Dune (novel)
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''Dune'' is a 1965 epic
science fiction Science fiction (sometimes shortened to Sci-Fi or SF) is a genre of speculative fiction which typically deals with imaginative and futuristic concepts such as advanced science and technology, space exploration, time travel, parallel uni ...
novel by American author
Frank Herbert Franklin Patrick Herbert Jr. (October 8, 1920February 11, 1986) was an American science fiction author best known for the 1965 novel ''Dune'' and its five sequels. Though he became famous for his novels, he also wrote short stories and worked as ...
, originally published as two separate serials in '' Analog'' magazine. It tied with
Roger Zelazny Roger Joseph Zelazny (May 13, 1937 – June 14, 1995) was an American poet and writer of fantasy and science fiction short stories and novels, best known for ''The Chronicles of Amber''. He won the Nebula Award three times (out of 14 nomin ...
's '' This Immortal'' for the
Hugo Award The Hugo Award is an annual literary award for the best science fiction or fantasy works and achievements of the previous year, given at the World Science Fiction Convention and chosen by its members. The Hugo is widely considered the premier ...
in 1966 and it won the inaugural
Nebula Award for Best Novel The Nebula Award for Best Novel is given each year by the Science Fiction and Fantasy Writers of America (SFWA) for science fiction or fantasy novels. A work of fiction is considered a novel by the organization if it is 40,000 words or longer; a ...
. It is the first installment of the ''Dune'' saga. In 2003, it was described as the world's best-selling science fiction novel. ''Dune'' is set in the distant future amidst a feudal interstellar society in which various noble houses control planetary
fief A fief (; la, feudum) was a central element in medieval contracts based on feudal law. It consisted of a form of property holding or other rights granted by an overlord to a vassal, who held it in fealty or "in fee" in return for a form ...
s. It tells the story of young
Paul Atreides Paul Atreides (; later known as Paul Muad'Dib, and later still as The Preacher) is a fictional character in the ''Dune'' universe created by Frank Herbert. Paul is the primary protagonist in the first two novels in the series, ''Dune'' (1965) ...
, whose family accepts the stewardship of the planet Arrakis. While the planet is an inhospitable and sparsely populated desert wasteland, it is the only source of melange, or "spice", a drug that extends life and enhances mental abilities. Melange is also necessary for space navigation, which requires a kind of multidimensional awareness and foresight that only the drug provides. As melange can only be produced on Arrakis, control of the planet is a coveted and dangerous undertaking. The story explores the multilayered interactions of politics, religion, ecology, technology, and human emotion, as the factions of the empire confront each other in a struggle for the control of Arrakis and its spice. Herbert wrote five
sequel A sequel is a work of literature, film, theatre, television, music or video game that continues the story of, or expands upon, some earlier work. In the common context of a narrative work of fiction, a sequel portrays events set in the same ...
s: ''
Dune Messiah ''Dune Messiah'' is a science fiction novel by American writer Frank Herbert, the second in his ''Dune'' series of six novels. A sequel to ''Dune'' (1965), it was originally serialized in ''Galaxy'' magazine in 1969, and then published by Putnam ...
'', '' Children of Dune'', '' God Emperor of Dune'', ''
Heretics of Dune ''Heretics of Dune'' is a 1984 science fiction novel by Frank Herbert, the fifth in his Dune (franchise), ''Dune'' series of six novels. It was ranked as the No. 13 hardcover fiction best seller of 1984 by ''The New York Times''. Fifteen hund ...
'', and '' Chapterhouse: Dune''. Following Herbert's death in 1986, his son
Brian Herbert Brian Patrick Herbert (born June 29, 1947) is an American author who lives in Washington state. He is the elder son of science fiction author Frank Herbert (who died in 1986). Brian Herbert's novels include ''Sidney's Comet'', ''Prisoners of Ar ...
and author
Kevin J. Anderson Kevin James Anderson (born March 27, 1962) is an American science fiction author. He has written spin-off novels for ''Star Wars'', ''StarCraft'', '' Titan A.E.'' and ''The X-Files'', and with Brian Herbert is the co-author of the ''Dune'' pre ...
continued the series in over a dozen additional novels since 1999. Adaptations of the novel to cinema have been notoriously difficult and complicated. In the 1970s, cult filmmaker Alejandro Jodorowsky attempted to make a
film A film also called a movie, motion picture, moving picture, picture, photoplay or (slang) flick is a work of visual art that simulates experiences and otherwise communicates ideas, stories, perceptions, feelings, beauty, or atmospher ...
based on the novel. After three years of development, the project was canceled due to a constantly growing budget. In 1984, a
film adaptation A film adaptation is the transfer of a work or story, in whole or in part, to a feature film. Although often considered a type of derivative work, film adaptation has been conceptualized recently by academic scholars such as Robert Stam as a dia ...
directed by
David Lynch David Keith Lynch (born January 20, 1946) is an American filmmaker, visual artist and actor. A recipient of an Academy Honorary Award in 2019, Lynch has received three Academy Award nominations for Best Director, and the César Award for Be ...
was released to a mostly negative response from critics and failed at the box office. The book was also adapted into the 2000
Sci-Fi Channel Syfy (formerly Sci-Fi Channel, later shortened to Sci Fi; stylized as SYFY) is an American basic cable channel owned by the NBCUniversal Television and Streaming division of Comcast's NBCUniversal through NBCUniversal Cable Entertainment. ...
miniseries '' Frank Herbert's Dune'' and its 2003 sequel ''
Frank Herbert's Children of Dune ''Frank Herbert's Children of Dune'' is a three-part science fiction miniseries written by John Harrison and directed by Greg Yaitanes, based on Frank Herbert's novels '' Dune Messiah'' (1969) and ''Children of Dune'' (1976). First broadcast i ...
'' (which combines the events of ''Dune Messiah'' and ''Children of Dune''). A second
film adaptation A film adaptation is the transfer of a work or story, in whole or in part, to a feature film. Although often considered a type of derivative work, film adaptation has been conceptualized recently by academic scholars such as Robert Stam as a dia ...
directed by
Denis Villeneuve Denis Villeneuve (; born October 3, 1967) is a Canadian filmmaker. He is a four-time recipient of the Canadian Screen Award (formerly Genie Award) for Best Direction, winning for '' Maelström'' in 2001, '' Polytechnique'' in 2009, ''Incendies ...
was released on October 21, 2021, to generally positive reviews from critics and grossed $401 million worldwide. It also went on to win six
Academy Awards The Academy Awards, better known as the Oscars, are awards for artistic and technical merit for the American and international film industry. The awards are regarded by many as the most prestigious, significant awards in the entertainment ind ...
. Villeneuve's film was essentially the first half of the original novel, and a
sequel A sequel is a work of literature, film, theatre, television, music or video game that continues the story of, or expands upon, some earlier work. In the common context of a narrative work of fiction, a sequel portrays events set in the same ...
, which will cover the remaining story, has begun production and is set for release in 2023. The series has been used as the basis for several board, role-playing, and video games. Since 2009, the names of planets from the ''Dune'' novels have been adopted for the real-life nomenclature of plains and other features on
Saturn Saturn is the sixth planet from the Sun and the second-largest in the Solar System, after Jupiter. It is a gas giant with an average radius of about nine and a half times that of Earth. It has only one-eighth the average density of Earth; h ...
's moon
Titan Titan most often refers to: * Titan (moon), the largest moon of Saturn * Titans, a race of deities in Greek mythology Titan or Titans may also refer to: Arts and entertainment Fictional entities Fictional locations * Titan in fiction, fictiona ...
.


