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The problem of two emperors or two-emperors problem (deriving from the
German German(s) may refer to: * Germany (of or related to) **Germania (historical use) * Germans, citizens of Germany, people of German ancestry, or native speakers of the German language ** For citizens of Germany, see also German nationality law **Ge ...
term ''Zweikaiserproblem'')The term was introduced in the first major treatise on the issue, by W. Ohnsorge, cf. . is the
historiographical Historiography is the study of the methods of historians in developing history as an academic discipline, and by extension is any body of historical work on a particular subject. The historiography of a specific topic covers how historians hav ...
term for the historical contradiction between the idea of the
universal Universal is the adjective for universe. Universal may also refer to: Companies * NBCUniversal, a media and entertainment company ** Universal Animation Studios, an American Animation studio, and a subsidiary of NBCUniversal ** Universal TV, a t ...
empire An empire is a "political unit" made up of several territories and peoples, "usually created by conquest, and divided between a dominant center and subordinate peripheries". The center of the empire (sometimes referred to as the metropole) ex ...
, that there was only ever one true
emperor An emperor (from la, imperator, via fro, empereor) is a monarch, and usually the sovereign ruler of an empire or another type of imperial realm. Empress, the female equivalent, may indicate an emperor's wife ( empress consort), mother ( ...
at any one given time, and the truth that there were often multiple individuals who claimed the position simultaneously. The term is primarily used in regards to medieval European history and often refers to in particular the long-lasting dispute between the
Byzantine emperors This is a list of the Byzantine emperors from the foundation of Constantinople in 330 AD, which marks the conventional start of the Eastern Roman Empire, to its fall to the Ottoman Empire in 1453 AD. Only the emperors who were recognized as ...
in
Constantinople la, Constantinopolis ota, قسطنطينيه , alternate_name = Byzantion (earlier Greek name), Nova Roma ("New Rome"), Miklagard/Miklagarth (Old Norse), Tsargrad ( Slavic), Qustantiniya (Arabic), Basileuousa ("Queen of Cities"), Megalopolis (" ...
and the
Holy Roman emperors The Holy Roman Emperor, originally and officially the Emperor of the Romans ( la, Imperator Romanorum, german: Kaiser der Römer) during the Middle Ages, and also known as the Roman-German Emperor since the early modern period ( la, Imperat ...
in modern-day Germany and Austria as to which monarch represented the legitimate Roman emperor. In the view of medieval Christians, the
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Roman Republic, Republican period of ancient Rome. As a polity, it included large territorial holdings aro ...
was indivisible and its emperor held a somewhat hegemonic position even over Christians who did not live within the formal borders of the empire. Since the collapse of the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
during
Late antiquity Late antiquity is the time of transition from classical antiquity to the Middle Ages, generally spanning the 3rd–7th century in Europe and adjacent areas bordering the Mediterranean Basin. The popularization of this periodization in English h ...
, the
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
(which represented its surviving provinces in the East) had been recognized by itself, the
pope The pope ( la, papa, from el, πάππας, translit=pappas, 'father'), also known as supreme pontiff ( or ), Roman pontiff () or sovereign pontiff, is the bishop of Rome (or historically the patriarch of Rome), head of the worldwide Cathol ...
and the various new Christian kingdoms throughout Europe as the legitimate Roman Empire. This changed in 797 when Emperor
Constantine VI Constantine VI ( gr, Κωνσταντῖνος, ''Kōnstantinos''; 14 January 771 – before 805Cutler & Hollingsworth (1991), pp. 501–502) was Byzantine emperor from 780 to 797. The only child of Emperor Leo IV, Constantine was named co-emp ...
was deposed, blinded, and replaced as ruler by his mother, Empress
Irene Irene is a name derived from εἰρήνη (eirēnē), the Greek for "peace". Irene, and related names, may refer to: * Irene (given name) Places * Irene, Gauteng, South Africa * Irene, South Dakota, United States * Irene, Texas, United State ...
, whose rule was ultimately not accepted in Western Europe, the most frequently cited reason being that she was a woman. Rather than recognizing Irene,
Pope Leo III Pope Leo III (died 12 June 816) was bishop of Rome and ruler of the Papal States from 26 December 795 to his death. Protected by Charlemagne from the supporters of his predecessor, Adrian I, Leo subsequently strengthened Charlemagne's position ...
proclaimed the
king of the Franks The Franks, Germanic-speaking peoples that invaded the Western Roman Empire in the 5th century, were first led by individuals called dukes and reguli. The earliest group of Franks that rose to prominence was the Salian Merovingians, who c ...
,
Charlemagne Charlemagne ( , ) or Charles the Great ( la, Carolus Magnus; german: Karl der Große; 2 April 747 – 28 January 814), a member of the Carolingian dynasty, was King of the Franks from 768, King of the Lombards from 774, and the first E ...
, as the emperor of the Romans in 800 under the concept of ''
translatio imperii ''Translatio imperii'' (Latin for "transfer of rule") is a historiographical concept that originated from the Middle Ages, in which history is viewed as a linear succession of transfers of an ''imperium'' that invests supreme power in a singular r ...
'' (transfer of imperial power). Although the two empires eventually relented and recognized each other's rulers as emperors, they never explicitly recognized the other as "Roman", with the Byzantines referring to the Holy Roman emperor as the 'emperor (or king) of the Franks' and later as the 'king of Germany' and the western sources often describing the Byzantine emperor as the 'emperor of the Greeks' or the 'emperor of Constantinople'. Over the course of the centuries after Charlemagne's coronation, the dispute in regards to the imperial title was one of the most contested issues in Holy Roman–Byzantine politics and though military action rarely resulted because of it, the dispute significantly soured diplomacy between the two empires. This lack of war was probably mostly on account of the geographical distance between the two empires. On occasion, the imperial title was claimed by neighbors of the Byzantine Empire, such as
Bulgaria Bulgaria (; bg, България, Bǎlgariya), officially the Republic of Bulgaria,, ) is a country in Southeast Europe. It is situated on the eastern flank of the Balkans, and is bordered by Romania to the north, Serbia and North Macedo ...
and
Serbia Serbia (, ; Serbian: , , ), officially the Republic of Serbia ( Serbian: , , ), is a landlocked country in Southeastern and Central Europe, situated at the crossroads of the Pannonian Basin and the Balkans. It shares land borders with Hu ...
, which often led to military confrontations. After the Byzantine Empire was momentarily overthrown by the Catholic
crusaders The Crusades were a series of religious wars initiated, supported, and sometimes directed by the Latin Church in the medieval period. The best known of these Crusades are those to the Holy Land in the period between 1095 and 1291 that were in ...
of the
Fourth Crusade The Fourth Crusade (1202–1204) was a Latin Christian armed expedition called by Pope Innocent III. The stated intent of the expedition was to recapture the Muslim-controlled city of Jerusalem, by first defeating the powerful Egyptian Ayyubid S ...
in 1204 and supplanted by the
Latin Empire The Latin Empire, also referred to as the Latin Empire of Constantinople, was a feudal Crusader state founded by the leaders of the Fourth Crusade on lands captured from the Byzantine Empire. The Latin Empire was intended to replace the Byza ...
, the dispute continued even though both emperors now followed the same religious head for the first time since the dispute began. Though the Latin emperors recognized the Holy Roman emperors as the legitimate Roman emperors, they also claimed the title for themselves, which was not recognized by the
Holy Roman Empire The Holy Roman Empire was a political entity in Western, Central, and Southern Europe that developed during the Early Middle Ages and continued until its dissolution in 1806 during the Napoleonic Wars. From the accession of Otto I in 962 unt ...
in return.
Pope Innocent III Pope Innocent III ( la, Innocentius III; 1160 or 1161 – 16 July 1216), born Lotario dei Conti di Segni (anglicized as Lothar of Segni), was the head of the Catholic Church and ruler of the Papal States from 8 January 1198 to his death in 16 ...
eventually accepted the idea of ''divisio imperii'' (division of empire), in which imperial hegemony would be divided into West (the Holy Roman Empire) and East (the Latin Empire). Although the Latin Empire was destroyed by the resurgent Byzantine Empire under the
Palaiologos dynasty The House of Palaiologos ( Palaiologoi; grc-gre, Παλαιολόγος, pl. , female version Palaiologina; grc-gre, Παλαιολογίνα), also found in English-language literature as Palaeologus or Palaeologue, was a Byzantine Greek f ...
in 1261, the Palaiologoi never reached the power of the pre-1204 Byzantine Empire and its emperors ignored the problem of two emperors in favor of closer diplomatic ties with the west due to a need for aid against the many enemies of their empire. The problem of two emperors only fully resurfaced after the
Fall of Constantinople The Fall of Constantinople, also known as the Conquest of Constantinople, was the capture of the capital of the Byzantine Empire by the Ottoman Empire. The city fell on 29 May 1453 as part of the culmination of a 53-day siege which had begun o ...
in 1453, after which the Ottoman sultan
Mehmed II Mehmed II ( ota, محمد ثانى, translit=Meḥmed-i s̱ānī; tr, II. Mehmed, ; 30 March 14323 May 1481), commonly known as Mehmed the Conqueror ( ota, ابو الفتح, Ebū'l-fetḥ, lit=the Father of Conquest, links=no; tr, Fâtih Su ...
claimed the imperial dignity as ''Kayser-i Rûm'' (Caesar of the Roman Empire) and aspired to claim universal hegemony. The Ottoman sultans were recognized as emperors by the Holy Roman Empire in the 1533 Treaty of Constantinople, but the Holy Roman emperors were not recognized as emperors in turn. The Ottomans called the Holy Roman emperors by the title ''kıral'' (king) for one and a half centuries, until the Sultan
Ahmed I Ahmed I ( ota, احمد اول '; tr, I. Ahmed; 18 April 1590 – 22 November 1617) was Sultan of the Ottoman Empire from 1603 until his death in 1617. Ahmed's reign is noteworthy for marking the first breach in the Ottoman tradition of royal f ...
formally recognized Emperor Rudolf II as an emperor in the
Peace of Zsitvatorok The Peace of Zsitvatorok (or Treaty of Sitvatorok) was a peace treaty which ended the 15-year Long Turkish War between the Ottoman Empire and the Habsburg monarchy on 11 November 1606. The treaty was part of a system of peace treaties which put ...
in 1606, an acceptance of ''divisio imperii'', bringing an end to the dispute between Constantinople and Western Europe. In addition to the Ottomans, the
Tsardom of Russia The Tsardom of Russia or Tsardom of Rus' also externally referenced as the Tsardom of Muscovy, was the centralized Russian state from the assumption of the title of Tsar by Ivan IV in 1547 until the foundation of the Russian Empire by Peter I ...
and the later
Russian Empire The Russian Empire was an empire and the final period of the Russian monarchy from 1721 to 1917, ruling across large parts of Eurasia. It succeeded the Tsardom of Russia following the Treaty of Nystad, which ended the Great Northern War ...
also claimed the Roman legacy of the Byzantine Empire, with its rulers titling themselves as ''
tsar Tsar ( or ), also spelled ''czar'', ''tzar'', or ''csar'', is a title used by East and South Slavic monarchs. The term is derived from the Latin word ''caesar'', which was intended to mean "emperor" in the European medieval sense of the ter ...
'' (deriving from "caesar") and later ''imperator''. Their claim to the imperial title was rejected by the Holy Roman emperors until 1726, when Charles VI recognized it as part of brokering an alliance, though he refused to admit that the two monarchs held equal status.


