Four Great Classical Novels
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Classic Chinese Novels () are the best-known novels of pre-modern Chinese literature. These are among the world's longest and oldest novels. They represented a new complexity in structure and sophistication in language that helped to establish the novel as a respected form among later popular audiences and sophisticated critics. They include the ''
Romance of the Three Kingdoms ''Romance of the Three Kingdoms'' () is a 14th-century historical novel attributed to Luo Guanzhong. It is set in the turbulent years towards the end of the Han dynasty and the Three Kingdoms period in Chinese history, starting in 184 AD ...
'', ''
Water Margin ''Water Margin'' (''Shuihu zhuan'') is one of the earliest Chinese novels written in vernacular Mandarin, and is attributed to Shi Nai'an. It is also translated as ''Outlaws of the Marsh'' and ''All Men Are Brothers''. The story, which is ...
'', ''
Journey to the West ''Journey to the West'' () is a Chinese novel published in the 16th century during the Ming dynasty and attributed to Wu Cheng'en. It is regarded as one of the greatest Classic Chinese Novels, and has been described as arguably the most popul ...
'', and '' The Plum in the Golden Vase'' of the
Ming dynasty The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peo ...
and '' Dream of the Red Chamber (Story of the Stone)'' and '' The Scholars'' of the
Qing dynasty The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-spea ...
. The scholar
C. T. Hsia Hsia Chih-tsing 夏志清 or C. T. Hsia (January 11, 1921 – December 29, 2013) was a Chinese historian and literary theorist. He contributed to the introduction of modern Chinese literature to the Western world by promoting the works of once m ...
wrote that these six "remain the most beloved novels among the Chinese."


Nomenclature and subgroupings

The scholar
Andrew H. Plaks Andrew Henry Plaks (; born 1945) is an American sinologist who specializes in the study of the vernacular fiction of the Ming and Qing dynasties. From 1973 to 2007 he taught at Princeton University, becoming full professor in 1980. He moved to the ...
writes that the term "classic novels" in reference to these six titles is a "neologism of twentieth-century scholarship" that seems to have come into common use under the influence of
C. T. Hsia Hsia Chih-tsing 夏志清 or C. T. Hsia (January 11, 1921 – December 29, 2013) was a Chinese historian and literary theorist. He contributed to the introduction of modern Chinese literature to the Western world by promoting the works of once m ...
's ''The Classic Chinese Novel''. He adds that he is not sure at what point in the Qing or early twentieth century this became a "fixed critical category" but the grouping appears in a wide range of critical writing. Paul Ropp notes that "an almost universal consensus affirms six works as truly great". Hsia views them as "historically the most important landmarks" of the novels of China. There have been a number of groupings. ''Romance of the Three Kingdoms'', ''Journey to the West'', ''Water Margin'' and ''The Plum in the Golden Vase'' were grouped by publishers in the early Qing and promoted as Four Masterworks (). Because of its explicit descriptions of sex, ''Jin Ping Mei'' was banned for most of its existence. Despite this,
Lu Xun Zhou Shuren (25 September 1881 – 19 October 1936), better known by his pen name Lu Xun (or Lu Sun; ; Wade–Giles: Lu Hsün), was a Chinese writer, essayist, poet, and literary critic. He was a leading figure of modern Chinese literature. ...
, like many if not most scholars and writers, place it among the top Chinese novels. Several Western reference works consider ''Water Margin'', ''Romance of the Three Kingdoms'', ''Journey to the West'', and ''Dream of the Red Chamber'' as China's Four Great Classical Novels.


