Givhan v. Western Line Consolidated School District
   HOME

TheInfoList



OR:

''Givhan v. Western Line Consolidated School District'', 439 U.S. 410 (1979), is a
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
decision on the
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recog ...
rights of public employees. The Court
held Held may refer to: Places * Held Glacier People Arts and media * Adolph Held (1885–1969), U.S. newspaper editor, banker, labor activist *Al Held (1928–2005), U.S. abstract expressionist painter. *Alexander Held (born 1958), German television ...
unanimously in favor of a schoolteacher fired for her critical remarks in conversations with her principal. Justice
William Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from ...
wrote the opinion, with a short
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liability ...
by John Paul Stevens. The
petitioner {{Unreferenced, date=December 2009 A petitioner is a person who pleads with governmental institution for a legal remedy or a redress of grievances, through use of a petition. In the courts The petitioner may seek a legal remedy if the state or ano ...
, Bessie Givhan, had believed that various policies and practices of the newly integrated
Western Line School District The Western Line School District (WLSD) is a public school district based in the community of Avon, Mississippi ( USA). In addition to Avon, the district serves the town of Metcalfe, a small portion of Greenville, as well as the unincorporated ...
in
Mississippi Mississippi () is a state in the Southeastern region of the United States, bordered to the north by Tennessee; to the east by Alabama; to the south by the Gulf of Mexico; to the southwest by Louisiana; and to the northwest by Arkansas. Miss ...
were meant to sustain school
segregation Segregation may refer to: Separation of people * Geographical segregation, rates of two or more populations which are not homogenous throughout a defined space * School segregation * Housing segregation * Racial segregation, separation of humans ...
. In private meetings with her new principal, she persistently complained about this. The principal in turn recommended the district not rehire her, citing those conversations as well as some other issues. She joined the ongoing desegregation lawsuit as an intervenor, alleging that her
First First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and rec ...
and Fourteenth Amendment rights to free speech and due process had been violated. The district court hearing the case agreed, but then the Fifth Circuit reversed that decision, holding that since she had not spoken publicly she was not entitled to constitutional protection, distinguishing her case from two other recent decisions in which the Supreme Court had ruled in favor of non- tenured teachers let go by their districts following critical statements by noting that in those cases, the criticism had been expressed in a public context. Rehnquist's opinion rejected that distinction, calling the Fifth Circuit's reading too narrow. He further rejected its claim that Givhan had forced herself on an unwilling listener, since the principal had invited her in. Since the district had cited other, potentially permissible reasons for its action, the Court remanded the case to the district court to apply the ''Mt. Healthy'' test, from one of the other two cases involving teachers, and determine if the district had adequate reason to fire her other than the speech. Three years later, the lower court found that it did not, and ordered Givhan reinstated after a 12-year absence. The Court has not had to significantly revisit the holding since then, and it has not been subject to much commentary or legal analysis. Four years later, in '' Connick v. Myers'', its next case on the free speech rights of public employees, it began to limit ''Givhan'' and its predecessors by sketching out a test for whether the employee's speech was on a matter of public concern. In the early 21st century, its holding in '' Garcetti v. Ceballos'', that speech made by employees pursuant to their job duties was not protected, appeared to some to complicate ''Givhan'' although the Court said it would not.


Underlying dispute

An
African American African Americans (also referred to as Black Americans and Afro-Americans) are an ethnic group consisting of Americans with partial or total ancestry from sub-Saharan Africa. The term "African American" generally denotes descendants of ens ...
, Bessie Givhan began teaching junior high school-level
English English usually refers to: * English language * English people English may also refer to: Peoples, culture, and language * ''English'', an adjective for something of, from, or related to England ** English national ide ...
at the all-black Norma O'Bannon School in
Greenville, Mississippi Greenville is a city in and the county seat of Washington County, Mississippi, United States. The population was 34,400 at the 2010 census. It is located in the area of historic cotton plantations and culture known as the Mississippi Delta. H ...
, in 1963. As with other school districts in the South in the wake of the Supreme Court's 1955 ''
Brown v. Board of Education ''Brown v. Board of Education of Topeka'', 347 U.S. 483 (1954), was a landmark decision by the U.S. Supreme Court, which ruled that U.S. state laws establishing racial segregation in public schools are unconstitutional, even if the segrega ...
'' decision, a lawsuit had been brought to desegregate schools in the state. In the middle of 1970, the schools in the Greenville area were formally integrated per the Supreme Court's order in ''
Alexander v. Holmes County Board of Education ''Alexander v. Holmes County Board of Education'', 396 U.S. 19 (1969), was a United States Supreme Court case in which the Court ordered immediate desegregation of public schools in the American South. It followed 15 years of delays to integrate ...
''''
Alexander v. Holmes County Board of Education ''Alexander v. Holmes County Board of Education'', 396 U.S. 19 (1969), was a United States Supreme Court case in which the Court ordered immediate desegregation of public schools in the American South. It followed 15 years of delays to integrate ...
'',
that Southern schools desegregate immediately. She was reassigned to Riverside High School in Avon, away. At the beginning of the 1971 school year she was transferred again, to Glen Allan High School, near Avon. Years later she described Glen Allan as a "stepchild" within the newly created Western Line Consolidated School District. With a larger proportion of black students and faculty than the other two high schools in the new district, it was short of fundamental resources compared to them. "You could not compare
hem A hem in sewing is a garment finishing method, where the edge of a piece of cloth is folded and sewn to prevent unravelling of the fabric and to adjust the length of the piece in garments, such as at the end of the sleeve or the bottom of the g ...
, she recalled in 2006. She complained frequently to the principal, a white former teacher named James Leach. "I requested a pointer for my blackboard and an eraser, things of this sort that I needed as a teacher," she said. This did not endear her to Leach or the district administration. "I was labeled 'hostile' and 'unreasonable.'" At the end of the year she was informed that her contract would not be renewed. Leach told the superintendent that although she was "a competent teacher" she often had "an insulting and hostile attitude" and made "petty and unreasonable demands."
Ayers v. Western Line Consol. Sch. Dist.
', 555 F.2d 1309, 1312 (
5th Cir. The United States Court of Appeals for the Fifth Circuit (in case citations, 5th Cir.) is a federal court with appellate jurisdiction over the district courts in the following federal judicial districts: * Eastern District of Louisiana * Mi ...
, 1977)
She insisted that she be told why, and in a letter to her the district cited her refusal to administer standardized tests, her refusal to cooperate with the administration and an "antagonistic and hostile attitude ... throughout the school year."''Givhan v. Western Line Consolidated School District'',