Background


Political background

Following the fall of the
Western Roman Empire The Western Roman Empire comprised the western provinces of the Roman Empire at any time during which they were administered by a separate independent Imperial court; in particular, this term is used in historiography to describe the period ...
in the 5th century, Roman civilization endured in the remaining eastern half of the
Roman Empire The Roman Empire ( la, Imperium Romanum ; grc-gre, Βασιλεία τῶν Ῥωμαίων, Basileía tôn Rhōmaíōn) was the post-Roman Republic, Republican period of ancient Rome. As a polity, it included large territorial holdings aro ...
, often termed by historians as the
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
(though it self-identified simply as the "Roman Empire"). As the Roman emperors had done in antiquity, the
Byzantine emperors This is a list of the Byzantine emperors from the foundation of Constantinople in 330 AD, which marks the conventional start of the Eastern Roman Empire, to its fall to the Ottoman Empire in 1453 AD. Only the emperors who were recognized as ...
saw themselves as universal rulers. The idea was that the world contained one empire (the Roman Empire) and one church and this idea survived despite the collapse of the empire's western provinces. Although the last extensive attempt at putting the theory back into practice had been
Justinian I Justinian I (; la, Iustinianus, ; grc-gre, Ἰουστινιανός ; 48214 November 565), also known as Justinian the Great, was the Byzantine emperor from 527 to 565. His reign is marked by the ambitious but only partly realized '' renov ...
's wars of reconquest in the 6th century, which saw the return of Italy and Africa into imperial control, the idea of a great western reconquest remained a dream for Byzantine emperors for centuries. Because the empire was constantly threatened at critical frontiers to its north and east, the Byzantines were unable to focus much attention to the west and Roman control would slowly disappear in the west once more. Nevertheless, their claim to the universal empire was acknowledged by temporal and religious authorities in the west, even if this empire couldn't be physically restored.
Gothic Gothic or Gothics may refer to: People and languages *Goths or Gothic people, the ethnonym of a group of East Germanic tribes **Gothic language, an extinct East Germanic language spoken by the Goths **Crimean Gothic, the Gothic language spoken b ...
and Frankish kings in the fifth and sixth centuries acknowledged the emperor's suzerainty, as a symbolic acknowledgement of membership in the Roman Empire also enhanced their own status and granted them a position in the perceived world order of the time. As such, Byzantine emperors could still perceive the west as the western part of ''their'' empire, momentarily in barbarian hands, but still formally under their control through a system of recognition and honors bestowed on the western kings by the emperor. A decisive geopolitical turning point in the relations between East and West was during the long reign of emperor
Constantine V Constantine V ( grc-gre, Κωνσταντῖνος, Kōnstantīnos; la, Constantinus; July 718 – 14 September 775), was Byzantine emperor from 741 to 775. His reign saw a consolidation of Byzantine security from external threats. As an able ...
(741–775). Though Constantine V conducted several successful military campaigns against the enemies of his empire, his efforts were centered on the
Muslims Muslims ( ar, المسلمون, , ) are people who adhere to Islam, a monotheistic religion belonging to the Abrahamic tradition. They consider the Quran, the foundational religious text of Islam, to be the verbatim word of the God of Abrah ...
and the
Bulgars The Bulgars (also Bulghars, Bulgari, Bolgars, Bolghars, Bolgari, Proto-Bulgarians) were Turkic semi-nomadic warrior tribes that flourished in the Pontic–Caspian steppe and the Volga region during the 7th century. They became known as noma ...
, who represented immediate threats. Because of this, the defense of Italy was neglected. The main Byzantine administrative unit in Italy, the
Exarchate of Ravenna The Exarchate of Ravenna ( la, Exarchatus Ravennatis; el, Εξαρχάτο της Ραβέννας) or of Italy was a lordship of the Eastern Roman Empire (Byzantine Empire) in Italy, from 584 to 751, when the last exarch was put to death by the ...
, fell to the
Lombards The Lombards () or Langobards ( la, Langobardi) were a Germanic people who ruled most of the Italian Peninsula from 568 to 774. The medieval Lombard historian Paul the Deacon wrote in the ''History of the Lombards'' (written between 787 an ...
in 751, ending the Byzantine presence in northern Italy. The collapse of the Exarchate had long-standing consequences. The
popes The pope ( la, papa, from el, πάππας, translit=pappas, 'father'), also known as supreme pontiff ( or ), Roman pontiff () or sovereign pontiff, is the bishop of Rome (or historically the patriarch of Rome), head of the worldwide Cathol ...
, ostensibly Byzantine vassals, realized that Byzantine support was no longer a guarantee and increasingly began relying on the major kingdom in the West, the Frankish Kingdom, for support against the Lombards. Byzantine possessions throughout Italy, such as
Venice Venice ( ; it, Venezia ; vec, Venesia or ) is a city in northeastern Italy and the capital of the Veneto Regions of Italy, region. It is built on a group of 118 small islands that are separated by canals and linked by over 400  ...
and
Naples Naples (; it, Napoli ; nap, Napule ), from grc, Νεάπολις, Neápolis, lit=new city. is the regional capital of Campania and the third-largest city of Italy, after Rome and Milan, with a population of 909,048 within the city's adm ...
, began to raise their own militias and effectively became independent. Imperial authority ceased to be exercised in
Corsica Corsica ( , Upper , Southern ; it, Corsica; ; french: Corse ; lij, Còrsega; sc, Còssiga) is an island in the Mediterranean Sea and one of the 18 regions of France. It is the fourth-largest island in the Mediterranean and lies southeast of ...
and
Sardinia Sardinia ( ; it, Sardegna, label=Italian, Corsican and Tabarchino ; sc, Sardigna , sdc, Sardhigna; french: Sardaigne; sdn, Saldigna; ca, Sardenya, label= Algherese and Catalan) is the second-largest island in the Mediterranean Sea, aft ...
and religious authority in southern Italy was formally transferred by the emperors from the popes to the patriarchs of Constantinople. The Mediterranean world, interconnected since the days of Roman Empire of old, had been definitely divided into East and West. In 797 the young emperor
Constantine VI Constantine VI ( gr, Κωνσταντῖνος, ''Kōnstantinos''; 14 January 771 – before 805Cutler & Hollingsworth (1991), pp. 501–502) was Byzantine emperor from 780 to 797. The only child of Emperor Leo IV, Constantine was named co-emp ...
was arrested, deposed and blinded by his mother and former regent,
Irene of Athens Irene of Athens ( el, Εἰρήνη, ; 750/756 – 9 August 803), surname Sarantapechaina (), was Byzantine empress consort to Emperor Leo IV from 775 to 780, regent during the childhood of their son Constantine VI from 780 until 790, co-ruler ...
. She then governed the empire as its sole ruler, taking the title ''
Basileus ''Basileus'' ( el, ) is a Greek term and title that has signified various types of monarchs in history. In the English-speaking world it is perhaps most widely understood to mean " monarch", referring to either a " king" or an "emperor" and ...
'' rather than the feminine form ''Basilissa'' (used for the empresses who were wives of reigning emperors). At the same time, the political situation in the West was rapidly changing. The Frankish Kingdom had been reorganized and revitalized under king
Charlemagne Charlemagne ( , ) or Charles the Great ( la, Carolus Magnus; german: Karl der Große; 2 April 747 – 28 January 814), a member of the Carolingian dynasty, was King of the Franks from 768, King of the Lombards from 774, and the first E ...
. Though Irene had been on good terms with the papacy prior to her usurpation of the Byzantine throne, the act soured her relations with
Pope Leo III Pope Leo III (died 12 June 816) was bishop of Rome and ruler of the Papal States from 26 December 795 to his death. Protected by Charlemagne from the supporters of his predecessor, Adrian I, Leo subsequently strengthened Charlemagne's position ...
. At the same time, Charlemagne's courtier
Alcuin Alcuin of York (; la, Flaccus Albinus Alcuinus; 735 – 19 May 804) – also called Ealhwine, Alhwin, or Alchoin – was a scholar, clergyman, poet, and teacher from York, Northumbria. He was born around 735 and became the student o ...
had suggested that the imperial throne was now vacant since a woman claimed to be emperor, perceived as a symptom of the decadence of the empire in the east. Possibly inspired by these ideas and possibly viewing the idea of a woman emperor as an abomination, Pope Leo III also began to see the imperial throne as vacant. When Charlemagne visited Rome for Christmas in 800 he was treated not as one territorial ruler among others, but as the sole legitimate monarch in Europe and on Christmas Day he was proclaimed and crowned by Pope Leo III as the Emperor of the Romans.


