Ethnic identity development
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Ethnic identity development includes the
identity formation Identity formation, also called identity development or identity construction, is a complex process in which humans develop a clear and unique view of themselves and of their identity. Self-concept, personality development, and values are all clo ...
in an individual's self-categorization in, and psychological attachment to, (an)
ethnic An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
group(s). Ethnic identity is characterized as part of one's overarching self-concept and identification. It is distinct from the development of ethnic group identities. With some few exceptions, ethnic and racial identity development is associated positively with good psychological outcomes, psychosocial outcomes (e.g., better self-beliefs, less depressive symptoms), academic outcomes (e.g., better engagement in school), and health outcomes (e.g., less risk of
risky sexual behavior Risky sexual behavior is the description of the activity that will increase the probability that a person engaging in sexual activity with another person infected with a sexually transmitted infection will be infected or become pregnant, or make ...
or drug use). Development of ethnic identity begins during adolescence but is described as a process of the construction of identity over time due to a combination of experience and actions of the individual and includes gaining knowledge and understanding of in-group(s), as well as a sense of belonging to (an) ethnic group(s). It is important to note that given the vastly different histories of various racial groups, particularly in the United States, that ethnic and racial identity development looks very different between different groups, especially when looking at minority (e.g., Black American) compared to majority (e.g., White American) group comparisons. Ethnic identity is sometimes interchanged with, held distinct from, or considered as overlapping with
racial A race is a categorization of humans based on shared physical or social qualities into groups generally viewed as distinct within a given society. The term came into common usage during the 1500s, when it was used to refer to groups of variou ...
,
cultural Culture () is an umbrella term which encompasses the social behavior, institutions, and Social norm, norms found in human Society, societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, and habits of the ...
and even
national identities National identity is a person's identity or sense of belonging to one or more states or to one or more nations. It is the sense of "a nation as a cohesive whole, as represented by distinctive traditions, culture, and language". National identity ...
. This disagreement in the distinction (or lack thereof) between these concepts may originate from the incongruity of definitions of race and ethnicity, as well as the historic conceptualization of models and research surrounding ethnic and racial identity. Research on racial identity development emerged from the experiences of African Americans during the civil rights movement, however expanded over time to include the experiences of other racial groups. The concept of racial identity is often misunderstood and can have several meanings which are derived from biological dimensions and social dimensions. Race is socially understood to be derived from an individual's physical features, such as white or black skin tone. The social construction of racial identity can be referred as a sense of group or collective identity based on one's perception that they share a common heritage with a particular racial group. Racial identity is a surface-level manifestation based on what people look like yet has deep implications in how people are treated.


History

Generally, group level processes of ethnic identity have been explored by
social science Social science is one of the branches of science, devoted to the study of societies and the relationships among individuals within those societies. The term was formerly used to refer to the field of sociology, the original "science of soc ...
disciplines, including
sociology Sociology is a social science that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. It uses various methods of Empirical ...
and
anthropology Anthropology is the scientific study of humanity, concerned with human behavior, human biology, cultures, societies, and linguistics, in both the present and past, including past human species. Social anthropology studies patterns of behavi ...
. In contrast,
ethnic identity An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
research within
psychology Psychology is the scientific study of mind and behavior. Psychology includes the study of conscious and unconscious phenomena, including feelings and thoughts. It is an academic discipline of immense scope, crossing the boundaries betwe ...
usually focuses on the individual and interpersonal processes. Within psychology, ethnic identity is typically studied by social, developmental and cross-cultural psychologists. Models of ethnic development emerged both social and developmental psychology, with different theoretical roots.


