Archimedes screw
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The Archimedes screw, also known as the Archimedean screw, hydrodynamic screw, water screw or Egyptian screw, is one of the earliest hydraulic machines. Using Archimedes screws as water pumps (Archimedes screw pump (ASP) or
screw pump A screw pump is a positive-displacement pump that use one or several screws to move fluid solids or liquids along the screw(s) axis. Three principal forms exist; In its simplest form (the Archimedes' screw pump or 'water screw'), a single sc ...
) dates back many centuries. As a
machine A machine is a physical system using power to apply forces and control movement to perform an action. The term is commonly applied to artificial devices, such as those employing engines or motors, but also to natural biological macromolecul ...
used for transferring water from a low-lying body of water into
irrigation Irrigation (also referred to as watering) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has been devel ...
ditches, water is pumped by turning a screw-shaped surface inside a pipe. In the modern world, Archimedes screw pumps are widely used in wastewater treatment plants and for dewatering low-lying regions. Archimedes Screws Turbines (ASTs) are a new form of small hydroelectric powerplant that can be applied even in low head sites. Archimedes screw generators operate in a wide range of flows (0.01 m^3/s to 14.5 m^3/s) and heads (0.1 m to 10 m), including low heads and moderate flow rates that is not ideal for traditional turbines and not occupied by high performance technologies. The Archimedes screw is a reversible hydraulic machine, and there are several examples of Archimedes screw installations where the screw can operate at different times as either pump or generator, depending on needs for power and watercourse flow. Archimedes screw is named after Greek mathematician
Archimedes Archimedes of Syracuse (;; ) was a Greek mathematician, physicist, engineer, astronomer, and inventor from the ancient city of Syracuse in Sicily. Although few details of his life are known, he is regarded as one of the leading scientis ...
who first described it around 234 BC, although there is evidence that the device had been used in Ancient Egypt long before his time. A
screw conveyor A screw conveyor or auger conveyor is a mechanism that uses a rotating helical screw blade, called a "''flighting''", usually within a tube, to move liquid or granular materials. They are used in many bulk handling industries. Screw conveyor ...
is a similar device which transports bulk materials such as powders and grains.


