Babbitt (novel)
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''Babbitt'' (1922), by
Sinclair Lewis Harry Sinclair Lewis (February 7, 1885 – January 10, 1951) was an American writer and playwright. In 1930, he became the first writer from the United States (and the first from the Americas) to receive the Nobel Prize in Literature, which was ...
, is a satirical novel about
American culture The culture of the United States of America is primarily of Western, and European origin, yet its influences includes the cultures of Asian American, African American, Latin American, and Native American peoples and their cultures. The U ...
and society that critiques the vacuity of
middle class The middle class refers to a class of people in the middle of a social hierarchy, often defined by occupation, income, education, or social status. The term has historically been associated with modernity, capitalism and political debate. Com ...
life and the social pressure toward conformity. The controversy provoked by ''Babbitt'' was influential in the decision to award the Nobel Prize in Literature to Lewis in 1930. The novel has been filmed twice, once as a silent in 1924 and remade as a
talkie A sound film is a motion picture with synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, but decades passed before ...
in 1934. The word ''Babbitt'' has entered the
English language English is a West Germanic language of the Indo-European language family, with its earliest forms spoken by the inhabitants of early medieval England. It is named after the Angles, one of the ancient Germanic peoples that migrated to the ...
as a "person and especially a business or professional man who conforms unthinkingly to prevailing middle-class standards".


Plot

''
The Smart Set ''The Smart Set'' was an American literary magazine, founded by Colonel William d'Alton Mann and published from March 1900 to June 1930. Its headquarters was in New York City. During its Jazz Age heyday under the editorship of H. L. Mencken and ...
''s review of the novel stated, "There is no plot whatever... Babbitt simply grows two years older as the tale unfolds." Mencken, H. L., "Portrait of an American Citizen," ''
The Smart Set ''The Smart Set'' was an American literary magazine, founded by Colonel William d'Alton Mann and published from March 1900 to June 1930. Its headquarters was in New York City. During its Jazz Age heyday under the editorship of H. L. Mencken and ...
'' 69 (October 1922) pp. 138–139
The first seven chapters follow Babbitt's life over the course of a single day. Over breakfast, Babbitt dotes on his ten-year-old daughter Tinka, tries to dissuade his 22-year-old daughter Verona from her newfound socialist leanings, and encourages his 17-year-old son Ted to try harder in school. At the office he dictates letters and discusses real estate advertising with his employees. Gradually, Babbitt realizes his dissatisfaction with " The American Dream", and attempts to quell these feelings by going camping in
Maine Maine () is a state in the New England and Northeastern regions of the United States. It borders New Hampshire to the west, the Gulf of Maine to the southeast, and the Canadian provinces of New Brunswick and Quebec to the northeast and ...
with his close friend and old college roommate Paul Riesling. Although the trip has its ups and downs, the two men consider it an overall success and leave feeling optimistic about the year ahead. On the day Babbitt gets elected vice-president of the Booster's club, he finds out that Paul shot his wife Zilla. Babbitt immediately drives to the jail where Paul is being held, trying to think of ways to help Paul out. Shortly after Paul's arrest, Babbitt's wife and daughter go to visit relatives, leaving Babbitt more or less on his own. Babbitt begins to ask himself what it was he really wanted in life. In time, Babbitt begins to rebel against all of the standards he formerly held: he jumps into liberal politics with famous socialist/"
single tax A single tax is a system of taxation based mainly or exclusively on one tax, typically chosen for its special properties, often being a tax on land value. The idea of a single tax on land values was proposed independently by John Locke and Bar ...
" litigator Seneca Doane, conducts an extramarital affair, goes on various vacations, and cavorts around Zenith with bohemians and
flapper Flappers were a subculture of young Western women in the 1920s who wore short skirts (knee height was considered short during that period), bobbed their hair, listened to jazz, and flaunted their disdain for what was then considered accepta ...
s. He slowly becomes aware that his forays into nonconformity are not only futile but also destructive of the life and the friends he once loved. When Babbitt's wife falls ill with acute
appendicitis Appendicitis is inflammation of the appendix. Symptoms commonly include right lower abdominal pain, nausea, vomiting, and decreased appetite. However, approximately 40% of people do not have these typical symptoms. Severe complications of a ru ...
, Babbitt rushes home and relinquishes all rebellion. During her long recovery, they rekindle their intimacy and Babbitt reverts to dispassionate conformity. In the final scene, Babbitt discovers that his son Ted has secretly married Eunice, the daughter of his neighbor. He offers his approval of the marriage, stating that though he does not agree, he admires Ted for living his life on his own terms.


