Formal systems
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A formal system is an
abstract structure An abstract structure is an abstraction that might be of the geometric spaces or a set structure, or a hypostatic abstraction that is defined by a set of mathematical theorems and laws, properties and relationships in a way that is logically if no ...
used for inferring
theorem In mathematics, a theorem is a statement that has been proved, or can be proved. The ''proof'' of a theorem is a logical argument that uses the inference rules of a deductive system to establish that the theorem is a logical consequence of t ...
s from axioms according to a set of rules. These rules, which are used for carrying out the inference of theorems from axioms, are the logical calculus of the formal system. A formal system is essentially an "
axiomatic system In mathematics and logic, an axiomatic system is any set of axioms from which some or all axioms can be used in conjunction to logically derive theorems. A theory is a consistent, relatively-self-contained body of knowledge which usually contains ...
". In 1921,
David Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician, one of the most influential mathematicians of the 19th and early 20th centuries. Hilbert discovered and developed a broad range of fundamental ideas in many ...
proposed to use such a system as the foundation for the knowledge in
mathematics Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
. A formal system may represent a well-defined system of abstract thought. The term ''formalism'' is sometimes a rough synonym for ''formal system'', but it also refers to a given style of notation, for example,
Paul Dirac Paul Adrien Maurice Dirac (; 8 August 1902 – 20 October 1984) was an English theoretical physicist who is regarded as one of the most significant physicists of the 20th century. He was the Lucasian Professor of Mathematics at the Univer ...
's
bra–ket notation In quantum mechanics, bra–ket notation, or Dirac notation, is used ubiquitously to denote quantum states. The notation uses angle brackets, and , and a vertical bar , to construct "bras" and "kets". A ket is of the form , v \rangle. Mathem ...
.


Background

Each formal system is described by primitive
symbols A symbol is a mark, sign, or word that indicates, signifies, or is understood as representing an idea, object, or relationship. Symbols allow people to go beyond what is known or seen by creating linkages between otherwise very different co ...
(which collectively form an
alphabet An alphabet is a standardized set of basic written graphemes (called letters) that represent the phonemes of certain spoken languages. Not all writing systems represent language in this way; in a syllabary, each character represents a syllab ...
) to finitely construct a
formal language In logic, mathematics, computer science, and linguistics, a formal language consists of words whose letters are taken from an alphabet and are well-formed according to a specific set of rules. The alphabet of a formal language consists of sym ...
from a set of
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
s through inferential rules of formation. The system thus consists of valid formulas built up through finite combinations of the primitive symbols—combinations that are formed from the axioms in accordance with the stated rules. More formally, this can be expressed as the following: # A finite set of symbols, known as the alphabet, which concatenate formulas, so that a formula is just a finite string of symbols taken from the alphabet. # A
grammar In linguistics, the grammar of a natural language is its set of structural constraints on speakers' or writers' composition of clauses, phrases, and words. The term can also refer to the study of such constraints, a field that includes doma ...
consisting of rules to form formulas from simpler formulas. A formula is said to be well-formed if it can be formed using the rules of the formal grammar. It is often required that there be a decision procedure for deciding whether a formula is well-formed. # A set of axioms, or
axiom schema In mathematical logic, an axiom schema (plural: axiom schemata or axiom schemas) generalizes the notion of axiom. Formal definition An axiom schema is a formula in the metalanguage of an axiomatic system, in which one or more schematic variables ap ...
ta, consisting of well-formed formulas. # A set of
inference rules In the philosophy of logic, a rule of inference, inference rule or transformation rule is a logical form consisting of a function which takes premises, analyzes their syntax, and returns a conclusion (or conclusions). For example, the rule of ...
. A well-formed formula that can be inferred from the axioms is known as a theorem of the formal system.


Recursive

A formal system is said to be recursive (i.e. effective) or recursively enumerable if the set of axioms and the set of inference rules are decidable sets or semidecidable sets, respectively.


Inference and entailment

The
entailment Logical consequence (also entailment) is a fundamental concept in logic, which describes the relationship between statements that hold true when one statement logically ''follows from'' one or more statements. A valid logical argument is one ...
of the system by its logical foundation is what distinguishes a formal system from others which may have some basis in an abstract model. Often the formal system will be the basis for or even identified with a larger
theory A theory is a rational type of abstract thinking about a phenomenon, or the results of such thinking. The process of contemplative and rational thinking is often associated with such processes as observational study or research. Theories may ...
or field (e.g.
Euclidean geometry Euclidean geometry is a mathematical system attributed to ancient Greek mathematician Euclid, which he described in his textbook on geometry: the '' Elements''. Euclid's approach consists in assuming a small set of intuitively appealing axioms ...
) consistent with the usage in modern mathematics such as
model theory In mathematical logic, model theory is the study of the relationship between theory (mathematical logic), formal theories (a collection of Sentence (mathematical logic), sentences in a formal language expressing statements about a Structure (math ...
.