History

The screw pump is the oldest
positive displacement pump A pump is a device that moves fluids (liquids or gases), or sometimes slurries, by mechanical action, typically converted from electrical energy into hydraulic energy. Pumps can be classified into three major groups according to the method they ...
. The first records of a water screw, or screw pump, date back to Hellenistic Egypt before the 3rd century BC. The Egyptian screw, used to lift water from the
Nile The Nile, , Bohairic , lg, Kiira , Nobiin: Áman Dawū is a major north-flowing river in northeastern Africa. It flows into the Mediterranean Sea. The Nile is the longest river in Africa and has historically been considered the longest riv ...
, was composed of tubes wound round a cylinder; as the entire unit rotates, water is lifted within the spiral tube to the higher elevation. A later screw pump design from Egypt had a spiral groove cut on the outside of a solid wooden cylinder and then the cylinder was covered by boards or sheets of metal closely covering the surfaces between the grooves. Some researchers have proposed this device was used to irrigate the
Hanging Gardens of Babylon The Hanging Gardens of Babylon were one of the Seven Wonders of the Ancient World listed by Hellenic culture. They were described as a remarkable feat of engineering with an ascending series of tiered gardens containing a wide variety of tre ...
, one of the
Seven Wonders of the Ancient World The Seven Wonders of the Ancient World, also known as the Seven Wonders of the World or simply the Seven Wonders, is a list of seven notable structures present during classical antiquity. The first known list of seven wonders dates back to the 2 ...
. A cuneiform inscription of
Assyria Assyria ( Neo-Assyrian cuneiform: , romanized: ''māt Aššur''; syc, ܐܬܘܪ, ʾāthor) was a major ancient Mesopotamian civilization which existed as a city-state at times controlling regional territories in the indigenous lands of the A ...
n King
Sennacherib Sennacherib ( Neo-Assyrian cuneiform: or , meaning " Sîn has replaced the brothers") was the king of the Neo-Assyrian Empire from the death of his father Sargon II in 705BC to his own death in 681BC. The second king of the Sargonid dynas ...
(704–681 BC) has been interpreted by
Stephanie Dalley Stephanie Mary Dalley FSA (''née'' Page; March 1943) is a British Assyriologist and scholar of the Ancient Near East. She has retired as a teaching Fellow from the Oriental Institute, Oxford. She is known for her publications of cuneiform ...
to describe casting water screws in bronze some 350 years earlier. This is consistent with classical author
Strabo Strabo''Strabo'' (meaning "squinty", as in strabismus) was a term employed by the Romans for anyone whose eyes were distorted or deformed. The father of Pompey was called " Pompeius Strabo". A native of Sicily so clear-sighted that he could s ...
, who describes the
Hanging Gardens The Hanging Gardens of Babylon were one of the Seven Wonders of the Ancient World listed by Hellenic culture. They were described as a remarkable feat of engineering with an ascending series of tiered gardens containing a wide variety of tre ...
as irrigated by screws. The screw pump was later introduced from Egypt to Greece. It was described by
Archimedes Archimedes of Syracuse (;; ) was a Greek mathematician, physicist, engineer, astronomer, and inventor from the ancient city of Syracuse in Sicily. Although few details of his life are known, he is regarded as one of the leading scientis ...
, on the occasion of his visit to
Egypt Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a List of transcontinental countries, transcontinental country spanning the North Africa, northeast corner of Africa and Western Asia, southwest corner of Asia via a land bridg ...
, circa 234 BC. This tradition may reflect only that the apparatus was unknown to the Greeks before
Hellenistic In Classical antiquity, the Hellenistic period covers the time in Mediterranean history after Classical Greece, between the death of Alexander the Great in 323 BC and the emergence of the Roman Empire, as signified by the Battle of Actium in ...
times. Archimedes never claimed credit for its invention, but it was attributed to him 200 years later by
Diodorus Diodorus Siculus, or Diodorus of Sicily ( grc-gre, Διόδωρος ;  1st century BC), was an ancient Greek historian. He is known for writing the monumental universal history ''Bibliotheca historica'', in forty books, fifteen of which su ...
, who believed that Archimedes invented the screw pump in Egypt. Depictions of
Greek Greek may refer to: Greece Anything of, from, or related to Greece, a country in Southern Europe: *Greeks, an ethnic group. *Greek language, a branch of the Indo-European language family. **Proto-Greek language, the assumed last common ancestor ...
and
Roman Roman or Romans most often refers to: * Rome, the capital city of Italy * Ancient Rome, Roman civilization from 8th century BC to 5th century AD *Roman people, the people of ancient Rome *''Epistle to the Romans'', shortened to ''Romans'', a lett ...
water screws show them being powered by a human treading on the outer casing to turn the entire apparatus as one piece, which would require that the casing be rigidly attached to the screw. German engineer
Konrad Kyeser Konrad Kyeser (26 August 1366 – after 1405) was a German military engineer and the author of ''Bellifortis'' (c. 1405), a book on military technology that was popular throughout the 15th century. Originally conceived for King Wenceslaus, ...
equipped the Archimedes screw with a crank mechanism in his ''
Bellifortis ''Bellifortis'' ("Strong in War", "War Fortifications") is the first fully illustrated manual of military technology written by Konrad Kyeser and dating from the start of the 15th century. It summarises material from classical writers on milit ...
'' (1405). This mechanism quickly replaced the ancient practice of working the pipe by treading.


