Doctrine of lapse
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The doctrine of lapse was a policy of
annexation Annexation (Latin ''ad'', to, and ''nexus'', joining), in international law, is the forcible acquisition of one state's territory by another state, usually following military occupation of the territory. It is generally held to be an illegal act ...
initiated by the
East India Company The East India Company (EIC) was an English, and later British, joint-stock company founded in 1600 and dissolved in 1874. It was formed to trade in the Indian Ocean region, initially with the East Indies (the Indian subcontinent and Sou ...
in the
Indian subcontinent The Indian subcontinent is a physiographical region in Southern Asia. It is situated on the Indian Plate, projecting southwards into the Indian Ocean from the Himalayas. Geopolitically, it includes the countries of Bangladesh, Bhutan, In ...
about the princely states, and applied until the year 1858, the year after Company rule was succeeded by the
British Raj The British Raj (; from Hindi ''rāj'': kingdom, realm, state, or empire) was the rule of the British Crown on the Indian subcontinent; * * it is also called Crown rule in India, * * * * or Direct rule in India, * Quote: "Mill, who was him ...
under the
British Crown The Crown is the state in all its aspects within the jurisprudence of the Commonwealth realms and their subdivisions (such as the Crown Dependencies, overseas territories, provinces, or states). Legally ill-defined, the term has different ...
. Elements of the doctrine of lapse continued to be applied by the post-independence
Indian government The Government of India (ISO: ; often abbreviated as GoI), known as the Union Government or Central Government but often simply as the Centre, is the national government of the Republic of India, a federal democracy located in South Asia, ...
to derecognise individual princely families until 1971, when the recognition of former ruling families was discontinued under the 26th amendment to the Indian constitution by the
Indira Gandhi Indira Priyadarshini Gandhi (; ''née'' Nehru; 19 November 1917 – 31 October 1984) was an Indian politician and a central figure of the Indian National Congress. She was elected as third prime minister of India in 1966 and was al ...
's government.