Rome and the idea of the Universal Empire

Most of the great empires in history were in one way or another universal monarchies: they recognized no other state or empire as equal to them and claimed that the entire world (and all the people in it), or even the entire universe, was theirs to rule by right. Since no empire ever ruled the entire known world, unconquered and unincorporated people were usually treated as either unworthy of further attention since they were
barbarians A barbarian (or savage) is someone who is perceived to be either uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by some to be les ...
, or they were looked over entirely through imperial ceremonies and ideology disguising reality. The allure of universal empires is the idea of universal peace; if all of humanity is united under one empire, war is theoretically impossible. Though the Roman Empire is an example of a "universal empire" in this sense, the idea is not exclusive to the Romans, having been expressed in unrelated entities such as the
Aztec Empire The Aztec Empire or the Triple Alliance ( nci, Ēxcān Tlahtōlōyān, �jéːʃkaːn̥ t͡ɬaʔtoːˈlóːjaːn̥ was an alliance of three Nahua city-states: , , and . These three city-states ruled that area in and around the Valley of Mexi ...
and in earlier realms such as the Persian and Assyrian Empires. Most "universal emperors" justified their ideology and actions through the divine; proclaiming themselves (or being proclaimed by others) as either divine themselves or as appointed on the behalf of the divine, meaning that their rule was theoretically sanctioned by heaven. By tying together religion with the empire and its ruler, obedience to the empire became the same thing as obedience to the divine. Like its predecessors, the
Ancient Roman religion Religion in ancient Rome consisted of varying imperial and provincial religious practices, which were followed both by the people of Rome as well as those who were brought under its rule. The Romans thought of themselves as highly religious, ...
functioned in much the same way, conquered peoples were expected to participate in the
imperial cult An imperial cult is a form of state religion in which an emperor or a dynasty of emperors (or rulers of another title) are worshipped as demigods or deities. "Cult" here is used to mean "worship", not in the modern pejorative sense. The cult may ...
regardless of their faith before Roman conquest. This imperial cult was threatened by religions such as Christianity (where Jesus Christ is explicitly proclaimed as the "Lord"), which is one of the primary reasons for the harsh persecutions of Christians during the early centuries of the Roman Empire; the religion was a direct threat to the ideology of the regime. Although Christianity eventually became the state religion of the Roman Empire in the 4th century, the imperial ideology was far from unrecognizable after its adoption. Like the previous imperial cult, Christianity now held the empire together and though the emperors were no longer recognized as gods, the emperors had successfully established themselves as the rulers of the Christian church in the place of Christ, still uniting temporal and spiritual authority. In the Byzantine Empire, the authority of the emperor as both the rightful temporal ruler of the Roman Empire and the head of Christianity remained unquestioned until the fall of the empire in the 15th century. The Byzantines firmly believed that their emperor was God's appointed ruler and his viceroy on Earth (illustrated in their title as ''Deo coronatus'', "crowned by God"), that he was the Roman emperor (''basileus ton Rhomaion''), and as such the highest authority in the world due to his universal and exclusive emperorship. The emperor was an absolute ruler dependent on no one when exercising his power (illustrated in their title as ''
autokrator ''Autokrator'' or ''Autocrator'' ( grc-gre, αὐτοκράτωρ, autokrátōr, , self-ruler," "one who rules by himself," whence English "autocrat, from grc, αὐτός, autós, self, label=none + grc, κράτος, krátos, dominion, power ...
'', or the Latin ''moderator''). The Emperor was adorned with an aura of holiness and was theoretically not accountable to anyone but God himself. The Emperor's power, as God's viceroy on Earth, was also theoretically unlimited. In essence, Byzantine imperial ideology was simply a christianization of the old Roman imperial ideology, which had also been universal and absolutist. As the Western Roman Empire collapsed and subsequent Byzantine attempts to retain the west crumbled, the church took the place of the empire in the west and by the time Western Europe emerged from the chaos endured during the 5th to 7th centuries, the pope was the chief religious authority and the Franks were the chief temporal authority. Charlemagne's coronation as Roman emperor expressed an idea different from the absolutist ideas of the emperors in the Byzantine Empire. Though the eastern emperor retained control of both the temporal empire and the spiritual church, the rise of a new empire in the west was a collaborative effort, Charlemagne's temporal power had been won through his wars, but he had received the imperial crown from the pope. Both the emperor and the pope had claims to ultimate authority in Western Europe (the popes as the successors of
Saint Peter ) (Simeon, Simon) , birth_date = , birth_place = Bethsaida, Gaulanitis, Syria, Roman Empire , death_date = Between AD 64–68 , death_place = probably Vatican Hill, Rome, Italia, Roman Empire , parents = John (or Jonah; Jona) , occupat ...
and the emperors as divinely appointed protectors of the church) and though they recognized the authority of each other, their "dual rule" would give rise to many controversies (such as the
Investiture Controversy The Investiture Controversy, also called Investiture Contest (German: ''Investiturstreit''; ), was a conflict between the Church and the state in medieval Europe over the ability to choose and install bishops ( investiture) and abbots of mona ...
and the rise and fall of several
antipope An antipope ( la, antipapa) is a person who makes a significant and substantial attempt to occupy the position of Bishop of Rome and leader of the Catholic Church in opposition to the legitimately elected pope. At times between the 3rd and mi ...
s).