Formal language

A
formal language In logic, mathematics, computer science, and linguistics, a formal language consists of words whose letters are taken from an alphabet and are well-formed according to a specific set of rules. The alphabet of a formal language consists of sym ...
is a language that is defined by a formal system. Like languages in
linguistics Linguistics is the science, scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure ...
, formal languages generally have two aspects: * the syntax of a language is what the language looks like (more formally: the set of possible expressions that are valid utterances in the language) studied in
formal language theory In logic, mathematics, computer science, and linguistics, a formal language consists of words whose letters are taken from an alphabet and are well-formed according to a specific set of rules. The alphabet of a formal language consists of symb ...
* the
semantics Semantics (from grc, σημαντικός ''sēmantikós'', "significant") is the study of reference, meaning, or truth. The term can be used to refer to subfields of several distinct disciplines, including philosophy, linguistics and comp ...
of a language are what the utterances of the language mean (which is formalized in various ways, depending on the type of language in question) In
computer science Computer science is the study of computation, automation, and information. Computer science spans theoretical disciplines (such as algorithms, theory of computation, information theory, and automation) to practical disciplines (includi ...
and
linguistics Linguistics is the science, scientific study of human language. It is called a scientific study because it entails a comprehensive, systematic, objective, and precise analysis of all aspects of language, particularly its nature and structure ...
usually only the syntax of a formal language is considered via the notion of a
formal grammar In formal language theory, a grammar (when the context is not given, often called a formal grammar for clarity) describes how to form strings from a language's alphabet that are valid according to the language's syntax. A grammar does not describe ...
. A formal grammar is a precise description of the syntax of a formal language: a set of strings. The two main categories of formal grammar are that of
generative grammar Generative grammar, or generativism , is a linguistic theory that regards linguistics as the study of a hypothesised innate grammatical structure. It is a biological or biologistic modification of earlier structuralist theories of linguisti ...
s, which are sets of rules for how strings in a language can be generated, and that of
analytic grammar In formal language, formal language theory, a grammar (when the context is not given, often called a formal grammar for clarity) describes how to form strings from a language's alphabet that are valid according to the language's syntax. A grammar d ...
s (or reductive grammar,) which are sets of rules for how a string can be analyzed to determine whether it is a member of the language. In short, an analytic grammar describes how to ''recognize'' when strings are members in the set, whereas a generative grammar describes how to ''write'' only those strings in the set. In
mathematics Mathematics is an area of knowledge that includes the topics of numbers, formulas and related structures, shapes and the spaces in which they are contained, and quantities and their changes. These topics are represented in modern mathematics ...
, a formal language is usually not described by a formal grammar but by (a) natural language, such as English. Logical systems are defined by both a deductive system and natural language. Deductive systems in turn are only defined by natural language (see below).


Deductive system

A ''deductive system'', also called a ''deductive apparatus'' or a ''logic'', consists of the
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
s (or
axiom schema In mathematical logic, an axiom schema (plural: axiom schemata or axiom schemas) generalizes the notion of axiom. Formal definition An axiom schema is a formula in the metalanguage of an axiomatic system, in which one or more schematic variables ap ...
ta) and
rules of inference In the philosophy of logic, a rule of inference, inference rule or transformation rule is a logical form consisting of a function which takes premises, analyzes their syntax, and returns a conclusion (or conclusions). For example, the rule of ...
that can be used to derive
theorem In mathematics, a theorem is a statement that has been proved, or can be proved. The ''proof'' of a theorem is a logical argument that uses the inference rules of a deductive system to establish that the theorem is a logical consequence of t ...
s of the system. Such deductive systems preserve
deductive Deductive reasoning is the mental process of drawing deductive inferences. An inference is deductively valid if its conclusion follows logically from its premises, i.e. if it is impossible for the premises to be true and the conclusion to be fals ...
qualities in the formulas that are expressed in the system. Usually the quality we are concerned with is
truth Truth is the property of being in accord with fact or reality.Merriam-Webster's Online Dictionarytruth 2005 In everyday language, truth is typically ascribed to things that aim to represent reality or otherwise correspond to it, such as belie ...
as opposed to falsehood. However, other modalities, such as justification or
belief A belief is an attitude that something is the case, or that some proposition is true. In epistemology, philosophers use the term "belief" to refer to attitudes about the world which can be either true or false. To believe something is to take ...
may be preserved instead. In order to sustain its deductive integrity, a ''deductive apparatus'' must be definable without reference to any
intended interpretation An interpretation is an assignment of meaning to the symbols of a formal language. Many formal languages used in mathematics, logic, and theoretical computer science are defined in solely syntactic terms, and as such do not have any meaning until ...
of the language. The aim is to ensure that each line of a
derivation Derivation may refer to: Language * Morphological derivation, a word-formation process * Parse tree or concrete syntax tree, representing a string's syntax in formal grammars Law * Derivative work, in copyright law * Derivation proceeding, a proc ...
is merely a syntactic consequence of the lines that precede it. There should be no element of any interpretation of the language that gets involved with the deductive nature of the system. An example of deductive system is first order predicate logic.