The doctrine

At the time of the formal adoption of the doctrine of lapse, the
East India Company The East India Company (EIC) was an English, and later British, joint-stock company founded in 1600 and dissolved in 1874. It was formed to trade in the Indian Ocean region, initially with the East Indies (the Indian subcontinent and Sou ...
had administrative jurisdiction over wide regions of the
Indian subcontinent The Indian subcontinent is a physiographical region in Southern Asia. It is situated on the Indian Plate, projecting southwards into the Indian Ocean from the Himalayas. Geopolitically, it includes the countries of Bangladesh, Bhutan, In ...
, the
Presidencies and provinces of British India The provinces of India, earlier presidencies of British India and still earlier, presidency towns, were the administrative divisions of British governance on the Indian subcontinent. Collectively, they have been called British India. In one ...
, and was responsible for the defence of the princely states. According to the doctrine, any Indian princely state under the
suzerainty Suzerainty () is the rights and obligations of a person, state or other polity who controls the foreign policy and relations of a tributary state, while allowing the tributary state to have internal autonomy. While the subordinate party is ca ...
of the East India Company, the dominant imperial power in the Indian system of subsidiary alliances, would have its princely status abolished, and therefore be annexed into directly-ruled British India, if the ruler was either "manifestly incompetent or died without a male heir". Keay, John. ''India: A History''. Grove Press Books, distributed by Publishers Group West. United States: 2000 , p. 433. This supplanted the long-established right of an Indian sovereign without an heir to choose a successor. In addition, the Company took upon itself the power to decide whether potential rulers were competent to rule. The doctrine and its applications were widely regarded as illegitimate by many Indians, leading to resentment against the East India Company. The policy is most commonly associated with
Lord Dalhousie James Andrew Broun-Ramsay, 1st Marquess of Dalhousie (22 April 1812 – 19 December 1860), also known as Lord Dalhousie, styled Lord Ramsay until 1838 and known as The Earl of Dalhousie between 1838 and 1849, was a Scottish statesman and co ...
, who was the East India Company’s
Governor General Governor-general (plural ''governors-general''), or governor general (plural ''governors general''), is the title of an office-holder. In the context of governors-general and former British colonies, governors-general are appointed as viceroy ...
of
British India The provinces of India, earlier presidencies of British India and still earlier, presidency towns, were the administrative divisions of British governance on the Indian subcontinent. Collectively, they have been called British India. In one ...
between 1848 and 1856. However, the doctrine was articulated by the Court of Directors of the Company as early as 1834, and several smaller states had already been annexed under this doctrine before Dalhousie took over the post of Governor-General. Dalhousie used the policy most vigorously and extensively, though, so it is generally associated with him. By the use of the doctrine of lapse, the Company took over the princely states of Satara (1848),
Jaitpur Jaitpur is a village and a Gram panchayat under Barahiya Tehsil in Lakhisarai district of Bihar, India. It is situated on the bank of river Ganges at a distance of 3.5 km from Barahiya, 15.5 km from Lakhisarai and 117 km dista ...
, Sambalpur (1849), Bhagat (1850),
Udaipur Udaipur () ( ISO 15919: ''Udayapura''), historically named as Udayapura, is a city and municipal corporation in Udaipur district of the state of Rajasthan, India. It is the administrative headquarter of Udaipur district. It is the historic ...
(1852),
Jhansi Jhansi (; Hindi: झांसी, Urdu: ) is a historic city in the Indian state of Uttar Pradesh. It lies in the region of Bundelkhand on the banks of the Pahuj River, in the extreme south of Uttar Pradesh. Jhansi is the administrative head ...
(1854),
Nagpur Nagpur (pronunciation: aːɡpuːɾ is the third largest city and the winter capital of the Indian state of Maharashtra. It is the 13th largest city in India by population and according to an Oxford's Economics report, Nagpur is projected to ...
(1854),
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and
Arcot Arcot (natively spelt as Ārkāḍu) is a town and urban area of Ranipet district in the state of Tamil Nadu, India. Located on the southern banks of Palar River, the city straddles a trade route between Chennai and Bangalore or Salem, betw ...
(1855).
Awadh Awadh (), known in British historical texts as Avadh or Oudh, is a region in the modern Indian state of Uttar Pradesh, which was before independence known as the United Provinces of Agra and Oudh. It is synonymous with the Kośāla region of ...
(1856) is widely believed to have been annexed under the Doctrine, but in fact was annexed by Dalhousie under the pretext of mis-governance. Mostly claiming that the ruler was not ruling properly, the Company added about four million pounds sterling to its annual revenue by this doctrine. Wolpert, Stanley. ''A New History of India''; 3rd ed., Oxford University Press, 1989, pp. 226-28. However, Udaipur State would later have local princely rule reinstated in 1860. With the increasing power of the East India Company, discontent simmered among many sections of Indian society, included
disbanded The fifth season of the American television series ''Arrow'' premiered on The CW on October 5, 2016, and concluded on May 24, 2017, with a total of 23 episodes. The series is based on the DC Comics character Green Arrow, a costumed crime-fight ...
soldiers; these rallied behind the deposed dynasties during the
Indian Rebellion of 1857 The Indian Rebellion of 1857 was a major uprising in India in 1857–58 against the rule of the British East India Company, which functioned as a sovereign power on behalf of the British Crown. The rebellion began on 10 May 1857 in the for ...
, also known as the Sepoy Mutiny. Following the rebellion, in 1858, the new British
Viceroy A viceroy () is an official who reigns over a polity in the name of and as the representative of the monarch of the territory. The term derives from the Latin prefix ''vice-'', meaning "in the place of" and the French word ''roy'', meaning " ...
of India, whose rule replaced that of the East India Company, renounced the doctrine.


Doctrine of lapse before Dalhousie

Dalhousie vigorously applied the lapse doctrine for annexing Indian princely states, but the policy was not solely his invention. The princely state of
Kittur Kittur, historically as Kittoor, is a ''taluka'' in the Belagavi district of the Indian state of Karnataka. It was part of Bailhongal taluka but was declared as an independent taluka on 23October 2012 by the Chief Minister of Karnataka on the ...
, ruled by Queen Chennamma, was taken over by the East India Company in 1824, when after the death of her husband and son she adopted a new son and attempted to make him heir to the throne, which the British refused to accept. This development has similarities with the later 'doctrine of lapse', which the
Court of Directors A board of directors (commonly referred simply as the board) is an executive committee that jointly supervises the activities of an organization, which can be either a for-profit or a nonprofit organization such as a business, nonprofit organiz ...
of the East India Company articulated early in 1834. As per this policy, the Company annexed Mandvi in 1839, Kolaba, Jalaun in 1840 and
Surat Surat is a city in the western Indian state of Gujarat. The word Surat literally means ''face'' in Gujarati and Hindi. Located on the banks of the river Tapti near its confluence with the Arabian Sea, it used to be a large seaport. It is ...
in 1842.