Holy Roman–Byzantine dispute


Carolingian period


Imperial ideology

Though the inhabitants of the Byzantine Empire itself never stopped referring to themselves as "Romans" ('' Rhomaioi''), sources from Western Europe from the coronation of Charlemagne and onwards denied the Roman legacy of the eastern empire by referring to its inhabitants as "Greeks". The idea behind this renaming was that Charlemagne's coronation did not represent a division (''divisio imperii'') of the Roman Empire into West and East nor a restoration ('' renovatio imperii'') of the old Western Roman Empire. Rather, Charlemagne's coronation was the transfer (''
translatio imperii ''Translatio imperii'' (Latin for "transfer of rule") is a historiographical concept that originated from the Middle Ages, in which history is viewed as a linear succession of transfers of an ''imperium'' that invests supreme power in a singular r ...
'') of the ''imperium Romanum'' from the Greeks in the east to the Franks in the west. To contemporaries in Western Europe, Charlemagne's key legitimizing factor as emperor (other than papal approval) was the territories which he controlled. As he controlled formerly Roman lands in Gaul, Germany and Italy (including Rome itself), and acted as a true emperor in these lands, which the eastern emperor was seen as having had abandoned, he thus deserved to be called an emperor. Although crowned as an explicit refusal of the eastern emperor's claim to universal rule, Charlemagne himself does not appear to have been interested in confrontation with the Byzantine Empire or its rulers. When Charlemagne was crowned by Pope Leo III, the title he was bestowed with was simply ''Imperator''. When he wrote to Constantinople in 813, Charlemagne titled himself as the "emperor and
augustus Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Pr ...
and also king of the Franks and of the Lombards", identifying the imperial title with his previous royal titles in regards to the Franks and Lombards, rather than to the Romans. As such, his imperial title could be seen as stemming from the fact that he was the king of more than one kingdom (equating the title of emperor with that of
king of kings King of Kings; grc-gre, Βασιλεὺς Βασιλέων, Basileùs Basiléōn; hy, արքայից արքա, ark'ayits ark'a; sa, महाराजाधिराज, Mahārājadhirāja; ka, მეფეთ მეფე, ''Mepet mepe'' ...
), rather than as an usurpation of Byzantine power. On his coins, the name and title used by Charlemagne is ''Karolus Imperator Augustus'' and in his own documents he used ''Imperator Augustus Romanum gubernans Imperium'' ("august emperor, governing the Roman Empire") and ''serenissimus Augustus a Deo coronatus, magnus pacificus Imperator Romanorum gubernans Imperium'' ("most serene Augustus crowned by God, great peaceful emperor governing the empire of the Romans"). The identification as an "emperor governing the Roman Empire" rather than a "Roman emperor" could be seen as an attempt at avoiding the dispute and issue over who was the true emperor and attempting to keep the perceived unity of the empire intact. In response to the Frankish adoption of the imperial title, the Byzantine emperors (which had previously simply used "emperor" as a title) adopted the full title of "emperor of the Romans" to make their supremacy clear. To the Byzantines, Charlemagne's coronation was a rejection of their perceived order of the world and an act of usurpation. Although Emperor Michael I eventually relented and recognized Charlemagne as an emperor and a "spiritual brother" of the eastern emperor, Charlemagne was not recognized as the ''Roman'' emperor and his ''imperium'' was seen as limited to his actual domains (as such not universal) and not as something that would outlive him (with his successors being referred to as "kings" rather than emperors in Byzantine sources). Following Charlemagne's coronation, the two empires engaged in diplomacy with each other. The exact terms discussed are unknown and negotiations were slow but it seems that Charlemagne proposed in 802 that he and Irene would marry and unite their empires. As such, the empire could have "reunited" without arguments as to which ruler was the legitimate one. This plan failed however, as the message only arrived in Constantinople after Irene had been deposed and exiled by a new emperor,
Nikephoros I Nikephoros I or Nicephorus I ( gr, Νικηφόρος; 750 – 26 July 811) was Byzantine emperor from 802 to 811. Having served Empress Irene as '' genikos logothetēs'', he subsequently ousted her from power and took the throne himself. In r ...
.


Louis II and Basil I

One of the primary resources in regards to the problem of two emperors in the Carolingian period is a letter by
Emperor Louis II Louis II (825 – 12 August 875), sometimes called the Younger, was the king of Italy and emperor of the Carolingian Empire from 844, co-ruling with his father Lothair I until 855, after which he ruled alone. Louis's usual title was ''imper ...
. Louis II was the fourth emperor of the
Carolingian Empire The Carolingian Empire (800–888) was a large Frankish-dominated empire in western and central Europe during the Early Middle Ages. It was ruled by the Carolingian dynasty, which had ruled as kings of the Franks since 751 and as kings of the L ...
, though his domain was confined to northern Italy as the rest of the empire had fractured into several different kingdoms, though these still acknowledged Louis as the emperor. His letter was a reply to a provocative letter by Byzantine emperor
Basil I the Macedonian Basil I, called the Macedonian ( el, Βασίλειος ὁ Μακεδών, ''Basíleios ō Makedṓn'', 811 – 29 August 886), was a Byzantine Emperor who reigned from 867 to 886. Born a lowly peasant in the theme of Macedonia, he rose in the ...
. Though Basil's letter is lost, its contents can be ascertained from the known geopolitical situation at the time and Louis's reply and probably related to the ongoing co-operation between the two empires against the Muslims. The focal point of Basil's letter was his refusal to recognize Louis II as a Roman emperor. Basil appears to have based his refusal on two main points. First of all, the title of Roman emperor was not hereditary (the Byzantines still considered it to formally be a republican office, although also tied intimately with religion) and second of all, it was not considered appropriate for someone of a ''gens'' (e.g. an ethnicity) to hold the title. The Franks, and other groups throughout Europe, were seen as different ''gentes'' but to Basil and the rest of the Byzantines, "Roman" was not a ''gens''. Romans were defined chiefly by their lack of a ''gens'' and as such, Louis was not Roman and thus not a Roman emperor. There was only one Roman emperor, Basil himself, and though Basil considered that Louis could be an emperor of the Franks, he appears to have questioned this as well seeing as only the ruler of the Romans was to be titled ''basileus'' (emperor). As illustrated by Louis's letter, the western idea of ethnicity was different from the Byzantine idea; everyone belonged to some form of ethnicity. Louis considered the ''gens romana'' (Roman people) to be the people who lived in the city of Rome, which he saw as having been deserted by the Byzantine Empire. All ''gentes'' could be ruled by a ''basileus'' in Louis's mind and as he pointed out, the title (which had originally simply meant "king") had been applied to other rulers in the past (notably Persian rulers). Furthermore, Louis disagreed with the notion that someone of a ''gens'' could not become the Roman emperor. He considered the ''gentes'' of
Hispania Hispania ( la, Hispānia , ; nearly identically pronounced in Spanish, Portuguese, Catalan, and Italian) was the Roman name for the Iberian Peninsula and its provinces. Under the Roman Republic, Hispania was divided into two provinces: Hi ...
(the
Theodosian dynasty The Theodosian dynasty was a Roman imperial family that produced five Roman emperors during Late Antiquity, reigning over the Roman Empire from 379 to 457. The dynasty's patriarch was Theodosius the Elder, whose son Theodosius the Great was made ...
),
Isauria Isauria ( or ; grc, Ἰσαυρία), in ancient geography, is a rugged, isolated, district in the interior of Asia Minor, of very different extent at different periods, but generally covering what is now the district of Bozkır and its surro ...
(the Isaurian dynasty) and
Khazaria The Khazars ; he, כּוּזָרִים, Kūzārīm; la, Gazari, or ; zh, 突厥曷薩 ; 突厥可薩 ''Tūjué Kěsà'', () were a semi-nomadic Turkic people that in the late 6th-century CE established a major commercial empire coverin ...
( Leo IV) as all having provided emperors, though the Byzantines themselves would have seen all of these as Romans and not as peoples of ''gentes''. The views expressed by the two emperors in regards to ethnicity are somewhat paradoxical; Basil defined the Roman Empire in ethnic terms (defining it as explicitly against ethnicity) despite not considering the Romans as an ethnicity and Louis did not define the Roman Empire in ethnic terms (defining it as an empire of God, the creator of all ethnicities) despite considering the Romans as an ethnic people. Louis also derived legitimacy from religion. He argued that as the Pope of Rome, who actually controlled the city, had rejected the religious leanings of the Byzantines as heretical and instead favored the Franks and because the Pope had also crowned him emperor, Louis was the legitimate Roman emperor. The idea was that it was God himself, acting through his vicar the Pope, who had granted the church, people and city of Rome to him to govern and protect. Louis's letter details that if he was not the emperor of the Romans then he could not be the emperor of the Franks either, as it was the Roman people themselves who had accorded his ancestors with the imperial title. In contrast to the papal affirmation of his imperial lineage, Louis chastized the eastern empire for its emperors mostly only being affirmed by their
senate A senate is a deliberative assembly, often the upper house or chamber of a bicameral legislature. The name comes from the ancient Roman Senate (Latin: ''Senatus''), so-called as an assembly of the senior (Latin: ''senex'' meaning "the el ...
and sometimes lacking even that, with some emperors having been proclaimed by the army, or worse, women (probably a reference to Irene). Louis probably overlooked that affirmation by the army was the original ancient source for the title of ''
imperator The Latin word ''imperator'' derives from the stem of the verb la, imperare, label=none, meaning 'to order, to command'. It was originally employed as a title roughly equivalent to ''commander'' under the Roman Republic. Later it became a part o ...
'', before it came to mean the ruler of the Roman Empire. Though it would have been possible for either side of the dispute to concede to the obvious truth, that there were now two empires and two emperors, this would have denied the understood nature of what the empire was and meant (its unity). Louis's letter does offer some evidence that he might have recognized the political situation as such; Louis is referred to as the "august emperor of the Romans" and Basil is referred to as the "very glorious and pious emperor of New Rome", and he suggests that the "indivisible empire" is the empire of God and that "God has not granted this church to be steered either by me or you alone, but so that we should be bound to each other with such love that we cannot be divided, but should seem to exist as one". These references are more likely to mean that Louis still considered there to be a single empire, but with two imperial claimants (in effect an emperor and an anti-emperor). Neither side in the dispute would have been willing to reject the idea of the single empire. Louis referring to the Byzantine emperor as an emperor in the letter may simply be a courtesy, rather than an implication that he truly accepted his imperial rule. Louis's letter mentions that the Byzantines abandoned Rome, the seat of empire, and lost the Roman way of life and the Latin language. In his view, that the empire was ruled from Constantinople did not represent it surviving, but rather that it had fled from its responsibilities. Although he would have had to approve its contents, Louis probably did not write his letter himself and it was probably instead written by the prominent cleric Anastasius the Librarian. Anastasius was not a Frank but a citizen of the city of Rome (in Louis's view an "ethnic Roman"). As such, prominent figures in Rome itself would have shared Louis's views, illustrating that by his time, the Byzantine Empire and the city of Rome had drifted very far apart. Following the death of Louis in 875, emperors continued to be crowned in the West for a few decades, but their reigns were often brief and problematic and they only held limited power and as such the problem of two emperors ceased being a major issue to the Byzantines, for a time.


