Former Zhao
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The Han Zhao (; 304–329 AD), or Former Zhao (), was a dynastic state of China ruled by the
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
people during the
Sixteen Kingdoms The Sixteen Kingdoms (), less commonly the Sixteen States, was a chaotic period in Chinese history from AD 304 to 439 when northern China fragmented into a series of short-lived dynastic states. The majority of these states were founded by ...
period of Chinese history. In Chinese historiography, it was given two conditional state titles, the Northern Han (; ) for the state proclaimed in 304 by Liu Yuan, and the Former Zhao (; ) for the state proclaimed in 319 by Liu Yao. The reference to them as separate states should be considered misleading, given that when Liu Yao changed the name of the state from "Han" to "Zhao" in 319, he treated the state as having been continuous from the time that Liu Yuan founded it in 304; instead, he de-established his imperial lineage from the
Han dynasty The Han dynasty (, ; ) was an Dynasties in Chinese history, imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Emperor Gaozu of Han, Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by th ...
and claimed ancestry directly from
Yu the Great Yu the Great (大禹) was a legendary king in ancient China who was famed for his introduction of flood control, his establishment of the Xia dynasty which inaugurated dynastic rule in China, and his upright moral character. He figures promine ...
of the
Xia dynasty The Xia dynasty () is the first dynasty in traditional Chinese historiography. According to tradition, the Xia dynasty was established by the legendary Yu the Great, after Shun, the last of the Five Emperors, gave the throne to him. In tradit ...
. The reason it was also referred to as "Former Zhao" in historiography is that when the powerful general Shi Le broke away and formed his own dynasty in 319, the new regime by Shi Le was also officially named "Zhao" as well, thus in Chinese historiography Shi Le's state is referred to as the " Later Zhao". Since both the Former Zhao and Northern Han were ruled by the same family, the Chinese scholars often conditionally combined them into a single Han Zhao regime. Numerous Western texts refer to the two states separately; others referred to the Han state as the "Northern Han", a confusing nomenclature as the term also refers to the
Northern Han The Northern Han () was a dynastic state of the Five Dynasties and Ten Kingdoms period. It was founded by Liu Min (), formerly known as Liu Chong (), and lasted from 951 to 979. Founding of the Northern Han The short-lived state of Later Ha ...
in the later
Five Dynasties and Ten Kingdoms period The Five Dynasties and Ten Kingdoms period (), from 907 to 979, was an era of political upheaval and division in 10th-century Imperial China. Five dynastic states quickly succeeded one another in the Central Plain, and more than a dozen conc ...
. All rulers of the Han Zhao were titled emperors. Han Zhao rulers were all extremely intelligent and articulate, but some lacked self-control and demonstrated excessive cruelty on the battlefield. Particularly typical of this pattern of behavior was Liu Cong (Emperor Zhaowu), who was clearly able to discern good strategic plans from bad. He would sometimes indulge himself on wine and women, and his patterns of erratic behavior often resulted in deaths of honest officials. Han Zhao was considered to be a state that never fully realized its potential, it had a right mix of talent among its officials, and its armies were extremely powerful especially when utilized properly, but it would not always complete the conquests that its emperors envisioned, and eventually fell to its formal general Shi Le. The Han Zhao armies sacked the Jin dynastic capitals of
Luoyang Luoyang is a city located in the confluence area of Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyan ...
in 311 and
Chang'an Chang'an (; ) is the traditional name of Xi'an. The site had been settled since Neolithic times, during which the Yangshao culture was established in Banpo, in the city's suburbs. Furthermore, in the northern vicinity of modern Xi'an, Qin ...
in 316. Emperor Huai and Emperor Min of the Jin were captured, humiliated and executed. Remnants of the Jin court fled to Jiankang, located east of Luoyang and Chang'an, where the Emperor Yuan founded the Eastern Jin dynasty. In 318, Liu Can and the imperial Liu clan at Pingyang were toppled and executed by the coup d'etat of Jin Zhun, who was in turn overthrown by Shi Le and Liu Yao. Liu Yao, as an imperial prince, claimed the throne and changed the dynastic name from "Han" to "Zhao". The Han Zhao dynasty lasted until 329, when Shi Le defeated Liu Yao at the Luo River. Liu Yao was captured and executed. His sons were executed a year later.


