Blueford v. Arkansas
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''Blueford v. Arkansas'', 566 U.S. 599 (2012), was a decision of the Supreme Court of the United States that clarified the limits of the Double Jeopardy Clause. The Supreme Court held that the Double Jeopardy Clause does not bar retrial of counts that a jury had previously unanimously voted to acquit on, when a
mistrial In law, a trial is a coming together of parties to a dispute, to present information (in the form of evidence) in a tribunal, a formal setting with the authority to adjudicate claims or disputes. One form of tribunal is a court. The tribunal, ...
is declared after the jury deadlocked on a
lesser included offense In criminal law, a lesser included offense is a crime for which all of the elements necessary to impose liability are also elements found in a more serious crime. It is also used in non-criminal violations of law, such as certain classes of tr ...
. Alex Blueford was tried on capital murder and three lesser included offenses: first-degree murder, manslaughter, and negligent homicide. After deliberating, the jury reported that it had unanimously voted to acquit on the charges of capital murder and first-degree murder, but had deadlocked on manslaughter and had not voted on negligent homicide. The trial court declared a mistrial and denied a
motion to dismiss In United States law, a motion is a procedural device to bring a limited, contested issue before a court for decision. It is a request to the judge (or judges) to make a decision about the case. Motions may be made at any point in administrati ...
the charges of capital murder and first-degree murder on double jeopardy grounds. The Supreme Court of Arkansas affirmed the denial of the motion on
interlocutory appeal An interlocutory appeal (or interim appeal), in the law of civil procedure in the United States, occurs when a ruling by a trial court is appealed while other aspects of the case are still proceeding. Interlocutory appeals are allowed only under s ...
. The Supreme Court affirmed the decision of the Supreme Court of Arkansas. Writing for the majority, Chief Justice Roberts held that because the jury did not formally acquit on any charges, the report of the foreperson that the jury had unanimously voted against capital murder and first-degree murder "lacked the finality" required to prevent a retrial. Further, Chief Justice Roberts found that the trial court's declaration of a mistrial was proper under the circumstances. Dissenting,
Justice Sotomayor Sonia Maria Sotomayor (, ; born June 25, 1954) is an American lawyer and jurist who serves as an associate justice of the Supreme Court of the United States. She was nominated by President Barack Obama on May 26, 2009, and has served since ...
wrote that the state should not be able to retry Blueford on capital and first-degree murder because the jury had announced its unanimous vote against capital and first-degree murder in open court.


Background


Double Jeopardy Clause

The Double Jeopardy Clause of the United States Constitution generally prohibits criminally prosecuting a defendant twice for the same offense, mandating that: The Supreme Court has delineated a number of exceptions to this general prohibition. In particular, retrial after a mistrial is governed by the "manifest necessity" rule first outlined by the Supreme Court's decision in '' United States v. Perez'', which held that a retrial is not prohibited by the Double Jeopardy Clause after a mistrial where there is a "manifest necessity" in declaring a mistrialparticularly, following a
hung jury A hung jury, also called a deadlocked jury, is a judicial jury that cannot agree upon a verdict after extended deliberation and is unable to reach the required unanimity or supermajority. Hung jury usually results in the case being tried again. T ...
.


Trial

Alex Blueford was tried in August 2009 on charges of capital murder and the lesser included offenses of first-degree murder, manslaughter, and negligent homicide arising from the death of his girlfriend's one-year-old son in November 2007. The trial judge instructed the jury to consider the lesser included offenses of first-degree murder, manslaughter, and negligent homicide only if the jury unanimously voted to acquit Blueford of the more serious charge of capital murder. In the United States, juries must unanimously vote to give a verdict, whether to convict or to acquit. After deliberations, the jury foreperson informed the trial court that the jury was deadlocked. The trial judge and foreperson then engaged in the following colloquy: The trial judge noted to the attorneys that the jurors "haven't even taken a vote on egligent homicide... I don't think they've completed their deliberation.... I mean, under any reasonable circumstances, they would at least take a vote on negligent homicide." The trial judge then ordered the jury to continue deliberations. After further deliberation, the jury reported that it had still not come to a verdict, and the trial court declared a mistrial. The prosecution then decided to retry Blueford on all four original counts, and the trial judge denied Blueford's motion to dismiss the charges of capital murder and first-degree murder on double jeopardy grounds.