Ottonian period

The problem of two emperors returned when
Pope John XII Pope John XII ( la, Ioannes XII; c. 930/93714 May 964), born Octavian, was the bishop of Rome and ruler of the Papal States from 16 December 955 to his death in 964. He was related to the counts of Tusculum, a powerful Roman family which had do ...
crowned the king of Germany,
Otto I Otto I (23 November 912 – 7 May 973), traditionally known as Otto the Great (german: Otto der Große, it, Ottone il Grande), was East Frankish king from 936 and Holy Roman Emperor from 962 until his death in 973. He was the oldest son of He ...
, as emperor of the Romans in 962, almost 40 years after the death of the previous papally crowned emperor, Berengar. Otto's repeated territorial claims to all of Italy and Sicily (as he had also been proclaimed as the
king of Italy King of Italy ( it, links=no, Re d'Italia; la, links=no, Rex Italiae) was the title given to the ruler of the Kingdom of Italy after the fall of the Western Roman Empire. The first to take the title was Odoacer, a barbarian military leader ...
) brought him into conflict with the Byzantine Empire. The Byzantine emperor at the time,
Romanos II Romanos II Porphyrogenitus ( gr, Ρωμανός, 938 – 15 March 963) was Byzantine Emperor from 959 to 963. He succeeded his father Constantine VII at the age of twenty-one and died suddenly and mysteriously four years later. His son Bas ...
, appears to have more or less ignored Otto's imperial aspirations, but the succeeding Byzantine emperor, Nikephoros II, was strongly opposed to them. Otto, who hoped to secure imperial recognition and the provinces in southern Italy diplomatically through a marriage alliance, dispatched diplomatic envoys to Nikephoros in 967. To the Byzantines, Otto's coronation was a blow as, or even more, serious than Charlemagne's as Otto and his successors insisted on the Roman aspect of their ''imperium'' more strongly than their Carolingian predecessors. Leading Otto's diplomatic mission was
Liutprand of Cremona Liutprand, also Liudprand, Liuprand, Lioutio, Liucius, Liuzo, and Lioutsios (c. 920 – 972),"LIUTPRAND OF CREMONA" in '' The Oxford Dictionary of Byzantium'', Oxford University Press, New York & Oxford, 1991, p. 1241. was a historian, diplomat, ...
, who chastized the Byzantines for their perceived weakness; losing control of the West and thus also causing the pope to lose control of the lands which belonged to him. To Liutprand, the fact that Otto I had acted as a restorer and protector of the church by restoring the lands of the Papacy (which Liutprand believed had been granted to the pope by Emperor
Constantine I Constantine I ( , ; la, Flavius Valerius Constantinus, ; ; 27 February 22 May 337), also known as Constantine the Great, was Roman emperor from AD 306 to 337, the first one to convert to Christianity. Born in Naissus, Dacia Mediterran ...
), made him the true emperor while the loss of these lands under preceding Byzantine rule illustrated that the Byzantines were weak and unfit to be emperors. Liutprand expresses his ideas with the following words in his report on the mission, in a reply to Byzantine officials: Nikephoros pointed out to Liutprand personally that Otto was a mere barbarian king who had no right to call himself an emperor, nor to call himself a Roman. Just before Liutprand's arrival in Constantinople, Nikephoros II had received an offensive letter from
Pope John XIII Pope John XIII ( la, Ioannes XIII; died 6 September 972) was the bishop of Rome and ruler of the Papal States from 1 October 965 to his death. His pontificate was caught up in the continuing conflict between the Holy Roman emperor, Otto I, and t ...
, possibly written under pressure from Otto, in which the Byzantine emperor was referred to as the "Emperor of the Greeks" and not the "Emperor of the Romans", denying his true imperial status. Liutprand recorded the outburst of Nikephoros's representatives at this letter, which illustrates that the Byzantines too had developed an idea similar to ''translatio imperii'' regarding the transfer of power from Rome to Constantinople: Liutprand attempted to diplomatically excuse the pope by stating that the pope had believed that the Byzantines would not like the term "Romans" since they had moved to Constantinople and changed their customs and assured Nikephoros that in the future, the eastern emperors would be addressed in papal letters as "the great and august emperor of the Romans". Otto's attempted cordial relations with the Byzantine Empire would be hindered by the problem of the two emperors, and the eastern emperors were less than eager to reciprocate his feelings. Liutprand's mission to Constantinople was a diplomatic disaster, and his visit saw Nikephoros repeatedly threaten to invade Italy, restore Rome to Byzantine control and on one occasion even threaten to invade Germany itself, stating (concerning Otto) that "we will arouse all the nations against him; and we will break him in pieces like a potter's vessel". Otto's attempt at a marriage alliance would not materialize until after Nikephoros's death. In 972, in the reign of Byzantine emperor
John I Tzimiskes John I Tzimiskes (; 925 – 10 January 976) was the senior Byzantine emperor from 969 to 976. An intuitive and successful general, he strengthened the Empire and expanded its borders during his short reign. Background John I Tzimiskes ...
, a marriage was secured between Otto's son and co-emperor
Otto II Otto II (955 – 7 December 983), called the Red (''der Rote''), was Holy Roman Emperor from 973 until his death in 983. A member of the Ottonian dynasty, Otto II was the youngest and sole surviving son of Otto the Great and Adelaide of Italy ...
and John's niece
Theophanu Theophanu (; also ''Theophania'', ''Theophana'', or ''Theophano''; Medieval Greek ; AD 955 15 June 991) was empress of the Holy Roman Empire by marriage to Emperor Otto II, and regent of the Empire during the minority of their son, Emperor O ...
. Though Emperor Otto I briefly used the title ''imperator augustus Romanorum ac Francorum'' ("august emperor of Romans and Franks") in 966, the style he used most commonly was simply ''Imperator Augustus''. Otto leaving out any mention of Romans in his imperial title may be because he wanted to achieve the recognition of the Byzantine emperor. Following Otto's reign, mentions of the Romans in the imperial title became more common. In the 11th century, the German king (the title held by those who were later crowned emperors) was referred to as the ''rex Romanorum'' ("
king of the Romans King of the Romans ( la, Rex Romanorum; german: König der Römer) was the title used by the king of Germany following his election by the princes from the reign of Henry II (1002–1024) onward. The title originally referred to any German k ...
") and in the century after that, the standard imperial title was ''dei gratia Romanorum Imperator semper Augustus'' ("by the Grace of God, emperor of the Romans, ever august").


Hohenstaufen period

To Liutprand of Cremona and later scholars in the west, the perceived weak and degenerate eastern emperors were not true emperors; there was a single empire under the true emperors (Otto I and his successors), who demonstrated their right to the empire through their restoration of the Church. In return, the eastern emperors did not recognize the imperial status of their challengers in the west. Although Michael I had referred to Charlemagne by the title ''Basileus'' in 812, he hadn't referred to him as the ''Roman'' emperor. ''Basileus'' in of itself was far from an equal title to that of Roman emperor. In their own documents, the only emperor recognized by the Byzantines was their own ruler, the Emperor of the Romans. In
Anna Komnene Anna Komnene ( gr, Ἄννα Κομνηνή, Ánna Komnēnḗ; 1 December 1083 – 1153), commonly Latinized as Anna Comnena, was a Byzantine princess and author of the ''Alexiad'', an account of the reign of her father, the Byzantine emperor, ...
's ''
The Alexiad The ''Alexiad'' ( el, Ἀλεξιάς, Alexias) is a medieval historical and biographical text written around the year 1148, by the Byzantine princess Anna Komnene, daughter of Emperor Alexios I Komnenos. It was written in a form of artificial ...
'' (), the Emperor of the Romans is her father,
Alexios I Alexios I Komnenos ( grc-gre, Ἀλέξιος Κομνηνός, 1057 – 15 August 1118; Latinized Alexius I Comnenus) was Byzantine emperor from 1081 to 1118. Although he was not the first emperor of the Komnenian dynasty, it was during ...
, while the Holy Roman emperor Henry IV is titled simply as the "King of Germany". In the 1150s, the Byzantine emperor
Manuel I Komnenos Manuel I Komnenos ( el, Μανουήλ Κομνηνός, translit=Manouíl Komnenos, translit-std=ISO; 28 November 1118 – 24 September 1180), Latinized Comnenus, also called Porphyrogennetos (; " born in the purple"), was a Byzantine empero ...
became involved in a three-way struggle between himself, the Holy Roman emperor
Frederick I Barbarossa Frederick Barbarossa (December 1122 – 10 June 1190), also known as Frederick I (german: link=no, Friedrich I, it, Federico I), was the Holy Roman Emperor from 1155 until his death 35 years later. He was elected King of Germany in Frankfurt o ...
and the
Italo-Norman The Italo-Normans ( it, Italo-Normanni), or Siculo-Normans (''Siculo-Normanni'') when referring to Sicily and Southern Italy, are the Italian-born descendants of the first Norman conquerors to travel to southern Italy in the first half of th ...
King of Sicily The monarchs of Sicily ruled from the establishment of the County of Sicily in 1071 until the "perfect fusion" in the Kingdom of the Two Sicilies in 1816. The origins of the Sicilian monarchy lie in the Norman conquest of southern Italy which occ ...
,
Roger II Roger II ( it, Ruggero II; 22 December 1095 – 26 February 1154) was King of Sicily and Africa, son of Roger I of Sicily and successor to his brother Simon. He began his rule as Count of Sicily in 1105, became Duke of Apulia and Calabria in ...
. Manuel aspired to lessen the influence of his two rivals and at the same time win the recognition of the Pope (and thus by extension Western Europe) as the sole legitimate emperor, which would unite
Christendom Christendom historically refers to the Christian states, Christian-majority countries and the countries in which Christianity dominates, prevails,SeMerriam-Webster.com : dictionary, "Christendom"/ref> or is culturally or historically intertwin ...
under his sway. Manuel reached for this ambitious goal by financing a league of Lombard towns to rebel against Frederick and encouraging dissident Norman barons to do the same against the Sicilian king. Manuel even dispatched his army to southern Italy, the last time a Byzantine army ever set foot in Western Europe. Despite his efforts, Manuel's campaign ended in failure and he won little except the hatred of both Barbarossa and Roger, who by the time the campaign concluded had allied with each other.