Textual history and authorship

None of the six were published in the author's lifetime. ''Three Kingdoms'' and ''Water Margin'' appeared in many variants and forms long before being edited in their classic form in the late Ming. There is considerable debate on their authorship. Since the novel, unlike poetry or painting, had little prestige, authorship was of little interest in any case. While tradition attributes ''Water Margin'' to
Shi Nai'an Shi Nai'an (, ca. 1296–1372) was a Chinese writer from the Yuan and early Ming periods. ''Shuihu zhuan'' (''Water Margin''), one of the Four Great Classical Novels of Chinese literature, is traditionally attributed to him. There are few re ...
, there is little or no reliable information on him or even confidence that he existed. The novel, or portions of it, may have been written by Luo Guanzhong, perhaps Shi's student, who was the reputed author of ''
Romance of the Three Kingdoms ''Romance of the Three Kingdoms'' () is a 14th-century historical novel attributed to Luo Guanzhong. It is set in the turbulent years towards the end of the Han dynasty and the Three Kingdoms period in Chinese history, starting in 184 AD ...
'', or by Shi Hui ( or Guo Xun (. ''Journey to the West'' is the first to show signs of a single author who composed all or most of the text, which became more common in later novels. In the late Ming and early Qing, new commercial publishing houses found it profitable to issue novels that claimed specific authors and authentic texts. They commissioned scholars to edit texts and supply commentaries to interpret them. Mao Zonggang, for instance, and his father Mao Lun, edited ''Three Kingdoms'' and Jin Shengtan edited ''Water Margin'', supplying an introduction to which he signed Shi Nai'an's name. In each case the editor made cuts, additions, and basic alterations to the text, misrepresenting them as restoring the original. They also supplied commentaries with literary and political points that modern scholars find strained or clearly wrong. Their editions, however, became standard for centuries, and most modern translations are based on them. Zhang Zhupo likewise edited ''Plum in the Golden Vase''. Zhang worked on an abridged and rewritten text of 1695; the 1610 text, however, was a more coherent and presumably closer to the author's intent. In chronological order of their earliest forms, they are:


Background

From early times, Chinese writers preferred history as the genre for telling stories about people, while poetry was preferred for personal expression of emotion. Confucian literati, who dominated cultural life, looked down on other forms as ''xiao shuo'' (lit. “little talk” or “minor writings”), the term that in later times came to be used for fiction. Early examples of narrative classics include ''
A New Account of the Tales of the World ''A New Account of the Tales of the World'', also known as ''Shishuo Xinyu'' (), was compiled and edited by Liu Yiqing (Liu I-ching; 劉義慶; 403–444) during the Liu Song dynasty (420–479) of the Northern and Southern dynasties (420–589 ...
'', ''
Soushen Ji The ''Soushen Ji'', variously translated as ''In Search of the Sacred'', ''In Search of the Supernatural'', and ''Anecdotes about Spirits and Immortals'', is a Chinese compilation of legends, short stories, and hearsay concerning Chinese gods, ...
'', '' Wenyuan Yinghua'', ''
Great Tang Records on the Western Regions The ''Great Tang Records on the Western Regions'' is a narrative of Xuanzang's nineteen-year journey from Chang'an in central China to the Western Regions of Chinese historiography. The Buddhist scholar traveled through the Silk Road regions of ...
'', '' Miscellaneous Morsels from Youyang'' and ''
Taiping Guangji The ''Taiping Guangji'' (), sometimes translated as the ''Extensive Records of the Taiping Era'', or ''Extensive Records of the Taiping Xinguo Period'', is a collection of stories compiled in the early Song dynasty. The work was completed in 978 ...
''. The novel as an extended prose narrative that realistically creates a believable world evolved in China and in Europe from the 14th to 18th centuries, though a little earlier in China. Chinese audiences were more interested in history and were more historically minded. They appreciated relative optimism, moral humanism, and relative emphasis on collective behavior and the welfare of the society. The rise of a money economy and urbanization under the Song Dynasty led to a professionalization of entertainment which was further encouraged by the spread of printing, the rise of literacy, and education. In both China and Western Europe, the novel gradually became more autobiographical and serious in exploration of social, moral, and philosophical problems. Chinese fiction of the late
Ming dynasty The Ming dynasty (), officially the Great Ming, was an imperial dynasty of China, ruling from 1368 to 1644 following the collapse of the Mongol-led Yuan dynasty. The Ming dynasty was the last orthodox dynasty of China ruled by the Han peo ...
and early
Qing dynasty The Qing dynasty ( ), officially the Great Qing,, was a Manchu-led imperial dynasty of China and the last orthodox dynasty in Chinese history. It emerged from the Later Jin dynasty founded by the Jianzhou Jurchens, a Tungusic-spea ...
was varied, self-conscious, and experimental. In China, however, there was no counterpart to the 19th-century European explosion of novels. The novels of the Ming and early Qing dynasties represented a pinnacle of classic Chinese fiction. Until World War II, the dominant sinological scholarship considered all fiction popular and therefore directly reflective of the creative imagination of the masses. C.T. Hsia, however, established the role of the scholar-literati in the creation of vernacular fiction, though not denying the popular subject matter of some texts. Scholars then examined traditional fiction for sophisticated techniques. The scholar and literary critic
Andrew H. Plaks Andrew Henry Plaks (; born 1945) is an American sinologist who specializes in the study of the vernacular fiction of the Ming and Qing dynasties. From 1973 to 2007 he taught at Princeton University, becoming full professor in 1980. He moved to the ...
argues that ''Romance of the Three Kingdoms'', ''Water Margin'', ''Journey to the West'' as well as ''
Jin Ping Mei ''Jin Ping Mei'' () — translated into English as ''The Plum in the Golden Vase'' or ''The Golden Lotus'' — is a Chinese novel of manners composed in vernacular Chinese during the latter half of the 16th century during the late Ming dynasty ...
'' (not considered one of the four classic novels but discussed by him as one of the four masterworks of the Ming dynasty) collectively constituted a technical breakthrough reflecting new cultural values and intellectual concerns. Their educated editors, authors, and commentators used the
narrative A narrative, story, or tale is any account of a series of related events or experiences, whether nonfictional (memoir, biography, news report, documentary, travelogue, etc.) or fictional ( fairy tale, fable, legend, thriller, novel, etc. ...
conventions developed from earlier storytellers, such as the episodic structure, interspersed songs and folk sayings, or speaking directly to the reader, but they fashioned self-consciously ironic narratives whose seeming familiarity camouflaged a Neo-Confucian moral critique of late Ming decadence. Plaks explores the textual history of the novels (all published after their author's deaths, usually anonymously) and how the ironic and satirical devices of these novels paved the way for the great novels of the 18th century. Plaks further shows these Ming novels share formal characteristics. They almost all contain more than 100 chapters; are divided into ten-chapter narrative blocks, each broken into two- to three-chapter episodes; are arranged in symmetrical halves; and arrange their events in patterns that follow seasons and geography. They manipulated the conventions of popular storytelling in an ironic way in order to go against the surface meanings of the story. ''Three Kingdoms'', he argues, presents a contrast between the ideal—that is, dynastic order—and the reality of political collapse and near-anarchy; ''Water Margin'' likewise presents heroic stories from the popular tradition in a way that exposes the heroism as brutal and selfish; ''Journey to the West'' is an outwardly serious spiritual quest undercut by comic and sometimes bawdy tone. ''Jin Ping Mei'' is the clearest and most sophisticated example: the action is sometimes grossly sexual, but in the end emphasizes conventional morality.