Logical system

A ''logical system'' or ''language'' (not be confused with the kind of "formal language" discussed above which is described by a formal grammar), is a deductive system (see section above; most commonly first order predicate logic) together with additional (non-logical) axioms. According to
model theory In mathematical logic, model theory is the study of the relationship between theory (mathematical logic), formal theories (a collection of Sentence (mathematical logic), sentences in a formal language expressing statements about a Structure (math ...
, a logical system may be given one or more
semantics Semantics (from grc, σημαντικός ''sēmantikós'', "significant") is the study of reference, meaning, or truth. The term can be used to refer to subfields of several distinct disciplines, including philosophy, linguistics and comp ...
or interpretations which describe whether a well-formed formula is satisfied by a given structure. A structure that satisfies all the axioms of the formal system is known as a
model A model is an informative representation of an object, person or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin ''modulus'', a measure. Models c ...
of the logical system. A logical system is
sound In physics, sound is a vibration that propagates as an acoustic wave, through a transmission medium such as a gas, liquid or solid. In human physiology and psychology, sound is the ''reception'' of such waves and their ''perception'' b ...
if each well-formed formula that can be inferred from the axioms is satisfied by every model of the logical system. Conversely, a logic system is (semantically) complete if each well-formed formula that is satisfied by every model of the logical system can be inferred from the axioms. An example of a logical system is Peano arithmetic. The standard model of arithmetic sets the domain of discourse to be the nonnegative integers and gives the symbols their usual meaning. There are also non-standard models of arithmetic.


History

Early logic systems includes Indian logic of
Pāṇini , era = ;;6th–5th century BCE , region = Indian philosophy , main_interests = Grammar, linguistics , notable_works = ' ( Classical Sanskrit) , influenced= , notable_ideas=Descriptive linguistics (Devanaga ...
, syllogistic logic of Aristotle, propositional logic of Stoicism, and Chinese logic of
Gongsun Long Gongsun Long (, BCLiu 2004, p. 336), courtesy name Zibing (子秉), was a Chinese philosopher and writer who was a member of the School of Names (Logicians) of ancient Chinese philosophy. He also ran a school and enjoyed the support of rulers, ...
(c. 325–250 BCE) . In more recent times, contributors include
George Boole George Boole (; 2 November 1815 – 8 December 1864) was a largely self-taught English mathematician, philosopher, and logician, most of whose short career was spent as the first professor of mathematics at Queen's College, Cork in ...
, Augustus De Morgan, and
Gottlob Frege Friedrich Ludwig Gottlob Frege (; ; 8 November 1848 – 26 July 1925) was a German philosopher, logician, and mathematician. He was a mathematics professor at the University of Jena, and is understood by many to be the father of analytic ph ...
.
Mathematical logic Mathematical logic is the study of formal logic within mathematics. Major subareas include model theory, proof theory, set theory, and recursion theory. Research in mathematical logic commonly addresses the mathematical properties of formal ...
was developed in 19th century
Europe Europe is a large peninsula conventionally considered a continent in its own right because of its great physical size and the weight of its history and traditions. Europe is also considered a subcontinent of Eurasia and it is located entirel ...
.


Formalism


Hilbert's program

David Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician, one of the most influential mathematicians of the 19th and early 20th centuries. Hilbert discovered and developed a broad range of fundamental ideas in many ...
instigated a formalist movement that was eventually tempered by Gödel's incompleteness theorems.


QED manifesto

The QED manifesto represented a subsequent, as yet unsuccessful, effort at formalization of known mathematics.