History

By the 280s, a huge number (approximately 400,000) of
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
herdsmen resided in the Ordos Desert and Bing, a political division including modern-day areas of the whole
Shanxi Shanxi (; ; formerly romanised as Shansi) is a landlocked province of the People's Republic of China and is part of the North China region. The capital and largest city of the province is Taiyuan, while its next most populated prefecture-leve ...
province, southwestern part of
Inner Mongolia Inner Mongolia, officially the Inner Mongolia Autonomous Region, is an autonomous region of the People's Republic of China. Its border includes most of the length of China's border with the country of Mongolia. Inner Mongolia also accounts for a ...
and eastern part of
Shaanxi Shaanxi (alternatively Shensi, see § Name) is a landlocked province of China. Officially part of Northwest China, it borders the province-level divisions of Shanxi (NE, E), Henan (E), Hubei (SE), Chongqing (S), Sichuan (SW), Gansu (W), N ...
province, after
Cao Cao Cao Cao () (; 155 – 15 March 220), courtesy name Mengde (), was a Chinese statesman, warlord and poet. He was the penultimate grand chancellor of the Eastern Han dynasty, and he amassed immense power in the dynasty's final years. As one o ...
moved them there and split them into "five departments" (五部, pinyin Wǔbù). The Southern Xiongnu continued their nomadic lifestyles of the steppes with
horse breed A horse breed is a selectively bred population of domesticated horses, often with pedigrees recorded in a breed registry. However, the term is sometimes used in a broader sense to define landrace animals of a common phenotype located within a l ...
ing and to some extent agriculture. In spite of significant loss of Chinese sedentary population, the Chinese portion of the population in the state is estimated to be around 1,500,000. In addition to the Southern Xiongnu nomads, the state numbered 1,000,000 of other nomadic tribes, mainly Jie, Xianbei, Di, and Qiang, for a total of approximately 1,400,000 nomadic population, or 200 thousand yurts.Taskin V.S. ''"Materials on the history of nomadic peoples in China. 3rd – 5th cc. AD. Issue 2. Jie"'', Moscow, Oriental Literature, 1990, pp. 14–15, The position of the Chinese farmers changed drastically, the accent of economic production shifted from grain agriculture to animal husbandry, much of the arable land was converted to pastures, huge tracts of land were reserved for traditional encircling hunts, and abuse and exploitation of the nomadic "aliens" had stopped. In addition, endless wars needed vast supplies of materials and people, and the brunt of the wars fell heavily on the Chinese farmers, who had to report to the assembly points fully equipped with arms, provisions, and draft wagons, following the regulations applied to the nomadic forces. In 340, Shi Jilong set the target number of troops and materials at 500 thousand troops, 10 thousand ships, 11 million hu of grain and beans, and about half of the farm draft animals were requisitioned. Shi Jilong also promulgated a ban on keeping farm horses, over 40,000 horses were confiscated, along with over 20,000 oxen. In accordance with ''Jin-shu'', the Southern Xiongnu were organized into 19 pastoral rout communities, one of which was a tribe Qianqui ('' Qiang Qu''), and another was their offshoot Jie. Sinicization was evident, especially among the elite; Liu Yuan, a head of the Left Wing (左部, pinyin Zuǒbù), a hereditary position of the successor to the throne, was educated at
Luoyang Luoyang is a city located in the confluence area of Luo River and Yellow River in the west of Henan province. Governed as a prefecture-level city, it borders the provincial capital of Zhengzhou to the east, Pingdingshan to the southeast, Nanyan ...
, a capital of the Jin Dynasty, and was proficient in Chinese literature, history, military strategies and tactics, he had an expertise of a perfect person in the classical sense. Speculations had recounted that Liu Yuan was once considered the post of the Jin forces commander for the conquest of the Kingdom of Wu; that consideration was later dropped because of his Xiongnu ethnicity. Nonetheless, among the Xiongnu elite and herdsmen, including Liu Yuan himself, a keen sense of separate identity from the Chinese was retained. Most herdsmen still kept their horseback raiding and combat skills. Discontent against the Jin dynastic rule and of their subordinate position prompted them to seek an independent or self-governing Xiongnu entity. As one of the elite adequately put it, "''since the fall of
Han Dynasty The Han dynasty (, ; ) was an Dynasties in Chinese history, imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Emperor Gaozu of Han, Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by th ...
, the Kingdom of Wei and the Jin dynasty have risen one after the other. Although our
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
king (
Shanyu Chanyu () or Shanyu (), short for Chengli Gutu Chanyu (), was the title used by the supreme rulers of Inner Asian nomads for eight centuries until superseded by the title "''Khagan''" in 402 CE. The title was most famously used by the ruling ...
) had been given a nominal hereditary title, he no longer has a single foothold of sovereign territory.''" Developments in the War of the Eight Princes (also known as the Rebellion of the Eight Kings) finally favored the Xiongnu. The Xiongnu leader Liu Xuan, a relative of Liu Yuan, said that the Xiongnu people were treated like slaves under the Han Chinese Western Jin masters but now that the Han Chinese Western Jin were in a civil war killing each other, it was time for the Xiongnu to revolt and take revenge. Liu Yuan took advantage of a commission from the desperate Prince of Chengdu ( Sima Ying), who was just being driven out of his base at Ye (near modern-day Linzhang County ch. 临漳县,