Roots in social psychology

Ethnic identity emerged in social psychology out of
social identity theory Social identity is the portion of an individual's self-concept derived from perceived membership in a relevance, relevant social group. As originally formulated by social psychologists Henri Tajfel and John C. Turner, John Turner in the 1970s ...
. Social identity theory posits that belonging to social groups (e.g. religious groups or occupational groups) serves an important basis for one's identity. Membership in a group(s), as well as one's value and emotional significance attached to this membership, is an important part of one's self-concept. One of the earliest statements of social identity was made by
Kurt Lewin Kurt Lewin ( ; 9 September 1890 – 12 February 1947) was a German-American psychologist, known as one of the modern pioneers of social, organizational, and applied psychology in the United States. During his professional career Lewin applied hi ...
, who emphasized that individuals need a firm sense of group identification in order to maintain a sense of well-being. Social identity theory emphasizes a need to maintain a positive sense of self. Therefore, in respect to ethnic identity, this underscores affirmation to and salience of ethnic group membership(s). In light of this, affirmation of ethnicity has been proposed to be more salient among groups who have faced greater discrimination, in order to maintain self-esteem. There has also been research on family influences, such as cultural values of the family. Also, specific aspects of parenting, such as their racial socialization of youth, can contribute to the socialization of adolescents. Relatedly,
collective identity Collective identity is the shared sense of belonging to a group. In sociology In 1989, Alberto Melucci published ''Nomads of the Present'', which introduces his model of collective identity based on studies of the social movements of the 1980s ...
is an overarching framework for different types of identity development, emphasizing the multidimensionality of group membership. Part of collective identity includes positioning oneself psychologically in a group to which one shares some characteristic(s). This positioning does not require individuals to have direct contact with all members of the group. The collective identity framework has been related to ethnic identity development, particularly in recognizing the importance of personal identification of ethnicity through categorical membership. Collective identity also includes evaluation of one's category. This affective dimension is related to the importance of commitment and attachment toward one's ethnic group(s). A behavioral component of collective identity recognizes that individuals reflect group membership through individual actions, such as language usage, in respect to ethnic identity.


Roots in developmental psychology

Identity becomes especially salient during adolescence as recognized by
Erik Erikson Erik Homburger Erikson (born Erik Salomonsen; 15 June 1902 – 12 May 1994) was a German-American developmental psychologist and psychoanalyst known for his theory on psychological development of human beings. He coined the phrase identity cr ...
's stage theory of psychosocial development. An individual faces a specific developmental crisis at each stage of development. In adolescence, identity search and development are critical tasks during what is termed the ‘Identity versus Role-confusion’ stage. Achievement of this stage ultimately leads to a stable sense of self. The idea of an achieved identity includes reconciling identities imposed on oneself with one's need to assert control and seek out an identity that brings satisfaction, feelings of industry and competence. In contrast, identity confusion occurs when individuals fail to achieve a secure identity, and lack clarity about their role in life.
James Marcia James E. Marcia is a clinical and developmental psychologist. He previously taught at Simon Fraser University in British Columbia, Canada and the State University of New York at Buffalo in Upstate New York. He is also active in clinical private pr ...
elaborated on Erik Erikson's model to include identity formation in a variety of life domains. Marcia's focus of identity formation includes two processes which can be applied to ethnic identity development: an exploration of identity and a commitment. Marcia defines four identity statuses which combines the presence or absence of the processes of exploration and commitment: Identity diffusion (not engaged in exploration or commitment), identity foreclosure (a lack of exploration, yet committed), moratorium (process of exploration without having made a commitment), and identity achievement (exploration and commitment of identity). Researchers believe and have frequently reported that older individuals are more likely to be in an achieved identity status than younger people. Evidence shows that increasing age and a wide range of life experiences helps individuals develop cognitive skills. This combination of age, life experiences, and improved cognitive skills helps adolescents and young adults find their authentic selves. Adolescents with strong commitments to their ethnic identities also tend to explore these identities more than their peers.


Factors


Adolescence

While children in early to middle childhood develop the ability to categorize themselves and others using racial and ethnic labels, it is largely during adolescence that ethnic and racial identity develops. Adriana J. Umaña-Taylor and colleagues write about the following concepts as playing key roles during this stage: Cognitive milestones include: abstract thinking, introspection, metacognition, and further development of social-cognitive abilities. Physiological changes include puberty and development of body image Social and environmental context includes: family, peers, social demands and transitions, navigating an expanding world, and media ERI components about process: * Contestation * Elaboration * Negotiation * Internalization of cultural values * Collective self-verification ERI components about content: * Public regard * Ideology * Affect (affirmation, private regard) * Salience * Centrality * Importance * Understanding of common fate or destiny * Identity self-denial * Certainty