Origins

After his novel ''
The Dragon in the Sea ''The Dragon in the Sea'' (1956), also known as ''Under Pressure'' from its serialization, is a novel by Frank Herbert. It was first serialized in ''Astounding'' magazine from 1955 to 1956, then reworked and published as a standalone novel in 19 ...
'' was published in 1957, Herbert traveled to Florence, Oregon, at the north end of the Oregon Dunes. Here, the
United States Department of Agriculture The United States Department of Agriculture (USDA) is the federal executive department responsible for developing and executing federal laws related to farming, forestry, rural economic development, and food. It aims to meet the needs of comme ...
was attempting to use poverty grasses to stabilize the
sand dunes A dune is a landform composed of wind- or water-driven sand. It typically takes the form of a mound, ridge, or hill. An area with dunes is called a dune system or a dune complex. A large dune complex is called a dune field, while broad, fl ...
. Herbert claimed in a letter to his literary agent, Lurton Blassingame, that the moving dunes could "swallow whole cities, lakes, rivers, highways." Herbert's article on the dunes, "They Stopped the Moving Sands", was never completed (and only published decades later in '' The Road to Dune''), but its research sparked Herbert's interest in ecology and deserts. Herbert further drew inspiration from Native American mentors like “Indian Henry” (as Herbert referred to the man to his son; likely a Henry Martin of the
Hoh tribe The Hoh or Chalá·at ("Those-Who-Live-on-the-Hoh River" or "People of the Hoh River") are a Native American tribe in western Washington state in the United States. The tribe lives on the Pacific Coast of Washington on the Olympic Peninsula. ...
) and Howard Hansen. Both Martin and Hansen grew up on the Quileute reservation near Herbert's hometown. According to historian Daniel Immerwahr, Hansen regularly shared his writing with Herbert. " White men are eating the earth,” Hansen told Herbert in 1958, after sharing a piece on the effect of logging on the Quileute reservation. “They’re gonna turn this whole planet into a wasteland, just like
North Africa North Africa, or Northern Africa is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region, and it is sometimes defined as stretching from the Atlantic shores of Mauritania in ...
.” The world could become a “big dune," Herbert responded in agreement. Herbert was also interested in the idea of the
superhero A superhero or superheroine is a stock character that typically possesses ''superpowers'', abilities beyond those of ordinary people, and fits the role of the hero, typically using his or her powers to help the world become a better place, ...
mystique and
messiah In Abrahamic religions, a messiah or messias (; , ; , ; ) is a saviour or liberator of a group of people. The concepts of '' mashiach'', messianism, and of a Messianic Age originated in Judaism, and in the Hebrew Bible, in which a ''mashiach ...
s. He believed that
feudalism Feudalism, also known as the feudal system, was the combination of the legal, economic, military, cultural and political customs that flourished in medieval Europe between the 9th and 15th centuries. Broadly defined, it was a way of structu ...
was a natural condition humans fell into, where some led and others gave up the responsibility of making decisions and just followed orders. He found that desert environments have historically given birth to several major religions with messianic impulses. He decided to join his interests together so he could play religious and ecological ideas against each other. In addition, he was influenced by the story of T. E. Lawrence and the “messianic overtones” in Lawrence's involvement in the
Arab Revolt The Arab Revolt ( ar, الثورة العربية, ) or the Great Arab Revolt ( ar, الثورة العربية الكبرى, ) was a military uprising of Arab forces against the Ottoman Empire in the Middle Eastern theatre of World War I. On ...
during
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was List of wars and anthropogenic disasters by death toll, one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, ...
. In an early version of ''Dune'', the hero was actually very similar to Lawrence of Arabia, but Herbert decided the plot was too straightforward and added more layers to his story. Herbert drew heavy inspiration also from Lesley Blanch's ''The Sabres of Paradise'' (1960), a
narrative history Narrative history is the practice of writing history in a story-based form. It tends to entail history-writing based on reconstructing series of short-term events, and ever since the influential work of Leopold von Ranke on professionalising histo ...
recounting a mid-19th century conflict in the Caucasus, between rugged Islamized
Turkic tribes The Turkic term ''oğuz'' or ''oğur'' (in z- and r-Turkic, respectively) is a historical term for "military division, clan, or tribe" among the Turkic peoples. With the Mongol invasions of 1206–21, the Turkic khaganates were replaced by M ...
and the expansive
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
. Language used on both sides of that conflict become terms in Herbert's world—''
chakobsa Chakobsa is a Northwest Caucasian (NWC) language (possibly in the Circassian subgroup). According to John Colarusso it is also known as ''shikwoshir'' or the 'hunting language' and was originally a secret language used only by the princes and no ...
'', a Caucasian hunting language, becomes a battle language of humans spread across the galaxy; ''kanly'', a word for blood feud in the 19th century Caucasus, represents a feud between Dune's noble Houses; ''sietch'' and ''tabir'' are both words for camp borrowed from
Ukrainian Cossacks The Zaporozhian Cossacks, Zaporozhian Cossack Army, Zaporozhian Host, (, or uk, Військо Запорізьке, translit=Viisko Zaporizke, translit-std=ungegn, label=none) or simply Zaporozhians ( uk, Запорожці, translit=Zaporoz ...
(of the
Pontic–Caspian steppe The Pontic–Caspian steppe, formed by the Caspian steppe and the Pontic steppe, is the steppeland stretching from the northern shores of the Black Sea (the Pontus Euxinus of antiquity) to the northern area around the Caspian Sea. It extend ...
). Herbert also borrowed some lines which Blanch stated were Caucasian proverbs. ''"To kill with the point lacked artistry"'', used by Blanch to describe the Caucasus peoples' love of swordsmanship, becomes in Dune ''"Killing with the tip lacks artistry"'', a piece of advice given to a young Paul during his training. ''"Polish comes from the city, wisdom from the hills"'', a Caucasian
aphorism An aphorism (from Greek ἀφορισμός: ''aphorismos'', denoting 'delimitation', 'distinction', and 'definition') is a concise, terse, laconic, or memorable expression of a general truth or principle. Aphorisms are often handed down by ...
, turns into a desert expression: ''"Polish comes from the cities, wisdom from the desert".'' Another significant source of inspiration for ''Dune'' was Herbert's experiences with
psilocybin Psilocybin ( , ) is a naturally occurring psychedelic prodrug compound produced by more than 200 species of fungi. The most potent are members of the genus ''Psilocybe'', such as '' P. azurescens'', '' P. semilanceata'', and '' P.&nbs ...
and his hobby of cultivating mushrooms, according to
mycologist Mycology is the branch of biology concerned with the study of fungi, including their genetic and biochemical properties, their taxonomy and their use to humans, including as a source for tinder, traditional medicine, food, and entheogens, as ...
Paul Stamets's account of meeting Herbert in the 1980s:
Frank went on to tell me that much of the premise of ''Dune''—the magic
spice A spice is a seed, fruit, root, bark, or other plant substance primarily used for flavoring or coloring food. Spices are distinguished from herbs, which are the leaves, flowers, or stems of plants used for flavoring or as a garnish. Spices a ...
(spores) that allowed the bending of space ( tripping), the giant sand worms (
maggot A maggot is the larva of a fly (order Diptera); it is applied in particular to the larvae of Brachycera flies, such as houseflies, cheese flies, and blowflies, rather than larvae of the Nematocera, such as mosquitoes and crane flies. En ...
s digesting mushrooms), the eyes of the Fremen (the cerulean blue of ''Psilocybe'' mushrooms), the mysticism of the female spiritual warriors, the Bene Gesserits (influenced by the tales of
Maria Sabina Maria may refer to: People * Mary, mother of Jesus * Maria (given name), a popular given name in many languages Place names Extraterrestrial *170 Maria, a Main belt S-type asteroid discovered in 1877 *Lunar maria (plural of ''mare''), large, da ...
and the sacred mushroom cults of Mexico)—came from his perception of the fungal life cycle, and his imagination was stimulated through his experiences with the use of
magic mushrooms Psilocybin mushrooms, commonly known as magic mushrooms, are a polyphyletic informal group of fungi that contain psilocybin which turns into psilocin upon ingestion. Biological genera containing psilocybin mushrooms include ''Psilocybe'', ...
.
Herbert spent the next five years researching, writing, and revising. He published a three-part serial ''Dune World'' in the monthly '' Analog'', from December 1963 to February 1964. The serial was accompanied by several illustrations that were not published again. After an interval of a year, he published the much slower-paced five-part ''The Prophet of Dune'' in the January–May 1965 issues. The first serial became "Book 1: Dune" in the final published ''Dune'' novel, and the second serial was divided into "Book Two: Muad'dib" and "Book Three: The Prophet". The serialized version was expanded, reworked, and submitted to more than twenty publishers, each of whom rejected it. The novel, ''Dune'', was finally accepted and published in August 1965 by
Chilton Books Chilton Company (AKA Chilton Printing Co., Chilton Publishing Co., Chilton Book Co. and Chilton Research Services) is a former publishing company, most famous for its trade magazines, and automotive manuals. It also provided conference and market ...
, a printing house better known for publishing auto repair manuals. Sterling Lanier, an editor at Chilton, had seen Herbert's manuscript and had urged his company to take a risk in publishing the book. However, the first printing, priced at , did not sell well and was poorly received by critics as being atypical of science fiction at the time. Chilton considered the publication of ''Dune'' a write-off and Lanier was fired. Over the course of time, the book gained critical acclaim, and its popularity spread by word-of-mouth to allow Herbert to start working full time on developing the sequels to ''Dune'', elements of which were already written alongside ''Dune''. At first Herbert considered using Mars as setting for his novel, but eventually decided to use a fictional planet instead. His son Brian said that "Readers would have too many preconceived ideas about that planet, due to the number of stories that had been written about it." Herbert dedicated his work "to the people whose labors go beyond ideas into the realm of 'real materials'—to the dry-land
ecologists This is a list of notable ecologists. A-D * John Aber (USA) * Aziz Ab'Saber ( Brazil) * Charles Christopher Adams (USA) * Warder Clyde Allee (USA) * Herbert G. Andrewartha ( Australia) * Sarah Martha Baker ( UK) * Fakhri A. Bazzaz (USA) ...
, wherever they may be, in whatever time they work, this effort at prediction is dedicated in humility and admiration."