In lower courts

Givhan's case was heard first in federal district court, as part of the larger desegregation action against the school district. After it ruled in her favor, the school district appealed and won a partial reversal.


District court

Givhan joined the ongoing lawsuit in federal court for the Northern District of Mississippi over the integration of the school districts within its jurisdiction as an intervenor.
Singleton et al v. Jackson Municipal Separate School District et al
', 419 F.2d 1211 (5th Cir., 1970)
She alleged that her dismissal violated not only the terms of that case, which required that the district develop nonracial objective criteria for the retention of teachers and staff, something which it had failed to do, but her own rights to
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recog ...
and due process under the
First First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and rec ...
and Fourteenth amendments. During the two-day
bench trial A bench trial is a trial by judge, as opposed to a trial by jury. The term applies most appropriately to any administrative hearing in relation to a summary offense to distinguish the type of trial. Many legal systems (Roman, Islamic) use bench ...
, the district offered other reasons that it claimed justified her dismissal, not all of them speech-related, in addition to the standardized tests she did not administer (at the time, Givhan had argued that students had insufficient time to prepare for them). She had supposedly walked out of a meeting on the desegregation plan along with other teachers in 1969 and blown their car horns in an effort to disrupt the meeting; and in 1970 she and other teachers had threatened not to come to work after the midyear integration. Lastly, they said, she had helped a student conceal a knife he was in possession of during a search while at Riverside.''Givhan'', at 412n2. Givhan admitted this last incident, but the district court found it to be unrelated to her dismissal as the superintendent did not seem to have considered it when deciding whether to retain it or not. The evidence on the other three allegations was inconclusive. The court found in her favor and ordered her reinstatement.''Givhan'', at 412. Not only had her demands not been "constant" as the district claimed, the judge wrote " e school district's motivation in failing to renew Givhan's contract was almost entirely a desire to rid themselves of a vocal critic of the district's policies and practices which were capable of interpretation as embodying racial discrimination." And under the Supreme Court's decision in ''
Pickering v. Board of Education ''Pickering v. Board of Education'', 391 U.S. 563 (1968), was a case in which the Supreme Court of the United States held that in the absence of proof of the teacher knowingly or recklessly making false statements the teacher had a right to speak o ...
'', in which it had ruled in favor of an Illinois teacher fired for writing a
letter to the editor A letter to the editor (LTE) is a letter sent to a publication about an issue of concern to the reader. Usually, such letters are intended for publication. In many publications, letters to the editor may be sent either through conventional mail ...
of a local newspaper critical of the school board,''
Pickering v. Board of Education ''Pickering v. Board of Education'', 391 U.S. 563 (1968), was a case in which the Supreme Court of the United States held that in the absence of proof of the teacher knowingly or recklessly making false statements the teacher had a right to speak o ...
'',
Givhan's complaints to Leach were protected by the First Amendment as speech on a matter of public concern.''Ayers'', 1314 The district appealed to the Fifth Circuit. Givhan's case was heard along with several other teachers challenging their dismissals in the absence of the criteria that were supposed to have been developed to govern them. Judges Walter Pettus Gewin,
Paul Hitch Roney Paul Hitch Roney (September 5, 1921 – September 16, 2006) was a United States circuit judge of the United States Court of Appeals for the Eleventh Circuit and the United States Court of Appeals for the Fifth Circuit. Education and career Born ...
and James Clinkscales Hill were empaneled to hear their cases.


