Auctoritas
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''Auctoritas'' is a
Latin Latin (, or , ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through ...
word which is the origin of English "
authority In the fields of sociology and political science, authority is the legitimate power of a person or group over other people. In a civil state, ''authority'' is practiced in ways such a judicial branch or an executive branch of government.''T ...
". While historically its use in English was restricted to discussions of the political
history of Rome The history of Rome includes the history of the city of Rome as well as the civilisation of ancient Rome. Roman history has been influential on the modern world, especially in the history of the Catholic Church, and Roman law has influenced ...
, the beginning of phenomenological philosophy in the 20th century expanded the use of the word. In
ancient Rome In modern historiography, ancient Rome refers to Roman people, Roman civilisation from the founding of the city of Rome in the 8th century BC to the collapse of the Western Roman Empire in the 5th century AD. It encompasses the Roman Kingdom ...
, ''auctoritas'' referred to the general level of prestige a person had in Roman society, and, as a consequence, his clout, influence, and ability to rally support around his will. ''Auctoritas'' was not merely political, however; it had a numinous content and symbolized the mysterious "power of command" of heroic Roman figures. Noble women could also achieve a degree of auctoritas. For example, the wives, sisters, and mothers of the Julio-Claudians had immense influence on society, the masses, and the political apparatus. Their auctoritas was exercised less overtly than their male counterparts due to Roman societal norms, but they were powerful nonetheless.


Etymology and origin

According to French linguist
Emile Benveniste Emil or Emile may refer to: Literature *'' Emile, or On Education'' (1762), a treatise on education by Jean-Jacques Rousseau * ''Émile'' (novel) (1827), an autobiographical novel based on Émile de Girardin's early life *'' Emil and the Detecti ...
, ''auctor'' (which also gives us English "
author An author is the writer of a book, article, play, mostly written work. A broader definition of the word "author" states: "''An author is "the person who originated or gave existence to anything" and whose authorship determines responsibility f ...
") is derived from Latin '' augeō'' ("to augment", "to enlarge", "to enrich"). The ''auctor'' is "''is qui auget''", the one who augments the act or the juridical situation of another. Arguably, Benveniste defended that Latin "auctoritas" was based on a divine conception of power and not on the individual that happened to the position of authority. ''Auctor'' in the sense of "author", comes from ''auctor'' as founder or, one might say, "planter-cultivator". Similarly, ''auctoritas'' refers to rightful
ownership Ownership is the state or fact of legal possession and control over property, which may be any asset, tangible or intangible. Ownership can involve multiple rights, collectively referred to as title, which may be separated and held by different ...
, based on one's having "produced" or homesteaded the article of property in question – more in the sense of "sponsored" or "acquired" than "manufactured". This ''auctoritas'' would, for example, persist through an ''
usucapio ''Usucapio'' was a concept in Roman law that dealt with the acquisition of ownership of something through possession. It was subsequently developed as a principle of civil law systems, usucaption. It is similar to the common law concept of adverse p ...
'' of ill-gotten or abandoned property.