Plot

Duke Leto Atreides of House Atreides, ruler of the ocean planet Caladan, is assigned by the Padishah Emperor Shaddam IV to serve as fief ruler of the planet Arrakis. Although Arrakis is a harsh and inhospitable
desert planet A desert planet, also known as a dry planet, an arid planet, or a dune planet, is a theoretical type of terrestrial planet with a surface consistency similar to Earth's hot deserts. History A 2011 study suggested that not only are life-sustaini ...
, it is of enormous importance because it is the only planetary source of melange, or the "spice", a unique and incredibly valuable substance that extends human youth, vitality and lifespan. It is also through the consumption of spice that
Spacing Guild The Spacing Guild is an organization in Frank Herbert's science fiction ''Dune'' universe which possesses a monopoly on interstellar travel and banking. Guild Navigators (alternately Guildsmen or Steersmen) use the drug melange (also called "th ...
Navigators are able to effect safe interstellar travel. Shaddam sees House Atreides as a potential future rival and threat, and conspires with House Harkonnen, the former stewards of Arrakis and the longstanding enemies of House Atreides, to destroy Leto and his family after their arrival. Leto is aware his assignment is a trap of some kind, but is compelled to obey the Emperor’s orders anyway. Leto's
concubine Concubinage is an interpersonal and sexual relationship between a man and a woman in which the couple does not want, or cannot enter into a full marriage. Concubinage and marriage are often regarded as similar but mutually exclusive. Concubi ...
Lady Jessica is an acolyte of the Bene Gesserit, an exclusively female group that pursues mysterious political aims and wields seemingly
superhuman The term superhuman refers to humans or human-like beings with enhanced qualities and abilities that exceed those naturally found in humans. These qualities may be acquired through natural ability, self-actualization or technological aids. Th ...
physical and mental abilities, such as the ability to decide the gender of their children. Though Jessica was instructed by the Bene Gesserit to bear a daughter as part of their
breeding program A breeding program is the planned breeding of a group of animals or plants, usually involving at least several individuals and extending over several generations. There are a couple of breeding methods, such as artificial (which is man made) and ...
, out of love for Leto she bore a son, Paul. From a young age, Paul has been trained in warfare by Leto's aides, the elite soldiers Duncan Idaho and Gurney Halleck. Thufir Hawat, the Duke's Mentat (people with superhuman intelligence), has instructed Paul in the ways of political intrigue. Jessica has also trained her son in what Bene Gesserit disciplines she can. His prophetic dreams interest Jessica's superior, the
Reverend Mother An abbess (Latin: ''abbatissa''), also known as a mother superior, is the female superior of a community of Catholic nuns in an abbey. Description In the Catholic Church (both the Latin Church and Eastern Catholic), Eastern Orthodox, Coptic ...
Gaius Helen Mohiam. She subjects Paul to the gom jabbar, a deadly test that causes blinding pain as part of an assessment of the subject's self-control. To her surprise, Paul passes despite being exposed to more pain than any others before him. Leto, Jessica, and Paul travel with their household to occupy Arrakeen, the capital on Arrakis formerly held by House Harkonnen. Leto learns of the dangers involved in harvesting the spice, which is protected by giant sandworms, and negotiates with the planet's native Fremen people, seeing them as a valuable ally rather than foes. Soon after the Atreides' arrival, Harkonnen forces attack, joined by the Emperor's ferocious Sardaukar troops in disguise. Leto is betrayed by his personal physician, the
Suk doctor This is a list of terminology used in the fictional ''Dune'' universe created by Frank Herbert, the primary source being "Terminology of the Imperium", the glossary contained in the novel ''Dune'' (1965). ''Dune'' word construction could be clas ...
Wellington Yueh The following is a list of secondary fictional characters from the science fiction media franchise ''Dune'' created by Frank Herbert. The characters listed originate in Herbert's novel series (1965–1985), but some also appear in the ''Prelude to ...
, who delivers a drugged Leto to the Baron Vladimir Harkonnen and his twisted Mentat, Piter De Vries. Yueh, however, arranges for Jessica and Paul to escape into the desert, where they are presumed dead by the Harkonnens. Yueh replaces one of Leto's teeth with a poison gas capsule, hoping Leto can kill the Baron during their encounter. The Baron narrowly avoids the gas due to his shield, which instead kills Leto, De Vries, and others. The Baron forces Hawat to take over De Vries' position by dosing him with a long-lasting, fatal poison and threatening to withhold the regular antidote doses unless he obeys. While he follows the Baron's orders, Hawat works secretly to undermine the Harkonnens. After fleeing into the desert, Paul realizes he has significant powers as a result of the Bene Gesserit breeding scheme, inadvertently caused by Jessica bearing a son and his exposure to high concentrations of spice. In visions, he foresees futures in which he lives among the planet's native Fremen, and is also informed of the addictive qualities of the spice. It is revealed Jessica is the daughter of Baron Harkonnen, a secret kept from her by the Bene Gesserit. After being captured by Fremen, Paul and Jessica are accepted into the Fremen community of
Sietch Tabr Arrakis ()—informally known as Dune and later called Rakis—is a fictional desert planet featured in the ''Dune'' series of novels by Frank Herbert. Herbert's first novel in the series, 1965's ''Dune'', is considered one of the greatest scien ...
, and teach them the Bene Gesserit fighting technique known as the "
weirding way The Bene Gesserit () refers to a key social, religious, and political force in Frank Herbert's fictional ''Dune'' universe. The group is an exclusive sisterhood whose members train their bodies and minds through years of physical and mental ...
". Paul proves his manhood by killing a Fremen named Jamis in a ritualistic crysknife fight and chooses the Fremen name Muad'Dib, while Jessica opts to undergo a ritual to become a Reverend Mother by drinking the poisonous Water of Life. Pregnant with Leto's daughter, she inadvertently causes the unborn child,
Alia Alia or ALIA may refer to: People * Alia (name), a list of people with the surname or given name Places *Alia, Sicily, Italy, a comune * Alia (Phrygia), a town of ancient Phrygia which remains a Roman Catholic titular bishopric * Alía, Spain, a ...
, to become infused with the same powers in the womb. Paul takes a Fremen lover, Chani, and has a son with her, Leto II. Two years pass and Paul's powerful prescience manifests, which confirms for the Fremen that he is their prophesied
messiah In Abrahamic religions, a messiah or messias (; , ; , ; ) is a saviour or liberator of a group of people. The concepts of '' mashiach'', messianism, and of a Messianic Age originated in Judaism, and in the Hebrew Bible, in which a ''mashiach ...
, a legend planted by the Bene Gesserit's Missionaria Protectiva. Paul embraces his father's belief that the Fremen could be a powerful fighting force to take back Arrakis, but also sees that if he does not control them, their
jihad Jihad (; ar, جهاد, jihād ) is an Arabic word which literally means "striving" or "struggling", especially with a praiseworthy aim. In an Islamic context, it can refer to almost any effort to make personal and social life conform with G ...
could consume the entire universe. Word of the new Fremen leader reaches both Baron Harkonnen and the Emperor as spice production falls due to their increasingly destructive raids. The Baron encourages his brutish nephew
Glossu Rabban The following is a list of secondary fictional characters from the science fiction media franchise ''Dune'' created by Frank Herbert. The characters listed originate in Herbert's novel series (1965–1985), but some also appear in the ''Prelude to ...
to rule with an iron fist, hoping the contrast with his shrewder nephew Feyd-Rautha will make the latter popular among the people of Arrakis when he eventually replaces Rabban. The Emperor, suspecting the Baron of trying to create troops more powerful than the Sardaukar to seize power, sends spies to monitor activity on Arrakis. Hawat uses the opportunity to sow seeds of doubt in the Baron about the Emperor's true plans, putting further strain on their alliance. Gurney, having survived the Harkonnen coup to become a smuggler, reunites with Paul and Jessica after a Fremen raid on his harvester. Believing Jessica to be the traitor, Gurney threatens to kill her, but is stopped by Paul. Paul did not foresee Gurney's attack, and concludes he must increase his prescience by drinking the Water of Life, which is traditionally fatal to males. Paul falls into unconsciousness for several weeks after drinking the poison, but when he wakes, he has clairvoyance across time and space: he is the Kwisatz Haderach, the ultimate goal of the Bene Gesserit breeding program. Paul senses the Emperor and Baron are amassing fleets around Arrakis to quell the Fremen rebellion, and prepares the Fremen for a major offensive against the Harkonnen troops. The Emperor arrives with the Baron on Arrakis. The Emperor’s troops seize a Fremen outpost, killing many including young Leto II, while Alia is captured and taken to the Emperor. Under cover of an electric storm, which shorts out the Emperor's troops' defensive shields, Paul and the Fremen, riding giant sandworms, assault the capital while Alia assassinates the Baron and escapes. The Fremen quickly defeat both the Harkonnen and Sardaukar troops. Paul faces the Emperor, threatening to destroy spice production forever unless Shaddam abdicates the throne. Feyd-Rautha attempts to stop Paul by challenging him to a ritualistic
knife fight A knife fight is a violent physical confrontation between two or more combatants in which one or more participants is armed with a knife.MacYoung, Marc, ''Winning A Street Knife Fight'', (Digital format, 70 min.), Boulder, CO: Paladin Press, (J ...
, during which he attempts to cheat and kill Paul with a poison spur in his belt. Paul gains the upper hand and kills him. The Emperor reluctantly cedes the throne to Paul and promises his daughter Princess Irulan's hand in marriage. As Paul takes control of the Empire, he realizes that while he has achieved his goal, he is no longer able to stop the Fremen jihad, as their belief in him is too powerful to restrain.


