes, and jackals ** Dog, the domestic dog * Canine tooth, in mammalian oral anatomy People with the surn ...
Sharik blissfully resumes his status as a gentleman's dog. However, in the ending of the book, he describes the Professor bringing home a human brain and removing the pituitary gland. This perhaps shows that Sharik retains some memories of his time as a human, or that Filip intends to carry out a similar experiment.


Themes

The novella has been interpreted both as a
satire Satire is a genre of the visual, literary, and performing arts, usually in the form of fiction and less frequently non-fiction, in which vices, follies, abuses, and shortcomings are held up to ridicule, often with the intent of shaming o ...
on
Bolshevism Bolshevism (from Bolshevik) is a revolutionary socialist current of Soviet Marxist–Leninist political thought and political regime associated with the formation of a rigidly centralized, cohesive and disciplined party of social revolution, ...
and as a criticism of
eugenics Eugenics ( ; ) is a fringe set of beliefs and practices that aim to improve the genetic quality of a human population. Historically, eugenicists have attempted to alter human gene pools by excluding people and groups judged to be inferior o ...
. One commonly accepted interpretation is that Bulgakov was trying to show all the inconsistencies of the system in which Sharikov, a man with a dog's intelligence, could become an important part. Sharik is seen as "a reincarnation of the repellent proletarian", and the professor represents a "hyperbolic vision of the bourgeois dream", according to J. A. E. Curtis. Names figure prominently in the story. Preobrazhensky's name is derived from the Russian word for " transfiguration". "Sharik" is a common name for dogs in Russia meaning "little ball". The name and
patronymic A patronymic, or patronym, is a component of a personal name based on the given name of one's father, grandfather (avonymic), or an earlier male ancestor. Patronymics are still in use, including mandatory use, in many countries worldwide, alt ...
"Poligraf Poligrafovich" echoes a tradition of nonsense double names in
Russian literature Russian literature refers to the literature of Russia and its émigrés and to Russian-language literature. The roots of Russian literature can be traced to the Middle Ages, when epics and chronicles in Old East Slavic were composed. By the ...
that goes back to
Nikolai Gogol Nikolai Vasilyevich Gogol; uk, link=no, Мико́ла Васи́льович Го́голь, translit=Mykola Vasyliovych Hohol; (russian: Яновский; uk, Яновський, translit=Yanovskyi) ( – ) was a Russian novelist, ...
's heroes Akakii Akakievich in "
The Overcoat "The Overcoat" (russian: Шине́ль, translit. Shinyél’; sometimes translated as "The Cloak") is a short story by Russian author Nikolai Gogol, published in 1842. The story has had a great influence on Russian literature. Eugène-Me ...
" and Pifagor Pifagorovich in "
The Carriage "The Carriage" (or "The Coach" in some translations; russian: Коляска) is an 1836 short story by Nikolai Gogol, one of his shortest works. The story centers on the life of a former cavalry officer and landowner near a small Russian town. A ...
". The name is also a satire on new naming conventions in the early Soviet Union. Nevertheless, the name was chosen following the Russian tradition of "consulting the calendar," with Poligraf's
name day In Christianity, a name day is a tradition in many countries of Europe and the Americas, among other parts of Christendom. It consists of celebrating a day of the year that is associated with one's baptismal name, which is normatively that of a ...
being March 4. The name Poligraf has many possible meanings, including a printing process used for calendars. The name of the donor of the human implants, an alcoholic and bum, is Chugunkin ("chugun" is cast iron) which can be seen as parody on the name of
Stalin Joseph Vissarionovich Stalin (born Ioseb Besarionis dze Jughashvili; – 5 March 1953) was a Georgian revolutionary and Soviet political leader who led the Soviet Union from 1924 until his death in 1953. He held power as General Secretar ...
("stal" is steel).


Adaptations


Film

The story was filmed in Italian in 1976 as ''
Cuore di cane ''Cuore di cane'' (german: Warum bellt Herr Bobikow?, International title - ''Dog's Heart'') is a 1976 in film, 1976 joint Italian-German comedy film directed by Alberto Lattuada based on a Heart of a Dog, novel ''Heart of a Dog'' by Mikhail Bul ...
'' and starred
Max von Sydow Max von Sydow ( , ; born Carl Adolf von Sydow; 10 April 1929 – 8 March 2020) was a Swedish-French actor. He had a 70-year career in European and American cinema, television, and theatre, appearing in more than 150 films and several television ...
as Preobrazhensky. A 1988 Soviet movie, '' Sobachye Serdtse'', was made (in
sepia Sepia may refer to: Biology * ''Sepia'' (genus), a genus of cuttlefish Color * Sepia (color), a reddish-brown color * Sepia tone, a photography technique Music * ''Sepia'', a 2001 album by Coco Mbassi * ''Sepia'' (album) by Yu Takahashi * " ...
) by
Vladimir Bortko Vladimir Vladimirovich Bortko (russian: Владимир Владимирович Бортко; born 7 May 1946) is a Russian film director, screenwriter, producer and politician. He was a member of the State Duma between 2011 and 2021, and was aw ...
. A number of sequences in the movie were shot from an unusually low dog's point of view.