Appeals court

In 1977, six years after Givhan's dismissal, the court reached its decision. Gewin wrote for a majority that first considered, per the Supreme Court's holding earlier that year in ''
Mt. Healthy City School District Board of Education v. Doyle ''Mt. Healthy City School District Board of Education v. Doyle'', 429 U.S. 274 (1977), often shortened to ''Mt. Healthy v. Doyle'', was a unanimous U.S. Supreme Court decision arising from a fired teacher's lawsuit against his former employer, th ...
'', an Ohio case also involving a nontenured high school teacher fired over critical speech,''
Mt. Healthy City School District Board of Education v. Doyle ''Mt. Healthy City School District Board of Education v. Doyle'', 429 U.S. 274 (1977), often shortened to ''Mt. Healthy v. Doyle'', was a unanimous U.S. Supreme Court decision arising from a fired teacher's lawsuit against his former employer, th ...
'',
It required that the court consider whether, if there were other reasons for the adverse personnel action that did not violate the plaintiff's constitutional rights, they would have been enough to justify it. Gewin was skeptical. "Appellants seem to argue that the preponderance of the evidence shows that the same decision would have been justified, but that is not the same as proving that the same decision would have been made," he wrote. The alleged incidents did not seem from the record to have been much of a factor in the district's decision at the time Givhan was let go. "Therefore appellants failed to make a successful 'same decision anyway' defense"''Ayers'', 1315. However, the crucial question for Givhan was not that, it was whether her discussions with Leach enjoyed First Amendment protection. And on that score, Gewin began, " t all expression by a government employee is constitutionally protected." ''Pickering'' had held that the employee's constitutional interest had to be balanced against the government's interest in running the school system in an efficient and orderly manner. The court, he continued, had not found any of the cases in the party's
briefs Briefs (or a brief) are a type of short, form-fitting underwear and swimwear, as opposed to styles where material extends down the thighs. Briefs have various different styles, usually with a waistband attached to fabric that runs along the pe ...
helpful in deciding whether it was, so it turned to "general free speech principles."''Ayers'', 1316–17. In '' Pickering'', ''Mt. Healthy'' and '' Perry v. Sindermann'', the "trilogy" of cases brought by educators alleging unconstitutional retaliatory firings that served as
precedent A precedent is a principle or rule established in a previous legal case that is either binding on or persuasive for a court or other tribunal when deciding subsequent cases with similar issues or facts. Common-law legal systems place great valu ...
for Givhan, Gewin observed, the crucial factor had been that the plaintiffs' speech was ''public'': Pickering had written a letter to the editor, Doyle had shared a memo with a local radio station that then reported its contents as news, and Sindermann had been a public critic of the state college's governing board. He found another recent case of a public employee's speech rights, '' Madison School District v. Wisconsin Employment Relations Commission'', followed this pattern. There, the Court had held that the right of a nonunion teacher to speak at a public meeting prevailed over a provision of state labor law that forbade negotiations with anyone not in the
bargaining unit A bargaining unit, in labor relations, is a group of employees with a clear and identifiable community of interests who is (under US law) represented by a single labor union in collective bargaining Collective bargaining is a process of negoti ...
.'' Madison School District v. Wisconsin Employment Relations Commission'', Other prominent recent free-speech cases, Gewin also found, emphasized the public context of the speech entitled to protection.''Ayers'', 1317–18. Further, Gewin wrote, two other recent cases established that the First Amendment did not give speakers the right to compel that their speech be heard. '' Rowan v. U.S. Post Office Dept.'' had upheld a postal regulation allowing customers to refuse to receive potentially
obscene An obscenity is any utterance or act that strongly offends the prevalent morality of the time. It is derived from the Latin ''obscēnus'', ''obscaenus'', "boding ill; disgusting; indecent", of uncertain etymology. Such loaded language can be us ...
advertising or advertising for such products or periodicals.'' Rowan v. U.S. Post Office Dept.'' '' Lehman v. Shaker Heights'' had held that a public transit system had no obligation to carry political advertisements.'' Lehman v. Shaker Heights'', Based on these two precedents, Gewin wrote:
These general principles lead us to conclude that teacher Givhan did not engage in constitutionally protected speech in her expressions to principal Leach. Neither a teacher nor a citizen has a constitutional right to single out a public employee to serve as the audience for his or her privately expressed views, at least in the absence of evidence that the public employee was given that task by law, custom, or school Board decision. There is no evidence here that Givhan sought to disseminate her views publicly, to anyone willing to listen. Rather, she brought her complaints to Leach alone. Neither is there evidence that the Board or Mississippi law delegated to Leach the task of entertaining complaints from all comers and that he discriminated in choosing to reject her complaints and not to rehire her because she impressed him into such service.''Ayers'', 1319.
To explain further, Gewin invoked the legal saying that hard cases make bad law. While he agreed that the substance of Givhan's complaints to Leach might well have been seen as "laudable" by some observers, " otection of the First Amendment, however, does not turn on the social worth of ideas. If we held Givhan's expressions constitutionally protected, we would in effect force school principals to be ombudsmen, for damnable as well as laudable expressions." While such a policy might not be such a bad idea, he continued, it would be better being adopted by the school board or legislature, rather than being imposed by a court. Since the court had found against Givhan on her constitutional claims, it reversed the Northern District. However, the district court had not reached a verdict on her claims that the ongoing desegregation suit had been violated by her dismissal, so the case was remanded for further proceedings to decide that issue.''Ayers'', 1320.


