Fisher v. University of Texas (2013)
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''Fisher v. University of Texas'', 570 U.S. 297 (2013), also known as ''Fisher I'' (to distinguish it from the 2016 case), is a
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
case concerning the affirmative action admissions policy of the
University of Texas at Austin The University of Texas at Austin (UT Austin, UT, or Texas) is a public research university in Austin, Texas. It was founded in 1883 and is the oldest institution in the University of Texas System. With 40,916 undergraduate students, 11,075 ...
. The Supreme Court voided the lower appellate court's ruling in favor of the university and remanded the case, holding that the lower court had not applied the standard of
strict scrutiny In U.S. constitutional law, when a law infringes upon a fundamental constitutional right, the court may apply the strict scrutiny standard. Strict scrutiny holds the challenged law as presumptively invalid unless the government can demonstrate th ...
, articulated in '' Grutter v. Bollinger'' (2003) and '' Regents of the University of California v. Bakke'' (1978), to its admissions program. The Court's ruling in ''Fisher'' took ''Grutter'' and ''Bakke'' as given and did not directly revisit the constitutionality of using race as a factor in college admissions. The suit, brought by undergraduate Abigail Fisher in 2008, asked that the Court declare the university's
race-conscious A race-conscious policy is a policy that aims to improve the conditions of racial minorities. In the United States, such policies are typically aimed at improving the status of African-Americans. Many different kinds of race-conscious policies exis ...
admissions inconsistent with ''Grutter'', which had in 2003 established that race had an appropriate but limited role in the admissions policies of
public universities A public university or public college is a university or college that is in owned by the state or receives significant public funds through a national or subnational government, as opposed to a private university. Whether a national university ...
. While reasserting that any consideration of race must be " narrowly tailored", with ''Fisher'' the Court did not go on to overrule ''Grutter'', a relief for political activists who feared that the Court would end affirmative action. The United States District Court heard ''Fisher v. University of Texas'' in 2009 and upheld the legality of the university's admission policy in a
summary judgment In law, a summary judgment (also judgment as a matter of law or summary disposition) is a judgment entered by a court for one party and against another party summarily, i.e., without a full trial. Summary judgments may be issued on the merits of ...
. The case was appealed to the
Fifth Circuit The United States Court of Appeals for the Fifth Circuit (in case citations, 5th Cir.) is a federal court with appellate jurisdiction over the district courts in the following federal judicial districts: * Eastern District of Louisiana * Mi ...
which also ruled in the university's favor. The Supreme Court agreed on February 21, 2012, to hear the
case Case or CASE may refer to: Containers * Case (goods), a package of related merchandise * Cartridge case or casing, a firearm cartridge component * Bookcase, a piece of furniture used to store books * Briefcase or attaché case, a narrow box to ca ...
. Justice
Elena Kagan Elena Kagan ( ; born April 28, 1960) is an American lawyer who serves as an Associate Justice of the Supreme Court of the United States, associate justice of the Supreme Court of the United States. She was Elena Kagan Supreme Court nomination ...
recused herself because she served as the Solicitor General when the Department of Justice filed an ''amicus curiae'', or friend-of-the-court, brief in the Fisher case when it was pending in the U.S. Court of Appeals for the Fifth Circuit. On June 24, 2013, the Fifth Circuit's decision was vacated, and the case remanded for further consideration in a 7–1 decision, with Justice
Ruth Bader Ginsburg Joan Ruth Bader Ginsburg ( ; ; March 15, 1933September 18, 2020) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1993 until her death in 2020. She was nominated by Presiden ...
dissenting. Justices
Antonin Scalia Antonin Gregory Scalia (; March 11, 1936 – February 13, 2016) was an American jurist who served as an associate justice of the Supreme Court of the United States from 1986 until his death in 2016. He was described as the intellectu ...
and
Clarence Thomas Clarence Thomas (born June 23, 1948) is an American jurist who serves as an associate justice of the Supreme Court of the United States. He was nominated by President George H. W. Bush to succeed Thurgood Marshall and has served since 1 ...
filed concurring opinions. Applying the Supreme Court's 2013 decision, the Fifth Circuit once again found for UT Austin in 2014. Fisher again appealed the Fifth Circuit's decision, and in 2016 the Supreme Court upheld the lower court in a 4–3 decision.


