Foreign policy analysis
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Foreign policy analysis (FPA) is a branch of
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
dealing with theory development and empirical study regarding the processes and outcomes of foreign policy. FPA is the study of the management of external relations and activities of
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
. Foreign policy involves goals, strategies, measures, management methods, guidelines, directives, agreements, and so on. National governments may conduct
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such a ...
not only with other
nation-states A nation state is a political unit where the state and nation are congruent. It is a more precise concept than "country", since a country does not need to have a predominant ethnic group. A nation, in the sense of a common ethnicity, may i ...
but also with
international organization An international organization or international organisation (see spelling differences), also known as an intergovernmental organization or an international institution, is a stable set of norms and rules meant to govern the behavior of states a ...
s and
non-governmental organization A non-governmental organization (NGO) or non-governmental organisation (see American and British English spelling differences#-ise, -ize (-isation, -ization), spelling differences) is an organization that generally is formed independent from g ...
s.Robert Jackson, Georg Sorensen's ''Introduction to International Relations: Theories and Approaches'', 5th ed. Oxford University Press, 2013. Managing
foreign relations A state's foreign policy or external policy (as opposed to internal or domestic policy) is its objectives and activities in relation to its interactions with other states, unions, and other political entities, whether bilaterally or through m ...
need carefully considered plans of actions that are adapted to foreign interests and concerns of the government.


Study

Foreign policy analysis (FPA) involves the study of how a
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
makes foreign policy. As it analyzes the decision making process, FPA involves the study of both international and
domestic politics Domestic policy is a type of public policy overseeing administrative decisions that are directly related to all issues and activity within a state's borders. It differs from foreign policy, which refers to the ways a government advances its intere ...
. FPA also draws upon the study of
diplomacy Diplomacy comprises spoken or written communication by representatives of states (such as leaders and diplomats) intended to influence events in the international system.Ronald Peter Barston, ''Modern diplomacy'', Pearson Education, 2006, p. ...
,
war War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular o ...
,
intergovernmental organizations An international organization or international organisation (see spelling differences), also known as an intergovernmental organization or an international institution, is a stable set of norms and rules meant to govern the behavior of states a ...
, and
economic sanctions Economic sanctions are commercial and financial penalties applied by one or more countries against a targeted self-governing state, group, or individual. Economic sanctions are not necessarily imposed because of economic circumstances—they ma ...
, each of which are means by which a state may implement foreign policy. In academia, FPA is most commonly taught within the discipline of
public policy Public policy is an institutionalized proposal or a decided set of elements like laws, regulations, guidelines, and actions to solve or address relevant and real-world problems, guided by a conception and often implemented by programs. Public p ...
within
political science Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
or
political studies Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and la ...
, and the study of
international relations International relations (IR), sometimes referred to as international studies and international affairs, is the scientific study of interactions between sovereign states. In a broader sense, it concerns all activities between states—such a ...
. FPA can also be considered a sub-field of the study of international relations (IR), which aims to understand the processes behind foreign policy decision making. The most prominent scholars in this field of study include Richard Snyder, James Rosenau, Alexander George,
Graham Allison Graham Tillett Allison Jr. (born March 23, 1940) is an American political scientist and the Douglas Dillon Professor of Government at the John F. Kennedy School of Government at Harvard University. He is renowned for his contribution in the late ...
and
Irving Janis Irving Lester Janis (May 26, 1918 – November 15, 1990) was an American research psychologist at Yale University and a professor emeritus at the University of California, Berkeley most famous for his theory of "groupthink" which described the s ...
. According to ''foreignpolicyanalysis.org'', "As a field of study, FPA is characterized by its actor-specific focus. In the simplest terms, it is the study of the process, effects, causes, or outputs of foreign policy decision-making in either a comparative or case-specific manner. The underlying and often implicit argument theorizes that human beings, acting as a group or within a group, compose and cause change in international politics." In other words, FPA can be understood as a critique of the dominant structuralist approaches in IR.