Supreme Court

Instead of returning to district court, Givhan petitioned the Supreme Court for '' certiorari''. It was granted, and the Court heard
oral argument Oral arguments are spoken presentations to a judge or appellate court by a lawyer (or parties when representing themselves) of the legal reasons why they should prevail. Oral argument at the appellate level accompanies written briefs, which also a ...
s in November 1978. Givhan herself, who was working at a community counseling organization as she could not find another teaching job due to the ongoing litigation, flew to Washington to watch those proceedings in person. The Court announced its decision two months later, at the beginning of 1979. All nine justices had sided with Givhan, holding that her conversations with Leach were indeed, per ''Pickering'', protected speech on a matter of public concern. Justice
William Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from ...
wrote the opinion.''Givhan v. Western Line Consolidated School District'',


Opinion of the Court

Rehnquist responded harshly to the Fifth Circuit's opinion. After quoting its concern that ruling for Givhan would force principals to be "ombudsmen", he said that the justices were "unable to agree that private expression of one's views is beyond constitutional protection, and therefore reverse the Court of Appeals' judgment and remand the case so that it may consider the contentions of the parties freed from this erroneous view of the First Amendment."''Givhan'', 413–16,
Rehnquist William Hubbs Rehnquist ( ; October 1, 1924 – September 3, 2005) was an American attorney and jurist who served on the U.S. Supreme Court for 33 years, first as an associate justice from 1972 to 1986 and then as the 16th chief justice from ...
, J.
Gewin had further erred in distinguishing Givhan's case from the '' Pickering''–''
Perry Perry, also known as pear cider, is an alcoholic beverage made from fermented pears, traditionally the perry pear. It has been common for centuries in England, particularly in Gloucestershire, Herefordshire, and Worcestershire. It is also mad ...
''–'' Mt. Healthy'' trilogy by the fact that those three had involved public expression rather than private discussions. Rehnquist looked to the text of the amendment itself in response: While he speculated that, based on its citation to another one of its cases, the Fifth Circuit had also seen the fact that Givhan was speaking to her principal rather than the school board as significant in assessing its disruptive effect on district operations, as per ''Pickering'', Rehnquist did not see a difference there, either.In a footnote to this section of the opinion, Rehnquist conceded that while in a public context only the content of the speech matters for that side of the ''Pickering''
balancing test A balancing test is any judicial test in which the jurists weigh the importance of multiple factors in a legal case. Proponents of such legal tests argue that they allow a deeper consideration of complex issues than a bright-line rule can allow. B ...
, " ivate expression, however, may in some situations bring additional factors to the ''Pickering'' calculus. When a government employee personally confronts his immediate superior, the employing agency's institutional efficiency may be threatened not only by the content of the employee's message but also by the manner, time, and place in which it is delivered." (''Givhan'', 415n4)
The facts of the case dispensed with the Fifth Circuit's other grounds for excluding Givhan's speech from constitutional protection. "Nor is the Court of Appeals' view supported by the 'captive audience' rationale. Having opened his office door to petitioner, the principal was hardly in a position to argue that he was the "''unwilling'' recipient" of her views." Since ''Mt. Healthy'' had not been decided when the district court had tried the case, the burden-shifting mandated by that decision was not yet part of the process. Therefore, Rehnquist noted, the school district had not been allowed to prove that Givhan's other alleged misconduct was sufficient to fire her if the protected conversations could not be considered.He allowed in a footnote that, unlike the Fifth Circuit, the justices believed that that cause existed if some of the documented incidents had actually occurred. (''Givhan'', 417n5) The Court thus instructed that it be considered on remand to the trial court. Justice John Paul Stevens added a short
concurrence In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liability ...
clarifying that the district court could make that finding on the basis of the existing record, without retrying the case, if it so chose.''Givhan'', 417–18.


Subsequent proceedings

Later that year, the district court applied the ''Mt. Healthy'' test and again held for Givhan. It stated that the school district's other reasons for the firing were just rationalizations it found afterwards and ordered not only that she be reinstated but given full back pay and attorney's fees. The school district appealed again to the Fifth Circuit, but in 1982 it upheld the district court's decision.