Suburbanization

Critical race theory Critical race theory (CRT) is a cross-disciplinary examination, by social and civil-rights scholars and activists, of how laws, social and political movements, and media shape, and are shaped by, social conceptions of race and ethnicity. Goa ...
has explored the development of suburban " whiteness" in the United States as representing the racialized and classless fantasy of a heterogeneous white population. This work stands in contrast with earlier studies of
white flight White flight or white exodus is the sudden or gradual large-scale migration of white people from areas becoming more racially or ethnoculturally diverse. Starting in the 1950s and 1960s, the terms became popular in the United States. They refer ...
that assume a broad or homogeneous concept of "white people" who suburbanize in the post
World War II World War II or the Second World War, often abbreviated as WWII or WW2, was a world war that lasted from 1939 to 1945. It involved the vast majority of the world's countries—including all of the great powers—forming two opposin ...
era. The culture of suburbanization in
Los Angeles Los Angeles ( ; es, Los Ángeles, link=no , ), often referred to by its initials L.A., is the largest city in the state of California and the second most populous city in the United States after New York City, as well as one of the world' ...
through the 40s, 50's and 60's was represented by the icons of popular culture that were often exclusionary and became hallmarks of a "culture of suburban whiteness". There were some improvements for African-Americans during the era of
New Deal The New Deal was a series of programs, public work projects, financial reforms, and regulations enacted by President Franklin D. Roosevelt in the United States between 1933 and 1939. Major federal programs agencies included the Civilian Cons ...
reforms, but the housing policies of the
Federal Housing Administration The Federal Housing Administration (FHA), also known as the Office of Housing within the Department of Housing and Urban Development (HUD), is a United States government agency founded by President Franklin Delano Roosevelt, created in part ...
(FHA) and the
Home Owners' Loan Corporation The Home Owners' Loan Corporation (HOLC) was a government-sponsored corporation created as part of the New Deal. The corporation was established in 1933 by the Home Owners' Loan Corporation Act under the leadership of President Franklin D. Roo ...
(HOLC) made it a practical certainty that nonwhites would not be able to own suburban homes. The HOLC tied its calculus of property values to racial demographics with the most racially homogeneous neighborhoods being given the highest ratings. Based on this, FHA loans were directed to the suburbs, making home ownership in the city out of reach for most residents. The FHA said that loans to support urban homeowners would not be sound investments because of the "presence of inharmonious racial or nationality groups". In a 1933 report the agency acknowledged some fluidity to the concept of "white identity":
If the entrance of a colored family into a white neighborhood causes a general exodus of white people it is reflected in property values. Except in the case of Negroes and Mexicans, however, these racial and national barriers disappear when the individuals of foreign nationality groups rise in the economic scale to conform to American standards of living...


Models for ethnic identity formation


Jean Phinney

Jean Phinney's model of ethnic identity development is a multidimensional model, with theoretical underpinnings of both Erikson and Marcia. In line with Erikson's identity formation, Phinney focuses on the adolescent, acknowledging significant changes during this time period, including greater abilities in cognition to contemplate ethnic identity, as well as a broader exposure outside of their own community, a greater focus on one's social life, and an increased concern for physical appearance. Phinney's three-stage progression: *Unexamined ethnic identity – Prior to adolescence, children either give ethnicity little thought (related to Marcia's diffuse status) or are assumed to have derived their ethnic identity from others, rather than engaging in personal examination. This is related to Marcia's foreclosed identity status. Knowledge of one's ethnicity is "absorbed", which reflects the process of
socialization In sociology, socialization or socialisation (see spelling differences) is the process of internalizing the norms and ideologies of society. Socialization encompasses both learning and teaching and is thus "the means by which social and cultur ...
. Broadly, socialization in the context of ethnic identity development refers to the acquisition of behaviors, perceptions, values, and attitudes of an ethnic group(s). This process recognizes that feelings about one's ethnic group(s) can be influenced by family, peers, community, and larger society. These contextual systems or networks of influence delineate from
ecological systems theory Ecological systems theory (also called development in context or human ecology theory) was developed by Urie Bronfenbrenner. It offers a framework through which community psychologists examine individuals' relationships within communities and th ...
. These systems influence children's feelings of belonging and overall affect toward ethnic group(s). Children may internalize both positive and negative messages and therefore hold conflicting feelings about ethnicity. Socialization highlights how early experiences for children are considered crucial in regards to their ethnic identity development. *Ethnic identity search – During the onset of adolescence, there is a questioning of accepted views of ethnicity and a greater understanding of ethnicity in a more abstract sense. Typically this stage has been characterized as being initiated by a significant experience that creates heightened awareness of ethnicity, such as discrimination. Engagement in some form of exploration includes an interest in learning more about one's culture and actively involving oneself in activities such as talking with others about ethnicity, reading books on the subject, and thinking about both the current and future effects of one's ethnicity. This stage is related to Erikson's ‘Identity versus Role-confusion’, and Marcia's moratorium. *Ethnic identity achievement – This stage is characterized by clarity about one's ethnic identity. The achievement phase includes a secure, confident, and stable sense of self. Achievement also is characterized as a realistic assessment of one's in-group(s) in a larger social context. In essence, the individual has internalized their ethnicity. This stage is related to Erikson's achieved identity, and identity achievement of Marcia. Identity achievement is also related to social identity theory in that this acceptance replaces one's negative ethnic self-image. Although achievement represents the highest level of ethnic identity development, Phinney believes reexamination can occur depending on experiences over time. More recently, Phinney has focused on the continuous dimensions of one's exploration and commitment to one's ethnic group(s), rather than on distinct identity statuses.


