California Proposition 209 (1996)
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Proposition 209 (also known as the California Civil Rights Initiative or CCRI) is a
California ballot proposition In California, a ballot proposition is a referendum or an initiative measure that is submitted to the electorate for a direct decision or direct vote (or plebiscite). If passed, it can alter one or more of the articles of the Constitution of ...
which, upon approval in November 1996,
amended Amend as a verb means to change or modify something, as in: *Constitutional amendment, a change to the constitution of a nation or a state *Amend (motion), a motion to modify a pending main motion in parliamentary procedure Amend as a surname may ...
the state
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these pr ...
to prohibit state governmental institutions from considering race, sex, or
ethnicity An ethnic group or an ethnicity is a grouping of people who identify with each other on the basis of shared attributes that distinguish them from other groups. Those attributes can include common sets of traditions, ancestry, language, history, ...
, specifically in the areas of public employment, public contracting, and public education. Modeled on the
Civil Rights Act of 1964 The Civil Rights Act of 1964 () is a landmark civil rights and labor law in the United States that outlaws discrimination based on race, color, religion, sex, and national origin. It prohibits unequal application of voter registration requi ...
, the California Civil Rights Initiative was authored by two California academics, Glynn Custred and Tom Wood. It was the first electoral test of affirmative action policies in North America. It passed with 55% in favor to 45% opposed.


History


Context

The controversy pertaining to affirmative action in California can most notably be traced back to the historic 1978 Supreme Court case '' Regents of the University of California v. Bakke.'' There were two major decisions from the case that still stand today. Firstly, the quota system that was once used by the
University of California, Davis The University of California, Davis (UC Davis, UCD, or Davis) is a public land-grant research university near Davis, California. Named a Public Ivy, it is the northernmost of the ten campuses of the University of California system. The inst ...
’ admission process for minority students was ruled unlawful. Secondly, higher-level academic institutions were not prohibited from considering race in the admissions process. The ruling determined in '' Bakke'' acted as “a catalyst for voluntary affirmative action programs.” Researchers suggest that the development of such programs for the sake of increasing campus diversity explains the controversy surrounding the implementation of Proposition 209 and '' Bakke'' marks the origination of affirmative action debates. Consequently, judiciaries and politicians have since devoted efforts to reinterpreting affirmative action, its related practices, and consequences for students.


Origins

The political campaign to place the language of CCRI on the California ballot as a constitutional amendment was initiated by Joe Gelman (president of the Board of Civil Service Commissioners of the City of Los Angeles), Arnold Steinberg (a pollster and political strategist) and Larry Arnn (president of the
Claremont Institute The Claremont Institute is a conservative think tank based in Upland, California. The institute was founded in 1979 by four students of Harry V. Jaffa. It produces the ''Claremont Review of Books,'' ''The American Mind'', and other publications. ...
). It was later endorsed by Governor Pete Wilson and supported and funded by the California Civil Rights Initiative Campaign, led by
University of California The University of California (UC) is a public land-grant research university system in the U.S. state of California. The system is composed of the campuses at Berkeley, Davis, University of California, Irvine, Irvine, University of Califor ...
Regent A regent (from Latin : ruling, governing) is a person appointed to govern a state '' pro tempore'' (Latin: 'for the time being') because the monarch is a minor, absent, incapacitated or unable to discharge the powers and duties of the monarchy ...
Ward Connerly, a Wilson ally. A key co-chair of the campaign was law professor
Gail Heriot Gail L. Heriot is an American attorney and legal scholar serving as a Professor of Law at the University of San Diego School of Law. Since 2007, she has been a member of the United States Commission on Civil Rights. Education Heriot earned a Bac ...
, who served as a member of the United States Commission on Civil Rights. The initiative was opposed by affirmative action advocates and traditional civil rights and feminist organizations on the left side of the political spectrum. Proposition 209 was voted into law on November 5, 1996, with 55 percent of the vote, and has withstood legal scrutiny ever since.