Characters

;House Atreides *
Paul Atreides Paul Atreides (; later known as Paul Muad'Dib, and later still as The Preacher) is a fictional character in the ''Dune'' universe created by Frank Herbert. Paul is the primary protagonist in the first two novels in the series, ''Dune'' (1965) ...
, the Duke's son, and main character of the novel * Duke Leto Atreides, head of House Atreides * Lady Jessica, Bene Gesserit and
concubine Concubinage is an interpersonal and sexual relationship between a man and a woman in which the couple does not want, or cannot enter into a full marriage. Concubinage and marriage are often regarded as similar but mutually exclusive. Concubi ...
of the Duke, mother of Paul and Alia *
Alia Atreides Alia Atreides is a fictional character in the ''Dune'' universe created by Frank Herbert. Introduced in the first novel of the series, 1965's '' Dune'', the character was originally killed in Herbert's first version of the manuscript. At the ...
, Paul's younger sister * Thufir Hawat, Mentat and Master of Assassins to House Atreides * Gurney Halleck, staunchly loyal troubadour warrior of the Atreides * Duncan Idaho, Swordmaster for House Atreides, graduate of the Ginaz School *
Wellington Yueh The following is a list of secondary fictional characters from the science fiction media franchise ''Dune'' created by Frank Herbert. The characters listed originate in Herbert's novel series (1965–1985), but some also appear in the ''Prelude to ...
,
Suk doctor This is a list of terminology used in the fictional ''Dune'' universe created by Frank Herbert, the primary source being "Terminology of the Imperium", the glossary contained in the novel ''Dune'' (1965). ''Dune'' word construction could be clas ...
for the Atreides who is secretly working for House Harkonnen ;House Harkonnen * Baron Vladimir Harkonnen, head of House Harkonnen * Piter De Vries, twisted Mentat * Feyd-Rautha, nephew and heir-presumptive of the Baron * Glossu "Beast" Rabban, also called Rabban Harkonnen, older nephew of the Baron * Iakin Nefud, Captain of the Guard ;House Corrino * Shaddam IV, Padishah Emperor of the Known Universe (the Imperium) * Princess Irulan, Shaddam's eldest daughter and heir, also a historian *
Count Fenring Count Hasimir Fenring is a fictional character in the ''Dune'' universe created by Frank Herbert. He is featured in the 1965 science fiction novel ''Dune'' by Frank Herbert, and is also a key character in the ''Prelude to Dune'' trilogy by Brian ...
, the Emperor's closest friend, advisor, and "errand boy" ;Bene Gesserit *
Reverend Mother An abbess (Latin: ''abbatissa''), also known as a mother superior, is the female superior of a community of Catholic nuns in an abbey. Description In the Catholic Church (both the Latin Church and Eastern Catholic), Eastern Orthodox, Coptic ...
Gaius Helen Mohiam, Proctor Superior of the Bene Gesserit school and the Emperor's Truthsayer * Lady
Margot Fenring Margot, Lady Fenring is a fictional character from the ''Dune'' universe created by Frank Herbert. She is featured in Herbert's ''Dune'' (1965), and is a major character in the ''Prelude to Dune'' prequel trilogy (1999–2001) and the 2008 novel ...
, Bene Gesserit wife of Count Fenring ;Fremen * The Fremen, native inhabitants of Arrakis * Stilgar, Fremen leader of
Sietch Tabr Arrakis ()—informally known as Dune and later called Rakis—is a fictional desert planet featured in the ''Dune'' series of novels by Frank Herbert. Herbert's first novel in the series, 1965's ''Dune'', is considered one of the greatest scien ...
* Chani, Paul's Fremen concubine and a Sayyadina (female acolyte) of Sietch Tabr * Dr.
Liet-Kynes The following is a list of secondary fictional characters from the science fiction media franchise ''Dune'' created by Frank Herbert. The characters listed originate in Herbert's novel series (1965–1985), but some also appear in the ''Prelude to ...
, the Imperial Planetologist on Arrakis and father of Chani, as well as a revered figure among the Fremen * The Shadout Mapes, head housekeeper of imperial residence on Arrakis * Jamis, Fremen killed by Paul in ritual duel * Harah, wife of Jamis and later servant to Paul * Reverend Mother Ramallo, religious leader of Sietch Tabr ;Smugglers * Esmar Tuek, a powerful smuggler and the father of Staban Tuek * Staban Tuek, the son of Esmar Tuek and a powerful smuggler who befriends and takes in Gurney Halleck and his surviving men after the attack on the Atreides


Themes and influences

The ''Dune'' series is a landmark of
science fiction Science fiction (sometimes shortened to Sci-Fi or SF) is a genre of speculative fiction which typically deals with imaginative and futuristic concepts such as advanced science and technology, space exploration, time travel, parallel uni ...
. Herbert deliberately suppressed technology in his ''Dune'' universe so he could address the politics of humanity, rather than the future of humanity's technology. For example, a key pre-history event to the novel's present is the "Butlerian Jihad", in which all robots and computers were destroyed, eliminating these common elements to science fiction from the novel as to allow focus on humanity. ''Dune'' considers the way humans and their institutions might change over time. Director
John Harrison John Harrison ( – 24 March 1776) was a self-educated English carpenter and clockmaker who invented the marine chronometer, a long-sought-after device for solving the problem of calculating longitude while at sea. Harrison's solution revo ...
, who adapted ''Dune'' for
Syfy Syfy (formerly Sci-Fi Channel, later shortened to Sci Fi; stylized as SYFY) is an American basic cable channel owned by the NBCUniversal Television and Streaming division of Comcast's NBCUniversal through NBCUniversal Cable Entertainment. La ...
's 2000 miniseries, called the novel a universal and timeless reflection of "the human condition and its moral dilemmas", and said: But ''Dune'' has also been called a mix of soft and
hard science fiction Hard science fiction is a category of science fiction characterized by concern for scientific accuracy and logic. The term was first used in print in 1957 by P. Schuyler Miller in a review of John W. Campbell's ''Islands of Space'' in the Novemb ...
since "the attention to ecology is hard, the anthropology and the psychic abilities are soft." Hard elements include the ecology of Arrakis, suspensor technology, weapon systems, and ornithopters, while soft elements include issues relating to religion, physical and mental training, cultures, politics, and psychology. Herbert said Paul's messiah figure was inspired by the Arthurian legend, and that the scarcity of water on Arrakis was a metaphor for oil, as well as air and water itself, and for the shortages of resources caused by
overpopulation Overpopulation or overabundance is a phenomenon in which a species' population becomes larger than the carrying capacity of its environment. This may be caused by increased birth rates, lowered mortality rates, reduced predation or large scale ...
. Novelist
Brian Herbert Brian Patrick Herbert (born June 29, 1947) is an American author who lives in Washington state. He is the elder son of science fiction author Frank Herbert (who died in 1986). Brian Herbert's novels include ''Sidney's Comet'', ''Prisoners of Ar ...
, his son and biographer, wrote: Each chapter of ''Dune'' begins with an epigraph excerpted from the fictional writings of the character Princess Irulan. In forms such as diary entries, historical commentary, biography, quotations and philosophy, these writings set tone and provide exposition, context and other details intended to enhance understanding of Herbert's complex fictional universe and themes. They act as foreshadowing and invite the reader to keep reading to close the gap between what the epigraph says and what is happening in the main narrative. The epigraphs also give the reader the feeling that the world they are reading about is epically distanced, since Irulan writes about an idealized image of Paul as if he had already passed into memory. Brian Herbert wrote: "Dad told me that you could follow any of the novel's layers as you read it, and then start the book all over again, focusing on an entirely different layer. At the end of the book, he intentionally left loose ends and said he did this to send the readers spinning out of the story with bits and pieces of it still clinging to them, so that they would want to go back and read it again."


Middle-Eastern and Islamic references

Due to the similarities between some of Herbert's terms and ideas and actual words and concepts in the Arabic language, as well as the series' "Islamic Subtext, undertones" and themes, a Middle-Eastern influence on Herbert's works has been noted repeatedly. In his descriptions of the Fremen culture and language, Herbert uses both authentic Arabic words and Arabic-sounding words. For example, one of the names for the sandworm, Shai-hulud, is derived from or . The title of the Fremen housekeeper, the Shadout Mapes, is borrowed from the , the Egyptian Arabic, Egyptian term for a device used to raise water. In particular, words related to the messianic religion of the Fremen, first implanted by the Bene Gesserit, are taken from Arabic, including Muad'Dib (from ), Usul (from ), Shari-a (from ), Shaitan (from , and jinn (from ). It is likely Herbert relied on second-hand resources such as phrasebooks and desert adventure stories to find these Arabic words and phrases for the Fremen. They are meaningful and carefully chosen, and help create an "imagined desert culture that resonates with exotic sounds, enigmas, and pseudo-Islamic references" and has a distinctly Bedouin aesthetic. As a foreigner who adopts the ways of a desert-dwelling people and then leads them in a military capacity, Paul Atreides bears many similarities to the historical T. E. Lawrence. His 1962 biopic ''Lawrence of Arabia (film), Lawrence of Arabia'' has also been identified as a potential influence. ''The Sabres of Paradise'' (1960) has also been identified as a potential influence upon ''Dune'', with its depiction of Imam Shamil and the Islamic culture of the Caucasus inspiring some of the themes, characters, events and terminology of ''Dune''. The environment of the desert planet Arrakis was primarily inspired by the environments of the Middle East. Similarly Arrakis as a bioregion is presented as a particular kind of political site. Herbert has made it resemble a desertified petrostate area. The Fremen people of Arrakis were influenced by the Bedouin tribes of Arabia, and the Mahdi prophecy originates from Islamic eschatology. Inspiration is also adopted from medieval historian Ibn Khaldun's cyclical history and his Asabiyyah, dynastic concept in North Africa, hinted at by Herbert's reference to Khaldun's book Kitab al-ibar, Kitāb al-ʿibar ("The Book of Lessons"). The fictionalized version of the "Kitab al-ibar" in ''Dune'' is a combination of a Fremen religious manual and a desert survival book.