Influences

These novels influenced the development of vernacular fiction in later Chinese literary history. Traditionally, fiction and drama were not held in high regard in the Chinese or East Asian literary culture,Mark Bender
Literature in East Asia
and they were generally not seen as true "literature" by the literati who dominated intellectual life. Writers in these popular forms did not have the same level of prestige as
poet A poet is a person who studies and creates poetry. Poets may describe themselves as such or be described as such by others. A poet may simply be the creator ( thinker, songwriter, writer, or author) who creates (composes) poems ( oral or wri ...
s or scholars of
Chinese classics Chinese classic texts or canonical texts () or simply dianji (典籍) refers to the Chinese texts which originated before the imperial unification by the Qin dynasty in 221 BC, particularly the "Four Books and Five Classics" of the Neo-Confuci ...
. The late Ming and early Qing dynasty versions of these novels, however, included commentaries that were printed between the lines, so that the reader saw them as part of the text. These commentaries interpreted the text in often strained ways, but established critical and aesthetic criteria, modeled on those of poetry and painting, that gave fiction a new legitimacy. These novels were written in a mixture of
vernacular A vernacular or vernacular language is in contrast with a "standard language". It refers to the language or dialect that is spoken by people that are inhabiting a particular country or region. The vernacular is typically the native language, n ...
and classical Chinese, though some were more completely vernacular. For instance, ''Romance of the Three Kingdoms'' is known for its mix of classical prose with folklore and popular narratives, while the ''Dream of the Red Chamber'' is known for the use of poetry within its mostly vernacular style. These novels popularized and legitimatized the role of vernacular literature in literary circles.


See also

* * *


References


References and further reading

For critical studies specific to the individual novels, see their separate articles. * * 279p. Explores the Ming world of fiction and ideas of historical change; the hero; social, political, cosmic order and morality; and reactions to the growth of imperial despotism. * Internet Archive free onlin
HERE
A cogent summary, though superseded on some points. * * . This study argues that the decline in quality of printed editions of fiction from late Ming to mid-Qing shows split into popular and literati novels. * rpr. Bloomington: Indiana University Press, 1980; 413p. ); rpr. Shatin: Chinese University Press, 2015 ISBN 978-962-996-763-7) .
InternetArchive The Internet Archive is an American digital library with the stated mission of "universal access to all knowledge". It provides free public access to collections of digitized materials, including websites, software applications/games, music, ...
free onlin
HERE
A key introduction for Western general readers to six novels considered in China to be classics: ''Three Kingdoms'' (Sanguozhi yanyi); ''Water Margin'' (Shuihu zhuan); ''Journey to the West'' (Xiyou ji); ''Golden Lotus'', or ''Plum in the Golden Vase'' (Jinpingmei); ''The Scholars'' (Rulin waishi); and ''Story of the Stone'' (Hongloumeng or Shitou ji) * * * *
Lu Xun Zhou Shuren (25 September 1881 – 19 October 1936), better known by his pen name Lu Xun (or Lu Sun; ; Wade–Giles: Lu Hsün), was a Chinese writer, essayist, poet, and literary critic. He was a leading figure of modern Chinese literature. ...
, '' A Brief History of Chinese Fiction''. (Foreign Languages Press, tr. 1959 Translated by Gladys Yang and Yang Xianyi. Various Reprints). China's leading early 20th-century writer surveyed traditional fiction in this pioneering survey, based on a series of 1923 lectures, in order to serve as a basis for modern writers. Internet Archive free onlin
HERE
* * Free Internet Archiv
HERE
A seminal exploration of "literati novels". ''Romance of the Three Kingdoms'', ''Water Margin'' (or, ''Men of the Marshes''), ''Journey to the West'', and ''Golden Lotus'' (or ''Plum in a Golden Vase''). * 534 p. Chinese critics of the 17th and 18th centuries wrote commentaries – called ''dufa'' ("how to read") – which were interspersed in the text so that the text and the commentary formed one experience for the reader. Scholars in this volume translate and introduce such commentaries for the six now classic novels. * Introductory article summarizing scholarship in the field. *
* * . ''Three Kingdoms'' (''Sanguozhi yanyi''); ''Water Margin'' (''Shuihu zhuan''); ''Journey to the West'' (''Xiyou ji''); ''Golden Lotus'', or ''Plum in the Golden Vase'' (''Jinpingmei''); ''The Scholars'' (''Rulin waishi''); and ''Story of the Stone'' (''Hongloumeng' or ''Shitou ji''). * Annotated bibliography of books and articles in Western languages and Chinese (subscription required).


External links

* Extensive listing of novels, brief descriptions, and translations (if any). {{Dream of the Red Chamber Chinese classic novels Chinese literary schools and movements Series of Chinese books