Background

Plaintiffs Abigail Noel Fisher and Rachel Multer Michalewicz applied to the University of Texas at Austin in 2008 and were denied admission. The two women, both white, filed suit, alleging that the university had discriminated against them on the basis of their race in violation of the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
of the Fourteenth Amendment. At the time that the initial lawsuit was filed, the University of Texas at Austin accepted students in the top 10% of each Texas high school's graduating class, regardless of their race; under
Texas House Bill 588 Texas House Bill 588, commonly referred to as the "Top 10% Rule", is a Texas law passed in 1997. It was signed into law by then governor George W. Bush on May 20, 1997. The law guarantees Texas students who graduated in the top ten percent of their ...
, 81% of 2008's freshman class were admitted under the plan. (Starting with the fall 2010 admission class, Senate Bill 175 adjusted this rule to the top 7 percent, but with no more than 75 percent of freshman slots filled under automatic admissions.) Applicants who, like Fisher, failed to gain acceptance by automatic admissions can still gain admission by scoring highly in a process that evaluates their talents, leadership qualities, family circumstances, and race. Fisher had a
grade point average Grading in education is the process of applying standardized measurements for varying levels of achievements in a course. Grades can be assigned as letters (usually A through F), as a range (for example, 1 to 6), as a percentage, or as a numbe ...
of 3.59 (adjusted to a 4.0 scale) and was in the top 12% of her class at Stephen F. Austin High School. She scored 1180 on her SAT (measured on the old 1600-point scale, because UT Austin did not consider the writing section in its undergraduate admissions decision for the 2008 incoming freshman class). The 25th and 75th percentiles of the incoming class at UT-Austin were 1120 and 1370 respectively. She was involved in the orchestra and math competitions and volunteered at
Habitat for Humanity Habitat for Humanity International (HFHI), generally referred to as Habitat for Humanity or Habitat, is a US non-governmental, and nonprofit organization which was founded in 1976 by couple Millard and Linda Fuller. Habitat for Humanity is a C ...
. During the case proceedings, Fisher enrolled at
Louisiana State University Louisiana State University (officially Louisiana State University and Agricultural and Mechanical College, commonly referred to as LSU) is a public land-grant research university in Baton Rouge, Louisiana. The university was founded in 1860 n ...
, from which Fisher graduated in 2012 with a degree in finance. In 2011, Michalewicz withdrew from the case, leaving Fisher as the sole plaintiff.


Lower courts

In 2009,
United States District Court The United States district courts are the trial courts of the U.S. federal judiciary. There is one district court for each federal judicial district, which each cover one U.S. state or, in some cases, a portion of a state. Each district co ...
judge
Sam Sparks Sam Sparks (born 1939) is a Senior Status, Senior United States federal judge, United States district judge of the Austin Division of the United States District Court for the Western District of Texas. Early life After graduating from Austin H ...
upheld the university's policy, finding that it meets the standards laid out in ''Grutter v. Bollinger''. That decision was affirmed by a Fifth Circuit panel composed of judges
Patrick Higginbotham Patrick Errol Higginbotham (born December 16, 1938) is an American judge and lawyer who serves as a Senior United States circuit judge of the United States Court of Appeals for the Fifth Circuit. Background and education Judge Higginbotham wa ...
,
Carolyn Dineen King Carolyn Dineen King (born January 30, 1938, in Syracuse, New York) is a Senior United States circuit judge of the United States Court of Appeals for the Fifth Circuit. Her chambers are in Houston, Texas. Education and career Born in Syracuse ...
and
Emilio M. Garza Emilio Miller Garza (born August 1, 1947) is a former United States circuit judge of the United States Court of Appeals for the Fifth Circuit and former United States District Judge of the United States District Court for the Western District of ...
. In his ruling, Higginbotham wrote that the "ever-increasing number of minorities gaining admission under this 'Top Ten Percent Law' casts a shadow on the horizon to the otherwise-plain legality of the ''Grutter-like'' admissions program, the Law's own legal footing aside". A request for a full-court
en banc In law, an en banc session (; French for "in bench"; also known as ''in banc'', ''in banco'' or ''in bank'') is a session in which a case is heard before all the judges of a court (before the entire bench) rather than by one judge or a smaller p ...
hearing was denied by a 9–7 vote by circuit judges.