Aftermath and legacy

Although she had not taught for the 12 years it had taken her to win her case, Givhan decided to return. "It was really a big decision," she said in 2006. "It was like the show, ''
Deal or No Deal ''Deal or No Deal'' is the name of several closely related television game shows, the first of which (launching the format) was the Dutch '' Miljoenenjacht'' (''Hunt/Chase for Millions''). The centerpiece of this format is the final round (a. ...
''. It was a tough call." Ultimately she decided to do so for the other teachers in the district. "For them, I went on back to see if I could make positive change." She taught for another five years, then retired. Several years later she was
ordained Ordination is the process by which individuals are consecrated, that is, set apart and elevated from the laity class to the clergy, who are thus then authorized (usually by the denominational hierarchy composed of other clergy) to perform ...
a
Methodist Methodism, also called the Methodist movement, is a group of historically related denominations of Protestant Christianity whose origins, doctrine and practice derive from the life and teachings of John Wesley. George Whitefield and John's ...
minister, a position she has also since retired from. In her 2006 interview, she said it still "blows my mind in a positive way" that she won at the Supreme Court. "It gave me more faith in the justice system ... I believe justice can be done. It can prevail if it gets into the right hands."


Subsequent jurisprudence

There have not been many cases that have dealt further with the issues raised by ''Givhan''. The Supreme Court has heard two other cases that turned on speech on a matter of public concern by a public employee within the workplace, and there have been some cases in the appeals court cases that have relied in some measure on ''Givhan'' or discussed it at length.


Supreme Court

The Court's two most important post-''Givhan'' cases where a public employee spoke privately resulted in rulings for the employers and narrowed the circumstances under which employees can make a First Amendment claim. Both however distinguished themselves from ''Givhan'', emphasizing that the speech in that case was still protected.


''Connick v. Myers''

Four years after ''Givhan'', the Court considered another case where a public employee sought damages for her dismissal over a private speech act on a matter of public concern. In '' Connick v. Myers'' the respondent, Sheila Myers, a former prosecutor working for
Harry Connick Sr. Joseph Harry Fowler Connick (born March 27, 1926) is an American attorney who served as the district attorney of Orleans Parish (New Orleans), Louisiana from 1973 to 2003. His son, Harry Connick Jr., is an American musician. Connick is also a ...
,
Orleans Parish New Orleans ( , ,New Orleans
district attorney at that time, had distributed a questionnaire to her fellow employees in the wake of accepting a transfer she had had mixed feelings about. Among other things, it asked if they still had confidence in Connick and his top subordinates, and if they had ever been pressured to work on his political campaigns. When Connick, who was not in the office the day Myers distributed it, found out, she was fired. Both the district court''Myers v. Connick''
507 F.Supp. 752, ( E.D. La., 1981).
and (again) the Fifth Circuit had ruled for her.''Connick v. Myers'', 654 F.2d 719 (5th Cir., 1981).'' Connick v. Myers'', The Supreme Court reversed.
Byron White Byron "Whizzer" Raymond White (June 8, 1917 April 15, 2002) was an American professional football player and jurist who served as an associate justice of the U.S. Supreme Court from 1962 until his retirement in 1993. Born and raised in Colo ...
, writing for a five-justice majority, distinguished Myers' conduct from Givhan's first by noting that much of her questionnaire did not touch on what the Court considered to matters of public concern. He also invoked the footnote to ''Givhan'' allowing contextual factors to be considered, rather than just the content of the speech, when the speech was private. "Here the questionnaire was prepared and distributed at the office; the manner of distribution required not only Myers to leave her work but others to do the same in order that the questionnaire be completed," White wrote. It was additionally distinctive that Myers had distributed the questionnaire immediately following her decision to accept the transfer.''Connick'', at 152–53,
White White is the lightest color and is achromatic (having no hue). It is the color of objects such as snow, chalk, and milk, and is the opposite of black. White objects fully reflect and scatter all the visible wavelengths of light. White o ...
, J.
Givhan's speech with Leach, he further noted, had addressed racial issues in the school district, "a matter inherently of public concern."''Connick'', at 148n8. In
dissent Dissent is an opinion, philosophy or sentiment of non-agreement or opposition to a prevailing idea or policy enforced under the authority of a government, political party or other entity or individual. A dissenting person may be referred to as ...
, William Brennan faulted the majority for conditioning its finding that the questionnaire did not address a matter of public concern in part on it having been distributed privately. " ether a particular statement by a public employee is addressed to a subject of public concern does not depend on where it was said or why," he wrote. "This conclusion is implicit in ''Givhan'''s holding."''Connick'', at 159, Brennan, J.,
dissenting Dissent is an opinion, philosophy or sentiment of non-agreement or opposition to a prevailing idea or policy enforced under the authority of a government, political party or other entity or individual. A dissenting person may be referred to as ...