Supreme Court of Arkansas

Upon
interlocutory appeal An interlocutory appeal (or interim appeal), in the law of civil procedure in the United States, occurs when a ruling by a trial court is appealed while other aspects of the case are still proceeding. Interlocutory appeals are allowed only under s ...
, the Supreme Court of Arkansas affirmed the denial of the motion to dismiss. The Supreme Court of Arkansas wrote that the jury foreperson's announcement that the jury had unanimously voted to acquit Blueford of capital murder and first-degree murder was not final and did not constitute a formal verdict. The Supreme Court of Arkansas further held that the trial court was not required to obtain a "partial verdict" on the capital murder and first-degree murder charges, and that the declaration of a mistrial on all charges was proper even though the jury had unanimously agreed to acquit on capital murder and first-degree murder charges. Accordingly, the Supreme Court of Arkansas held that the Double Jeopardy Clause did not prohibit Blueford's retrial.


Supreme Court

Blueford sought review before the U.S. Supreme Court, which granted certiorari.


Arguments

Before the Supreme Court, Blueford argued that the Double Jeopardy Clause prohibits a retrial on charges of capital murder and first-degree murder because the foreperson's report that the jury had unanimously voted against those charges acquitted him of those charges. Blueford asserted that even though the jury had not filled out a formal form verdict, the foreperson's clear announcement in open court that the jury had unanimously voted to acquit Blueford of charges constituted a final verdict of acquittal. Additionally, Blueford argued that because the trial court had instructed the jury to consider the lesser included charges only if the jury had unanimously voted to acquit on the more serious charge, the jury's deadlock on manslaughter established that it had acquitted Blueford on capital murder and first-degree murder. Blueford also contended that because a conviction of a lesser included offense implicitly acquits on a more serious offense, a deadlock on a lesser included offense must also implicitly acquit on a more serious offense. The prosecution replied that the jury never entered a final verdict which would foreclose further prosecution under the Double Jeopardy Clause. The prosecution noted that the foreperson's report was not final, and that the jury continued to deliberate after the foreperson announced the votes, and argued that because the trial judge did not engage in the typical "polling" of jurors to ensure the foreperson's report was truly unanimous, the report could not constitute a final verdict. The prosecution also contended that the trial judge's instructions that the jury unanimously vote that there was a
reasonable doubt Beyond a reasonable doubt is a legal standard of proof required to validate a criminal conviction in most adversarial legal systems. It is a higher standard of proof than the balance of probabilities standard commonly used in civil cases, bec ...
on one charge before discussing a lesser included charge did not require the jury to "acquit" Blueford because jurors could change their minds. Various groups submitted arguments as ''
amici curiae An ''amicus curiae'' (; ) is an individual or organization who is not a party to a legal case, but who is permitted to assist a court by offering information, expertise, or insight that has a bearing on the issues in the case. The decision on ...
''. The State of Michigan, joined by 22 states, submitted a brief in support of the prosecution arguing that requiring states to accept partial verdicts would overly coerce jurors. Conversely, the
National Association of Criminal Defense Lawyers The National Association of Criminal Defense Lawyers (NACDL) is an American criminal defense organization. Members include private criminal defense lawyers, public defenders, active U.S. military defense counsel, law professors, judges, and d ...
submitted a brief in support of Blueford asserting that partial verdicts should be required because the importance of double jeopardy protection outweighs any potential coercive effects on jurors.