Additional language and historic influences

In addition to Arabic, ''Dune'' derives words and names from a variety of other languages, including Hebrew language, Hebrew, Navajo language, Navajo, Latin, Dutch language, Dutch (“''Landsraad''”), Chakobsa, the Nahuatl language of the Aztecs, Greek language, Greek, Persian language, Persian, Sanskrit (“prana bindu”, “prajna”), Russian language, Russian, Turkish language, Turkish, Finnish language, Finnish, and Old English. ''Bene Gesserit'' is derived from the Latin meaning "it will have been well borne" symbolizing their doctrine in the story. Through the inspiration from ''The Sabres of Paradise'', there are also allusions to the tsarist-era Russian nobility and Cossacks. Frank Herbert stated that bureaucracy that lasted long enough would become a hereditary nobility, and a significant theme behind the aristocratic families in ''Dune'' was "aristocratic bureaucracy" which he saw as analogous to the Soviet Union.


Environmentalism and ecology

''Dune'' has been called the "first planetary ecology novel on a grand scale". Herbert hoped it would be seen as an "Environmentalism, environmental awareness handbook" and said the title was meant to "echo the sound of 'doom'". It was reviewed in the best selling countercultural Whole Earth Catalog in 1968 as a "rich re-readable fantasy with clear portrayal of the fierce environment it takes to cohere a community”. After the publication of ''Silent Spring'' by Rachel Carson in 1962, science fiction writers began treating the subject of ecological change and its consequences. ''Dune'' responded in 1965 with its complex descriptions of Arrakis life, from giant sandworms (for whom water is deadly) to smaller, mouse-like life forms adapted to live with limited water. ''Dune'' was followed in its creation of complex and unique ecologies by other science fiction books such as ''A Door into Ocean'' (1986) and ''Red Mars'' (1992). Environmentalists have pointed out that ''Dune'' popularity as a novel depicting a planet as a complex—almost living—thing, in combination with the first images of Earth from space being published in the same time period, strongly influenced environmental movements such as the establishment of the international Earth Day. While the genre of climate fiction was popularized in the 2010s in response to real global climate change, ''Dune'' as well as other early science fiction works from authors like J. G. Ballard (''The Drowned World'') and Kim Stanley Robinson (the Mars trilogy, ''Mars'' trilogy) have retroactively been considered pioneering examples of the genre.


Declining empires

The Imperium in ''Dune'' contains features of various empires in Europe and the near East, including the Roman Empire, Holy Roman Empire, and Ottoman Empire. Lorenzo DiTommaso compared ''Dune'' portrayal of the downfall of a galactic empire to Edward Gibbon's ''Decline and Fall of the Roman Empire,'' which argues that Christianity allied with the profligacy of the Roman elite led to the fall of Ancient Rome. In "The Articulation of Imperial Decadence and Decline in Epic Science Fiction" (2007), DiTommaso outlines similarities between the two works by highlighting the excesses of the Emperor on his home planet of Kaitain and of the Baron Harkonnen in his palace. The Emperor loses his effectiveness as a ruler through an excess of ceremony and pomp. The hairdressers and attendants he brings with him to Arrakis are even referred to as "parasites". The Baron Harkonnen is similarly corrupt and materially indulgent. Gibbon's ''Decline and Fall'' partly blames the fall of Rome on the rise of Christianity. Gibbon claimed that this exotic import from a conquered province weakened the soldiers of Rome and left it open to attack. The Emperor's Sardaukar fighters are little match for the Fremen of Dune not only because of the Sardaukar's overconfidence and the fact that Jessica and Paul have trained the Fremen in their battle tactics, but because of the Fremen's capacity for self-sacrifice. The Fremen put the community before themselves in every instance, while the world outside wallows in luxury at the expense of others. The decline and long peace of the Empire sets the stage for revolution and renewal by genetic mixing of successful and unsuccessful groups through war, a process culminating in the Jihad led by Paul Atreides, described by Frank Herbert as depicting "war as a collective orgasm" (drawing on Norman Walter's 1950 ''The Sexual Cycle of Human Warfare''), themes that would reappear in '' God Emperor of Dune'' The Scattering, Scattering and Leto II's all-female Fish Speaker army.


Gender dynamics

Gender dynamics are complex in ''Dune''. Within the Fremen sietch communities, women have almost full equality. They carry weapons and travel in raiding parties with men, fighting when necessary alongside the men. They can take positions of leadership as a Sayyadina or as a Reverend Mother (if she can survive the ritual of ingesting the Water of Life.) Both of these sietch religious leaders are routinely consulted by the all-male Council and can have a decisive voice in all matters of sietch life, security and internal politics. They are also protected by the entire community. Due to the high mortality rate among their men, women outnumber men in most sietches. Polygamy is common, and sexual relationships are voluntary and consensual; as Stilgar says to Jessica, “women among us are not taken against their will.” In contrast, the Imperial aristocracy leaves young women of noble birth very little agency. Frequently trained by the Bene Gesserit, they are raised to eventually marry other aristocrats. Marriages between Major and Minor Houses are political tools to forge alliances or heal old feuds; women are given very little say in the matter. Many such marriages are quietly maneuvered by the Bene Gesserit to produce offspring with some genetic characteristics needed by the sisterhood’s human-breeding program. In addition, such highly-placed sisters were in a position to subtly influence their husbands’ actions in ways that could move the politics of the Imperium toward Bene Gesserit goals. The gom jabbar test of humanity is administered by the female Bene Gesserit order but rarely to males. The Bene Gesserit have seemingly mastered the unconscious and can play on the unconscious weaknesses of others using the Voice, yet their breeding program seeks after a male Kwisatz Haderach. Their plan is to produce a male who can “possess complete racial memory, both male and female,” and look into the black hole in the collective unconscious that they fear. A central theme of the book is the connection, in Jessica's son, of this female aspect with his male aspect. This aligns with concepts in Jungian psychology, which features conscious/unconscious and taking/giving roles associated with males and females, as well as the idea of the collective unconscious. Paul's approach to power consistently requires his upbringing under the matriarchal Bene Gesserit, who operate as a long-dominating Shadow government (conspiracy), shadow government behind all of the great houses and their marriages or divisions. He is trained by Jessica in the Bene Gesserit Way, which includes prana-bindu training in nerve and muscle control and precise perception. Paul also receives Mentat training, thus helping prepare him to be a type of androgynous Kwisatz Haderach, a male Reverend Mother. In a Bene Gesserit test early in the book, it is implied that people are generally "inhuman" in that they irrationally place desire over self-interest and reason. This applies Herbert's philosophy that humans are not created equal, while equal justice and equal opportunity are higher ideals than mental, physical, or moral equality.


Heroism

Throughout Paul's rise to superhuman status, he follows a plotline common to many monomyth, stories describing the birth of a hero. He has unfortunate circumstances forced onto him. After a long period of hardship and exile, he confronts and defeats the source of evil in his tale. As such, ''Dune'' is representative of a general trend beginning in 1960s American science fiction in that it features a character who attains godlike status through scientific means. Eventually, Paul Atreides gains a level of omniscience which allows him to take over the planet and the galaxy, and causes the Fremen of Arrakis to worship him like a god. Author Frank Herbert said in 1979, "The bottom line of the ''Dune'' trilogy is: beware of heroes. Much better [to] rely on your own judgment, and your own mistakes." He wrote in 1985, "''Dune'' was aimed at this whole idea of the infallible leader because my view of history says that mistakes made by a leader (or made in a leader's name) are amplified by the numbers who follow without question." Juan A. Prieto-Pablos says Herbert achieves a new typology with Paul's superpowers, differentiating the heroes of ''Dune'' from earlier heroes such as Superman, A. E. van Vogt, van Vogt's Gilbert Gosseyn and Henry Kuttner's telepaths. Unlike previous superheroes who acquire their powers suddenly and accidentally, Paul's are the result of "painful and slow personal progress." And unlike other superheroes of the 1960s—who are the exception among ordinary people in their respective worlds—Herbert's characters grow their powers through "the application of mystical philosophies and techniques." For Herbert, the ordinary person can develop incredible fighting skills (Fremen, Ginaz swordsmen and Sardaukar) or mental abilities (Bene Gesserit, Mentats, Spacing Guild Navigators).