Senate Bill 185

On September 1, 2011, SB 185 passed both chambers of the California State Legislature, but was vetoed by
Governor A governor is an administrative leader and head of a polity or political region, ranking under the head of state and in some cases, such as governors-general, as the head of state's official representative. Depending on the type of political ...
Jerry Brown Edmund Gerald Brown Jr. (born April 7, 1938) is an American lawyer, author, and politician who served as the 34th and 39th governor of California from 1975 to 1983 and 2011 to 2019. A member of the Democratic Party, he was elected Secretary of S ...
. SB 185 would have countered Proposition 209 and authorized the University of California and the California State University to consider race, gender, ethnicity, and national origin, along with other relevant factors, in undergraduate and graduate admissions, to the maximum extent permitted by the 14th Amendment to the United States Constitution, Section 31 of Article I of the California Constitution, and relevant case law. SB 185 was strongly supported by the
University of California Students Association The University of California Student Association (UCSA) is an active 501(c)(3) unincorporated association, purposed as a student association of all University of California (UC) students. Its charter states that it "shall exist to: serve the int ...
.


Senate Constitutional Amendment No. 5

On December 3, 2012, California State Senator Edward Hernandez introduced California Senate Constitutional Amendment No.5 (SCA-5) in the State Senate. This initiative proposed an amendment to the state constitution to remove provisions of California Proposition 209 related to public post-secondary education, to permit state universities to consider applicants' race, gender, color, ethnicity, or national origin in admission decisions. If passed by both the State Senate and State Assembly, SCA-5 would have been presented to California voters in the November 2014 election. SCA-5 was passed by the California State Senate on January 30, 2014. On February 24, 2014, Gene D. Block, chancellor of UCLA, sent an open letter to all students and faculty expressing his strong opposition to Proposition 209. Following resistance from various citizen groups, including Asian American groups, Senator Hernandez withdrew his measure from consideration.


Proposition 16

The legislation that later became Proposition 16 was first introduced as California Assembly Constitutional Amendment No. 5 (ACA 5). It was introduced by Assemblymembers
Shirley Weber Shirley Weber (née Nash; born September 20, 1948) is an American academic and politician serving as the secretary of state of California. She was previously a member of the California State Assembly for the 79th Assembly District, which includ ...
, Mike Gipson, and Miguel Santiago on January 18, 2019. ACA 5 is a proposed constitutional amendment that repeals the provisions enacted by Proposition 209. In June 2020, the California State Legislature passed ACA 5 with more than a two-thirds vote in each house, allowing the proposal to become a qualified ballot measure and later Proposition 16. Proposition 16 was rejected by voters in the November 2020 election, meaning that Prop 209 remains in the California Constitution.


National impact

In November 2006, a similar amendment modeled on California's Proposition 209 was passed in Michigan, titled the
Michigan Civil Rights Initiative The Michigan Civil Rights Initiative (MCRI), or Proposal 2 (Michigan 06–2), was a ballot initiative in the U.S. state of Michigan that passed into Michigan Constitutional law by a 58% to 42% margin on November 7, 2006, according to results ...
. The constitutionality of the Michigan Civil Rights Initiative was challenged in the 6th Circuit Court of Appeals. The case, '' Schuette v. Coalition to Defend Affirmative Action'', made its way to the United States Supreme Court. On April 22, 2014, the US Supreme Court ruled 6-2 that the Michigan Civil Rights Initiative is constitutional, and that states had the right to ban the practice of racial and gender preferences/affirmative action if they chose to do so through the electoral process.


