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Westphalian sovereignty, or state sovereignty, is a principle in
international law International law (also known as public international law and the law of nations) is the set of rules, norms, and standards generally recognized as binding between states. It establishes normative guidelines and a common conceptual framework for ...
that each
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
has exclusive
sovereignty Sovereignty is the defining authority within individual consciousness, social construct, or territory. Sovereignty entails hierarchy within the state, as well as external autonomy for states. In any state, sovereignty is assigned to the perso ...
over its territory. The principle underlies the modern international system of
sovereign state A sovereign state or sovereign country, is a political entity represented by one central government that has supreme legitimate authority over territory. International law defines sovereign states as having a permanent population, defined te ...
s and is enshrined in the
United Nations Charter The Charter of the United Nations (UN) is the foundational treaty of the UN, an intergovernmental organization. It establishes the purposes, governing structure, and overall framework of the UN system, including its six principal organs: the ...
, which states that "nothing ... shall authorize the United Nations to intervene in matters which are essentially within the domestic jurisdiction of any state." According to the idea, every state, no matter how large or small, has an equal right to sovereignty. Political scientists have traced the concept to the Peace of Westphalia (1648), which ended the
Thirty Years' War The Thirty Years' War was one of the longest and most destructive conflicts in European history, lasting from 1618 to 1648. Fought primarily in Central Europe, an estimated 4.5 to 8 million soldiers and civilians died as a result of battle ...
(1618–1648) and Eighty Years' War (1568–1648). The principle of non-interference was further developed in the 18th century. The Westphalian system reached its peak in the 19th and 20th centuries, but it has faced recent challenges from advocates of
humanitarian intervention Humanitarian intervention is the use or threat of military force by a state (or states) across borders with the intent of ending severe and widespread human rights violations in a state which has not given permission for the use of force. Human ...
.


Principles and criticism

A series of treaties make up the Peace of Westphalia, which is considered by political scientists to be the beginning of the modern international system, Here: p. 251. in which external powers should avoid interfering in another country's domestic affairs. The backdrop of this was the previously held idea that Europe was supposed to be under the umbrella of a single Christian protectorate or empire; governed spiritually by the Pope, and temporally by one rightful emperor, such as that of the Holy Roman Empire. The then-emerging
Reformation The Reformation (alternatively named the Protestant Reformation or the European Reformation) was a major movement within Western Christianity in 16th-century Europe that posed a religious and political challenge to the Catholic Church and in ...
had undermined this as Protestant-controlled states were less willing to respect the "supra authority" of both the Catholic Church and the Catholic-Habsburg led Emperor. Recent scholarship has argued that the Westphalian treaties actually had little to do with the principles with which they are often associated: sovereignty, non-intervention, and the legal equality of states. For example, Andreas Osiander writes that "the treaties confirm neither rance's or Sweden's'sovereignty' nor anybody else's; least of all do they contain anything about sovereignty as a principle." Others, such as
Christoph Kampann Christoph is a male given name and surname. It is a German variant of Christopher. Notable people with the given name Christoph * Christoph Bach (1613–1661), German musician * Christoph Büchel (born 1966), Swiss artist * Christoph Dientzenho ...
and Johannes Paulmann, argue that the 1648 treaties, in fact, limited the sovereignty of numerous states within the Holy Roman Empire and that the Westphalian treaties did not present a coherent new state-system, although they were part of an ongoing change. Yet others, often post-colonialist scholars, point out the limited relevance of the 1648 system to the histories and state systems in the non-Western world. Nonetheless, "Westphalian sovereignty" continues to be used as a shorthand for the basic legal principles underlying the modern state system. The applicability and relevance of these principles have been questioned since the mid-20th century onward from a variety of viewpoints. Much of the debate has turned on the ideas of
internationalism Internationalism may refer to: * Cosmopolitanism, the view that all human ethnic groups belong to a single community based on a shared morality as opposed to communitarianism, patriotism and nationalism * International Style, a major architectur ...
and
globalization Globalization, or globalisation (English in the Commonwealth of Nations, Commonwealth English; American and British English spelling differences#-ise, -ize (-isation, -ization), see spelling differences), is the process of foreign relation ...
, which some say conflicts with Westphalian's ''two swords'' ideal of self-sovereignty.