Zen and religion

Early in his newspaper career, Herbert was introduced to Zen by two Jungian psychologists, Ralph and Irene Slattery, who "gave a crucial boost to his thinking". Zen teachings ultimately had "a profound and continuing influence on [Herbert's] work". Throughout the ''Dune'' series and particularly in ''Dune'', Herbert employs concepts and forms borrowed from Zen Buddhism. The Fremen are Zensunni adherents, and many of Herbert's epigraphs are Zen-spirited. In "''Dune'' Genesis", Frank Herbert wrote: Brian Herbert called the ''Dune'' universe "a spiritual melting pot", noting that his father incorporated elements of a variety of religions, including Buddhism, Sufism, Sufi mysticism and other Islamic belief systems, Catholicism, Protestantism, Judaism, and Hinduism. He added that Frank Herbert's fictional future in which "religious beliefs have combined into interesting forms" represents the author's solution to eliminating arguments between religions, each of which claimed to have "the one and only revelation."


Asimov's ''Foundation''

Tim O'Reilly suggests that Herbert also wrote ''Dune'' as a counterpoint to Isaac Asimov's Foundation series, ''Foundation'' series. In his monograph on Frank Herbert, O'Reilly wrote that "''Dune'' is clearly a commentary on the ''Foundation'' trilogy. Herbert has taken a look at the same imaginative situation that provoked Asimov's classic—the decay of a galactic empire—and restated it in a way that draws on different assumptions and suggests radically different conclusions. The twist he has introduced into ''Dune'' is that List of Foundation series characters#The Mule, the Mule, not the Foundation, is his hero." According to O'Reilly, Herbert bases the Bene Gesserit on the scientific shamans of the Foundation, though they use biological rather than statistical science. In contrast to the ''Foundation'' series and its praise of science and rationality, ''Dune'' proposes that the unconscious and unexpected are actually what are needed for humanity. However, both works contain a similar theme of the restoration of civilization and seem to make the fundamental assumption that “political maneuvering, the need to control material resources, and friendship or mating bonds will be fundamentally the same in the future as they are now.”


Critical reception

''Dune'' tied with
Roger Zelazny Roger Joseph Zelazny (May 13, 1937 – June 14, 1995) was an American poet and writer of fantasy and science fiction short stories and novels, best known for ''The Chronicles of Amber''. He won the Nebula Award three times (out of 14 nomin ...
's '' This Immortal'' for the
Hugo Award The Hugo Award is an annual literary award for the best science fiction or fantasy works and achievements of the previous year, given at the World Science Fiction Convention and chosen by its members. The Hugo is widely considered the premier ...
in 1966 and won the inaugural
Nebula Award for Best Novel The Nebula Award for Best Novel is given each year by the Science Fiction and Fantasy Writers of America (SFWA) for science fiction or fantasy novels. A work of fiction is considered a novel by the organization if it is 40,000 words or longer; a ...
. Reviews of the novel have been largely positive, and ''Dune'' is considered by some critics to be the best science fiction book ever written. The novel has been translated into dozens of languages, and has sold almost 20 million copies. ''Dune'' has been regularly cited as one of the world's best-selling science fiction novels. Arthur C. Clarke described ''Dune'' as "unique" and wrote, "I know nothing comparable to it except ''The Lord of the Rings''." Robert A. Heinlein described the novel as "powerful, convincing, and most ingenious." It was described as "one of the monuments of modern science fiction" by the ''Chicago Tribune'', and P. Schuyler Miller called ''Dune'' "one of the landmarks of modern science fiction ... an amazing feat of creation." ''The Washington Post'' described it as "a portrayal of an alien society more complete and deeply detailed than any other author in the field has managed ... a story absorbing equally for its action and philosophical vistas ... An astonishing science fiction phenomenon." Algis Budrys praised ''Dune'' for the vividness of its imagined setting, saying "The time lives. It breathes, it speaks, and Herbert has smelt it in his nostrils". He found that the novel, however, "turns flat and tails off at the end. ... [T]ruly effective villains simply simper and melt; fierce men and cunning statesmen and seeresses all bend before this new Messiah". Budrys faulted in particular Herbert's decision to kill Paul's infant son offstage, with no apparent emotional impact, saying "you cannot be so busy saving a world that you cannot hear an infant shriek". After criticizing unrealistic science fiction, Carl Sagan in 1978 listed ''Dune'' as among stories "that are so tautly constructed, so rich in the accommodating details of an unfamiliar society that they sweep me along before I have even a chance to be critical". ''The Louisville Times'' wrote, "Herbert's creation of this universe, with its intricate development and analysis of ecology, religion, politics, and philosophy, remains one of the supreme and seminal achievements in science fiction." Writing for ''The New Yorker'', Jon Michaud praises Herbert's "clever authorial decision" to exclude robots and computers ("two staples of the genre") from his fictional universe, but suggests that this may be one explanation why ''Dune'' lacks "true fandom among science-fiction fans" to the extent that it "has not penetrated popular culture in the way that ''The Lord of the Rings'' and ''Star Wars'' have". Tamara I. Hladik wrote that the story "crafts a universe where lesser novels promulgate excuses for sequels. All its rich elements are in balance and plausible—not the patchwork confederacy of made-up languages, contrived customs, and meaningless histories that are the hallmark of so many other, lesser novels." On November 5, 2019, the ''BBC News'' listed ''Dune'' on its list of the BBC list of 100 'most inspiring' novels, 100 most influential novels. J. R. R. Tolkien refused to review ''Dune'', on the grounds that he disliked it "with some intensity" and thus felt it would be unfair to Herbert, another working author, if he gave an honest review of the book.


First edition prints and manuscripts

The first edition of ''Dune'' is one of the most valuable in science fiction book collecting. Copies have been sold for more than $10,000 at auction. The Chilton first edition of the novel is tall, with bluish green boards and a price of $5.95 on the dust jacket, and notes Toronto as the Canadian publisher on the copyright page. Up to this point, Chilton had been publishing only automobile repair manuals. California State University, Fullerton's Pollack Library has several of Herbert's draft manuscripts of ''Dune'' and other works, with the author's notes, in their Frank Herbert Archives.


Sequels and prequels

After ''Dune'' proved to be a critical and financial success for Herbert, he was able to devote himself full time to writing additional novels in the series. He had already drafted parts of the second and third while writing ''Dune''. The series included ''
Dune Messiah ''Dune Messiah'' is a science fiction novel by American writer Frank Herbert, the second in his ''Dune'' series of six novels. A sequel to ''Dune'' (1965), it was originally serialized in ''Galaxy'' magazine in 1969, and then published by Putnam ...
'' (1969), '' Children of Dune'' (1976), '' God Emperor of Dune'' (1981), ''
Heretics of Dune ''Heretics of Dune'' is a 1984 science fiction novel by Frank Herbert, the fifth in his Dune (franchise), ''Dune'' series of six novels. It was ranked as the No. 13 hardcover fiction best seller of 1984 by ''The New York Times''. Fifteen hund ...
'' (1984), and '' Chapterhouse: Dune'' (1985), each sequentially continuing on the narrative from ''Dune''. Herbert died on February 11, 1986. Herbert's son,
Brian Herbert Brian Patrick Herbert (born June 29, 1947) is an American author who lives in Washington state. He is the elder son of science fiction author Frank Herbert (who died in 1986). Brian Herbert's novels include ''Sidney's Comet'', ''Prisoners of Ar ...
, had found several thousand pages of notes left by his father that outlined ideas for other narratives related to ''Dune''. Brian Herbert enlisted author
Kevin J. Anderson Kevin James Anderson (born March 27, 1962) is an American science fiction author. He has written spin-off novels for ''Star Wars'', ''StarCraft'', '' Titan A.E.'' and ''The X-Files'', and with Brian Herbert is the co-author of the ''Dune'' pre ...
to help build out prequel novels to the events of ''Dune''. Brian Herbert's and Anderson's Dune prequel series, ''Dune'' prequels first started publication in 1999, and have led to additional stories that take place between those of Frank Herbert's books. The notes for what would have been ''Dune 7'' also enabled them to publish ''Hunters of Dune'' (2006) and ''Sandworms of Dune'' (2007), sequels to Frank Herbert's final novel ''Chapterhouse: Dune'', which complete the chronological progression of his original series, and wrap up storylines that began in ''Heretics of Dune''.


Adaptations

''Dune'' has been considered as an "Unfilmability, unfilmable" and "uncontainable" work to adapt from novel to film or other visual medium. Described by ''Wired (magazine), Wired'', "It has four appendices and a glossary of its own gibberish, and its action takes place on two planets, one of which is a desert overrun by worms the size of airport runways. Lots of important people die or try to kill each other, and they're all tethered to about eight entangled subplots." There have been several attempts to achieve this difficult conversion with various degrees of success.