Setting

Zenith is a fictitious city in the equally fictitious Midwestern state of " Winnemac", adjacent to
Ohio Ohio () is a state in the Midwestern region of the United States. Of the fifty U.S. states, it is the 34th-largest by area, and with a population of nearly 11.8 million, is the seventh-most populous and tenth-most densely populated. The sta ...
,
Indiana Indiana () is a U.S. state in the Midwestern United States. It is the 38th-largest by area and the 17th-most populous of the 50 States. Its capital and largest city is Indianapolis. Indiana was admitted to the United States as the 19th s ...
,
Illinois Illinois ( ) is a state in the Midwestern United States. Its largest metropolitan areas include the Chicago metropolitan area, and the Metro East section, of Greater St. Louis. Other smaller metropolitan areas include, Peoria and Rockf ...
, and
Michigan Michigan () is a U.S. state, state in the Great Lakes region, Great Lakes region of the Upper Midwest, upper Midwestern United States. With a population of nearly 10.12 million and an area of nearly , Michigan is the List of U.S. states and ...
. (''Babbitt'' does not mention Winnemac by name, but Lewis's subsequent novel '' Arrowsmith'' elaborates on its location.) When ''Babbitt'' was published, newspapers in
Cincinnati Cincinnati ( ) is a city in the U.S. state of Ohio and the county seat of Hamilton County. Settled in 1788, the city is located at the northern side of the confluence of the Licking and Ohio rivers, the latter of which marks the state line wit ...
,
Duluth , settlement_type = City , nicknames = Twin Ports (with Superior), Zenith City , motto = , image_skyline = , image_caption = Clockwise from top: urban Duluth skyline; Minnesota ...
, Kansas City,
Milwaukee Milwaukee ( ), officially the City of Milwaukee, is both the most populous and most densely populated city in the U.S. state of Wisconsin and the county seat of Milwaukee County. With a population of 577,222 at the 2020 census, Milwaukee ...
, and
Minneapolis Minneapolis () is the largest city in Minnesota, United States, and the county seat of Hennepin County. The city is abundant in water, with thirteen lakes, wetlands, the Mississippi River, creeks and waterfalls. Minneapolis has its origins ...
each claimed that their city was the model for Zenith. Cincinnati had perhaps the strongest claim, as Lewis had lived there while researching the book. Lewis's own correspondence suggests, however, that Zenith is meant to be any Midwestern city with a population between about 200,000 and 300,000. Lewis was highly critical of the similarities among most American cities, especially when compared to the diverse—and in his view, culturally richer—cities of Europe. Frowning on the interchangeable qualities of American cities, he wrote: "it would not be possible to write a novel which would in every line be equally true to
Munich Munich ( ; german: München ; bar, Minga ) is the capital and most populous city of the German state of Bavaria. With a population of 1,558,395 inhabitants as of 31 July 2020, it is the third-largest city in Germany, after Berlin and Ha ...
and
Florence Florence ( ; it, Firenze ) is a city in Central Italy and the capital city of the Tuscany Regions of Italy, region. It is the most populated city in Tuscany, with 383,083 inhabitants in 2016, and over 1,520,000 in its metropolitan area.Bilan ...
." While conducting research for ''Babbitt'', Lewis kept detailed journals, in which he drafted long biographies for each of his characters. For his title character this biography even included a detailed
genealogy Genealogy () is the study of families, family history, and the tracing of their lineages. Genealogists use oral interviews, historical records, genetic analysis, and other records to obtain information about a family and to demonstrate kin ...
, as well as a list of Babbitt's college courses. Zenith's major names and families are documented in these journals, and many of them emerge again in Lewis's later writings. Zenith's layout is also imagined in careful detail. Lewis drew a series of 18 maps of Zenith and outlying areas, including Babbitt's house, with all its furnishings.Hutchisson (1992)