Text

The text of Proposition 209 was drafted by Cal State anthropology professor Glynn Custred and California Association of Scholars Executive Director Thomas Wood. Its passage amended the California constitution to include a new section (Section 31 of Article I), which now reads: (a) The state shall not discriminate against, or grant preferential treatment to, any individual or group on the basis of race, sex, color, ethnicity, or national origin in the operation of public employment, public education, or public contracting. (b) This section shall apply only to action taken after the section's effective date. (c) Nothing in this section shall be interpreted as prohibiting bona fide qualifications based on sex which are reasonably necessary to the normal operation of public employment, public education, or public contracting. (d) Nothing in this section shall be interpreted as invalidating any court order or consent decree which is in force as of the effective date of this section. (e) Nothing in this section shall be interpreted as prohibiting action which must be taken to establish or maintain eligibility for any federal program, where ineligibility would result in a loss of federal funds to the state. (f) For the purposes of this section, "state" shall include, but not necessarily be limited to, the state itself, any city, county, city and county, public university system, including the University of California, community college district, school district, special district, or any other political subdivision or governmental instrumentality of or within the state. (g) The remedies available for violations of this section shall be the same, regardless of the injured party's race, sex, color, ethnicity, or national origin, as are otherwise available for violations of then-existing California antidiscrimination law. (h) This section shall be self-executing. If any part or parts of this section are found to be in conflict with federal law or the United States Constitution, the section shall be implemented to the maximum extent that federal law and the United States Constitution permit. Any provision held invalid shall be severable from the remaining portions of this section.


Support

Supporters of Proposition 209 contended that existing affirmative action programs led public employers and universities to reject applicants based on their race, and that Proposition 209 would "restore and reconfirm the historic intention of the 1964 Civil Rights Act." The basic and simple premise of Proposition 209 is that every individual has a right, and that right is not to be discriminated against, or granted a preference, based on their race or gender. Since the number of available positions are limited, discriminating against or giving unearned preference to a person based solely, or even partially on race or gender deprives qualified applicants of all races an equal opportunity to succeed. It also pits one group against another and perpetuates social tension. ;Individuals in support * Ward Connerly *
Bob Dole Robert Joseph Dole (July 22, 1923 – December 5, 2021) was an American politician and attorney who represented Kansas in the United States Senate from 1969 to 1996. He was the Republican Leader of the Senate during the final 11 years of his t ...
, 1996 presidential candidate * Dan Lungren, California Attorney General * Pete Wilson, Governor of California ;Organizations in support * American Civil Rights Institute *
California Republican Party The California Republican Party (CAGOP) is the affiliate of the United States Republican Party in the U.S. state of California. The party is based in Sacramento and is led by chair Jessica Millan Patterson. As of October 2020, Republicans repr ...
* Center for Equal Opportunity * Pacific Legal Foundation


Opposition

Opponents of Proposition 209 argued that it would end affirmative action practices of tutoring, mentoring, outreach and recruitment of women and minorities in California universities and businesses and would gut state and local protections against discrimination. A large, multiethnic coalition of civil rights groups, politicians, and celebrities stood in opposition to Proposition 209. Immediately after passage of Proposition 209, students held demonstrations and walk-outs in protest at several universities including
UC Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California) is a public land-grant research university in Berkeley, California. Established in 1868 as the University of California, it is the state's first land-grant uni ...
,
UCLA The University of California, Los Angeles (UCLA) is a public land-grant research university in Los Angeles, California. UCLA's academic roots were established in 1881 as a teachers college then known as the southern branch of the California ...
, UC Santa Cruz, and
San Francisco State University San Francisco State University (commonly referred to as San Francisco State, SF State and SFSU) is a public research university in San Francisco. As part of the 23-campus California State University system, the university offers 118 different ...
. ;Individuals in opposition *
Barbara Boxer Barbara Sue Boxer (née Levy; born November 11, 1940) is an American politician and lobbyist who served in the United States Senate, representing California from 1993 to 2017. A member of the Democratic Party, she previously served as the U.S ...
, U.S. Senator *
Ellen DeGeneres Ellen Lee DeGeneres ( ; born January 26, 1958) is an American comedian, television host, actress, writer, and producer. She starred in the sitcom ''Ellen'' from 1994 to 1998, which earned her a Primetime Emmy Award for " The Puppy Episode". Sh ...
, talk show host *
Dianne Feinstein Dianne Goldman Berman Feinstein ( ; born Dianne Emiel Goldman; June 22, 1933) is an American politician who serves as the senior United States senator from California, a seat she has held since 1992. A member of the Democratic Party, she wa ...
, U.S. Senator * Dolores Huerta, civil rights activist *
Rev. Jesse Jackson Jesse Louis Jackson ( né Burns; born October 8, 1941) is an American political activist, Baptist minister, and politician. He was a candidate for the Democratic presidential nomination in 1984 and 1988 and served as a shadow U.S. senator ...
, civil rights activist * Coretta Scott King, wife of the late Dr. Martin Luther King Jr. *
William Levada William Joseph Levada (June 15, 1936September 26, 2019) was an American cardinal of the Catholic Church. From May 2005 until June 2012, he served as Prefect of the Congregation for the Doctrine of the Faith under Pope Benedict XVI; he was the h ...
, Archbishop of San Francisco * Roger Mahony, cardinal and Archbishop of Los Angeles *
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, civil rights leader, *
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, then-retired U.S. general *
Bruce Springsteen Bruce Frederick Joseph Springsteen (born September 23, 1949) is an American singer and songwriter. He has released 21 studio albums, most of which feature his backing band, the E Street Band. Originally from the Jersey Shore, he is an originato ...
, musician *
Chang-Lin Tien Chang-lin Tien (; July 24, 1935 – October 29, 2002) was a Chinese-American professor of mechanical engineering and university administrator. He was the seventh chancellor of the University of California, Berkeley (1990–1997), and in that ...
, UC Berkeley Chancellor * Charles E. Young, UCLA Chancellor ;Organizations in opposition