Early stalled attempts

In 1971, the production company Apjac International (APJ) (headed by Arthur P. Jacobs) optioned the film rights, rights to film ''Dune''. As Jacobs was busy with other projects, such as the sequel to ''Planet of the Apes (1968 film), Planet of the Apes'', ''Dune'' was delayed for another year. Jacobs' first choice for director was David Lean, but he turned down the offer. Charles Jarrott was also considered to direct. Work was also under way on a script while the hunt for a director continued. Initially, the first treatment had been handled by Robert Greenhut, the producer who had lobbied Jacobs to make the movie in the first place, but subsequently Rospo Pallenberg was approached to write the script, with shooting scheduled to begin in 1974. However, Jacobs died in 1973. In December 1974, a French consortium led by Jean-Paul Gibon purchased the film rights from APJ, with Alejandro Jodorowsky set to direct. In 1975, Jodorowsky planned to film the story as a 10-hour feature, set to star his own son Brontis Jodorowsky in the lead role of Paul Atreides, Salvador Dalí as Shaddam IV, Padishah Emperor, Amanda Lear as Princess Irulan, Orson Welles as Baron Vladimir Harkonnen, Gloria Swanson as Reverend Mother Gaius Helen Mohiam, David Carradine as Duke Leto Atreides, Geraldine Chaplin as Lady Jessica, Alain Delon as Duncan Idaho, Hervé Villechaize as Gurney Halleck, Udo Kier as Piter De Vries, and Mick Jagger as Feyd-Rautha. It was at first proposed to score the film with original music by Karlheinz Stockhausen, Henry Cow, and Magma (band), Magma; later on, the soundtrack was to be provided by Pink Floyd. Jodorowsky set up a pre-production unit in Paris consisting of Chris Foss, a British artist who designed covers for science fiction periodicals, Jean Giraud, Jean Giraud (Moebius), a French illustrator who created and also wrote and drew for ''Metal Hurlant'' magazine, and H. R. Giger. Moebius began designing creatures and characters for the film, while Foss was brought in to design the film's space ships and hardware. Giger began designing the Harkonnen Castle based on Moebius's storyboards. Dan O'Bannon was to head the special effects department. Dalí was cast as the Emperor. Dalí later demanded to be paid $100,000 per hour; Jodorowsky agreed, but tailored Dalí's part to be filmed in one hour, drafting plans for other scenes of the emperor to use a mechanical mannequin as substitute for Dalí. According to Giger, Dalí was "later invited to leave the film because of his pro-Francisco Franco, Franco statements". Just as the storyboards, designs, and script were finished, the financial backing dried up. Frank Herbert traveled to Europe in 1976 to find that $2 million of the $9.5 million budget had already been spent in pre-production, and that Jodorowsky's script would result in a 14-hour movie ("It was the size of a phone book", Herbert later recalled). Jodorowsky took creative liberties with the source material, but Herbert said that he and Jodorowsky had an amicable relationship. Jodorowsky said in 1985 that he found the ''Dune'' story mythical and had intended to recreate it rather than adapt the novel; though he had an "enthusiastic admiration" for Herbert, Jodorowsky said he had done everything possible to distance the author and his input from the project. Although Jodorowsky was embittered by the experience, he said the ''Dune'' project changed his life, and some of the ideas were used in his and Moebius's ''The Incal''. O'Bannon entered a psychiatric hospital after the production failed, then worked on 13 scripts, the last of which became ''Alien (film), Alien''. A 2013 documentary, ''Jodorowsky's Dune'', was made about Jodorowsky's failed attempt at an adaptation. In 1976, Dino De Laurentiis acquired the rights from Gibon's consortium. De Laurentiis commissioned Herbert to write a new screenplay in 1978; the script Herbert turned in was 175 pages long, the equivalent of nearly three hours of screen time. De Laurentiis then hired director Ridley Scott in 1979, with Rudy Wurlitzer writing the screenplay and H. R. Giger retained from the Jodorowsky production; Scott and Giger had also just worked together on the film ''Alien'', after O'Bannon recommended the artist."The Visualists: Direction and Design", ''The Beast Within: The Making of Alien''. Scott intended to split the novel into two movies. He worked on three drafts of the script, using ''The Battle of Algiers (film), The Battle of Algiers'' as a point of reference, before moving on to direct another science fiction film, ''Blade Runner'' (1982). As he recalls, the pre-production process was slow, and finishing the project would have been even more time-intensive:
But after seven months I dropped out of ''Dune'', by then Rudy Wurlitzer had come up with a first-draft script which I felt was a decent distillation of Frank Herbert's. But I also realised ''Dune'' was going to take a lot more work—at least two and a half years' worth. And I didn't have the heart to attack that because my older brother Frank unexpectedly died of cancer while I was prepping the De Laurentiis picture. Frankly, that freaked me out. So I went to Dino and told him the ''Dune'' script was his. :—From ''Ridley Scott: The Making of his Movies'' by Paul M. Sammon


1984 film by David Lynch

In 1981, the nine-year film rights were set to expire. De Laurentiis re-negotiated the rights from the author, adding to them the rights to the ''Dune'' sequels (written and unwritten). After seeing ''The Elephant Man (film), The Elephant Man'', De Laurentiis' daughter Raffaella De Laurentiis, Raffaella decided that
David Lynch David Keith Lynch (born January 20, 1946) is an American filmmaker, visual artist and actor. A recipient of an Academy Honorary Award in 2019, Lynch has received three Academy Award nominations for Best Director, and the César Award for Be ...
should direct the movie. Around that time Lynch received several other directing offers, including ''Return of the Jedi''. He agreed to direct ''Dune'' and write the screenplay even though he had not read the book, was not familiar with the story, or even been interested in science fiction. Lynch worked on the script for six months with Eric Bergren and Christopher De Vore. The team yielded two drafts of the script before it split over creative differences. Lynch would subsequently work on five more drafts. Production of the work was troubled by problems at the Mexican studio and hampering the film's timeline. Lynch ended up producing a nearly three-hour long film, but at demands from Universal Pictures, the film's distributor, he cut it back to about two hours, hastily filming additional scenes to make up for some of the cut footage. This Dune (1984 film), first film of ''Dune'', directed by Lynch, was released in 1984, nearly 20 years after the book's publication. Though Herbert said the book's depth and symbolism seemed to intimidate many filmmakers, he was pleased with the film, saying that "They've got it. It begins as ''Dune'' does. And I hear my dialogue all the way through. There are some interpretations and liberties, but you're gonna come out knowing you've seen ''Dune''." Reviews of the film were negative, saying that it was incomprehensible to those unfamiliar with the book, and that fans would be disappointed by the way it strayed from the book's plot.Feeney, Mark. "Screen of dreams." ''The Boston Globe''. (December 16, 2007) p. N12. Upon release for television and other forms of home media, Universal opted to reintroduce much of the footage that Lynch had cut, creating an over-three-hour long version with extensive monologue exposition. Lynch was extremely displeased with this move, and demanded that Universal replace his name on these cuts with the pseudonym "Alan Smithee", and has generally distanced himself from the film since.


2000 miniseries by John Harrison

In 2000, John Harrison (filmmaker), John Harrison adapted the novel into '' Frank Herbert's Dune'', a miniseries which premiered on American
Sci-Fi Channel Syfy (formerly Sci-Fi Channel, later shortened to Sci Fi; stylized as SYFY) is an American basic cable channel owned by the NBCUniversal Television and Streaming division of Comcast's NBCUniversal through NBCUniversal Cable Entertainment. ...
. As of 2004, the miniseries was one of the three highest-rated programs broadcast on the Sci-Fi Channel.


Further film attempts

In 2008, Paramount Pictures announced that they would produce a new film based on the book, with Peter Berg attached to direct. Producer Kevin Misher, who spent a year securing the rights from the Herbert estate, was to be joined by Richard Rubinstein and John Harrison (of both Sci Fi Channel miniseries) as well as Sarah Aubrey and Mike Messina. The producers stated that they were going for a "faithful adaptation" of the novel, and considered "its theme of finite ecological resources particularly timely." Science fiction author
Kevin J. Anderson Kevin James Anderson (born March 27, 1962) is an American science fiction author. He has written spin-off novels for ''Star Wars'', ''StarCraft'', '' Titan A.E.'' and ''The X-Files'', and with Brian Herbert is the co-author of the ''Dune'' pre ...
and Frank Herbert's son
Brian Herbert Brian Patrick Herbert (born June 29, 1947) is an American author who lives in Washington state. He is the elder son of science fiction author Frank Herbert (who died in 1986). Brian Herbert's novels include ''Sidney's Comet'', ''Prisoners of Ar ...
, who had together written multiple ''Dune''
sequel A sequel is a work of literature, film, theatre, television, music or video game that continues the story of, or expands upon, some earlier work. In the common context of a narrative work of fiction, a sequel portrays events set in the same ...
s and prequels since 1999, were attached to the project as technical advisors. In October 2009, Berg dropped out of the project, later saying that it "for a variety of reasons wasn't the right thing" for him. Subsequently, with a script draft by Joshua Zetumer, Paramount reportedly sought a new director who could do the film for under $175 million. In 2010, Pierre Morel was signed on to direct, with screenwriter Chase Palmer incorporating Morel's vision of the project into Zetumer's original draft. By November 2010, Morel left the project. Paramount finally dropped plans for a remake in March 2011.