History

The origins of Westphalian sovereignty have been traced in the scholarly literature to the Peace of Westphalia (1648). The peace treaties put an end to the
Thirty Years' War The Thirty Years' War was one of the longest and most destructive conflicts in European history, lasting from 1618 to 1648. Fought primarily in Central Europe, an estimated 4.5 to 8 million soldiers and civilians died as a result of battle ...
, a war of religion that devastated Germany and killed 30% of its population. Since neither the Catholics nor the Protestants had won a clear victory, the peace settlement established a ''status quo'' order in which states would refrain from interfering in each other's religious practices.
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
wrote: The principle of non-interference in other countries' domestic affairs was laid out in the mid-18th century by Swiss jurist
Emer de Vattel Emer (Emmerich) de Vattel ( 25 April 171428 December 1767) was an international lawyer. He was born in Couvet in the Principality of Neuchâtel (now a canton part of Switzerland but part of Prussia at the time) in 1714 and died in 1767. He was l ...
. States became the primary institutional agents in an interstate system of relations. The Peace of Westphalia is said to have ended attempts to impose supranational authority on European states. The "Westphalian" doctrine of states as independent agents was bolstered by the rise in 19th-century thoughts of 'classical'
nationalism Nationalism is an idea and movement that holds that the nation should be congruent with the state. As a movement, nationalism tends to promote the interests of a particular nation (as in a group of people), Smith, Anthony. ''Nationalism: The ...
, under which legitimate states were assumed to correspond to ''
nations A nation is a community of people formed on the basis of a combination of shared features such as language, history, ethnicity, culture and/or society. A nation is thus the collective identity of a group of people understood as defined by t ...
''—groups of people united by language and culture. Before the Westphalian system, the closest geopolitical system was the "Chanyuan system" established in East Asia in 1005 through the Treaty of Chanyuan, which, like the Westphalian peace treaties, designated national borders between the independent regimes of China's
Song dynasty The Song dynasty (; ; 960–1279) was an imperial dynasty of China that began in 960 and lasted until 1279. The dynasty was founded by Emperor Taizu of Song following his usurpation of the throne of the Later Zhou. The Song conquered the rest ...
and the Khitan
Liao dynasty The Liao dynasty (; Khitan language, Khitan: ''Mos Jælud''; ), also known as the Khitan Empire (Khitan: ''Mos diau-d kitai huldʒi gur''), officially the Great Liao (), was an Dynasties in Chinese history, imperial dynasty of China that exi ...
. This system was copied and developed in East Asia in the following centuries until the establishment of the pan-Eurasian Mongol Empire in the 13th century. The Westphalian system reached its peak in the late 19th century. Although practical considerations still led powerful states to seek to influence the affairs of others, forcible intervention by one country in the domestic affairs of another was less frequent between 1850 and 1900 than in most previous and subsequent periods (i.e. Napoleonic, the Great War, the Second World War). After the end of the Cold War, the United States and Western Europe began talking of a post-Westphalian order in which countries could intervene against
human rights Human rights are moral principles or normsJames Nickel, with assistance from Thomas Pogge, M.B.E. Smith, and Leif Wenar, 13 December 2013, Stanford Encyclopedia of PhilosophyHuman Rights Retrieved 14 August 2014 for certain standards of hu ...
abuses in other countries. Critics have argued that such intervention would be and has been used to continue processes similar to standard Euro-American colonialism, and that the colonial powers always used ideas similar to "humanitarian intervention" to justify colonialism, slavery, and similar practices. China and Russia have thus used their
United Nations Security Council veto power The United Nations Security Council veto power is the power of the five permanent members of the UN Security Council (China, France, Russia, the United Kingdom, and the United States) to veto any "substantive" resolution. They also happen to b ...
to block what they see as American attempts to violate the sovereignty of other nations while engaging in what the West sees as their own imperialistic expansionism.