Results


Voter demographics

On November 5, 1996, the Los Angeles Times conducted an exit poll of 2,473 voters who cast ballots in the general election at 40 polling places. The margin of error was 3 percent (but higher for some subgroups). The following is the exit poll data on Proposition 209:


Aftermath


Legal challenges

On November 27, 1996, U.S. District Court Judge
Thelton Henderson Thelton Eugene Henderson (born November 28, 1933) is an inactive Senior United States district judge of the United States District Court for the Northern District of California. He has played an important role in the field of civil rights as a la ...
blocked enforcement of the proposition. A three-judge panel of the
9th Circuit Court of Appeals The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts in the following federal judicial districts: * District ...
subsequently overturned that ruling. Proposition 209 has been the subject of many lawsuits in state courts since its passage but has withstood legal scrutiny over the years. On August 2, 2010, the Supreme Court of California found for the second time that Proposition 209 was constitutional. The ruling, by a 6-1 majority, followed a unanimous affirmation in 2000 of the constitutionality of Prop. 209 by the same court. On April 2, 2012, the 9th U.S. Circuit Court of Appeals rejected the latest challenge to Proposition 209. The three-judge panel concluded that it was bound by a 9th Circuit ruling in 1997 upholding the constitutionality of the affirmative action ban. Ninth Circuit Judge A. Wallace Tashima disagreed in part with the ruling, saying he believes the court "wrongly decided" the issue in 1997.


Effect on enrollment, graduation, and income

According to UC Office of the President, "Proposition 209 instigated a dramatic change in UC admissions policy, with URG nder represented groupenrollment at the Berkeley and UCLA campuses immediately falling by more than 60 percent and systemwide URG enrollment falling by at least 12 percent." The same report concluded that "Prop 209 led URG applicants to cascade out of UC into measurably less-advantageous universities, which combined with declines in degree attainment and STEM persistence to lower each URG applicant’s wages by about 5 percent between ages 23 and 35." Based on "University of California Applicants, Admits and New Enrollees by Campus, Race/Ethnicity", prepared by Institutional Research, the University of California Office of the President, August 11, 2011, enrollment percentages of the four major ethnic groups university-wide are: African American enrollment rates dropped significantly immediately after the passage of Prop 209. Criticism was raised that of the 4,422 students in
UCLA The University of California, Los Angeles (UCLA) is a public land-grant research university in Los Angeles, California. UCLA's academic roots were established in 1881 as a teachers college then known as the southern branch of the California ...
's freshman class of 2006, only 96 (2.26%) were African American. The percentage of Latino students admitted to the UC system as of 2007 exceeded the Proposition 209 level; however, this is a reflection of the increase in the Latino population in the state of California and the increased capacity within the UC system. Researchers also found that enrollment statistics for Native American students beginning in 1997 through 2006 declined by 38% cumulatively and, unlike other ethnic groups, has not increased since. A comprehensive but non-peer reviewed study by Zachary Bleemer found that Prop 209 has had a negative impact on graduation rates, graduate school attendance, and income for black and hispanic students.