Design

The Archimedes screw consists of a screw (a
helical Helical may refer to: * Helix, the mathematical concept for the shape * Helical engine, a proposed spacecraft propulsion drive * Helical spring, a coilspring * Helical plc, a British property company, once a maker of steel bar stock * Helicoil A t ...
surface surrounding a central cylindrical shaft) inside a hollow pipe. The screw is usually turned by windmill, manual labor, cattle, or by modern means, such as a motor. As the shaft turns, the bottom end scoops up a volume of water. This water is then pushed up the tube by the rotating helicoid until it pours out from the top of the tube. It is important to note that the screw volume must not be completely filled with water; there must be a fair amount of air "scooped up" together with each scoop of water. For this reason, the pump ceases to function if the bottom of the pipe is completely submerged, so that no air can be sucked in. This is because the individual pockets of water need to be separated from each other by pockets of air, or else there would be no difference between an Archimedean screw and a (curled up) pipe, which would let the water back-flow from the top basin to the bottom basin, just like a siphon. The contact surface between the screw and the pipe does not need to be perfectly watertight, as long as the amount of water being scooped with each turn is large compared to the amount of water leaking out of each section of the screw per turn. If water from one section leaks into the next lower one, it will be transferred upwards by the next segment of the screw. In some designs, the screw is fused to the casing and they both rotate together, instead of the screw turning within a stationary casing. The screw could be sealed to the casing with pitch resin or other adhesive, or the screw and casing could be cast together as a single piece in bronze. The design of the everyday Greek and Roman water screw, in contrast to the heavy bronze device of
Sennacherib Sennacherib ( Neo-Assyrian cuneiform: or , meaning " Sîn has replaced the brothers") was the king of the Neo-Assyrian Empire from the death of his father Sargon II in 705BC to his own death in 681BC. The second king of the Sargonid dynas ...
, with its problematic drive chains, has a powerful simplicity. A double or triple
helix A helix () is a shape like a corkscrew or spiral staircase. It is a type of smooth space curve with tangent lines at a constant angle to a fixed axis. Helices are important in biology, as the DNA molecule is formed as two intertwined helic ...
was built of wood strips (or occasionally bronze sheeting) around a heavy wooden pole. A cylinder was built around the helices using long, narrow boards fastened to their periphery and waterproofed with pitch. Studies shows that the volume of flow passes through Archimedes screws is a function of inlet depth, diameter and rotation speed of the screw. Therefore, the following analytical equation could be used to design Archimedes screws: D_O = (16\pi Q}/{\sigma\omega (2\theta_O-sin2\theta_O)-\delta^2(2\theta_i-sin(2\theta_i))^{1/3} where D_O is in (m) and: \omega: Rotation speed of the Archimedes screw (rad/s) Q: Volumetric flow rate (m^3/s) Based on the common standards that the Archimedes screw designers use this analytical equation could be simplified as: D_O\approx \eta Q^{3/7} The value of η could simply determinate using the \eta graph or \Theta graph. By determination of D_O, other design parameters of Archimedes screws can be calculated using a step-by-step analytical method.


Uses

The screw was used predominantly for the transport of water to irrigation systems and for dewatering mines or other low-lying areas. It was used for draining land that was underneath the sea in the
Netherlands ) , anthem = ( en, "William of Nassau") , image_map = , map_caption = , subdivision_type = Sovereign state , subdivision_name = Kingdom of the Netherlands , established_title = Before independence , established_date = Spanish Netherl ...
and other places in the creation of
polder A polder () is a low-lying tract of land that forms an artificial hydrological entity, enclosed by embankments known as dikes. The three types of polder are: # Land reclaimed from a body of water, such as a lake or the seabed # Flood plains ...
s. Archimedes screws are used in
sewage treatment Sewage treatment (or domestic wastewater treatment, municipal wastewater treatment) is a type of wastewater treatment which aims to remove contaminants from sewage to produce an effluent that is suitable for discharge to the surrounding en ...
plants because they cope well with varying rates of flow and with suspended solids. An
auger Auger may refer to: Engineering * Wood auger, a drill for making holes in wood (or in the ground) ** Auger bit, a drill bit * Auger conveyor, a device for moving material by means of a rotating helical flighting * Auger (platform), the world's f ...
in a
snow blower A snow blower or snow thrower is a machine for removing snow from an area where it is problematic, such as a driveway, sidewalk, roadway, railroad track, ice rink, or runway. The commonly used term "snow blower" is a misnomer, as the snow is ...
or
grain elevator A grain elevator is a facility designed to stockpile or store grain. In the grain trade, the term "grain elevator" also describes a tower containing a bucket elevator or a pneumatic conveyor, which scoops up grain from a lower level and deposi ...
is essentially an Archimedes screw.
Concrete mixer A concrete mixer (often colloquially called a cement mixer) is a device that homogeneously combines cement, aggregate such as sand or gravel, and water to form concrete. A typical concrete mixer uses a revolving drum to mix the components. F ...
trucks use Archemedes screws on the inside of their drum to mix or unload material. The principle is also found in pescalators, which are Archimedes screws designed to lift fish safely from ponds and transport them to another location. This technology is used primarily at fish hatcheries, where it is desirable to minimize the physical handling of fish. An Archimedes screw was used in the successful 2001 stabilization of the
Leaning Tower of Pisa The Leaning Tower of Pisa ( it, torre pendente di Pisa), or simply, the Tower of Pisa (''torre di Pisa'' ), is the ''campanile'', or freestanding bell tower, of Pisa Cathedral. It is known for its nearly four-degree lean, the result of an unst ...
. Small amounts of subsoil saturated by groundwater were removed from far below the north side of the tower, and the weight of the tower itself corrected the lean. Archimedes screws are also used in
chocolate fountain A chocolate fountain is a device for serving chocolate fondue. Typical examples resemble a stepped cone (geometry), cone, standing 2–4 feet tall with a fountain, crown at the top and stacked tiers over a basin at the bottom. The basin is heate ...
s. Archimedes Screws Turbines (ASTs) are a new form of generators for small hydroelectric powerplants that could be applied even in low head sites. The low rotation speed of ASTs reduces negative impacts on aquatic life and fish.