Original Supreme Court hearing

In September 2011, lawyers representing Fisher filed petition seeking review from the Supreme Court. The plaintiff's legal team was assembled by the Project on Fair Representation, a Washington, D.C.-based legal defense fund active in attempts to overturn race-based laws, whose legal fees were paid by
Donors Trust Donors Trust is an American nonprofit donor-advised fund. It was founded in 1999 with the goal of "safeguarding the intent of libertarian and conservative donors". As a donor advised fund, Donors Trust is not legally required to disclose the id ...
, a conservative
donor-advised fund In the United States, a donor-advised fund (commonly called a DAF) is a charitable giving vehicle administered by a public charity created to manage charitable donations on behalf of organizations, families, or individuals. To participate in a don ...
. On February 21, 2012, the court granted ''
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
'' in ''Fisher v. University of Texas at Austin''. Justice
Elena Kagan Elena Kagan ( ; born April 28, 1960) is an American lawyer who serves as an Associate Justice of the Supreme Court of the United States, associate justice of the Supreme Court of the United States. She was Elena Kagan Supreme Court nomination ...
recused herself from the case and did not participate in the court's discussions. Kagan's recusal was most likely due to her involvement with the case while she was Solicitor General. The case was on the Supreme Court calendar for the term beginning in October 2012. There were concerns that if the Court overruled ''Grutter'', affirmative action at public universities would end in the United States. Some argued that the result of such a ruling would decrease the number of black and Hispanic students admitted to American universities while increasing the proportion of white and Asian students.


Amicus Briefs

'' Amicus'' briefs were filed by Teach for America, the Asian American Legal Foundation, the
Asian Pacific American Legal Center Asian Americans Advancing Justice Southern California (AJSOCAL) formerly known as Asian Americans Advancing Justice - LA (Advancing Justice - LA), is a non-profit legal aid and civil rights organization dedicated to advocacy, providing lega ...
, the Asian American Legal Defense and Education Fund, the California Association of Scholars and Center for Constitutional Jurisprudence, the Black Student Alliance at The University of Texas, the
Mountain States Legal Foundation Mountain States Legal Foundation (MSLF) is an American conservative free market public interest law firm based in Lakewood, Colorado. Its lawyers argue cases on property rights and federal land management in the American West, as well as gun right ...
, the Pacific Legal Foundation,
Peter Kirsanow Peter N. Kirsanow (born October 30, 1953) is a partner with the law firm of Benesch, Friedlander, Coplan & Aronoff, working within its Labor & Employment Practice Group in Cleveland, Ohio. He is a black civil-rights commissioner and a member of ...
, Stuart Taylor, Jr., the Louis D. Brandeis Center for Human Rights Under Law, and many others.