Political meaning in ancient Rome

Politically, the Roman Senate's authority (''auctoritas patrum'') was connected to ''auctoritas'', not to be confused with
potestas ''Potestas'' is a Latin word meaning power or faculty. It is an important concept in Roman Law. Origin of the concept The idea of ''potestas'' originally referred to the power, through coercion, of a Roman magistrate to promulgate edicts, give ac ...
or
imperium In ancient Rome, ''imperium'' was a form of authority held by a citizen to control a military or governmental entity. It is distinct from '' auctoritas'' and '' potestas'', different and generally inferior types of power in the Roman Republic a ...
, which were held by the
magistrates The term magistrate is used in a variety of systems of governments and laws to refer to a civilian officer who administers the law. In ancient Rome, a '' magistratus'' was one of the highest ranking government officers, and possessed both judic ...
or the
people A person ( : people) is a being that has certain capacities or attributes such as reason, morality, consciousness or self-consciousness, and being a part of a culturally established form of social relations such as kinship, ownership of prope ...
. In this context, ''auctoritas'' could be defined as the juridical power to authorize some other act. The 19th-century
classicist Classics or classical studies is the study of classical antiquity. In the Western world, classics traditionally refers to the study of Classical Greek and Roman literature and their related original languages, Ancient Greek and Latin. Cla ...
Theodor Mommsen Christian Matthias Theodor Mommsen (; 30 November 1817 – 1 November 1903) was a German classical scholar, historian, jurist, journalist, politician and archaeologist. He is widely regarded as one of the greatest classicists of the 19th centur ...
describes the "force" of ''auctoritas'' as "more than advice and less than command, an advice which one may not ignore."
Cicero Marcus Tullius Cicero ( ; ; 3 January 106 BC – 7 December 43 BC) was a Roman statesman, lawyer, scholar, philosopher, and academic skeptic, who tried to uphold optimate principles during the political crises that led to the esta ...
says of power and authority, ''"Cum potestas in populo auctoritas in senatu sit."'' ("While power resides in the people, authority rests with the Senate.") In the private domain, those under tutelage (guardianship), such as women and minors, were similarly obliged to seek the sanction of their ''tutors'' ("protectors") for certain actions. Thus, ''auctoritas'' characterizes the ''auctor'': The
pater familias The ''pater familias'', also written as ''paterfamilias'' (plural ''patres familias''), was the head of a Roman family. The ''pater familias'' was the oldest living male in a household, and could legally exercise autocratic authority over his ext ...
''authorizes'' – that is, validates and legitimates – his son's wedding ''in prostate''. In this way, ''auctoritas'' might function as a kind of "passive counsel", much as, for example, a scholarly authority. Traditional imperial Roman exception to declare any legalistic concept and rule of law null and overrule prior decision making, in some military and political circumstances overrule fundamental body of law within a
constitution A constitution is the aggregate of fundamental principles or established precedents that constitute the legal basis of a polity, organisation or other type of entity and commonly determine how that entity is to be governed. When these pr ...
, whether it is or isn't codified. Imperial prerogative is to protect the state from harm and its peoples. During the overruling of
Roman Constitution The Roman Constitution was an uncodified set of guidelines and principles passed down mainly through precedent.Byrd, 161 The Roman constitution was not formal or even official, largely unwritten and constantly evolving. Having those characteristic ...
body of fundamental laws and
rule of law The rule of law is the political philosophy that all citizens and institutions within a country, state, or community are accountable to the same laws, including lawmakers and leaders. The rule of law is defined in the ''Encyclopedia Britannic ...
, a dictator may be chosen by the senate in
Imperial Rome The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post- Republican period of ancient Rome. As a polity, it included large territorial holdings around the Medite ...
.


Auctoritas principis

After the fall of the
Republic A republic () is a " state in which power rests with the people or their representatives; specifically a state without a monarchy" and also a "government, or system of government, of such a state." Previously, especially in the 17th and 18th ...
, during the days of the
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Roman Republic, Republican period of ancient Rome. As a polity, it included large territorial holdings aro ...
, the
Emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife ( empress consort), mother ( ...
had the title of
princeps ''Princeps'' (plural: ''principes'') is a Latin word meaning "first in time or order; the first, foremost, chief, the most eminent, distinguished, or noble; the first man, first person". As a title, ''princeps'' originated in the Roman Republic w ...
("first citizen" of Rome) and held the ''auctoritas principis'' – the supreme
moral authority Moral authority is authority premised on principles, or fundamental truths, which are independent of written, or positive, laws. As such, moral authority necessitates the existence of and adherence to truth. Because truth does not change, the princi ...
– in conjunction with the imperium and potestas – the military, judiciary and administrative powers. That is to say, there is a non-committal to a separation of powers, some civil rights, constitutionalism, codified constitutional state and legalist concept of law.


Middle Ages

The notion of auctoritas was often invoked by the papacy during the Middle Ages, in order to secure the temporal power of the Pope.
Innocent III Pope Innocent III ( la, Innocentius III; 1160 or 1161 – 16 July 1216), born Lotario dei Conti di Segni (anglicized as Lothar of Segni), was the head of the Catholic Church and ruler of the Papal States from 8 January 1198 to his death in 16 ...
most famously invoked auctoritas in order to depose kings and emperors and to try to establish a papal
theocracy Theocracy is a form of government in which one or more deities are recognized as supreme ruling authorities, giving divine guidance to human intermediaries who manage the government's daily affairs. Etymology The word theocracy originates fr ...
.