Frederick Barbarossa's crusade

Soon after the conclusion of the Byzantine–Norman wars in 1185, the Byzantine emperor Isaac II Angelos received word that a
Third Crusade The Third Crusade (1189–1192) was an attempt by three European monarchs of Western Christianity ( Philip II of France, Richard I of England and Frederick I, Holy Roman Emperor) to reconquer the Holy Land following the capture of Jerusalem by ...
had been called due to Sultan
Saladin Yusuf ibn Ayyub ibn Shadi () ( – 4 March 1193), commonly known by the epithet Saladin,, ; ku, سه‌لاحه‌دین, ; was the founder of the Ayyubid dynasty. Hailing from an ethnic Kurdish family, he was the first of both Egypt an ...
's 1187
conquest Conquest is the act of military subjugation of an enemy by force of arms. Military history provides many examples of conquest: the Roman conquest of Britain, the Mauryan conquest of Afghanistan and of vast areas of the Indian subcontinent, ...
of Jerusalem. Isaac learnt that Barbarossa, a known foe of his empire, was to lead a large contingent in the footprints of the First and Second crusades through the Byzantine Empire. Isaac II interpreted Barbarossa's march through his empire as a threat and considered it inconceivable that Barbarossa did not also intend to overthrow the Byzantine Empire. As a result of his fears, Isaac II imprisoned numerous Latin citizens in Constantinople. In his treaties and negotiations with Barbarossa (which exist preserved as written documents), Isaac II was insincere as he had secretly allied with Saladin to gain concessions in the Holy Land and had agreed to delay and destroy the German army. Barbarossa, who did not in fact intend to take Constantinople, was unaware of Isaac's alliance with Saladin but still wary of the rival emperor. As such he sent out an embassy in early 1189, headed by the Bishop of Münster. Isaac was absent at the time, putting down a revolt in
Philadelphia Philadelphia, often called Philly, is the largest city in the Commonwealth of Pennsylvania, the sixth-largest city in the U.S., the second-largest city in both the Northeast megalopolis and Mid-Atlantic regions after New York City. Since ...
, and returned to Constantinople a week after the German embassy arrived, after which he immediately had the Germans imprisoned. This imprisonment was partly motivated by Isaac wanting to possess German hostages, but more importantly, an embassy from Saladin, probably noticed by the German ambassadors, was also in the capital at this time. On 28 June 1189, Barbarossa's crusade reached the Byzantine borders, the first time a Holy Roman emperor personally set foot within the borders of the Byzantine Empire. Although Barbarossa's army was received by the closest major governor, the governor of Branitchevo, the governor had received orders to stall or, if possible, destroy the German army. On his way to the city of
Niš Niš (; sr-Cyrl, Ниш, ; names in other languages) is the third largest city in Serbia and the administrative center of the Nišava District. It is located in southern part of Serbia. , the city proper has a population of 183,164, whi ...
, Barbarossa was repeatedly assaulted by locals under the orders of the governor of Branitchevo and Isaac II also engaged in a campaign of closing roads and destroying foragers. The attacks against Barbarossa amounted to little and only resulted in around a hundred losses. A more serious issue was a lack of supplies, since the Byzantines refused to provide markets for the German army. The lack of markets was excused by Isaac as due to not having received advance notice of Barbarossa's arrival, a claim rejected by Barbarossa, who saw the embassy he had sent earlier as notice enough. Despite these issues, Barbarossa still apparently believed that Isaac was not hostile against him and refused invitations from the enemies of the Byzantines to join an alliance against them. While at Niš he was assured by Byzantine ambassadors that though there was a significant Byzantine army assembled near Sofia, it had been assembled to fight the Serbs and not the Germans. This was a lie, and when the Germans reached the position of this army, they were treated with hostility, though the Byzantines fled at the first charge of the German cavalry. Isaac II panicked and issued contradictory orders to the governor of the city of Philippopolis, one of the strongest fortresses in
Thrace Thrace (; el, Θράκη, Thráki; bg, Тракия, Trakiya; tr, Trakya) or Thrake is a geographical and historical region in Southeast Europe, now split among Bulgaria, Greece, and Turkey, which is bounded by the Balkan Mountains to ...
. Fearing that the Germans were to use the city as a base of operations, its governor,
Niketas Choniates Niketas or Nicetas Choniates ( el, Νικήτας Χωνιάτης; c. 1155 – 1217), whose actual surname was Akominatos (Ἀκομινάτος), was a Byzantine Greek government official and historian – like his brother Michael Akominatos, w ...
(later a major historian of these events), was first ordered to strengthen the city's walls and hold the fortress at all costs, but later to abandon the city and destroy its fortifications. Isaac II seems to have been unsure of how to deal with Barbarossa. Barbarossa meanwhile wrote to the main Byzantine commander, Manuel Kamytzes, that "resistance was in vain", but also made clear that he had absolutely no intention to harm the Byzantine Empire. On 21 August, a letter from Isaac II reached Barbarossa, who was encamped outside Philippopolis. In the letter, which caused great offense, Isaac II explicitly called himself the "Emperor of the Romans" in opposition to Barbarossa's title and the Germans also misinterpreted the Byzantine emperor as calling himself an angel (on account of his last name, Angelos). Furthermore, Isaac II demanded half of any territory to be conquered from the Muslims during the crusade and justified his actions by claiming that he had heard from the governor of Branitchevo that Barbarossa had plans to conquer the Byzantine Empire and place his son Frederick of Swabia on its throne. At the same time Barbarossa learnt of the imprisonment of his earlier embassy. Several of Barbarossa's barons suggested that they take immediate military action against the Byzantines, but Barbarossa preferred a diplomatic solution. In the letters exchanged between Isaac II and Barbarossa, neither side titled the other in the way they considered to be appropriate. In his first letter, Isaac II referred to Barbarossa simply as the "King of Germany". The Byzantines eventually realized that the "wrong" title hardly improved the tense situation and in the second letter Barbarossa was called "the most high-born Emperor of Germany". Refusing to recognize Barbarossa as ''the'' Roman emperor, the Byzantines eventually relented with calling him "the most noble emperor of Elder Rome" (as opposed to the New Rome, Constantinople). The Germans always referred to Isaac II as the Greek emperor or the Emperor of Constantinople. The Byzantines continued to harass the Germans. The wine left behind in the abandoned city of Philippopolis had been poisoned, and a second embassy sent from the city to Constantinople by Barbarossa was also imprisoned, though shortly thereafter Isaac II relented and released both embassies. When the embassies reunited with Barbarossa at Philippopolis they told the Holy Roman emperor of Isaac II's alliance with Saladin, and claimed that the Byzantine emperor intended to destroy the German army while it was crossing the
Bosporus The Bosporus Strait (; grc, Βόσπορος ; tr, İstanbul Boğazı 'Istanbul strait', colloquially ''Boğaz'') or Bosphorus Strait is a natural strait and an internationally significant waterway located in Istanbul in northwestern Tu ...
. In retaliation for spotting anti-Crusader propaganda in the surrounding region, the crusaders devastated the immediate area around Philippopolis, slaughtering the locals. After Barbarossa was addressed as the "King of Germany", he flew into a fit of rage, demanding hostages from the Byzantines (including Isaac II's son and family), asserting that he was the one true Emperor of the Romans and made it clear that he intended to winter in Thrace despite the Byzantine emperor's offer of assisting the German army to cross the Bosporus. By this point, Barbarossa had become convinced that Constantinople needed to be conquered in order for the crusade to be successful. On 18 November he sent a letter to his son, Henry, in which he explained to difficulties he had encountered and ordered his son to prepare for an attack against Constantinople, ordering the assembling of a large fleet to meet him in the Bosporus once spring came. Furthermore, Henry was instructed to ensure Papal support for such a campaign, organizing a great Western crusade against the Byzantines as enemies of God. Isaac II replied to Barbarossa's threats by claiming that Thrace would be Barbarossa's "deathtrap" and that it was too late for the German emperor to escape "his nets". As Barbarossa's army, reinforced with Serbian and
Vlach "Vlach" ( or ), also "Wallachian" (and many other variants), is a historical term and exonym used from the Middle Ages until the Modern Era to designate mainly Romanians but also Aromanians, Megleno-Romanians, Istro-Romanians and other Easter ...
allies, approached Constantinople, Isaac II's resolve faded and he began to favor peace instead. Barbarossa had continued to send offers of peace and reconciliation since he had seized Philippopolis, and once Barbarossa officially sent a declaration of war in late 1189, Isaac II at last relented, realizing he wouldn't be able to destroy the German army and was at risk of losing Constantinople itself. The peace saw the Germans being allowed to pass freely through the empire, transportation across the Bosporus and the opening of markets as well as compensation for the damage done to Barbarossa's expedition by the Byzantines. Frederick then continued on towards the Holy Land without any further major incidents with the Byzantines, with the exception of the German army almost sacking the city of Philadelphia after its governor refused to open up the markets to the Crusaders. The incidents during the Third Crusade heightened animosity between the Byzantine Empire and the west. To the Byzantines, the devastation of Thrace and efficiency of the German soldiers had illustrated the threat they represented, while in the West, the mistreatment of the emperor and the imprisonment of the embassies would be long remembered.