''Garcetti v. Ceballos''

It would be more than 20 years before the Court again took a case turning on the private speech of public employees. In '' Garcetti v. Ceballos'' the respondent, another prosecutor in a large city, challenged as unconstitutional an adverse employment action by his superior, Los Angeles County District Attorney Gil Garcetti. He had recommended a case be dismissed after he had come to believe a deputy sheriff had made misrepresentations on a
search warrant A search warrant is a court order that a magistrate or judge issues to authorize law enforcement officers to conduct a search of a person, location, or vehicle for evidence of a crime and to confiscate any evidence they find. In most countries, ...
affidavit An ( ; Medieval Latin for "he has declared under oath") is a written statement voluntarily made by an ''affiant'' or '' deponent'' under an oath or affirmation which is administered by a person who is authorized to do so by law. Such a stateme ...
, which caused some friction between the district attorney's office and the sheriff's office and ultimately testified on the defense's behalf in an attempt to suppress the evidence obtained through the warrant. In response, he claimed, he was denied an expected promotion, demoted, and transferred to an outlying office.'' Garcetti v. Ceballos'', Like Myers and Givhan, he filed suit. Unlike them, he lost at trial. On appeal, the
Ninth Circuit The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts in the following federal judicial districts: * District ...
reversed, saying that the D.A.'s office had failed the ''Pickering''
balancing test A balancing test is any judicial test in which the jurists weigh the importance of multiple factors in a legal case. Proponents of such legal tests argue that they allow a deeper consideration of complex issues than a bright-line rule can allow. B ...
by not presenting any evidence that Ceballos's actions disrupted its efficient functioning. Circuit precedent also held that speech made as part of an employee's job was protected as well.
Ceballos v. Garcetti
', 361 F.3d 1168 ( 9th Cir., 2004)
However, Judge
Diarmuid O'Scannlain Diarmuid Fionntain O'Scannlain ( ; born March 28, 1937) is a Senior United States circuit judge of the United States Court of Appeals for the Ninth Circuit. His chambers are located in Portland, Oregon. Early life Born in New York City, New Yo ...
wrote a special concurrence arguing that while precedent compelled the holding it should be revisited and overruled, since he did not see public employees as having any protectable personal interest in speech made as part of their job duties.''Ceballos'', 1185 ''et seq.''''Garcetti'', at 413–417, Kennedy, J. The Supreme Court reversed, in a 5–4 decision that greatly revised this area of the law. Writing for the majority, Justice
Anthony Kennedy Anthony McLeod Kennedy (born July 23, 1936) is an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1988 until his retirement in 2018. He was nominated to the court in 1987 by Presid ...
agreed that while ''Givhan'' still protected private speech to a superior such as had occurred in that case, other intervening precedent such as '' Rosenberger v. University of Virginia'' and '' Rust v. Sullivan'''' Rust v. Sullivan'', had established that the government enjoyed great control over speech it paid for,'' Rosenberger v. University of Virginia'', , Kennedy, J. such as the memo Ceballos had been required to write in any event.''Garcetti'', 420. That was the difference. Kennedy distinguished Ceballos from Givhan and the other plaintiffs who had come before her by noting that while they had spoken as citizens, he was just doing his job: "The controlling factor in Ceballos' case is that his expressions were made pursuant to his duties ... We hold that when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline."''Garcetti'', 421. Two of the three dissents mentioned ''Givhan'', failing to see any distinction. "We had no difficulty recognizing that the First Amendment applied when Bessie Givhan, an English teacher, raised concerns about the school's racist employment practices to the principal," noted John Paul Stevens. "Our silence as to whether or not her speech was made pursuant to her job duties demonstrates that the point was immaterial."''Garcetti'', at 427, Stevens, J., dissenting.
David Souter David Hackett Souter ( ; born September 17, 1939) is an American lawyer and jurist who served as an associate justice of the U.S. Supreme Court from 1990 until his retirement in 2009. Appointed by President George H. W. Bush to fill the seat ...
put ''Givhan'' in the context of the entire ''Pickering'' line. "In each case, the Court realized that a public employee can wear a citizen's hat when speaking on subjects closely tied to the employee's own job, and Givhan stands for the same conclusion even when the speech is not addressed to the public at large, " he wrote.