Challenges to Westphalia

The end of the Cold War saw increased international integration and, arguably, the erosion of Westphalian sovereignty. Much of the literature was primarily concerned with criticizing realist models of international politics in which the notion of the state as a unitary agent is taken as axiomatic. In 1998, at a Symposium on the Continuing Political Relevance of the Peace of Westphalia,
NATO The North Atlantic Treaty Organization (NATO, ; french: Organisation du traité de l'Atlantique nord, ), also called the North Atlantic Alliance, is an intergovernmental military alliance between 30 member states – 28 European and two No ...
Secretary-General
Javier Solana Francisco Javier Solana de Madariaga (; born 14 July 1942) is a Spanish physicist and PSOE politician. After serving in the Spanish government as Foreign Affairs Minister under Felipe González (1992–1995) and as the Secretary General of NA ...
said that "humanity and democracy eretwo principles essentially irrelevant to the original Westphalian order" and levelled a criticism that "the Westphalian system had its limits. For one, the principle of sovereignty it relied on also produced the basis for rivalry, not community of states; exclusion, not integration." In 1999, British Prime Minister
Tony Blair Sir Anthony Charles Lynton Blair (born 6 May 1953) is a British former politician who served as Prime Minister of the United Kingdom from 1997 to 2007 and Leader of the Labour Party from 1994 to 2007. He previously served as Leader of th ...
gave a speech in
Chicago (''City in a Garden''); I Will , image_map = , map_caption = Interactive Map of Chicago , coordinates = , coordinates_footnotes = , subdivision_type = Country , subdivision_name ...
where he "set out a new, post-Westphalian, 'doctrine of the international community. Blair argued that
globalization Globalization, or globalisation (English in the Commonwealth of Nations, Commonwealth English; American and British English spelling differences#-ise, -ize (-isation, -ization), see spelling differences), is the process of foreign relation ...
had made the Westphalian approach anachronistic. Blair was later referred to by ''
The Daily Telegraph ''The Daily Telegraph'', known online and elsewhere as ''The Telegraph'', is a national British daily broadsheet newspaper published in London by Telegraph Media Group and distributed across the United Kingdom and internationally. It was f ...
'' as "the man who ushered in the post-Westphalian era". Others have also asserted that globalization has superseded the Westphalian system. In 2000, Germany's Foreign Minister
Joschka Fischer Joseph Martin "Joschka" Fischer (born 12 April 1948) is a German retired politician of the Alliance 90/The Greens. He served as the foreign minister and as the vice-chancellor of Germany in the cabinet of Gerhard Schröder from 1998 to 2005. Fi ...
referred to the Peace of Westphalia in his Humboldt Speech, which argued that the system of European politics set up by Westphalia was obsolete: "The core of the concept of Europe after 1945 was and still is a rejection of the European balance-of-power principle and the hegemonic ambitions of individual states that had emerged following the Peace of Westphalia in 1648, a rejection which took the form of closer meshing of vital interests and the transfer of nation-state sovereign rights to supranational European institutions." The
European Union The European Union (EU) is a supranational political and economic union of member states that are located primarily in Europe. The union has a total area of and an estimated total population of about 447million. The EU has often been de ...
's concept of shared sovereignty is also somewhat contrary to historical views of Westphalian sovereignty, as it provides for external agents to influence and interfere in the internal affairs of its member countries. In a 2008 article Phil Williams links the rise of
terrorism Terrorism, in its broadest sense, is the use of criminal violence to provoke a state of terror or fear, mostly with the intention to achieve political or religious aims. The term is used in this regard primarily to refer to intentional violen ...
and violent
non-state actor A non-state actor (NSA) are organizations and/or individuals that are not affiliated with, directed by, or funded by any government. The interests, structure, and influence of NSAs vary widely. For example, among NSAs are non-profit organizations, ...
s ( VNSAs), which pose a threat to the Westphalian sovereignty of the
state State may refer to: Arts, entertainment, and media Literature * ''State Magazine'', a monthly magazine published by the U.S. Department of State * ''The State'' (newspaper), a daily newspaper in Columbia, South Carolina, United States * ''Our S ...
, to
globalization Globalization, or globalisation (English in the Commonwealth of Nations, Commonwealth English; American and British English spelling differences#-ise, -ize (-isation, -ization), see spelling differences), is the process of foreign relation ...
.