Examples

Examples of formal systems include: * Lambda calculus *
Predicate calculus Predicate or predication may refer to: * Predicate (grammar), in linguistics * Predication (philosophy) * several closely related uses in mathematics and formal logic: **Predicate (mathematical logic) **Propositional function ** Finitary relation, ...
*
Propositional calculus Propositional calculus is a branch of logic. It is also called propositional logic, statement logic, sentential calculus, sentential logic, or sometimes zeroth-order logic. It deals with propositions (which can be true or false) and relations ...


Variants

The following systems are variations of formal systems.


Proof system

Formal proofs are sequences of
well-formed formula In mathematical logic, propositional logic and predicate logic, a well-formed formula, abbreviated WFF or wff, often simply formula, is a finite sequence of symbols from a given alphabet that is part of a formal language. A formal language can ...
s (or wff for short). For a wff to qualify as part of a proof, it might either be an
axiom An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or ...
or be the product of applying an inference rule on previous wffs in the proof sequence. The last wff in the sequence is recognized as a
theorem In mathematics, a theorem is a statement that has been proved, or can be proved. The ''proof'' of a theorem is a logical argument that uses the inference rules of a deductive system to establish that the theorem is a logical consequence of t ...
. The point of view that generating formal proofs is all there is to mathematics is often called ''
formalism Formalism may refer to: * Form (disambiguation) * Formal (disambiguation) * Legal formalism, legal positivist view that the substantive justice of a law is a question for the legislature rather than the judiciary * Formalism (linguistics) * Scie ...
''.
David Hilbert David Hilbert (; ; 23 January 1862 – 14 February 1943) was a German mathematician, one of the most influential mathematicians of the 19th and early 20th centuries. Hilbert discovered and developed a broad range of fundamental ideas in many ...
founded metamathematics as a discipline for discussing formal systems. Any language that one uses to talk about a formal system is called a '' metalanguage''. The metalanguage may be a natural language, or it may be partially formalized itself, but it is generally less completely formalized than the formal language component of the formal system under examination, which is then called the ''object language'', that is, the object of the discussion in question. Once a formal system is given, one can define the set of theorems which can be proved inside the formal system. This set consists of all wffs for which there is a proof. Thus all axioms are considered theorems. Unlike the grammar for wffs, there is no guarantee that there will be a decision procedure for deciding whether a given wff is a theorem or not. The notion of ''theorem'' just defined should not be confused with ''theorems about the formal system'', which, in order to avoid confusion, are usually called
metatheorem In logic, a metatheorem is a statement about a formal system proven in a metalanguage. Unlike theorems proved within a given formal system, a metatheorem is proved within a metatheory, and may reference concepts that are present in the metathe ...
s.


See also

*
Formal method In computer science, formal methods are mathematically rigorous techniques for the specification, development, and verification of software and hardware systems. The use of formal methods for software and hardware design is motivated by the exp ...
* Formal science *
Rewriting system In mathematics, computer science, and logic, rewriting covers a wide range of methods of replacing subterms of a formula with other terms. Such methods may be achieved by rewriting systems (also known as rewrite systems, rewrite engines, or reduc ...
*
Substitution instance Substitution is a fundamental concept in logic. A substitution is a syntactic transformation on formal expressions. To apply a substitution to an expression means to consistently replace its variable, or placeholder, symbols by other expressions. ...
*
Theory (mathematical logic) In mathematical logic, a theory (also called a formal theory) is a set of sentences in a formal language. In most scenarios, a deductive system is first understood from context, after which an element \phi\in T of a deductively closed theory T is ...


References


Further reading

* Raymond M. Smullyan, 1961. ''Theory of Formal Systems: Annals of Mathematics Studies'', Princeton University Press (April 1, 1961) 156 pages *
Stephen Cole Kleene Stephen Cole Kleene ( ; January 5, 1909 – January 25, 1994) was an American mathematician. One of the students of Alonzo Church, Kleene, along with Rózsa Péter, Alan Turing, Emil Post, and others, is best known as a founder of the branch of ...
, 1967. ''Mathematical Logic'' Reprinted by Dover, 2002. * Douglas Hofstadter, 1979. '' Gödel, Escher, Bach: An Eternal Golden Braid'' . 777 pages.


External links

* * Encyclopædia Britannica
Formal system
definition, 2007.

Some quotes from John Haugeland's `Artificial Intelligence: The Very Idea' (1985), pp. 48–64. * Peter Suber

, 1997. {{DEFAULTSORT:Formal System Metalogic Syntax (logic) System 1st-millennium BC introductions 4th century BC in India