Variants

A ''screw conveyor'' is an Archimedes screw contained within a tube and turned by a motor so as to deliver material from one end of the conveyor to the other. It is particularly suitable for transport of granular materials such as plastic granules used in injection moulding, and
cereal grains A cereal is any grass cultivated for the edible components of its grain (botanically, a type of fruit called a caryopsis), composed of the endosperm, germ, and bran. Cereal grain crops are grown in greater quantities and provide more food ene ...
. It may also be used to transport liquids. In industrial control applications the conveyor may be used as a rotary feeder or
variable rate feeder A variable rate feeder (often shortened to belt feeder, or simply feeder) is a piece of industrial control equipment used to deliver solid material at a known rate into some process. Belt feeders vs. belt conveyors In both form and function, ...
to deliver a measured rate or quantity of material into a process. A variant of the Archimedes screw can also be found in some injection moulding machines,
die casting Die casting is a metal casting process that is characterized by forcing molten metal under high pressure into a mold cavity. The mold cavity is created using two hardened tool steel dies which have been machined into shape and work similarly ...
machines and extrusion of plastics, which employ a screw of decreasing pitch to compress and melt the material. It is also used in a rotary-screw
air compressor An air compressor is a pneumatic device that converts power (using an electric motor, diesel or gasoline engine, etc.) into potential energy stored in pressurized air (i.e., compressed air). By one of several methods, an air compressor forces m ...
. On a much larger scale, Archimedes's screws of decreasing pitch are used for the compaction of waste material.


Reverse action

If water is fed into the top of an Archimedes screw, it will force the screw to rotate. The rotating shaft can then be used to drive an electric generator. Such an installation has the same benefits as using the screw for pumping: the ability to handle very dirty water and widely varying rates of flow at high efficiency.
Settle Hydro Settle Hydro is a micro hydroelectric scheme, owned by the community, in Settle, North Yorkshire, England. It is located on the River Ribble, at Settle Weir near Bridge End Mill. It generates 50 kW of electricity using a screw turbine i ...
and
Torrs Hydro Torrs Hydro is a micro hydroelectric scheme, owned by the community, in New Mills, Derbyshire. It is located on the River Goyt, immediately after its confluence with the River Sett at the Torr weir. A 2.4-metre diameter steel trough screw turbin ...
are two reverse screw
micro hydro Micro hydro is a type of hydroelectric power that typically produces from 5 kW to 100 kW of electricity using the natural flow of water. Installations below 5 kW are called pico hydro. These installations can provide power to an i ...
schemes operating in England. The screw works well as a generator at low heads, commonly found in English rivers, including the
Thames The River Thames ( ), known alternatively in parts as the River Isis, is a river that flows through southern England including London. At , it is the longest river entirely in England and the second-longest in the United Kingdom, after the R ...
, powering
Windsor Castle Windsor Castle is a royal residence at Windsor in the English county of Berkshire. It is strongly associated with the English and succeeding British royal family, and embodies almost a millennium of architectural history. The original c ...
.BBC
"Windsor Castle water turbine installed on River Thames"
''
bbc.com BBC Online, formerly known as BBCi, is the BBC's online service. It is a large network of websites including such high-profile sites as BBC News and Sport, the on-demand video and radio services branded BBC iPlayer and BBC Sounds, the childre ...
'', 20 September 2011. Retrieved: 19 October 2017.
In 2017, the first reverse screw hydropower in the United States opened in
Meriden, Connecticut Meriden is a city in New Haven County, Connecticut, United States, located halfway between the regional cities of New Haven and Hartford. In 2020, the population of the city was 60,850.
. The Meriden project was built and is operated by New England Hydropower having a nameplate capacity of 193 kW and a capacity factor of approximately 55% over a 5-year running period.