Lower courts

Within a year of the decision appeals courts were viewing ''Givhan'' primarily as a clarification of the standard of proof required under the ''Mt. Healthy'' test. "Under ''Givhan'', the initial burden is upon plaintiffs to show that their conduct was constitutionally protected," the First Circuit wrote in ''Rosaly v. Ignacio''. "Plaintiffs must next establish that this conduct was a 'substantial factor' or a 'motivating factor' in he adverse action... If the plaintiffs are to recover, the court (or jury) must expressly find that plaintiffs would not have been discharged ' but for' the constitutionally immunized activity"
Rosaly v. Ignacio
', 592 F.2d 145, 149 ( 1st. Cir., 1979)
In the course of endorsing this view the following year, the
Seventh Circuit The United States Court of Appeals for the Seventh Circuit (in case citations, 7th Cir.) is the U.S. federal court with appellate jurisdiction over the courts in the following districts: * Central District of Illinois * Northern District of Ill ...
noted that in one case the
Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory comprises the states of Connecticut, New York and Vermont. The court has appellate jur ...
had chosen to stick with the
balancing test A balancing test is any judicial test in which the jurists weigh the importance of multiple factors in a legal case. Proponents of such legal tests argue that they allow a deeper consideration of complex issues than a bright-line rule can allow. B ...
from '' Pickering'' rather than the "but-for" test from ''Givhan''.
Wren v. Jones
', 635 F.2d. 1277, 1284–85 ( 7th Cir., 1980)
In that case, ''Janusaitis v. Middlebury Volunteer Fire Dept.'', it considered the appeal of a Connecticut
volunteer firefighter A volunteer fire department (VFD) is a fire department of volunteers who perform fire suppression and other related emergency services for a local jurisdiction. Volunteer and retained (on-call) firefighters are expected to be on call to respond t ...
who alleged that he was dismissed in retaliation for his efforts to correct what he saw as financial improprieties in the department's operations, some of which involved letters he had prepared to be sent to regulatory agencies as well as his being the subject of a local newspaper article. The district court had found only the newspaper article to be constitutionally protected activity, and found that the plaintiff's generally abrasive and antisocial conduct justified his dismissal on ''Mt. Healthy'' grounds.
Janusaitis v. Middlebury Volunteer Fire Dept.
', 607 F.2d 17 ( 2nd Cir., 1979)
The panel reversed the district court on that issue, holding that ''all'' Janusaitis's other activities, such as the letters, came under First Amendment protection. "Hence, we cannot rely on the doctrine of ''Mt. Healthy'' in this case," wrote Judge Murray Irwin Gurfein. Therefore, the court returned to ''Pickering'''s test: did Janusaitis's activities disrupt the orderly functioning of what the court had already held to be a public agency?Although the fire department was a privately run organization, the court had held that it was a governmental agency for this case since it performed a key governmental function (fire protection and suppression) under an agreement with the town as specifically authorized by state statute for that purpose.''Janusaitis'', at 25. While it had rejected ''Givhan'''s but-for test, the court found Rehnquist's fourth footnote particularly dispositive, due to both its factual findings and the unique nature of the work the government agency performed. After ''Garcetti'', plaintiffs have sought protection by comparing their speech to Givhan's rather than Ceballos's. A
Lake Pontchartrain Causeway The Lake Pontchartrain Causeway (french: Chaussée du lac Pontchartrain), also known simply as The Causeway, is a fixed link composed of two parallel bridges crossing Lake Pontchartrain in southeastern Louisiana, United States. The longer of th ...
police officer fired for his mishandling of an incident where Eddie Price III, mayor of nearby Mandeville, drunkenly crashed a city-owned vehicle through a closed tollbooth, claimed the action was in part for his threat during the investigation to reveal evidence of widespread police misconduct. When he filed suit in the Eastern District of Louisiana, he argued that his speech was, like Givhan's, made to his superior and thus was not to be considered part of his job duties. Judge Sarah S. Vance disagreed, distinguishing his speech from Givhan's by noting hers had not been made during an investigation into her conduct and thus her job had not been at stake.
Kast v. Greater New Orleans Expressway Commission
', 719 F.Supp.2d 662, 673 ( E.D.La., 2010)
In a 2012 order, a magistrate judge of the Western District of Arkansas also used ''Givhan'' as a standard to compare the plaintiff with. In ''Greer v. City of Warren'', a police officer alleged his dismissal for allegedly using a
racial slur The following is a list of ethnic slurs or ethnophaulisms or ethnic epithets that are, or have been, used as insinuations or allegations about members of a given ethnicity or racial group or to refer to them in a derogatory, pejorative, or oth ...
during an arrest and displaying the
Confederate flag The flags of the Confederate States of America have a history of three successive designs during the American Civil War. The flags were known as the "Stars and Bars", used from 1861 to 1863; the "Stainless Banner", used from 1863 to 1865; and ...
at his home and on his MySpace page was itself a retaliatory act for his report of a racial slur used by another officer. Since Givhan's speech to her principal on the racial issues at the school had been called "inherently a matter of public concern" in '' Connick'''s footnote 8, the magistrate found the plaintiff's report to his superior was also protected speech.
Greer v. City of Warren
', No. 1:10-cv-01065 ( W.D.Ark., 2012)


''Weintraub v. Board of Education of New York City School District''