Stages in decision making

The making of foreign policy involves a number of stages: * Assessment of the international and domestic political environment - Foreign policy is made and implemented within an international and domestic political context, which must be understood by a state in order to determine the best foreign policy option. For example, a state may need to respond to an
international crisis The term international crisis is a widespread term without a single common definition. To some, it involves "a sequence of interactions between the governments of two or more sovereign states in severe conflict, short of actual war, but involving ...
. * Goal setting - A state has multiple foreign policy goals. A state must determine which goal is affected by the international and domestic political environment at any given time. In addition, foreign policy goals may conflict, which will require the state to prioritize. * Determination of policy options - A state must then determine what policy options are available to meet the goal or goals set in light of the political environment. This will involve an assessment of the state's capacity implement policy options and an assessment of the consequences of each policy option. * Formal decision making action - A formal foreign policy decision will be taken at some level within a government. Foreign policy decisions are usually made by the executive branch of government. Common governmental actors or institutions which make foreign policy decisions include: the
head of state A head of state (or chief of state) is the public persona who officially embodies a state Foakes, pp. 110–11 " he head of statebeing an embodiment of the State itself or representatitve of its international persona." in its unity and l ...
(such as a
president President most commonly refers to: *President (corporate title) * President (education), a leader of a college or university * President (government title) President may also refer to: Automobiles * Nissan President, a 1966–2010 Japanese ...
) or
head of government The head of government is the highest or the second-highest official in the executive branch of a sovereign state, a federated state, or a self-governing colony, autonomous region, or other government who often presides over a cabinet, ...
(such as a
prime minister A prime minister, premier or chief of cabinet is the head of the cabinet and the leader of the ministers in the executive branch of government, often in a parliamentary or semi-presidential system. Under those systems, a prime minister i ...
), cabinet, or minister. * Implementation of chosen policy option - Once a foreign policy option has been chosen, and a formal decision has been made, then the policy must be implemented. Foreign policy is most commonly implemented by specialist foreign policy arms of the state bureaucracy, such as a Ministry of Foreign Affairs or State Department. Other departments may also have a role in implementing foreign policy, such as departments for:
trade Trade involves the transfer of goods and services from one person or entity to another, often in exchange for money. Economists refer to a system or network that allows trade as a market. An early form of trade, barter, saw the direct excha ...
,
defence Defense or defence may refer to: Tactical, martial, and political acts or groups * Defense (military), forces primarily intended for warfare * Civil defense, the organizing of civilians to deal with emergencies or enemy attacks * Defense indus ...
, and
aid In international relations, aid (also known as international aid, overseas aid, foreign aid, economic aid or foreign assistance) is – from the perspective of governments – a voluntary transfer of resources from one country to another. Ai ...
.


Key approaches

(as put forward by Graham T. Allison in 1969. For a more comprehensive description see his Book
Essence of Decision ''Essence of Decision: Explaining the Cuban Missile Crisis'' is book by political scientist Graham T. Allison analyzing the 1962 Cuban Missile Crisis. Allison used the crisis as a case study for future studies into governmental decision-making. ...
1971/1999)


Rational actor model

The rational actor model is based on rational choice theory. The model adopts the state as the primary unit of analysis, and inter-state relations (or international relations) as the context for analysis. The state is seen as a monolithic unitary actor, capable of making rational decisions based on preference ranking and value maximization. According to the rational actor model, a rational decision making process is used by a state. This process includes: * Goal setting and ranking. * Consideration of options. * Assessment of consequences. * Profit maximization. In other words, it provides models for answering the question: with that information what would be the best decision for reaching one's goal? In this theory, the underlying assumption is that governments are unified and
rational Rationality is the quality of being guided by or based on reasons. In this regard, a person acts rationally if they have a good reason for what they do or a belief is rational if it is based on strong evidence. This quality can apply to an abi ...
, in this manner, they would seek for carefully planned and well-defined foreign policy goals. In this sense, rational choice model is primarily a realist perspective of foreign policy level of analysis.Henry Nau, Perspectives on International Relations: Power, Institution, Ideas. 2nd ed., CQ Press. 2009 The rational actor model has been subject to criticism. The model tends to neglect a range of political variables, of which Michael Clarke includes: "political decisions, non-political decisions, bureaucratic procedures, continuations of previous policy, and sheer accident."M. Clarke, ‘The Foreign Policy System: A Framework for Analysis’, in M. Clarke and B. White (eds) Understanding Foreign Policy: The Foreign Policy Systems Approach (Cheltenham: Edward Elgar 1989), pp. 27-59. It also ignores emotions, emotional flooding, selective attention, and
groupthink Groupthink is a psychological phenomenon that occurs within a group of people in which the desire for harmony or conformity in the group results in an irrational or dysfunctional decision-making outcome. Cohesiveness, or the desire for cohesiveness ...
.