The Impact of the Doctrine of Lapse

The Doctrine of lapse was widely considered illegitimate by many Indians. By 1848, the British had immense power in India, since they were the ''de facto'' direct rulers of territories such as the
Madras Chennai (, ), formerly known as Madras ( the official name until 1996), is the capital city of Tamil Nadu, the southernmost Indian state. The largest city of the state in area and population, Chennai is located on the Coromandel Coast of th ...
,
Bombay Mumbai (, ; also known as Bombay — List of renamed Indian cities and states#Maharashtra, the official name until 1995) is the capital city of the Indian States and union territories of India, state of Maharashtra and the ''de facto'' fin ...
, and
Bengal Bengal ( ; bn, বাংলা/বঙ্গ, translit=Bānglā/Bôngô, ) is a geopolitical, cultural and historical region in South Asia, specifically in the eastern part of the Indian subcontinent at the apex of the Bay of Bengal, predom ...
Presidencies,
Assam Assam (; ) is a state in northeastern India, south of the eastern Himalayas along the Brahmaputra and Barak River valleys. Assam covers an area of . The state is bordered by Bhutan and Arunachal Pradesh to the north; Nagaland and Manipur ...
,
Mysore Mysore (), officially Mysuru (), is a city in the southern part of the state of Karnataka, India. Mysore city is geographically located between 12° 18′ 26″ north latitude and 76° 38′ 59″ east longitude. It is located at an altitude o ...
, and the
Punjab Punjab (; Punjabi Language, Punjabi: پنجاب ; ਪੰਜਾਬ ; ; also Romanization, romanised as ''Panjāb'' or ''Panj-Āb'') is a geopolitical, cultural, and historical region in South Asia, specifically in the northern part of the I ...
, as well as the indirect rulers of princely states of
Rajasthan Rajasthan (; lit. 'Land of Kings') is a state in northern India. It covers or 10.4 per cent of India's total geographical area. It is the largest Indian state by area and the seventh largest by population. It is on India's northwestern ...
,
Sind Sindh (; ; ur, , ; historically romanized as Sind) is one of the four provinces of Pakistan. Located in the southeastern region of the country, Sindh is the third-largest province of Pakistan by land area and the second-largest province ...
,
Patiala Patiala () is a city in southeastern Punjab, northwestern India. It is the fourth largest city in the state and is the administrative capital of Patiala district. Patiala is located around the ''Qila Mubarak'' (the 'Fortunate Castle') construct ...
, the Carnatic, and many others. Most of the rulers of the remaining states which had not yet been annexed by the British were in a weak position against their mighty forces. Not willing to spend huge amounts of money and soldiers, the Indian rulers had little option but to give in to this policy. This caused increased resentment against the British Empire in India, and was one of the causes of the Uprising of 1857.Swan, O. B. (2020). Inspired History - Class 8. ORIENT BLACK SWAN.


Princely states annexed under the doctrine


In independent India

After the
Partition of India The Partition of British India in 1947 was the change of political borders and the division of other assets that accompanied the dissolution of the British Raj in South Asia and the creation of two independent dominions: India and Pakistan. T ...
and the departure of the British in August 1947, British India became India and Pakistan, and within a year almost all of the rulers of the princely states had been persuaded to sign an Instrument of accession to join one of them. As per the terms of these accessions, the two governments continued to recognize the status of the princely rulers, who at first continued to rule; but later they each sought to integrate the states fully into themselves. The rulers were granted monetary compensation in the form of privy purses, which were annual payments in support of the grantees, their families, and their households. In 1964, Maharaja
Rajendra Prakash of Sirmur Rajendra may refer to: * Rajendra (name), a male given name (including a list of persons with the name) * ''Rajendra'' (moth), a moth genus * Rajendra Radar Rajendra is a passive electronically scanned array radar developed by the Defence ...
, the last recognized former ruler of
Sirmur State Sirmur (also spelled as Sirmor, Sirmaur, Sirmour, or Sirmoor) was an independent kingdom in India, founded in 1616, located in the region that is now the Sirmaur district of Himachal Pradesh. The state was also known as Nahan, after its main ...
, died without either leaving male issue or adopting an heir before his death, although his senior widow subsequently adopted her daughter's son as the successor to the family headship. The Indian government, however, decided that in consequence of the ruler's death, the constitutional status of the family had lapsed. The doctrine of lapse was likewise invoked the following year when the last recognized ruler of
Akalkot State Akkalkot State during the British Raj, was a Maratha princely state ruled by the Bhonsle dynasty. The non-salute state came under the Deccan States Agency and was bordered by Hyderabad State and the Bombay Presidency. See also * Maratha Empir ...
died in similar circumstances.


See also

* Escheat *
List of princely states of India The following lists of princely states of (British) India have been compiled: * List of princely states of British India (alphabetical) * List of princely states of British India (by region) {{DEFAULTSORT:Princely states of India British In ...
*
Presidencies and provinces of British India The provinces of India, earlier presidencies of British India and still earlier, presidency towns, were the administrative divisions of British governance on the Indian subcontinent. Collectively, they have been called British India. In one ...


References

{{Princely states annexed by British India History of the British Empire History of India Legal history of India Indian Rebellion of 1857 Princely states of India Annexation