Social/personality models

Social/personality models for ethnic identity, unlike the more known Phinney's model for ethnic identity development derived from Erickson's model of personality development, focus less so on the development stages of ERI and more so on their content -what it means to the person and its impact on said person (concepts typically more explored in
personality psychology Personality psychology is a branch of psychology that examines personality and its variation among individuals. It aims to show how people are individually different due to psychological forces. Its areas of focus include: * construction of a c ...
). Though, like Phinney's model, ethnic identity is still viewed as being multidimensional. In the meta-analysis done by Tiffany Yip, Yijie Wang, Candace Mootoo, and Sheena Mirpuri, the prominent Multidimensional Model of Racial Identity (MMRI) is detailed along with possible, though conflicting dimensions: the Social Identity Theory (SIT) vs. the Self-Categorization Theory (SCT). These theories differ in their suggestion of the impact high ethnic/racial identity centrality on a person's personality. Social Identity Theory (SIT) suggests that the effects of ethnic/racial discrimination (ERD) will be mediated in a person with high ERI centrality whereas Self-Categorization Theory (SCT) suggests that high ethnic/racial identity centrality may result in more negative outcomes when faced with ethnic/racial discrimination.


Effects


Psychological

Research has linked ethnic identity development with positive self-evaluation and self-esteem. Ethnic identity development has also been shown to serve as a buffer between perceived discrimination and depression. Specifically, commitment of an ethnic identity may help to abate depressive symptoms experienced soon after experiencing discrimination, which in turn alleviates overall stress. Researchers posit commitment to an ethnic identity group(s) is related to additional resources accumulated through the exploration process, including social support. Ethnic identity development has been linked to happiness and decreased anxiety. Specifically, regard for one's ethnic group may buffer normative stress. Numerous studies show many positive outcomes associated with strong and stable ethnic identities, including increased self-esteem, improved mental health, decreased self-destructive behaviors, and greater academic achievement. In contrast, empirical evidence suggests that ethnic identity exploration may be related to vulnerability to negative outcomes, such as depression. Findings suggest this is due to an individual's sensitivity to awareness of discrimination and conflicts of positive and negative images of ethnicity during exploration. Also, while commitment to an ethnic group(s) is related to additional resources, exploration is related to a lack of ready-access resources.


Family

Studies have found that in terms of family cohesion, the closer adolescents felt to their parents, the more they reported feeling connected to their ethnic group. Given the family is a key source of ethnic socialization, closeness with the family may highly overlap with closeness with one's ethnic group. Resources like family cohesion, proportion of same-ethnic peers, and ethnic centrality act as correlates of within-person change in ethnic identity, but it is only on the individual level and not as adolescents as a group.