Themes


Business and the middle class

After the social instability and sharp economic depression that followed
World War I World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fightin ...
, many Americans in the 1920s saw business and city growth as foundations for stability. The civic boosters and self-made men of the middle-class represented particularly American depictions of success, at a time when the promotion of the American identity was crucial in the face of rising fears of
Communism Communism (from Latin la, communis, lit=common, universal, label=none) is a far-left sociopolitical, philosophical, and economic ideology and current within the socialist movement whose goal is the establishment of a communist society, a ...
. At the same time, growing Midwestern cities, usually associated with mass production and the emergence of a consumer society, were also seen as emblems of American progress. George F. Babbitt, the novel's main character, was described by the 1930 Nobel Prize committee as "the ideal of an American popular hero of the middle-class. The relativity of business morals as well as private rules of conduct is for him an accepted article of faith, and without hesitation he considers it God's purpose that man should work, increase his income, and enjoy modern improvements." To his publisher, Lewis wrote: “ eorge Babbittis all of us Americans at 46, prosperous, but worried, wanting — passionately — to seize something more than motor cars and a house ''before it's too late''.” About the novel, Lewis said: “This is the story of the ruler of America” wherein the “tired American Businessman” wielded socioeconomic power not through his exceptionality but rather through militant conformity. Lewis portrayed the American businessman as a man deeply dissatisfied with and privately aware of his shortcomings; he is “the most grievous victim of his own militant dullness” who secretly longed for freedom and romance.Lewis (2005), p. 15 Readers who praised the
psychological realism In literature, psychological fiction (also psychological realism) is a narrative genre that emphasizes interior characterization and motivation to explore the spiritual, emotional, and mental lives of the characters. The mode of narration examin ...
of the portrait admitted to regularly encountering Babbitts in real life but also could relate to some of the character's anxieties about conformity and personal fulfillment. Published two years after Lewis's previous novel ('' Main Street'', 1920), the story of George F. Babbitt was much anticipated because each novel presented a portrait of American society wherein “the principal character is brought into conflict with the accepted order of things, sufficiently to illustrate its ruthlessness.”


Social change

Although many other popular novelists writing at the time of ''Babbitts publication depict the "
Roaring Twenties The Roaring Twenties, sometimes stylized as Roaring '20s, refers to the 1920s decade in music and fashion, as it happened in Western society and Western culture. It was a period of economic prosperity with a distinctive cultural edge in the ...
" as an era of social change and disillusionment with material culture, modern scholars argue that Lewis was not himself a member of the "
lost generation The Lost Generation was the social generational cohort in the Western world that was in early adulthood during World War I. "Lost" in this context refers to the "disoriented, wandering, directionless" spirit of many of the war's survivors in th ...
" of younger writers like
Ernest Hemingway Ernest Miller Hemingway (July 21, 1899 – July 2, 1961) was an American novelist, short-story writer, and journalist. His economical and understated style—which he termed the iceberg theory—had a strong influence on 20th-century f ...
or
F. Scott Fitzgerald Francis Scott Key Fitzgerald (September 24, 1896 – December 21, 1940) was an American novelist, essayist, and short story writer. He is best known for his novels depicting the flamboyance and excess of the Jazz Age—a term he popularize ...
. Instead, he was influenced by the
Progressive Era The Progressive Era (late 1890s – late 1910s) was a period of widespread social activism and political reform across the United States focused on defeating corruption, monopoly, waste and inefficiency. The main themes ended during Am ...
; and changes in the American identity that accompanied the country's rapid
urbanization Urbanization (or urbanisation) refers to the population shift from rural to urban areas, the corresponding decrease in the proportion of people living in rural areas, and the ways in which societies adapt to this change. It is predominantly t ...
, technological growth, industrialization, and the closing of the frontier. Although the Progressive Era had built a protective barrier around the upstanding American businessman, one literary scholar wrote that "Lewis was fortunate enough to come on the scene just as the emperor's clothes were disappearing." Lewis has been compared to many authors, writing before and after the publication of ''Babbitt'', who made similar criticisms of the
middle class The middle class refers to a class of people in the middle of a social hierarchy, often defined by occupation, income, education, or social status. The term has historically been associated with modernity, capitalism and political debate. Com ...
. Although it was published in 1899, long before ''Babbitt'',
Thorstein Veblen Thorstein Bunde Veblen (July 30, 1857 – August 3, 1929) was a Norwegian-American economist and sociologist who, during his lifetime, emerged as a well-known critic of capitalism. In his best-known book, ''The Theory of the Leisure Class'' ...
's ''The Theory of the Leisure Class'', which critiqued consumer culture and social competition at the turn of the 20th century, is an oft-cited point of comparison. Written decades later, in 1950,
David Riesman David Riesman (September 22, 1909 – May 10, 2002) was an American sociologist, educator, and best-selling commentator on American society. Career Born to a wealthy German Jewish family, he attended Harvard College, where he graduated in 1931 ...
's ''
The Lonely Crowd ''The Lonely Crowd'' is a 1950 sociological analysis by David Riesman, Nathan Glazer, and Reuel Denney. Together with '' White Collar: The American Middle Classes'' (1951), written by Riesman's friend and colleague, C. Wright Mills, it is consider ...
'' has also been compared to Lewis's writings.