Play

In March 2011, ''Heart of a Dog'' was staged at the University of Leeds, directed by James Ahearne and Matthew Beaumont.


Musical

A new musical adaptation of ''Heart of a Dog'' was developed in Australia and was to premiere in May 2013, written by Jim McGrath, composed by Marc Robertson and directed by Nick Byrne.


Opera

A comic
opera Opera is a form of theatre in which music is a fundamental component and dramatic roles are taken by singers. Such a "work" (the literal translation of the Italian word "opera") is typically a collaboration between a composer and a libr ...
, ''The Murder of Comrade Sharik'' by
William Bergsma William Laurence Bergsma (April 1, 1921 – March 18, 1994) was an American composer and teacher. He was long associated with Juilliard School, where he taught composition, until he moved to the University of Washington as head of their music ...
(1973), is based on the plot of the story. In 2007,
Guerilla Opera Guerilla Opera is an opera company in Boston, Massachusetts founded in 2007 specializing in accessible contemporary chamber operas, several of which have been commissioned by the company. In 2010, its Artistic Directors were Mike Williams and Rudo ...
staged the premiere of ''Heart of a Dog'', an opera by Rudolf Rojahn, directed by Sally Stunkel. In 2010, the second production was directed by Copeland Woodruff. In 2010 De Nederlandse Opera staged the premiere of ''A Dog's Heart'', an opera composed by
Alexander Raskatov Alexander Mikhailovich Raskatov (Russian: Алекса́ндр Миха́йлович Раска́тов; born 9 March 1953, in Moscow) is a Russian composer. Life Alexander Raskatovs father was a leading journalist of the magazine ''Krokodil'', ...
, directed by
Simon McBurney Simon Montagu McBurney (born 25 August 1957) is an English actor, playwright, and theatrical director. He is the founder and artistic director of the Théâtre de Complicité, London. He has had roles in the films ''The Manchurian Candidate'', ...
. This was staged again by the
Opéra de Lyon This is a glossary list of opera genres, giving alternative names. "Opera" is an Italian word (short for "opera in musica"); it was not at first ''commonly'' used in Italy (or in other countries) to refer to the genre of particular works. Most c ...
in January 2014.


See also

*
1925 in science fiction The year 1925 was marked, in science fiction, by the following events. Births and deaths Births * January 22 : Katherine MacLean, American writer * February 14 : J. T. McIntosh, Scottish writer (died 2008) * March 12 : Harry Harrison (writer) ...
* Bulgakov museum in Moscow *
Mikhail Bulgakov Museum Mikhail Bulgakov Museum (officially known as Literature-Memorial Museum to Mikhail Bulgakov, commonly called the Bulgakov House or Lystovnychyi House) is a museum in Kyiv, Ukraine, dedicated to Kyiv-born Russian writer Mikhail Bulgakov. Commen ...
*
The Master and Margarita ''The Master and Margarita'' (russian: Мастер и Маргарита) is a novel by Soviet writer Mikhail Bulgakov, written in the Soviet Union between 1928 and 1940 during Stalin's regime. A censored version, with several chapters cut by ...
*
Homo Sovieticus ''Homo Sovieticus'' ( Dog Latin for "Soviet Man") is a pejorative for an average conformist person in the Soviet Union and other countries of the Eastern Bloc. The term was popularized by Soviet writer and sociologist Aleksandr Zinovyev, who ...
* The Island of Doctor Moreau


References


External links


Full text of ''Heart of a Dog'' in the original Russian
''The text has been removed from the library at the request of the copyright holder, only links to sites offering the purchase of the book remain available.''
Full text of ''Heart of a Dog'' translated into English (1990)

Bulgakov Encyclopedia (in Russian)

Guerilla Opera, Repertoire
*
Bulgakov museum in Moscow. The Odd Flat
*
Diary of Bulgakov museum in Moscow
* {{Mikhail Bulgakov 1925 science fiction novels Biopunk novels Eugenics in fiction Novels published posthumously Russian humour Russian magic realism novels Russian novels adapted into films Russian satirical novels Soviet science fiction novels Novels by Mikhail Bulgakov Novels set in Moscow 1925 Russian novels Novels about political repression in the Soviet Union Russian political satire