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Ultraviolet photoelectron spectroscopy (UPS) refers to the measurement of kinetic energy spectra of photoelectrons emitted by molecules which have absorbed
ultraviolet Ultraviolet (UV) is a form of electromagnetic radiation with wavelength from 10 nm (with a corresponding frequency around 30  PHz) to 400 nm (750  THz), shorter than that of visible light, but longer than X-rays. UV radiation ...
photons, in order to determine
molecular orbital In chemistry, a molecular orbital is a mathematical function describing the location and wave-like behavior of an electron in a molecule. This function can be used to calculate chemical and physical properties such as the probability of find ...
energies in the valence region.


Basic theory

If
Albert Einstein Albert Einstein ( ; ; 14 March 1879 – 18 April 1955) was a German-born theoretical physicist, widely acknowledged to be one of the greatest and most influential physicists of all time. Einstein is best known for developing the theor ...
's photoelectric law is applied to a free molecule, the
kinetic energy In physics, the kinetic energy of an object is the energy that it possesses due to its motion. It is defined as the work needed to accelerate a body of a given mass from rest to its stated velocity. Having gained this energy during its acce ...
( E_K) of an emitted
photoelectron The photoelectric effect is the emission of electrons when electromagnetic radiation, such as light, hits a material. Electrons emitted in this manner are called photoelectrons. The phenomenon is studied in condensed matter physics, and solid sta ...
is given by : E_K = h\nu - I\,, where ''h'' is Planck's constant, ν is the
frequency Frequency is the number of occurrences of a repeating event per unit of time. It is also occasionally referred to as ''temporal frequency'' for clarity, and is distinct from ''angular frequency''. Frequency is measured in hertz (Hz) which is eq ...
of the ionizing light, and I is an
ionization energy Ionization, or Ionisation is the process by which an atom or a molecule acquires a negative or positive charge by gaining or losing electrons, often in conjunction with other chemical changes. The resulting electrically charged atom or molecule ...
for the formation of a singly charged ion in either the
ground state The ground state of a quantum-mechanical system is its stationary state of lowest energy; the energy of the ground state is known as the zero-point energy of the system. An excited state is any state with energy greater than the ground state. ...
or an
excited state In quantum mechanics, an excited state of a system (such as an atom, molecule or nucleus) is any quantum state of the system that has a higher energy than the ground state (that is, more energy than the absolute minimum). Excitation refers to ...
. According to Koopmans' theorem, each such ionization energy may be identified with the energy of an occupied molecular orbital. The ground-state ion is formed by removal of an electron from the
highest occupied molecular orbital In chemistry, HOMO and LUMO are types of molecular orbitals. The acronyms stand for ''highest occupied molecular orbital'' and ''lowest unoccupied molecular orbital'', respectively. HOMO and LUMO are sometimes collectively called the ''fronti ...
, while excited ions are formed by removal of an
electron The electron ( or ) is a subatomic particle with a negative one elementary electric charge. Electrons belong to the first generation of the lepton particle family, and are generally thought to be elementary particles because they have n ...
from a lower occupied orbital.


History

Prior to 1960, virtually all measurements of photoelectron kinetic energies were for electrons emitted from metals and other solid surfaces. In about 1956,
Kai Siegbahn Kai Manne Börje Siegbahn (20 April 1918 – 20 July 2007) was a Swedish physicist who was awarded the 1981 Nobel Prize in Physics. Biography Siegbahn was born in Lund, Sweden, son of Manne Siegbahn the 1924 physics Nobel Prize winner. Siegb ...
developed
X-ray photoelectron spectroscopy X-ray photoelectron spectroscopy (XPS) is a surface-sensitive quantitative spectroscopic technique based on the photoelectric effect that can identify the elements that exist within a material (elemental composition) or are covering its surface, ...
(XPS) for surface chemical analysis. This method uses x-ray sources to study energy levels of atomic core electrons, and at the time had an energy resolution of about 1 eV (
electronvolt In physics, an electronvolt (symbol eV, also written electron-volt and electron volt) is the measure of an amount of kinetic energy gained by a single electron accelerating from rest through an electric potential difference of one volt in vacu ...
). The ultraviolet photoelectron spectroscopy (UPS) was pioneered by Feodor I. Vilesov, a physicist at St. Petersburg (Leningrad) State University in Russia (USSR) in 1961 to study the photoelectron spectra of free molecules in the gas phase. The early experiments used monochromatized radiation from a
hydrogen Hydrogen is the chemical element with the symbol H and atomic number 1. Hydrogen is the lightest element. At standard conditions hydrogen is a gas of diatomic molecules having the formula . It is colorless, odorless, tasteless, non-to ...
discharge and a retarding potential analyzer to measure the photoelectron energies. The PES was further developed by
David W. Turner David Warren Turner (born 1927) is a physical chemist known for the development of ultra-violet photoelectron spectroscopy (UPS), a technique for the measurement of molecular orbital energies in gas-phase molecules. His first paper on photoelectro ...
, a physical chemist at
Imperial College Imperial College London (legally Imperial College of Science, Technology and Medicine) is a public research university in London, United Kingdom. Its history began with Prince Albert, consort of Queen Victoria, who developed his vision for a cu ...
in London and then at
Oxford University Oxford () is a city in England. It is the county town and only city of Oxfordshire. In 2020, its population was estimated at 151,584. It is north-west of London, south-east of Birmingham and north-east of Bristol. The city is home to the ...
, in a series of publications from 1962 to 1967. As a
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless, so they alwa ...
source, he used a
helium Helium (from el, ἥλιος, helios, lit=sun) is a chemical element with the symbol He and atomic number 2. It is a colorless, odorless, tasteless, non-toxic, inert, monatomic gas and the first in the noble gas group in the periodic ta ...
discharge lamp which emits a wavelength of 58.4 nm (corresponding to an energy of 21.2 eV) in the vacuum ultraviolet region. With this source, Turner's group obtained an energy resolution of 0.02 eV. Turner referred to the method as "molecular photoelectron spectroscopy", now usually "ultraviolet photoelectron spectroscopy" or UPS. As compared to XPS, UPS is limited to energy levels of valence electrons, but measures them more accurately. After 1967, commercial UPS spectrometers became available. One of the latest commercial devices was the Perkin Elmer PS18. For the last twenty years, the systems have been homemade. One of the latest in progress - Phoenix II - is that of the laboratory of Pau, IPREM developed by Dr. Jean-Marc Sotiropoulos.