Limitations of research

Ethnic identity development has been conceptualized and researched primarily within the United States. Due to the fact the individuals studied are typically from the United States, it may not be appropriate to extend findings or models to individuals in other countries. Some research has been conducted outside of the United States, however a majority of these studies were in Europe or countries settled by Europeans. Further, researchers also suggest that racial and ethnic identity development must be viewed, studied, and considered alongside the other normative developmental processes (e.g.,
gender identity Gender identity is the personal sense of one's own gender. Gender identity can correlate with a person's assigned sex or can differ from it. In most individuals, the various biological determinants of sex are congruent, and consistent with the i ...
development) and cannot be considered in a vacuum - racial and ethnic identity exist in particular contexts. Research considers some studies of ethnic developments cross-sectional in design. This type of design pales in comparison to longitudinal design whose topic of investigation is developmental in nature. This is because cross-sectional studies collect data at or around the same time from multiple individuals of different ages of interest, instead of collecting data over multiple time points for each individual in the study, which would allow the researcher to compare change for individuals over time, as well as differences between individuals. Another research consideration in the field is why certain ethnic and racial groups are looking towards their own expanding community for mates instead of continuing interracial marriages. An article in ''
The New York Times ''The New York Times'' (''the Times'', ''NYT'', or the Gray Lady) is a daily newspaper based in New York City with a worldwide readership reported in 2020 to comprise a declining 840,000 paid print subscribers, and a growing 6 million paid ...
'' explained that Asian-American couples have been kicking the trend and finding Asian mates because it gives them resurgence of interest in language and ancestral traditions. Further research can be found and explored throughout the many different racial and ethnic groups. Some researchers question the number of dimensions of ethnic identity development. For example, some measures of ethnic identity development include measures of behaviors, such as eating ethnic food or participating in customs specific to an ethnic group. One argument is that while behaviors oftentimes express identity, and are typically correlated with identity, ethnic identity is an internal structure that can exist without behavior. It has been suggested one can be clear and confident about one's ethnicity, without wanting to maintain customs. Others have found evidence of a behavioral component of ethnic identity development, separate from cognition and affect, and pertaining to one's ethnic identity. Ethnic identity development points toward the importance of allowing an individual to self-identify ethnicity during data collection. This method helps us collect the most accurate and relevant information about the subjective identification of the participant, and can be useful in particular with respect to research with multiethnic individuals.


See also

*
Group identity Collective identity is the shared sense of belonging to a group. In sociology In 1989, Alberto Melucci published ''Nomads of the Present'', which introduces his model of collective identity based on studies of the social movements of the 1980s ...
*
Ethnogenesis Ethnogenesis (; ) is "the formation and development of an ethnic group". This can originate by group self-identification or by outside identification. The term ''ethnogenesis'' was originally a mid-19th century neologism that was later introdu ...
*
Identity formation Identity formation, also called identity development or identity construction, is a complex process in which humans develop a clear and unique view of themselves and of their Identity (social science), identity. Self-concept, personality developme ...
*
Identity (social science) Identity is the qualities, beliefs, personality traits, appearance, and/or expressions that characterize a person or group.Compare ''Collins Dictionary of Sociology'', quoted in In sociology, emphasis is placed on collective identity, in which ...
*
Cultural identity Cultural identity is a part of a person's identity, or their self-conception and self-perception, and is related to nationality, ethnicity, religion, social class, generation, locality or any kind of social group that has its own distinct cultur ...
*
National identity National identity is a person's identity or sense of belonging to one or more states or to one or more nations. It is the sense of "a nation as a cohesive whole, as represented by distinctive traditions, culture, and language". National identity ...
*
Passing (racial identity) Racial passing occurs when a person classified as a member of a racial group is accepted or perceived ("passes") as a member of another. Historically, the term has been used primarily in the United States to describe a black or brown person ...
*
Racial-ethnic socialization Racial-ethnic socialization (RES or R/E) describes the developmental processes by which children acquire the behaviors, perceptions, values, and attitudes of an ethnic group, and come to see themselves and others as members of the group. In a multi ...
*
White Racial Identity Development The White Racial Identity Model was developed by psychologist Janet Helms in 1990. It is a racial and ethnic identity model created specifically for people who identify as white. This theory, heavily influenced by William Cross, has become a wide ...


References


Further reading

* {{Ethnicity Ethnic groups Ethnicity Identity (social science) Social constructionism Collective identity