Threats of Henry VI

Frederick Barbarossa died before reaching the Holy Land and his son and successor, Henry VI, pursued a foreign policy in which he aimed to force the Byzantine court to accept him as the superior (and sole legitimate) emperor. By 1194, Henry had successfully consolidated Italy under his own rule after being crowned as King of Sicily, in addition to already being the Holy Roman emperor and the King of Italy, and he turned his gaze east. The Muslim world had fractured after Saladin's death and Barbarossa's crusade had revealed the Byzantine Empire to be weak and also given a useful ''casus belli'' for attack. Furthermore, Leo II, the ruler of
Cilician Armenia The Armenian Kingdom of Cilicia (Middle Armenian: , '), also known as Cilician Armenia ( hy, Կիլիկեան Հայաստան, '), Lesser Armenia, Little Armenia or New Armenia, and formerly known as the Armenian Principality of Cilicia ( hy, ...
, offered to swear fealty to Henry VI in exchange for being accorded a royal crown. Henry bolstered his efforts against the eastern empire by marrying a captive daughter of Isaac II, Irene Angelina, to his brother
Philip of Swabia Philip of Swabia (February/March 1177 – 21 June 1208) was a member of the House of Hohenstaufen and King of Germany from 1198 until his assassination. The death of his older brother Emperor Henry VI in 1197 meant that the Hohenstaufen rule (w ...
in 1195, giving his brother a dynastic claim that could prove useful in the future. In 1195 Henry VI also dispatched an embassy to the Byzantine Empire, demanding from Isaac II that he transfer a stretch of land stretching from Durazzo to
Thessalonica Thessaloniki (; el, Θεσσαλονίκη, , also known as Thessalonica (), Saloniki, or Salonica (), is the second-largest city in Greece, with over one million inhabitants in its metropolitan area, and the capital of the geographic region of ...
, previously conquered by the Sicilian king William II, and also wished the Byzantine emperor to promise naval support in preparation for a new crusade. According to Byzantine historians, the German ambassadors spoke as if Henry VI was the "emperor of emperors" and "lord of lords". Henry VI intended to force the Byzantines to pay him to ensure peace, essentially extracting tribute, and his envoys put forward the grievances that the Byzantines had caused throughout Barbarossa's reign. Not in a position to resist, Isaac II succeeded to modify the terms so that they were purely monetary. Shortly after agreeing to these terms, Isaac II was overthrown and replaced as emperor by his older brother,
Alexios III Angelos Alexios III Angelos ( gkm, Ἀλέξιος Κομνηνός Ἄγγελος, Alexios Komnēnos Angelos; 1211), Latinized as Alexius III Angelus, was Byzantine Emperor from March 1195 to 17/18 July 1203. He reigned under the name Alexios Komnen ...
. Henry VI successfully compelled Alexios III as well to pay tribute to him under the threat of otherwise conquering Constantinople on his way to the Holy Land. Henry VI had grand plans of becoming the leader of the entire Christian world. Although he would only directly rule his traditional domains, Germany and Italy, his plans were that no other empire would claim
ecumenical Ecumenism (), also spelled oecumenism, is the concept and principle that Christians who belong to different Christian denominations should work together to develop closer relationships among their churches and promote Christian unity. The adjec ...
power and that all Europe was to recognize his suzerainty. His attempt to subordinate the Byzantine Empire to himself was just one step in his partially successful plan of extending his feudal overlordship from his own domains to France, England, Aragon, Cilician Armenia, Cyprus and the Holy Land. Based on the establishment of bases in the Levant and the submission of Cilician Armenia and Cyprus, it is possible that Henry VI really considered invading and conquering the Byzantine Empire, thus uniting the rivalling empires under his rule. This plan, just as Henry's plan of making the position of emperor hereditary rather than elective, ultimately never transpired as he was kept busy by internal affairs in Sicily and Germany. The threat of Henry VI caused some concern in the Byzantine Empire and Alexios III slightly altered his imperial title to ''en Christoi to theo pistos basileus theostephes anax krataios huspelos augoustos kai autokrator Romaion'' in Greek and ''in Christo Deo fidelis imperator divinitus coronatus sublimis potens excelsus semper augustus moderator Romanorum'' in Latin. Though previous Byzantine emperors had used ''basileus kai autokrator Romaion'' ("Emperor and Autocrat of the Romans"), Alexios III's title separated ''basileus'' from the rest and replaced its position with ''augoustos'' (''Augustus'', the old Roman imperial title), creating the possible interpretation that Alexios III was simply ''an'' emperor (''Basileus'') and besides that also the ''moderator Romanorum'' ("Autocrat of the Romans") but not explicitly ''the'' Roman emperor, so that he was no longer in direct competition with his rival in Germany and that his title was less provocative to the West in general. Alexios III's successor, Alexios IV Angelos, continued with this practice and went even further, inverting the order of ''moderator Romanorum'' and rendering it as ''Romanorum moderator''.