See also

*
Archimedean spiral The Archimedean spiral (also known as the arithmetic spiral) is a spiral named after the 3rd-century BC Greek mathematician Archimedes. It is the locus corresponding to the locations over time of a point moving away from a fixed point with a ...
*
Screw-propelled vehicle A screw-propelled vehicle is a land or amphibious vehicle designed to cope with difficult terrain, such as snow, ice, mud, and swamp. Such vehicles are distinguished by being moved by the rotation of one or more auger-like cylinders fitted ...
* SS ''Archimedes'' – the first steamship driven by a
screw propeller A propeller (colloquially often called a screw if on a ship or an airscrew if on an aircraft) is a device with a rotating hub and radiating blades that are set at a pitch to form a helical spiral which, when rotated, exerts linear thrust upo ...
. *
Screw (simple machine) A screw is a mechanism that converts rotational motion to linear motion, and a torque (rotational force) to a linear force. It is one of the six classical simple machines. The most common form consists of a cylindrical shaft with helical gr ...
*
Screw turbine A screw and a bolt (see '' Differentiation between bolt and screw'' below) are similar types of fastener typically made of metal and characterized by a helical ridge, called a ''male thread'' (external thread). Screws and bolts are used to f ...
*
Spiral pump The pumping of water is a basic and practical technique, far more practical than scooping it up with one's hands or lifting it in a hand-held bucket. This is true whether the water is drawn from a fresh source, moved to a needed location, purifi ...
*
Vitruvius Vitruvius (; c. 80–70 BC – after c. 15 BC) was a Roman architect and engineer during the 1st century BC, known for his multi-volume work entitled '' De architectura''. He originated the idea that all buildings should have three attribut ...


Notes


Sources

* YoosefDoost, A, W.-D. Lubitz
Archimedes Screw Design: An Analytical Model for Rapid Estimation of Archimedes Screw Geometry
Energies 2021. doi: 10.3390/en14227812 *YoosefDoost, A, W.-D. Lubitz
Design Guideline for Hydropower Plants Using One or Multiple Archimedes Screws
Processes, 2021. doi: 10.3390/pr9122128 *YoosefDoost, A, W.-D. Lubitz
Archimedes Screw Turbines: A Sustainable Development Solution for Green and Renewable Energy Generation—A Review of Potential and Design Procedures
Sustainability, 2020. doi: 10.3390/su12187352. *Yoosefdoost, A.
Archimedes Screw Generators and Hydropower Plants: A Design Guideline and Analytical Models
University of Guelph, 2022, PhD Thesis, Guelph, ON, Canada (2022). *P. J. Kantert: "Manual for Archimedean Screw Pump", Hirthammer Verlag 2008, . * P. J. Kantert: "Praxishandbuch Schneckenpumpe", Hirthammer Verlag 2008, . * P. J. Kantert: "Praxishandbuch Schneckenpumpe" - 2nd edition 2020, DWA, . * * * Nuernbergk, D. and Rorres C.: „An Analytical Model for the Water Inflow of an Archimedes Screw Used in Hydropower Generation", ASCE Journal of Hydraulic Engineering, Published: 23 July 2012 * Nuernbergk D. M.: "Wasserkraftschnecken – Berechnung und optimaler Entwurf von archimedischen Schnecken als Wasserkraftmaschine", Verlag Moritz Schäfer, Detmold, 1. Edition. 2012, 272 papes, * Rorres C.: "The turn of the Screw: Optimum design of an Archimedes Screw", ASCE Journal of Hydraulic Engineering, Volume 126, Number 1, Jan.2000, pp. 72–80 * Nagel, G.; Radlik, K.: Wasserförderschnecken – Planung, Bau und Betrieb von Wasserhebeanlagen; Udo Pfriemer Buchverlag in der Bauverlag GmbH, Wiesbaden, Berlin (1988) *


External links


''The Turn of the Screw: Optimal Design of an Archimedes Screw'', by Chris Rorres, PhD.''"Archimedean Screw"
by Sándor Kabai,
Wolfram Demonstrations Project The Wolfram Demonstrations Project is an organized, open-source collection of small (or medium-size) interactive programs called Demonstrations, which are meant to visually and interactively represent ideas from a range of fields. It is hos ...
, 2007.
"Archimedes Screw Examples
Various sources, 2021 {{Authority control Pumps Screws Screw, Archimedes History of mining Rotating machines Egyptian inventions Ancient inventions Hanging Gardens of Babylon