Whether to apply ''Garcetti'' or ''Givhan'' split a court in 2010. In ''Weintraub v. Board of Education of New York City School District'', the Second Circuit considered the appeal of a teacher at a Brooklyn elementary school who claimed he was retaliated against and fired after he filed a
grievance A grievance () is a wrong or hardship suffered, real or supposed, which forms legitimate grounds of complaint In legal terminology, a complaint is any formal legal document that sets out the facts and legal reasons (see: cause of actio ...
with the teachers' union when the school's principal refused to discipline a student who had thrown a book at him. After the
Eastern District of New York The United States District Court for the Eastern District of New York (in case citations, E.D.N.Y.) is the federal district court whose territorial jurisdiction spans five counties in New York State: the four Long Island counties of Nassau, Su ...
held that neither his conversation with the principal nor the grievance were protected speech under ''Garcetti'', he filed an
interlocutory appeal An interlocutory appeal (or interim appeal), in the law of civil procedure in the United States, occurs when a ruling by a trial court is appealed while other aspects of the case are still proceeding. Interlocutory appeals are allowed only under s ...
. While other circuits had ruled on the latter question, the Second never had.
Weintraub v. Board of Education of New York City School District
', 593 f.3d 196, 200 (2nd Cir, 2010).
In the majority opinion, Judge John M. Walker, Jr. distinguished Weintraub's speech to his principal from Givhan's to Leach's by noting that hers was not related to her core duties as an
English English usually refers to: * English language * English people English may also refer to: Peoples, culture, and language * ''English'', an adjective for something of, from, or related to England ** English national ide ...
teacher, whereas his was since it concerned classroom discipline. Further, he continued the speech in the form of a grievance, for which "there is no relevant citizen analogue ...
t is T, or t, is the twentieth letter in the Latin alphabet, used in the modern English alphabet, the alphabets of other western European languages and others worldwide. Its name in English is ''tee'' (pronounced ), plural ''tees''. It is der ...
an internal communication made pursuant to an existing dispute-resolution policy established by his employer."''Weintraub'', 204–05.
Guido Calabresi Guido Calabresi (born October 18, 1932) is an Italian-born American legal scholar and Senior United States circuit judge of the United States Court of Appeals for the Second Circuit. He is a former Dean of Yale Law School, where he has been a pr ...
, former dean of
Yale Law School Yale Law School (Yale Law or YLS) is the law school of Yale University, a private research university in New Haven, Connecticut. It was established in 1824 and has been ranked as the best law school in the United States by '' U.S. News & Worl ...
, dissented. He felt the majority had read ''Garcetti'' too expansively, particularly in the educational context, since so many factors could relate to a teacher's core duties of "effective teaching and classroom learning," as they had described them. "Would ''Givhan'' come out the same way under the majority's framework? Givhan's speech concerned her students' opinions on the school's handling of racial issues, a matter that has serious pedagogical implications."''Weintraub'', 205–209. In a footnote, he further criticized how the majority had construed the union, via the grievance process, as an extension of the employer. "As a general matter, I doubt that most employers would view union activity as something that their employees do ''for the employer's benefit''. There is a distinct irony in the idea that unions, which so many employers seek to exclude from the workplace, are somehow transmuted into entities that "promote the employer's mission," for purposes of the
First Amendment First or 1st is the ordinal form of the number one (#1). First or 1st may also refer to: *World record, specifically the first instance of a particular achievement Arts and media Music * 1$T, American rapper, singer-songwriter, DJ, and reco ...
."''Weintraub'', 209n6.The next year, in '' Borough of Duryea v. Guarnieri'' (564 U.S. ___, 2011), the Court held that the Petition Clause of the First Amendment only protects a labor grievance if its substance is a matter of public concern.


Analysis and commentary

Writing in the '' Western New England Law Review'' a year after the decision, John Koltes III considered it a generally positive development. " tclarified the weight to be accorded the factors set forth in '' Pickering'' and established '' Doyle'' as the test to be used when employees assert that their dismissal or transfer was unconstitutionally motivated."Koltes, John R. III;
Public Employees May Speak a Little Evil
", 3 '' WNE Law Rev'' 289, 310, 1980.
Nevertheless, he was concerned by how lower courts had been interpreting footnote 4 to consider the time, place and manner of an employee's ''public'' speech, when evaluating the constitutionality of the adverse action, citing ''Janusaitis'' and another Texas case involving a fired teacher's aide.
Barbre v. Garland Independent School District
', 474 F.Supp. 687 ( N.D.Tex., 1979)
"This expanded reading ... works to the detriment of public employees' First Amendment rights."Koltes, at 307. In another contemporary comment, William & Mary law professor Frederick Schauer considered the effect of the decision in extending First Amendment protection to speech made in a private context. "It has much to commend it," he wrote.


See also

*
List of United States Supreme Court cases This page serves as an index of lists of United States Supreme Court cases. The United States Supreme Court is the highest federal court of the United States. By Chief Justice Court historians and other legal scholars consider each Chief J ...
* List of United States Supreme Court cases by the Burger Court * List of United States Supreme Court cases, volume 439 *
List of United States Supreme Court cases involving the First Amendment This is a list of cases that appeared before the Supreme Court of the United States involving the First Amendment to the United States Constitution. The establishment of religion Blue laws * '' McGowan v. Maryland'' (1961) * '' Braunfeld v. ...


Notes


References


Further reading

*


External links

* {{US1stAmendment, speech, state=expanded United States Supreme Court cases United States Supreme Court cases of the Burger Court 1979 in United States case law United States Free Speech Clause case law United States public employment case law United States substantive due process case law United States constitutional torts case law African-American history of Mississippi Greenville, Mississippi Education in Washington County, Mississippi Education segregation in Mississippi