Hannah Arendt

Hannah Arendt Hannah Arendt (, , ; 14 October 1906 – 4 December 1975) was a political philosopher, author, and Holocaust survivor. She is widely considered to be one of the most influential political theorists of the 20th century. Arendt was born ...
considered ''auctoritas'' a reference to founding acts as the source of political authority in ancient Rome. She took foundation to include (as ''augeō'' suggests), the continuous conservation and increase of principles handed down from "the beginning" (see also
pietas ''Pietas'' (), translated variously as "duty", "religiosity" or "religious behavior", "loyalty", "devotion", or "filial piety" (English "piety" derives from the Latin), was one of the chief virtues among the ancient Romans. It was the distingui ...
). According to Arendt, this source of authority was rediscovered in the course of the 18th-century
American Revolution The American Revolution was an ideological and political revolution that occurred in British America between 1765 and 1791. The Americans in the Thirteen Colonies formed independent states that defeated the British in the American Revoluti ...
(see "United States of America" under
Founding Fathers The following list of national founding figures is a record, by country, of people who were credited with establishing a state. National founders are typically those who played an influential role in setting up the systems of governance, (i.e. ...
), as an alternative to an intervening
Western tradition Eugen Joseph Weber (April 24, 1925 – May 17, 2007) was a Romanian-born American historian with a special focus on Western civilization. Weber became a historian because of his interest in politics, an interest dating back to at least the age ...
of
absolutism Absolutism may refer to: Government * Absolute monarchy, in which a monarch rules free of laws or legally organized opposition * Absolutism (European history), period c. 1610 – c. 1789 in Europe ** Enlightened absolutism, influenced by the En ...
, claiming absolute authority, as from
God In monotheistic thought, God is usually viewed as the supreme being, creator, and principal object of faith. Swinburne, R.G. "God" in Honderich, Ted. (ed)''The Oxford Companion to Philosophy'', Oxford University Press, 1995. God is typically ...
(see
Divine Right of Kings In European Christianity Christianity is an Abrahamic monotheistic religion based on the life and teachings of Jesus of Nazareth. It is the world's largest and most widespread religion with roughly 2.38 billion followers representin ...
), and later from
Nature Nature, in the broadest sense, is the physical world or universe. "Nature" can refer to the phenomena of the physical world, and also to life in general. The study of nature is a large, if not the only, part of science. Although humans are ...
,
Reason Reason is the capacity of consciously applying logic by drawing conclusions from new or existing information, with the aim of seeking the truth. It is closely associated with such characteristically human activities as philosophy, science, lang ...
,
History History (derived ) is the systematic study and the documentation of the human activity. The time period of event before the invention of writing systems is considered prehistory. "History" is an umbrella term comprising past events as well ...
, and even, as in the
French Revolution The French Revolution ( ) was a period of radical political and societal change in France that began with the Estates General of 1789 and ended with the formation of the French Consulate in November 1799. Many of its ideas are conside ...
,
Revolution In political science, a revolution (Latin: ''revolutio'', "a turn around") is a fundamental and relatively sudden change in political power and political organization which occurs when the population revolts against the government, typically due ...
itself (see La Terreur). Arendt views a crisis of authority as common to both the American and French Revolutions, and the response to that crisis a key factor in the relative success of the former and failure of the latter. Arendt further considered the sense of ''auctor'' and ''auctoritas'' in various Latin
idiom An idiom is a phrase or expression that typically presents a figurative, non-literal meaning attached to the phrase; but some phrases become figurative idioms while retaining the literal meaning of the phrase. Categorized as formulaic language ...
s, and the fact that ''auctor'' was used in contradistinction to – and (at least by Pliny) held in higher esteem than – ''artifices'', the
artisan An artisan (from french: artisan, it, artigiano) is a skilled craft worker who makes or creates material objects partly or entirely by hand. These objects may be functional or strictly decorative, for example furniture, decorative art ...
s to whom it might fall to "merely" build up or implement the author-founder's vision and design.Hannah Arendt, Between Past and Future, Chapter 3, Section IV. (1968)


See also

* * * * * * * * * * * * * Virtues in ancient Rome ** ** ** **


References and sources

;References ;Sources *Cicero, ''
De Legibus The ''De Legibus'' (''On the Laws'') is a dialogue written by Marcus Tullius Cicero during the last years of the Roman Republic. It bears the same name as Plato's famous dialogue, ''The Laws''. Unlike his previous work ''De re publica,'' in whi ...
'' (1st century BC) *Theodor Mommsen, ''Römisches Staatsrecht'', Volume III, Chapter 2. (1887) * William Smith, ''
A Dictionary of Greek and Roman Antiquities ''A Dictionary of Greek and Roman Antiquities'' is an English language encyclopedia first published in 1842. The second, improved and enlarged, edition appeared in 1848, and there were many revised editions up to 1890. The encyclopedia covered la ...
''. (1875, 1890 editions) * Alvaro d'Ors, ''Derecho privado romano'' (10 ed. Eunsa, 2004) * Rafael Domingo Osle, ''Auctoritas'' (Ariel, 1999) {{Ancient Rome topics Latin words and phrases Latin legal terminology Roman law Philosophy of law Ancient Roman virtues