Governmental Bargaining Model

In this model the state is not seen as a
monolithic A monolith is a monument or natural feature consisting of a single massive stone or rock. Monolith or monolithic may also refer to: Architecture * Monolithic architecture, a style of construction in which a building is carved, cast or excavated ...
unitary actor. Instead it is a collection of different bureaucracies vying for increasing their funding and size. Individual decision makers try to bargain and compete for influence with their own particular goal in mind. Things are often viewed as a zero-sum game where one bureaucracy's "win" or increasing their level of funding is seen as a loss for another bureaucracy. Here decisions are made by bureaucracies competing against each other and suggesting solutions to problems that would involve using their resources so as to increase their level of importance. Bureaucratic politics model, in keeping with its pluralistic connotation, can also refer to that inner state processes including no institutional actors, who with their informal channels would affect policy results.


Organizational Process Model

Organizational Processes model emerges from clusters of governmental organizations that look after their own best interests and follow 'standard operating procedures'. In this model different bureaucracies have different standard operating procedures. These procedures are made in order to allow day-to-day operations to be carried out. Often an order or decision will have to work around these standard procedures. It is often exceedingly difficult for a bureaucracy to do something "out of character" or contrary to their standard procedures.


Other models

* Inter-branch politics model * Self-aggrandizement model - In this model one leader acts on behalf of his or her interests. (also known as ''cognitive processes and psychology approach'') * Political process model - In this model the decision making body is affected by many non-governmental actors such as NGOs or the media. * Multilevel and Multidimensional approach - In this model, scholars study particular aspects of foreign policy making by using various major theories. *
Social constructivist Social constructivism is a sociological theory of knowledge according to which human development is socially situated and knowledge is constructed through interaction with others. Like social constructionism, social constructivism states th ...
approach - In this model, scholars focus on the role of ideas, discourse, and identity to make FPA.


Institutions

* Council on Foreign Relations *
Chatham House Chatham House, also known as the Royal Institute of International Affairs, is an independent policy institute headquartered in London. Its stated mission is to provide commentary on world events and offer solutions to global challenges. It is ...
*
American Enterprise Institute The American Enterprise Institute for Public Policy Research, known simply as the American Enterprise Institute (AEI), is a center-right Washington, D.C.–based think tank that researches government, politics, economics, and social welfare. A ...
*
Brookings Institution The Brookings Institution, often stylized as simply Brookings, is an American research group founded in 1916. Located on Think Tank Row in Washington, D.C., the organization conducts research and education in the social sciences, primarily in e ...
*
Woodrow Wilson International Center for Scholars The Woodrow Wilson International Center for Scholars (or Wilson Center) is a quasi-government entity and think tank which conducts research to inform public policy. Located in the Ronald Reagan Building and International Trade Center in Wash ...


Notes and references


Further reading

* Chris Alden and Amnon Aran, ''Foreign Policy Analysis: New Approaches'', Abingdon: Routledge, 2012. * Rainer Baumann and Frank A. Stengel, 'Foreign Policy Analysis, Globalisation and Non-State Actors: State-Centric After All?', ''Journal of International Relations and Development'', Vol. 17, No. 4 (Oct., 2014), pp. 489–521, doi: 10.1057/jird.2013.12. * Christopher Hill, ''The Changing Politics of Foreign Policy'', Basingstoke: Palgrave Macmillan, 2003. * Morin, Jean-Frédéric and Jonathan Paquin, ''Foreign Policy Analysis: A Toolbox'', Palgrave MacMillan, 2018. * Valerie M. Hudson, ''Foreign Policy Analysis: Classic and Contemporary Theory,'' Lanham: Rowman & Littlefield, 2007. * Richard C. Snyder, H. W. Bruck and Burton Sapin, ''Decision-Making as an Approach to the Study of International Politics'', Princeton: Princeton University Press, 1954. * Steve Smith, Amelia Hadfield and Tim Dunne (eds), ''Foreign Policy: Theories, Actors, Cases'', 1st ed., Oxford: Oxford University Press, 2008. * Laura Neack, ''The New Foreign Policy: Complex Interactions, Competing Interests,'' 3rd edition. Lanham: Rowman & Littlefield, 2014.


External links


Teaching Foreign Policy in the Post-Cold War Era
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