Critical reception

The social critic and satirist
H. L. Mencken Henry Louis Mencken (September 12, 1880 – January 29, 1956) was an American journalist, essayist, satirist, cultural critic, and scholar of American English. He commented widely on the social scene, literature, music, prominent politicians, ...
, an ardent supporter of Sinclair Lewis, called himself “an old professor of Babbittry” and said that ''Babbitt'' was a stunning work of
literary realism Literary realism is a literary genre, part of the broader realism in arts, that attempts to represent subject-matter truthfully, avoiding speculative fiction and supernatural elements. It originated with the realist art movement that began with ...
about American society. To Mencken, George F. Babbitt was an archetype of the American city dwellers who touted the virtues of Republicanism, Presbyterianism, and absolute conformity because "it is not what he abbittfeels and aspires that moves him primarily; it is what the folks about him will think of him. His politics is communal politics, mob politics, herd politics; his religion is a public rite wholly without subjective significance." Mencken said that Babbitt was the literary embodiment of everything wrong with American society. In the cultural climate of the early 20th century, like-minded critics and Mencken's followers were known as "Babbitt-baiters". Despite Mencken's praise of ''Babbitt'' as unflinching social satire, other critics found exaggeration in Lewis's depiction of the American businessman. In the book review “From Maupassant to Mencken” (1922),
Edmund Wilson Edmund Wilson Jr. (May 8, 1895 – June 12, 1972) was an American writer and literary critic who explored Freudian and Marxist themes. He influenced many American authors, including F. Scott Fitzgerald, whose unfinished work he edited for publi ...
compared Lewis's style in ''Babbitt'' to the more “graceful” writing styles of satirists such as
Charles Dickens Charles John Huffam Dickens (; 7 February 1812 – 9 June 1870) was an English writer and social critic. He created some of the world's best-known fictional characters and is regarded by many as the greatest novelist of the Victorian e ...
and Mark Twain and said that, as a prose stylist, Lewis's literary “gift is almost entirely for making people nasty” and the characters unbelievable. Concurring with Wilson that Lewis was no Twain, another critic dismissed ''Babbitt'' as “a monstrous, bawling, unconscionable satire” and said “Mr. Lewis is the most phenomenally skillful exaggerator in literature today.” Nonetheless, in its first year of publication, 140,997 copies of the novel were sold in the U.S. In the mid-1920s, Babbitt-baiting became an irritant to American businessmen, Rotarians, and the like, who began defending the Babbitts of the U.S. by way of radio and magazine journalism. They emphasized the virtues of community organizations and the positive contributions that industrial cities have made to American society.


Adaptations

''Babbitt'' has been converted into films twice, a feat
Turner Classic Movies Turner Classic Movies (TCM) is an American movie-oriented pay-TV network owned by Warner Bros. Discovery. Launched in 1994, Turner Classic Movies is headquartered at Turner's Techwood broadcasting campus in the Midtown business district of At ...
describes as "impressive for a novel that barely has a plot."Sterrritt, David
"Babbitt"
Turner Classic Movies Turner Classic Movies (TCM) is an American movie-oriented pay-TV network owned by Warner Bros. Discovery. Launched in 1994, Turner Classic Movies is headquartered at Turner's Techwood broadcasting campus in the Midtown business district of At ...
, accessed April 10, 2012
The first adaptation was a
silent film A silent film is a film with no synchronized Sound recording and reproduction, recorded sound (or more generally, no audible dialogue). Though silent films convey narrative and emotion visually, various plot elements (such as a setting or era) ...
released in 1924 and starring
Willard Louis Willard Louis (April 19, 1882 – July 22, 1926) was an American stage and film actor of the silent era. He appeared in more than 80 films between 1911 and 1926. He was born in San Francisco, California. Louis had an art studio before he b ...
as George F. Babbitt. According to Warner Bros. records it cost $123,000 and made $278,000 domestic and $28,000 foreign, being a total of $306,000.Warner Bros financial information in The William Shaefer Ledger. See Appendix 1, Historical Journal of Film, Radio and Television, (1995) 15:sup1, 1-31 p 3 DOI: 10.1080/01439689508604551 The second was a
1934 Events January–February * January 1 – The International Telecommunication Union, a specialist agency of the League of Nations, is established. * January 15 – The 8.0 Nepal–Bihar earthquake strikes Nepal and Bihar with a maxi ...
talkie A sound film is a motion picture with synchronized sound, or sound technologically coupled to image, as opposed to a silent film. The first known public exhibition of projected sound films took place in Paris in 1900, but decades passed before ...
starring
Guy Kibbee Guy Bridges Kibbee (March 6, 1882 – May 24, 1956) was an American stage and film actor. Early years Kibbee was born in El Paso, Texas. His father was editor of the ''El Paso Herald-Post'' newspaper, and Kibbee learned how to set type at age ...
. That version, while remaining somewhat true to Lewis's novel, takes liberties with the plot, exaggerating Babbitt's affair and a sour real estate deal. Both films were
Warner Bros. Warner Bros. Entertainment Inc. (commonly known as Warner Bros. or abbreviated as WB) is an American film and entertainment studio headquartered at the Warner Bros. Studios complex in Burbank, California, and a subsidiary of Warner Bros. D ...
productions.