Films by Denis Villeneuve

In November 2016, Legendary Entertainment acquired the film and TV rights for ''Dune''. ''Variety (magazine), Variety'' reported in December 2016 that
Denis Villeneuve Denis Villeneuve (; born October 3, 1967) is a Canadian filmmaker. He is a four-time recipient of the Canadian Screen Award (formerly Genie Award) for Best Direction, winning for '' Maelström'' in 2001, '' Polytechnique'' in 2009, ''Incendies ...
was in negotiations to direct the project, which was confirmed in February 2017. In April 2017, Legendary announced that Eric Roth would write the screenplay. Villeneuve explained in March 2018 that his adaptation will be split into two films, with the first installment scheduled to begin production in 2019. Casting includes Timothée Chalamet as Paul Atreides, Dave Bautista as Rabban, Stellan Skarsgård as Baron Harkonnen, Rebecca Ferguson as Lady Jessica, Charlotte Rampling as Reverend Mother Mohiam, Oscar Isaac as Duke Leto Atreides, Zendaya as Chani, Javier Bardem as Stilgar, Josh Brolin as Gurney Halleck, Jason Momoa as Duncan Idaho, David Dastmalchian as Piter De Vries, Chang Chen as Dr. Yueh, and Stephen Henderson (actor), Stephen Henderson as Thufir Hawat. Warner Bros. Pictures distributed the film, which had its initial premiere on September 3, 2021, at the Venice Film Festival, and wide release in both theaters and streaming on HBO Max on October 21, 2021, as part of Warner Bros.'s approach to handling the impact of the COVID-19 pandemic on the film industry. The film received "generally favorable reviews" on Metacritic. It has gone on to win multiple awards and was named by the National Board of Review as one of the 10 best films of 2021, as well as the American Film Institute in their annual top 10 list. The film went on to be nominated for ten
Academy Awards The Academy Awards, better known as the Oscars, are awards for artistic and technical merit for the American and international film industry. The awards are regarded by many as the most prestigious, significant awards in the entertainment ind ...
, winning six, the most wins of the night for any film in contention. A sequel, ''Dune: Part Two'', is scheduled for release in October 2023.


Audiobooks

In 1993, Recorded Books Inc. released a 20-disc audiobook narrated by George Guidall. In 2007, Audio Renaissance released an audio book narrated by Simon Vance with some parts performed by Scott Brick, Orlagh Cassidy, Euan Morton, and other performers.


Cultural influence

''Dune'' has been widely influential, inspiring numerous novels, music, films, television, games, and comic books. It is considered one of the greatest and most influential science fiction novels of all time, with numerous modern science fiction works such as ''Star Wars'' owing their existence to '' Dune''. '' Dune'' has also been referenced in numerous other works of popular culture, including ''Star Trek'', ''The Chronicles of Riddick (franchise), Chronicles of Riddick'', ''The Kingkiller Chronicle'' and ''Futurama''. ''Dune'' was cited as a source of inspiration for Hayao Miyazaki's anime film ''Nausicaä of the Valley of the Wind (film), Nausicaä of the Valley of the Wind'' (1984) for its post-apocalyptic world. ''Dune'' was parodied in 1984's ''National Lampoon's Doon'' by Ellis Weiner, which William F. Touponce called "something of a tribute to Herbert's success on college campuses", noting that "the only other book to have been so honored is J. R. R. Tolkien, Tolkien's ''The Lord of the Rings''," which Bored of the Rings, was parodied by ''The Harvard Lampoon'' in 1969.


Music

* In 1978, French electronic musician Heldon, Richard Pinhas released the nine-track ''Dune''-inspired album ''Chronolyse'', which includes the seven-part ''Variations sur le thème des Bene Gesserit''. * In 1979, German electronic music pioneer Klaus Schulze released an LP titled ''Dune (Klaus Schulze album), Dune'' featuring motifs and lyrics inspired by the novel. * A similar musical project, ''Visions of Dune'', was released also in 1979 by Zed (a pseudonym of French electronic musician Bernard Sjazner). * Heavy metal band Iron Maiden wrote the song "To Tame a Land" based on the ''Dune'' story. It appears as the closing track to their 1983 album ''Piece of Mind''. The original working title of the song was "Dune"; however, the band was denied permission to use it, with Frank Herbert's agents stating "Frank Herbert doesn't like rock bands, particularly heavy rock bands, and especially bands like Iron Maiden". * ''Dune'' inspired the German happy hardcore band Dune (German band), Dune, who have released several albums with space travel-themed songs. * The progressive hardcore band Shai Hulud (band), Shai Hulud took their name from ''Dune''. * "Traveller in Time", from the 1991 Blind Guardian album ''Tales from the Twilight World'', is based mostly on Paul Atreides' visions of future and past. * The title of the 1993 Fear Factory album ''Fear is The Mindkiller'' is a quote from the "litany against fear". * The song "Near Fantastica", from the Matthew Good album ''Avalanche (Matthew Good album), Avalanche'', makes reference to the "litany against fear", repeating "can't feel fear, fear's the mind killer" through a section of the song. * In the Fatboy Slim song "Weapon of Choice (song), Weapon of Choice", the line "If you walk without rhythm/You won't attract the worm" is a near quotation from the sections of novel in which Stilgar teaches Paul to ride sandworms. * ''Dune'' also inspired the 1999 album ''The 2nd Moon'' by the German death metal band Golem (band), Golem, which is a concept album about the series. * ''Dune'' influenced Thirty Seconds to Mars on their 30 Seconds to Mars (album), self-titled debut album. * The Youngblood Brass Band's song "Is an Elegy" on ''Center:Level:Roar'' references "Muad'Dib", " Arrakis" and other elements from the novel. * The debut album of Canadian musician Grimes (musician), Grimes, called ''Geidi Primes'', is a concept album based on ''Dune''. * Japanese singer Kenshi Yonezu, released a song titled "Dune", also known as "Sand Planet". The song was released on 2017, and it was created using the voice synthesizer Hatsune Miku for her 10th anniversary. * "Fear is the Mind Killer", a song released in 2018 by Zheani (an Australian rapper) uses a quote from ''Dune''. * "Litany Against Fear" is a spoken track released in 2018 under the 'Eight' album by Zheani. She recites an extract from ''Dune''. * Sleep (band), Sleep's 2018 album ''The Sciences (album), The Sciences'' features a song, Giza Butler, that references several aspects of ''Dune''. * Tool (band), Tool's 2019 album ''Fear Inoculum'' has a song entitled "Litanie contre la peur (Litany against fear)". * "Rare to Wake", from Shannon Lay's album ''Geist'' (2019), is inspired by ''Dune''. * Heavy metal music, Heavy Metal band Diamond Head (English band), Diamond Head based the song "The Sleeper" and its prelude, both off the album The Coffin Train, on the series.


Games

There have been a number of List of games based on Dune, games based on the book, starting with the Strategy video game, strategyadventure game ''Dune (video game), Dune'' (1992). The most important game adaptation is ''Dune II'' (1992), which established the conventions of modern real-time strategy games and is considered to be among the most influential video games of all time. The online game ''Lost Souls (online game), Lost Souls'' includes ''Dune''-derived elements, including sandworms and melange—addiction to which can produce psychic talents. The 2016 game ''Enter the Gungeon'' features the spice melange as a random item which gives the player progressively stronger abilities and penalties with repeated uses, mirroring the long-term effects melange has on users. Rick Priestley cites ''Dune'' as a major influence on his 1987 wargame, ''Warhammer 40,000''.


Space exploration

The Apollo 15 astronauts named a Dune (crater), small crater on Earth's Moon after the novel during the 1971 mission, and the name was formally adopted by the International Astronomical Union in 1973. Since 2009, the names of planets from the ''Dune'' novels have been adopted for the real-world nomenclature of plains and other features on
Saturn Saturn is the sixth planet from the Sun and the second-largest in the Solar System, after Jupiter. It is a gas giant with an average radius of about nine and a half times that of Earth. It has only one-eighth the average density of Earth; h ...
's moon
Titan Titan most often refers to: * Titan (moon), the largest moon of Saturn * Titans, a race of deities in Greek mythology Titan or Titans may also refer to: Arts and entertainment Fictional entities Fictional locations * Titan in fiction, fictiona ...
, like Arrakis Planitia.


See also

* *


References


Further reading

* * * * * *


External links


Official website for ''Dune'' and its sequels
* *

detailed study guide
DuneQuotes.com – Collection of quotes from the ''Dune'' series


reviewed by Ted Gioia
Conceptual Fiction
* * * * *
Dune by Frank Herbert
- Foreshadowing & Dedication at Fact Behind Fiction
Frank Herbert
by Tim O'Reilly
DuneScholar.com
– Collection of scholarly essays {{Authority control 1965 American novels 1965 science fiction novels American novels adapted into films Fiction set around Canopus Dune (franchise) novels Environmental fiction books Hugo Award for Best Novel-winning works Nebula Award for Best Novel-winning works Novels about religion American novels adapted into television shows Novels by Frank Herbert Novels first published in serial form Novels set in the future Psychological thriller novels Works about women in war Works originally published in Analog Science Fiction and Fact Science fiction novels adapted into films Climate change novels Planetary romances