Application

The UPS measures experimental
molecular orbital In chemistry, a molecular orbital is a mathematical function describing the location and wave-like behavior of an electron in a molecule. This function can be used to calculate chemical and physical properties such as the probability of find ...
energies for comparison with theoretical values from
quantum chemistry Quantum chemistry, also called molecular quantum mechanics, is a branch of physical chemistry focused on the application of quantum mechanics to chemical systems, particularly towards the quantum-mechanical calculation of electronic contributions ...
, which was also extensively developed in the 1960s. The photoelectron spectrum of a molecule contains a series of peaks each corresponding to one valence-region molecular orbital energy level. Also, the high resolution allowed the observation of fine structure due to vibrational levels of the molecular ion, which facilitates the assignment of peaks to bonding, nonbonding or antibonding molecular orbitals. The method was later extended to the study of solid surfaces where it is usually described as
photoemission spectroscopy Photoemission spectroscopy (PES), also known as photoelectron spectroscopy, refers to energy measurement of electrons emitted from solids, gases or liquids by the photoelectric effect, in order to determine the binding energies of electrons in t ...
(PES). It is particularly sensitive to the surface region (to 10 nm depth), due to the short range of the emitted photoelectrons (compared to
X-rays An X-ray, or, much less commonly, X-radiation, is a penetrating form of high-energy electromagnetic radiation. Most X-rays have a wavelength ranging from 10 picometers to 10 nanometers, corresponding to frequencies in the range 30&nbs ...
). It is therefore used to study adsorbed species and their binding to the surface, as well as their orientation on the surface. A useful result from characterization of solids by UPS is the determination of the
work function In solid-state physics, the work function (sometimes spelt workfunction) is the minimum thermodynamic work (i.e., energy) needed to remove an electron from a solid to a point in the vacuum immediately outside the solid surface. Here "immediately ...
of the material. An example of this determination is given by Park et al. Briefly, the full width of the photoelectron spectrum (from the highest kinetic energy/lowest binding energy point to the low kinetic energy cutoff) is measured and subtracted from the photon energy of the exciting
radiation In physics, radiation is the emission or transmission of energy in the form of waves or particles through space or through a material medium. This includes: * ''electromagnetic radiation'', such as radio waves, microwaves, infrared, visi ...
, and the difference is the work function. Often, the sample is electrically biased negative to separate the low energy cutoff from the spectrometer response.


Gas discharge lines


Outlook

UPS has seen a considerable revival with the increasing availability of
synchrotron light source A synchrotron light source is a source of electromagnetic radiation (EM) usually produced by a storage ring, for scientific and technical purposes. First observed in synchrotrons, synchrotron light is now produced by storage rings and other ...
s which provide a wide range of monochromatic
photon A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless, so they alwa ...
energies.


See also

*
Angle resolved photoemission spectroscopy Angle-resolved photoemission spectroscopy (ARPES) is an experimental technique used in condensed matter physics to probe the allowed energies and momenta of the electrons in a material, usually a crystalline solid. It is based on the photoelec ...
ARPES *
Photoelectron photoion coincidence spectroscopy Photoelectron photoion coincidence spectroscopy (PEPICO) is a combination of photoionization mass spectrometry and photoelectron spectroscopy. It is largely based on the photoelectric effect. Free molecules from a gas-phase sample are ionized by ...
PEPICO *Time-resolved two-photon photoelectron spectroscopy


References

{{reflist Molecular physics Emission spectroscopy Surface science Electron spectroscopy Soviet inventions