Private sector response

One response to Proposition 209 was the establishment of the IDEAL Scholars Fund to provide community and financial support for underrepresented students at the University of California, Berkeley. Private universities and colleges, as well as employers, are not subject to Proposition 209 unless they receive public contracts.


Public opinion regarding affirmative action

Public opinion polls on affirmative action have varied significantly. It is likely that survey design and the framing of the survey question itself may have significant effects on the survey results. In a survey conducted by Gallup in 2013, 67% of U.S. adults believed college admission should be solely based on merit. According to Gallup: "One of the clearest examples of affirmative action in practice is colleges' taking into account a person's racial or ethnic background when deciding which applicants will be admitted. Americans seem reluctant to endorse such a practice, and even blacks, who have historically been helped by such programs, are divided on the matter. Aside from blacks, a majority of all other major subgroups believe colleges should determine admissions solely on merit." In a national survey conducted by the Pew Research Center in 2014, among 3,335 Americans, 63% felt that affirmative action programs designed to increase the number of black and minority students on college campuses are a good thing. In October 2018, APIA Vote and AAPI Data published the results of their 2018 Asian American Voter Survey and found that 66% of Asian Americans favor "affirmative action programs designed to help blacks, women, and other minorities get better access to education." Previous reports by these organizations have found consistent support for affirmative action by Asian Americans over time, in multiple surveys. In February 2019, Gallup published the results of a November and December 2018 survey and found that support for affirmative action programs was growing. They polled 6,502 Americans. Of survey respondents, 65% favored affirmative action programs for women and 61% favored affirmative action programs for minorities. Also in February 2019, the Pew Research Center published the results of a January and February 2019 survey and found that 73% of its respondents said that race or ethnicity should not be a factor in college admissions decisions. According to this survey's results, majorities across racial and ethnic groups agree that race should not be a factor in college admissions decisions. White adults are particularly likely to hold this view: 78% say this, compared with 65% of Hispanics, 62% of blacks, and 58% of Asians.


See also

* '' Regents of the University of California v. Bakke'' (1978) * '' Grutter v. Bollinger'' (2003) * ''
Gratz v. Bollinger ''Gratz v. Bollinger'', 539 U.S. 244 (2003), was a United States Supreme Court case regarding the University of Michigan undergraduate affirmative action admissions policy. In a 6–3 decision announced on June 23, 2003, Chief Justice Rehnq ...
'' (2003)


References


Scholarship and commentary

*Heriot, Gail (2001). University of California Admissions under Proposition 209: Unheralded Gains Face an Uncertain Future, NEXUS: A Journal of Opinion 6:163. *Jamison, Cynthia C. (2004). The Cost of Defiance: Plaintiffs’ Entitlement to Damages Under the California Civil Rights Initiative, Southwestern Univ. Law Review 33:521. *McCutcheon, Stephen R., Jr., & Travis J. Lindsey (2004). The Last Refuge of Official Discrimination: The Federal Funding Exception to California's Proposition 209, 44 Santa Clara Law Review 457. *Myers, Caitlin Knowles (2007). A Cure for Discrimination? Affirmative Action and the Case of California's Proposition 209, Industrial & Labor Relations Review 60:379.


External links


California Secretary of State Archive of the Proposition 209 Official Ballot PamphletBerkeley's 209 Protest Home Page
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History of affirmative action in the United States Initiatives in the United States Opposition to affirmative action