Hebei Hebei or , (; alternately Hopeh) is a northern province of China. Hebei is China's sixth most populous province, with over 75 million people. Shijiazhuang is the capital city. The province is 96% Han Chinese, 3% Manchu, 0.8% Hui, and ...
province A province is almost always an administrative division within a country or state. The term derives from the ancient Roman ''provincia'', which was the major territorial and administrative unit of the Roman Empire's territorial possessions out ...
) to gather 50,000 Xiongnu warriors. Liu Yuan then proceeded to proclaim himself the "King of Han," the same title used centuries ago by Liu Bang (later Emperor Gao of Han and the founder of
Han Dynasty The Han dynasty (, ; ) was an Dynasties in Chinese history, imperial dynasty of China (202 BC – 9 AD, 25–220 AD), established by Emperor Gaozu of Han, Liu Bang (Emperor Gao) and ruled by the House of Liu. The dynasty was preceded by th ...
) – a deliberate adoption of the long fallen Han Dynasty based on the earlier intermarriages of Xiongnu ''shanyu'' and Han princesses to render the Jin and Wei usurpers. Liu fully wished that such legitimist stance would earn him substantial support from the Chinese elite. His motives also explained the extent of his adoption of the ideology and political practices from the same elite. Nevertheless, such proclamation was to remain titular – his war effort would eventually outdo his legitimist plan. His Han state attracted the support of some chieftains of other non-Chinese Xianbei and Di and certain bandit forces including those of an ex-
slave Slavery and enslavement are both the state and the condition of being a slave—someone forbidden to quit one's service for an enslaver, and who is treated by the enslaver as property. Slavery typically involves slaves being made to perf ...
Shi Le of the Jie ethnicity. Shi Le was a slave of Han Chinese official who was humiliated and forced to wear a cangue on his neck. However the neighboring
Tuoba The Tuoba (reconstructed Middle Chinese pronunciation: *''tʰak-bɛt''), also known as the Taugast or Tabgach ( otk, 𐱃𐰉𐰍𐰲 ''Tabγač''), was a Xianbei clan in Imperial China.Wei Shou. ''Book of Wei''. Vol. 1 During the Sixteen Kingd ...
tribe, the powerful Xianbei nomads in modern-day Inner Mongolia and northern parts of Shanxi province, intruded into the Xiongnu residence of the Han State under their chieftain Tuoba Yilu (拓拔猗盧, pinyin Tuòbá Yīlú). A powerful Xiongnu state would dash Tuoba's hope of migrating into the region. On one hand the Tuoba would hence assist the Jin governor of Bing to launch counteroffensive against the Han state. On the other hand, Xiongnu cavalry, successful in plundering the countryside, failed to capture the fortified Jinyang (modern-day Taiyuan city, the provincial capital of the
Shanxi Shanxi (; ; formerly romanised as Shansi) is a landlocked province of the People's Republic of China and is part of the North China region. The capital and largest city of the province is Taiyuan, while its next most populated prefecture-leve ...
province), the provincial capital of Bing even though the former governor
Sima Teng Sima or SIMA may refer to: People * Sima (Chinese surname) * Sima (given name), a Persian feminine name in use in Iran and Turkey * Sima (surname) Places * Sima, Comoros, on the island of Anjouan, near Madagascar * Sima de los Huesos, a ca ...
had fled to the North China Plain and left a mess.
Liu Kun Liu Kun (; born December 1956) is a Chinese politician and the current Minister of Finance. Previously he served as director of Budgetary Affairs Commission of the National People's Congress, Vice-Minister of Finance, and vice-governor of Guang ...
, the new governor, reorganized the defense and exploited the feud between the Han and the Tuoba to his advantage. His biography is in Jinshu 62. Allegiance between the Jin court and the Tuoba was sealed – five prefectures were rewarded in 310 to Tuoba Yilu, who was also made the Duke (later on Prince) of Dai. The areas around Jinyang would remain in Jin hands until the death of Tuoba Yilu in 316 when Jinyang was captured after a disastrous counteroffensive. Liu Kun fled but was later murdered by a Xianbei chieftain Duan Pidi. By 309, The Xiongnu armies defeated the Jin armies on the field and pushed all the way up to the gates of Luoyang. The Buluoji who lived during the Sui dynasty and Tang dynasty were believed to be descendants of Southern Xiongnu. Scholars such as Sanping Chen have noted analogous groups in Inner Asia, with phonologically similar names, who were frequently described in similar terms: during the 4th century, the '' Buluoji'' (
Middle Chinese Middle Chinese (formerly known as Ancient Chinese) or the Qieyun system (QYS) is the historical variety of Chinese recorded in the '' Qieyun'', a rime dictionary first published in 601 and followed by several revised and expanded editions. The ...
''b'uo-lak-kiei''), a component of the " Five Barbarian" groups in Ancient China, were portrayed as both a "mixed race" (zahu) and "troublemakers". Peter A. Boodberg noted that the ''Buluoji'' in the Chinese sources were recorded as remnants of the
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...
confederation.


Rulers of the Han Zhao

Note: Liu Xi was Liu Yao's
crown prince A crown prince or hereditary prince is the heir apparent to the throne in a royal or imperial monarchy. The female form of the title is crown princess, which may refer either to an heiress apparent or, especially in earlier times, to the w ...
who was thrust into the leadership role when Liu Yao was captured by Later Zhao's emperor Shi Le, but he never took the imperial title.


Rulers' family tree


See also

*
Xiongnu The Xiongnu (, ) were a tribal confederation of nomadic peoples who, according to ancient Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, the supreme leader after 20 ...


References

* {{DEFAULTSORT:Zhao Dynasties in Chinese history Former countries in Chinese history History of Mongolia Xiongnu 304 establishments 4th-century establishments in China 329 disestablishments