Oral arguments

On October 10, 2012, the Supreme Court heard oral arguments in the case. Bert Rein represented the petitioner, Gregory G. Garre, a former Solicitor General, represented the respondent, the university, and Solicitor General Donald Verrilli, Jr., presented the government's stance in support of the respondent. During the beginning of the petitioner's argument, Justices Sotomayor and Ginsburg asked questions about whether the case was moot. Specifically, they were concerned with the university's arguments that Fisher would not have earned admission regardless of her race, that she had already graduated from college, and that she only named the $100 application fee as real damages. Scalia commented that the harm of
racial discrimination Racial discrimination is any discrimination against any individual on the basis of their skin color, race or ethnic origin.Individuals can discriminate by refusing to do business with, socialize with, or share resources with people of a certain g ...
alone created an active controversy under the Court's previous
Equal Protection The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
jurisprudence."Oral Argument Transcript"
U.S. Supreme Court
Justices Scalia, Alito, and Roberts asked many questions about the definition of a "critical mass", which ''Grutter'' named as the central measure of diversity. Scalia started calling it a "critical cloud" after the university's lawyer failed, upon multiple requests, to define the central measure of diversity. Chief Justice Roberts asked whether an applicant who was one-quarter or one-eighth Latino would be permitted by the university to check the " Latino" box. Garre responded that the applicant was entitled to self-identify as any race, subject to discipline under the university's honor code, and that the university did not ever question that determination. Legal analysts concurred that the process of oral argument indicated that a majority of the justices disliked the university's position.


Opinions of the Court

The opinion was issued on June 24, 2013. In a 7–1 decision, the Court vacated and remanded the Fifth Circuit's ruling. Writing for the majority, Justice Kennedy concluded that the Fifth Circuit failed to apply ''
strict scrutiny In U.S. constitutional law, when a law infringes upon a fundamental constitutional right, the court may apply the strict scrutiny standard. Strict scrutiny holds the challenged law as presumptively invalid unless the government can demonstrate th ...
'' in its decision affirming the admissions policy. Instead, he wrote, the Fifth Circuit held that Fisher could only challenge "whether the University's decision to use race as an admissions factor 'was made in
good faith In human interactions, good faith ( la, bona fides) is a sincere intention to be fair, open, and honest, regardless of the outcome of the interaction. Some Latin phrases have lost their literal meaning over centuries, but that is not the case ...
.' It presumed that the school had acted in good faith and gave petitioner the burden of rebutting that presumption". Kennedy argued that per the ''Grutter ''ruling, the burden of evidence primarily lies with the university "to prove that its admissions program is narrowly tailored to obtain the educational benefits of diversity". Justice Scalia wrote a one-paragraph concurring opinion, stating that he still held the view that he first expressed in his concurring opinion in ''Grutter'': "The Constitution proscribes government discrimination on the basis of race, and state-provided education is no exception". Because the petitioner did not ask to overturn the holding in ''Grutter'', that there is a compelling evidence in the educational benefits of diversity to justify racial preferences in university admissions, he joined with the majority in full. Justice Thomas wrote his own concurrence, stating his reasons for overturning ''Grutter'', and ruled that the use of race in higher education admissions violated the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "''nor shall any State ... deny to any person within its jurisdiction the equal ...
. Thomas concluded that ''Grutter'' was a radical departure from the Court's application of the strict scrutiny test. According to Justice Thomas, strict scrutiny had only been previously satisfied where the state actor was acting to protect national security or to remedy its own past discrimination. He wrote that student body diversity was simply not important enough to override the presumption that race-based policies are unconstitutional. Additionally, comparing such university admissions with
desegregation Desegregation is the process of ending the separation of two groups, usually referring to races. Desegregation is typically measured by the index of dissimilarity, allowing researchers to determine whether desegregation efforts are having impact o ...
, he wrote that "there is no principled distinction between the University's assertion that diversity yields educational benefits and the segregationists' assertion that segregation yielded those same benefits". He also wrote that he believed that such admissions programs may actually be more harmful: "Blacks and Hispanics admitted to the University as a result of racial discrimination are, on average, far less prepared than their white and Asian classmates...the University's discrimination does nothing to increase the number of blacks and Hispanics who have access to a college education generally...any blacks and Hispanics who likely would have excelled at less elite schools are placed in a position where underperformance is all but inevitable because they are less academically prepared than the white and Asian students with whom they must compete". In her dissenting opinion, Justice Ginsburg explained her reasons for affirming the Fifth Circuit's ruling. Noting that the university's 10% plan admitted students regardless of their race, she argued that "the University's admissions policy flexibly considers race only as a 'factor of a factor of a factor of a factor' ... and is subject to periodic review to ensure that the consideration of race remains necessary and proper to achieve the University's educational objectives ... As I see it, the Court of Appeals has already completed that inquiry, and its judgment, trained on this Court's ''Bakke'' and ''Grutter'' pathmarkers, merits our approbation".