Opinion of the Court

In May 2012, the Supreme Court issued a decision affirming the Supreme Court of Arkansas by 6–3 vote. Writing for the majority, Chief Justice Roberts held that the foreperson's announcement to the trial court that the jury had unanimously voted to acquit on the charges of capital murder and first-degree murder did not constitute a verdict of acquittal because the jury resumed deliberating after the announcement: The Court further held that the Constitution does not require states to accept "partial verdicts" before declaring a mistrial in order to retry a defendant in accordance with the Double Jeopardy Clause. The Court noted: The Court accordingly found that there was no double jeopardy bar on retrial.


Dissent

Justice Sotomayor Sonia Maria Sotomayor (, ; born June 25, 1954) is an American lawyer and jurist who serves as an associate justice of the Supreme Court of the United States. She was nominated by President Barack Obama on May 26, 2009, and has served since ...
wrote a dissenting opinion joined by
Justice Ginsburg Joan Ruth Bader Ginsburg ( ; ; March 15, 1933September 18, 2020) was an American lawyer and jurist who served as an associate justice of the Supreme Court of the United States from 1993 until her death in 2020. She was nominated by Presiden ...
and Justice Kagan. Justice Sotomayor wrote that the foreperson's announcement that the jury had unanimously voted against conviction on capital and first-degree murder constituted an acquittal under governing law: Justice Sotomayor further wrote that states should allow juries to return partial verdicts before declaring mistrials because of hung juries:


Reception

Following the Supreme Court's decision, legal analyst Andrew Cohen, writing in ''The Atlantic'', criticized the case as excessively narrowing the protections of the Double Jeopardy Clause, writing that " e fact that it was theoretically possible that the jury could have changed its mind on the Blueford acquittals (during those 31 minutes of additional deliberations) was enough for Roberts and company to reward prosecutors with a second chance to convict Blueford of capital murder."
Law review A law review or law journal is a scholarly journal or publication that focuses on legal issues. A law review is a type of legal periodical. Law reviews are a source of research, imbedded with analyzed and referenced legal topics; they also pr ...
articles also criticized the decision as overly harsh: Warren M. Klinger of the
University of Pennsylvania Law Review The ''University of Pennsylvania Law Review'' is a law review published by an organization of second and third year J.D. students at the University of Pennsylvania Law School. It is the oldest law journal in the United States, having been publishe ...
argued that the Supreme Court's decision was "too rigid", Jalem Peguero of the
California Law Review ''California Law Review'' (also referred to as ''CLR'') is the journal of the University of California, Berkeley, School of Law. It was established in 1912. The application process consists of an anonymous write-on competition, with grades playing ...
critiqued the decision as "formality over substance", and James Sheppard of the
Mississippi Law Journal The ''Mississippi Law Journal'' is a law review published at the University of Mississippi School of Law. It was established in 1928 by the Mississippi Bar Association and is the state's longest running law review. Originally published with the sub ...
argued that in light of the decision, "acquit first" states like Arkansas should act to give greater protection to criminal defendants.


Further trial

In June 2013, Blueford made
no-contest plea ' is a legal term that comes from the Latin phrase for "I do not wish to contend". It is also referred to as a plea of no contest or no defense. In criminal trials in certain United States jurisdictions, it is a plea where the defendant neithe ...
to the first degree murder before a judge in the
Pulaski County, Arkansas Pulaski County is located in the U.S. state of Arkansas with a population of 399,125, making it the most populous county in Arkansas. The county is included in the Little Rock– North Little Rock– Conway metropolitan area. Its county seat is ...
. In exchange for the plea, prosecutors dropped the charge of capital murder and offered a 10-year prison sentence. Blueford was denied parole in December 2014 due to nature and seriousness of the crime and age of the victim, but was granted parole in December 2016. Blueford was shot dead in September 2019.


See also

* Double Jeopardy Clause * List of United States Supreme Court cases, volume 566


References


External links


Supreme Court slip opinion
{{Fifth Amendment crimpro, jeopardy 2012 in United States case law United States Supreme Court cases United States Supreme Court cases of the Roberts Court United States Double Jeopardy Clause case law