Military intervention

Interventions such as in
Cambodia Cambodia (; also Kampuchea ; km, កម្ពុជា, UNGEGN: ), officially the Kingdom of Cambodia, is a country located in the southern portion of the Indochinese Peninsula in Southeast Asia, spanning an area of , bordered by Thailan ...
by
Vietnam Vietnam or Viet Nam ( vi, Việt Nam, ), officially the Socialist Republic of Vietnam,., group="n" is a country in Southeast Asia, at the eastern edge of mainland Southeast Asia, with an area of and population of 96 million, making i ...
(the
Cambodian–Vietnamese War The Cambodian–Vietnamese War ( km, សង្គ្រាមកម្ពុជា-វៀតណាម, vi, Chiến tranh Campuchia–Việt Nam), known in Vietnam as the Counter-offensive on the Southwestern border ( vi, Chiến dịch Phản ...
) or in
Bangladesh Bangladesh (}, ), officially the People's Republic of Bangladesh, is a country in South Asia. It is the eighth-most populous country in the world, with a population exceeding 165 million people in an area of . Bangladesh is among the mos ...
(then a part of
Pakistan Pakistan ( ur, ), officially the Islamic Republic of Pakistan ( ur, , label=none), is a country in South Asia. It is the world's fifth-most populous country, with a population of almost 243 million people, and has the world's second-lar ...
) by
India India, officially the Republic of India (Hindi: ), is a country in South Asia. It is the seventh-largest country by area, the second-most populous country, and the most populous democracy in the world. Bounded by the Indian Ocean on the so ...
(the Bangladesh Liberation War and the
Indo-Pakistani War of 1971 The Indo-Pakistani War of 1971 was a military confrontation between India and Pakistan that occurred during the Bangladesh Liberation War in East Pakistan from 3 December 1971 until the Pakistani capitulation in Dhaka on 16 Decem ...
) were seen by some as examples of humanitarian intervention, although their basis in international law is debatable. Other more recent interventions, and their attendant infringements of state sovereignty, also have prompted debates about their legality and motivations. A new notion of
contingent sovereignty Contingent sovereignty refers to the new and still evolving theory which challenges the norm of non-intervention in the internal affairs of countries, commonly associated with the Westphalian doctrine of sovereignty. In 2007, Stewart Patrick of t ...
seems to be emerging, but it has not yet reached the point of international legitimacy.
Neoconservatism Neoconservatism is a political movement that began in the United States during the 1960s among liberal hawks who became disenchanted with the increasingly pacifist foreign policy of the Democratic Party and with the growing New Left and ...
in particular has developed this line of thinking further, asserting that a lack of democracy may foreshadow future humanitarian crises, or that democracy itself constitutes a human right, and therefore states not respecting democratic principles open themselves up to
just war The just war theory ( la, bellum iustum) is a doctrine, also referred to as a tradition, of military ethics which is studied by military leaders, theologians, ethicists and policy makers. The purpose of the doctrine is to ensure that a war i ...
by other countries. However, proponents of this theory have been accused of being concerned about democracy, human rights and humanitarian crises only in countries where American global dominance is challenged, while ignoring the same issues in other countries friendlier to the United States. Further criticism of Westphalian sovereignty arises regarding allegedly
failed state A failed state is a political body that has disintegrated to a point where basic conditions and responsibilities of a sovereign government no longer function properly (see also fragile state and state collapse). A state can also fail if the ...
s, of which
Afghanistan Afghanistan, officially the Islamic Emirate of Afghanistan,; prs, امارت اسلامی افغانستان is a landlocked country located at the crossroads of Central Asia and South Asia. Referred to as the Heart of Asia, it is bordere ...
(before the 2001 US-led invasion) is often considered an example.Robert I. Rotberg. "The new nature of nation‐state failure". ''The Washington Quarterly'', Volume 25, Issue 3, 2002 In this case, it is argued that no sovereignty exists and that international intervention is justified on humanitarian grounds and by the threats posed by failed states to neighboring countries and the world as a whole. Political scientist
Hall Gardner Hall Gardner (born January 10, 1954) is a professor of International Politics at the American University of Paris. He received his BA from Colgate University and his MA and PhD from the Paul H. Nitze School of Advanced International Studies (SAIS ...
has challenged elements of the Westphalian sovereignty. Reviewer Sarang Shidore summarizes Gardner's argument:


Defenders of Westphalia

Although the Westphalian system developed in early modern Europe, its staunchest defenders can now be found in the non-Western world. The presidents of China and Russia issued a joint statement in 2001 vowing to "counter attempts to undermine the fundamental norms of the international law with the help of concepts such as 'humanitarian intervention' and 'limited sovereignty. China and Russia have used their
United Nations Security Council veto power The United Nations Security Council veto power is the power of the five permanent members of the UN Security Council (China, France, Russia, the United Kingdom, and the United States) to veto any "substantive" resolution. They also happen to b ...
to block what they see as American violations of state sovereignty in Syria. Russia was left out of the original Westphalian system in 1648, but post-Soviet Russia has seen Westphalian sovereignty as a means to balance American power by encouraging a multipolar world order. Some in the West also speak favourably of the Westphalian state. American political scientist Stephen Walt urged U.S. President
Donald Trump Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who served as the 45th president of the United States from 2017 to 2021. Trump graduated from the Wharton School of the University of P ...
to return to Westphalian principles, calling it a "sensible course" for American foreign policy. American political commentator Pat Buchanan has also spoken in favour of the traditional nation-state.


See also

* Civic nationalism *
Monopoly on violence In political philosophy, a monopoly on violence or monopoly on the legal use of force is the property of a polity that is the only entity in its jurisdiction to legitimately use force, and thus the supreme authority of that area. While the mon ...
* Westfailure *
Precedence among European monarchies The order of precedence among European monarchies was a much-contested theme of European history, until it lost its salience following the Congress of Vienna in 1815. Origins Following the fall of the Western Roman Empire, many of the new politi ...


References

{{reflist, 30em


Further reading

* John Agnew, ''Globalization and Sovereignty'' (2009) * T. Biersteker and C. Weber (eds.), ''State Sovereignty as Social Construct'' (1996) * Wendy Brown, ''Walled States, Waning Sovereignty'' (2010) *
Hedley Bull Hedley Norman Bull (10 June 1932 – 18 May 1985) was Professor of International Relations at the Australian National University, the London School of Economics and the University of Oxford until his death from cancer in 1985. He was Montague ...
, ''The Anarchical Society'' (1977) * Joseph Camilleri and Jim Falk, ''The End of Sovereignty?: The Politics of a Shrinking and Fragmenting World'', Edward Elgar, Aldershot (1992) * Derek Croxton, "The Peace of Westphalia of 1648 and the Origins of Sovereignty," ''The International History Review'' vol. 21 (1999) * A. Claire Cutler, "Critical Reflections on the Westphalian Assumptions of International Law and Organization," ''Review of International Studies'' vol. 27 (2001) * M. Fowler and J. Bunck, ''Law, Power, and the Sovereign State'' (1995) * S. H. Hashmi (ed.), ''State Sovereignty: Change and Persistence in International Relations'' (1997) * F. H. Hinsley, ''Sovereignty'' (1986) * K. J. Holsti, ''Taming the Sovereigns'' (2004) * Robert Jackson, ''The Global Covenant'' (2000) *
Henry Kissinger Henry Alfred Kissinger (; ; born Heinz Alfred Kissinger, May 27, 1923) is a German-born American politician, diplomat, and geopolitical consultant who served as United States Secretary of State and National Security Advisor under the presid ...
, '' World Order'' (2014) * Stephen Krasner, ''Sovereignty: Organized Hypocrisy'' (1999) * Stephen Krasner (ed.), ''Problematic Sovereignty'' (2001) * J.H. Leurdijk, ''Intervention in International Politics'', Eisma BV, Leeuwarden, Netherlands (1986) * Andreas Osiander, "Sovereignty, International Relations, and the Westphalian Myth," ''International Organization'' vol. 55 (2001) * Daniel Philpott, ''Revolutions in Sovereignty'' (2001) * Cormac Shine
'Treaties and Turning Points: The Thirty Years' War'
''History Today'' (2016) * Hendrik Spruyt, ''The Sovereign State and Its Competitors'' (1994) * Phil Williams
Non-State Actors and National and International Security''
ISN, 2008 * Wael Hallaq, "The Impossible State: Islam, Politics, and Modernity's Moral Predicament" (2012) 1648 in international relations Political terminology Sovereignty Early Modern history of Germany Legal history of the Dutch Republic 1648 in Europe History of diplomacy