Cultural influence

In American literature and popular culture, the character and behaviors of George F. Babbitt became established as negative
archetype The concept of an archetype (; ) appears in areas relating to behavior, historical psychology, and literary analysis. An archetype can be any of the following: # a statement, pattern of behavior, prototype, "first" form, or a main model that ...
s of person and personality; a ''Babbitt'' is “a materialistic and complacent businessman conforming to the standards of his ocialset” and ''Babbittry'' is the “ Philistine behaviour of a Babbitt”. Examples include C. E. M. Joad's 1927 book ''The Babbitt Warren'', a scathing critique of American society, and
Vachel Lindsay Nicholas Vachel Lindsay (; November 10, 1879 – December 5, 1931) was an American poet. He is considered a founder of modern ''singing poetry,'' as he referred to it, in which verses are meant to be sung or chanted. Early years Lindsay was bor ...
's 1922 poem "The Babbitt Jambouree."Hutchisson (1996), p. 89 Elizabeth Stevenson referenced the character in the title of her popular history of the 1920s, ''Babbitts and Bohemians: From the Great War to the Great Depression''. Bilbo Baggins, the main character in
J. R. R. Tolkien John Ronald Reuel Tolkien (, ; 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlins ...
's novel ''
The Hobbit ''The Hobbit, or There and Back Again'' is a children's fantasy novel by English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the ''N ...
'' was partly inspired by ''Babbitt'', as was the title of the book itself. Bilbo and hobbits in general are known for being most comfortable at home and uninterested in adventure. Other fictional influences are found in
Aldous Huxley Aldous Leonard Huxley (26 July 1894 – 22 November 1963) was an English writer and philosopher. He wrote nearly 50 books, both novels and non-fiction works, as well as wide-ranging essays, narratives, and poems. Born into the prominent Huxle ...
's '' Eyeless in Gaza'' and
Saul Bellow Saul Bellow (born Solomon Bellows; 10 July 1915 – 5 April 2005) was a Canadian-born American writer. For his literary work, Bellow was awarded the Pulitzer Prize, the Nobel Prize for Literature, and the National Medal of Arts. He is the only w ...
's ''
Humboldt's Gift ''Humboldt's Gift'' is a 1975 novel by Canadian-American author Saul Bellow. It won the 1976 Pulitzer Prize for Fiction and contributed to Bellow's winning the Nobel Prize in Literature the same year. Plot The novel, which Bellow initially inte ...
''. In both novels, one character compares another character to George Babbitt, contrasting their aspirational qualities with their ultimate complacency. The novel is one of the inspirations of the novel Rabbit, Run and its sequels by John Updike.


See also

*
Service club A service club or service organization is a voluntary nonprofit organization where members meet regularly to perform charitable works either by direct hands-on efforts or by raising money for other organizations. A service club is defined firstl ...
, Rotary International *
Boosterism Boosterism is the act of promoting ("boosting") a town, city, or organization, with the goal of improving public perception of it. Boosting can be as simple as talking up the entity at a party or as elaborate as establishing a visitors' bureau. ...
, Booster Club * '' Winesburg, Ohio''


References


Bibliography

* Hines, Thomas S. "Echoes from 'Zenith': Reactions of American Businessmen to Babbitt" ''Business History Review'' 41, no. 2 (1967) * Hutchisson, James M. "All of Us at 46: The Making of Sinclair Lewis' Babbitt," ''Journal of Modern Literature'' 18, no. 1 (1992): 98. * Hutchisson, James M. ''The Rise of Sinclair Lewis: 1920–1930'' (State College, Pennsylvania: Pennsylvania State University Press, 1996). * Lewis, Sinclair. "Unpublished Introduction to Babbitt," in ''Go East, Young Man: Sinclair Lewis on Class in America'', ed. Sally E. Parry (New York: Signet Classics, 2005) * Love, Glen A. ''Babbitt: An American Life'' (New York: Twayne Publishers, 1993) * Schorer, Mark. ''Sinclair Lewis: An American Life'' (New York: McGraw-Hill, 1961)


External links

* * * {{Authority control 1922 American novels American novels adapted into films American satirical novels Harcourt (publisher) books Novels set in the Midwestern United States Novels about consumerism Novels by Sinclair Lewis