Back to the Fifth Circuit

In June 2013, the Supreme Court ruled the Fifth Circuit had failed to apply
strict scrutiny In U.S. constitutional law, when a law infringes upon a fundamental constitutional right, the court may apply the strict scrutiny standard. Strict scrutiny holds the challenged law as presumptively invalid unless the government can demonstrate th ...
to the university's race-conscious admissions policy and sent the case back to the Fifth Circuit court. In November, the Fifth Circuit court heard oral arguments from both sides. In their questions during the arguments, Judges
Patrick Higginbotham Patrick Errol Higginbotham (born December 16, 1938) is an American judge and lawyer who serves as a Senior United States circuit judge of the United States Court of Appeals for the Fifth Circuit. Background and education Judge Higginbotham wa ...
,
Carolyn Dineen King Carolyn Dineen King (born January 30, 1938, in Syracuse, New York) is a Senior United States circuit judge of the United States Court of Appeals for the Fifth Circuit. Her chambers are in Houston, Texas. Education and career Born in Syracuse ...
, and
Emilio M. Garza Emilio Miller Garza (born August 1, 1947) is a former United States circuit judge of the United States Court of Appeals for the Fifth Circuit and former United States District Judge of the United States District Court for the Western District of ...
focused on the way the university defines "critical mass" as well as past attempts the university has made to increase minority enrollment. On July 15, 2014, the Fifth Circuit announced its decision in favor of UT Austin, with Judge Garza dissenting. In its decision, the majority wrote, "It is equally settled that universities may use race as part of a holistic admissions program where it cannot otherwise achieve diversity." Fisher sought a rehearing
en banc In law, an en banc session (; French for "in bench"; also known as ''in banc'', ''in banco'' or ''in bank'') is a session in which a case is heard before all the judges of a court (before the entire bench) rather than by one judge or a smaller p ...
with the Fifth Circuit which was denied on 12 of November in a 10–5 decision. Fisher then filed a petition for certiorari to the Supreme Court.


Return to the Supreme Court

On June 29, 2015, the Supreme Court announced that they would hear another challenge to UT Austin's admissions policy. The case was assigned docket number 14-981 and oral arguments were heard on December 9. Legal analysts predict from the justices' questions that the Court would likely either remand the case again to the lower courts for additional fact-finding, strike down UT Austin's policy, or strike down affirmative action in college admissions nationwide. During oral arguments, Justice Scalia raised the mismatching theory and questioned whether black students admitted to top-tier schools suffer because the courses are too difficult. Scalia commented that "There are those who contend that it does not benefit African Americans to get them into the University of Texas, where they do not do well, as opposed to having them go to a less-advanced school, a slower-track school where they do well. One of the briefs pointed out that most of the black scientists in this country don't come from schools like the University of Texas. They come from lesser schools where they do not feel that they're being pushed ahead in classes that are too fast for them." The comments led to outcry from the University of Texas's African American students, and spurred the creation of the Twitter hashtag #StayMadAbby. As Justice Antonin Scalia died on February 13, 2016, and Justice Elena Kagan recused herself, the case was decided by the seven remaining justices. On June 23, 2016, a 4–3 vote affirmed the Fifth Circuit's decision for UT Austin.


See also

*
List of United States Supreme Court cases, volume 570 External links {{SCOTUSCases, 570 Lists of 2012 term United States Supreme Court opinions ...
* '' Fisher v. University of Texas'' (2016)


References


Further reading

* * * * * *


External links

*
Text of ''Fisher v. University of Texas'' from the Fifth Circuit
{{US14thAmendment, equalprotection 2013 in United States case law United States affirmative action case law United States Court of Appeals for the Fifth Circuit cases United States equal protection case law United States Supreme Court cases United States Supreme Court cases of the Roberts Court University of Texas at Austin University and college admissions in the United States United States racial discrimination case law