The Latin Empire

A series of events and the intervention of
Venice Venice ( ; it, Venezia ; vec, Venesia or ) is a city in northeastern Italy and the capital of the Veneto Regions of Italy, region. It is built on a group of 118 small islands that are separated by canals and linked by over 400  ...
led to the
Fourth Crusade The Fourth Crusade (1202–1204) was a Latin Christian armed expedition called by Pope Innocent III. The stated intent of the expedition was to recapture the Muslim-controlled city of Jerusalem, by first defeating the powerful Egyptian Ayyubid S ...
(1202–1204) sacking Constantinople instead of attacking its intended target, Egypt. When the crusaders seized Constantinople in 1204, they founded the
Latin Empire The Latin Empire, also referred to as the Latin Empire of Constantinople, was a feudal Crusader state founded by the leaders of the Fourth Crusade on lands captured from the Byzantine Empire. The Latin Empire was intended to replace the Byza ...
and called their new realm the ''imperium Constantinopolitanum'', the same term used for the Byzantine Empire in Papal correspondence. This suggests that, although they had placed a new Catholic emperor, Baldwin I, on the throne of Constantinople and changed the administrative structure of the empire into a feudal network of counties, duchies and kingdoms, the crusaders viewed themselves as taking over the Byzantine Empire rather than replacing it with a new entity. Notably Baldwin I was designated as an emperor, not a king. This is despite the fact that the crusaders, as Western Christians, would have recognized the Holy Roman Empire as the true Roman Empire and its ruler as the sole true emperor and that founding treaties of the Latin Empire explicitly designate the empire as in the service of the Roman Catholic Church. The rulers of the Latin Empire, although they seem to have called themselves Emperors of Constantinople (''imperator Constantinopolitanus'') or Emperors of Romania (''imperator Romaniae'', Romania being a Byzantine term meaning the "land of the Romans") in correspondence with the Papacy, used the same imperial titles within their own empire as their direct Byzantine predecessors, with the titles of the Latin Emperors (''Dei gratia fidelissimus in Christo imperator a Deo coronatus Romanorum moderator et semper augustus'') being near identical to the Latin version of the title of Byzantine emperor Alexios IV (''fidelis in Christo imperator a Deo coronatus Romanorum moderator et semper augustus''). As such, the titles of the Latin emperors continued the compromise in titulature worked out by Alexios III. In his seals, Baldwin I abbreviated ''Romanorum'' as ''Rom''., a convenient and slight adjustment that left it open to interpretation if it truly referred to ''Romanorum'' or if it meant ''Romaniae''. The Latin Emperors saw the term ''Romanorum'' or ''Romani'' in a new light, not seeing it as referring to the Western idea of "geographic Romans" (inhabitants of the city of Rome) but not adopting the Byzantine idea of the "ethnic Romans" (Greek-speaking citizens of the Byzantine Empire) either. Instead, they saw the term as a political identity encapsulating all subjects of the Roman emperor, i.e. all the subjects of their multi-national empire (whose ethnicities encompassed Latins, "Greeks", Armenians and Bulgarians). The embracing of the Roman nature of the emperorship in Constantinople would have brought the Latin emperors into conflict with the idea of ''translatio imperii''. Furthermore, the Latin emperors claimed the dignity of ''Deo coronatus'' (as the Byzantine emperors had claimed before them), a dignity the Holy Roman emperors could not claim, being dependent on the Pope for their coronation. Despite the fact that the Latin emperors would have recognized the Holy Roman Empire as ''the'' Roman Empire, they nonetheless claimed a position that was at least equal to that of the Holy Roman emperors. In 1207–1208, Latin emperor Henry proposed to marry the daughter of the elected ''rex Romanorum'' in the Holy Roman Empire, Henry VI's brother Philip of Swabia, yet to be crowned emperor due to an ongoing struggle with the rival claimant Otto of Brunswick. Philip's envoys responded that Henry was an ''advena'' (stranger; outsider) and ''solo nomine imperator'' (emperor in name only) and that the marriage proposal would only be accepted if Henry recognized Philip as the ''imperator Romanorum'' and ''suus dominus'' (his master). As no marriage occurred, it is clear that submission to the Holy Roman emperor was not considered an option. The emergence of the Latin Empire and the submission of Constantinople to the Catholic Church as facilitated by its emperors altered the idea of ''translatio imperii'' into what was called ''divisio imperii'' (division of empire). The idea, which became accepted by
Pope Innocent III Pope Innocent III ( la, Innocentius III; 1160 or 1161 – 16 July 1216), born Lotario dei Conti di Segni (anglicized as Lothar of Segni), was the head of the Catholic Church and ruler of the Papal States from 8 January 1198 to his death in 16 ...
, saw the formal recognition of Constantinople as an imperial seat of power and its rulers as legitimate emperors, which could rule in tandem with the already recognized emperors in the West. The idea resulted in that the Latin emperors never attempted to enforce any religious or political authority in the West, but attempted to enforce a hegemonic religious and political position, similar to that held by the Holy Roman emperors in the West, over the lands in Eastern Europe and the Eastern Mediterranean, especially in regards to the
Crusader states The Crusader States, also known as Outremer, were four Catholic realms in the Middle East that lasted from 1098 to 1291. These feudal polities were created by the Latin Catholic leaders of the First Crusade through conquest and political i ...
in the
Levant The Levant () is an approximate historical geographical term referring to a large area in the Eastern Mediterranean region of Western Asia. In its narrowest sense, which is in use today in archaeology and other cultural contexts, it is ...
, where the Latin emperors would oppose the local claims of the Holy Roman emperors.


Restoration of the Byzantine Empire

With the Byzantine reconquest of Constantinople in 1261 under Emperor
Michael VIII Palaiologos Michael VIII Palaiologos or Palaeologus ( el, Μιχαὴλ Δούκας Ἄγγελος Κομνηνὸς Παλαιολόγος, Mikhaēl Doukas Angelos Komnēnos Palaiologos; 1224 – 11 December 1282) reigned as the co-emperor of the Empire ...
, the Papacy suffered a loss of prestige and endured severe damage to its spiritual authority. Once more, the easterners had asserted their right not only to the position of Roman emperor but also to a church independent of the one centered in Rome. The popes who were active during Michael's reign all pursued a policy of attempting to assert their religious authority over the Byzantine Empire. As Michael was aware that the popes held considerable sway in the west (and wishing to avoid a repeat of the events of 1204), he dispatched an embassy to
Pope Urban IV Pope Urban IV ( la, Urbanus IV; c. 1195 – 2 October 1264), born Jacques Pantaléon, was the head of the Catholic Church and ruler of the Papal States from 29 August 1261 to his death. He was not a cardinal; only a few popes since his time hav ...
immediately after taking possession of the city. The two envoys were immediately imprisoned once they sat foot in Italy: one was flayed alive and the other managed to escape back to Constantinople. From 1266 to his death in 1282, Michael would repeatedly be threatened by the King of Sicily,
Charles of Anjou Charles I (early 1226/12277 January 1285), commonly called Charles of Anjou, was a member of the royal Capetian dynasty and the founder of the second House of Anjou. He was Count of Provence (1246–85) and Forcalquier (1246–48, 1256–85) ...
, who aspired to restore the Latin Empire and periodically enjoyed Papal support. Michael VIII and his successors, the
Palaiologan dynasty The House of Palaiologos ( Palaiologoi; grc-gre, Παλαιολόγος, pl. , female version Palaiologina; grc-gre, Παλαιολογίνα), also found in English-language literature as Palaeologus or Palaeologue, was a Byzantine Greek f ...
, aspired to reunite the
Eastern Orthodox Church The Eastern Orthodox Church, also called the Orthodox Church, is the second-largest Christian church, with approximately 220 million baptized members. It operates as a communion of autocephalous churches, each governed by its bishops via ...
with the Church of Rome, chiefly because Michael recognized that only the Pope could constrain Charles of Anjou. To this end, Byzantine envoys were present at the
Second Council of Lyons :''The First Council of Lyon, the Thirteenth Ecumenical Council, took place in 1245.'' The Second Council of Lyon was the fourteenth ecumenical council of the Roman Catholic Church, convoked on 31 March 1272 and convened in Lyon, Kingdom of Arl ...
in 1274, where the Church of Constantinople was formally reunified with Rome, restoring communion after more than two centuries. On his return to Constantinople, Michael was taunted with the words "you have become a Frank", which remains a term in Greek to taunt converts to Catholicism to this day. The Union of the Churches aroused passionate opposition from the Byzantine people, the Orthodox clergy, and even within the imperial family itself. Michael's sister
Eulogia The term eulogia ( grc, εὐλογία, ''eulogía''), Greek for "a blessing", has been applied in ecclesiastical usage to "a blessed object". It was occasionally used in early times to signify the Holy Eucharist, and in this sense is especially f ...
, and her daughter Anna, wife of the ruler of
Epirus sq, Epiri rup, Epiru , native_name_lang = , settlement_type = Historical region , image_map = Epirus antiquus tabula.jpg , map_alt = , map_caption = Map of ancient Epirus by Heinri ...
Nikephoros I Komnenos Doukas, were among the chief leaders of the anti-Unionists. Nikephoros, his half-brother
John I Doukas of Thessaly John I Doukas ( gr, Ἰωάννης Δούκας, Iōánnēs Doúkas), Latinized as Ducas, was an illegitimate son of Michael II Komnenos Doukas, Despot of Epirus in –1268. After his father's death, he became ruler of Thessaly from to his own ...
, and even the
Emperor of Trebizond The Trapezuntine emperors were the rulers of the Empire of Trebizond, one of the successor states of the Byzantine Empire founded after the Fourth Crusade in 1204, until its fall to the Ottoman Empire in 1461. All but two of the Trapezuntine r ...
, John II Megas Komnenos, soon joined the anti-Unionist cause and gave support to the anti-Unionists fleeing Constantinople. Nevertheless, the Union achieved Michael's main aim: it legitimized Michael and his successors as rulers of Constantinople in the eyes of the west. Furthermore, Michael's idea of a crusade to recover the lost portions of Anatolia received positive reception at the council, though such a campaign would never materialize. The union was disrupted in 1281 when Michael was excommunicated, possibly due to
Pope Martin IV Pope Martin IV ( la, Martinus IV; c. 1210/1220 – 28 March 1285), born Simon de Brion, was the head of the Catholic Church and ruler of the Papal States from 22 February 1281 to his death on 28 March 1285. He was the last French pope to hav ...
having been pressured by Charles of Anjou. Following Michael's death, and with the threat of an Angevin invasion having subsided following the
Sicilian Vespers The Sicilian Vespers ( it, Vespri siciliani; scn, Vespiri siciliani) was a successful rebellion on the island of Sicily that broke out at Easter 1282 against the rule of the French-born king Charles I of Anjou, who had ruled the Kingdom of ...
, his successor,
Andronikos II Palaiologos , image = Andronikos II Palaiologos2.jpg , caption = Miniature from the manuscript of George Pachymeres' ''Historia'' , succession = Byzantine emperor , reign = 11 December 1282 –24 May 1328 , coronation = 8 Novemb ...
, was quick to repudiate the hated Union of the Churches. Although popes after Michael's death would periodically consider a new crusade against Constantinople to once more impose Catholic rule, no such plans materialized. Although Michael VIII, unlike his predecessors, did not protest when addressed as the "Emperor of the Greeks" by the popes in letters and at the Council of Lyons, his conception of his universal emperorship remained unaffected. As late as 1395, when Constantinople was more or less surrounded by the rapidly expanding
Ottoman Empire The Ottoman Empire, * ; is an archaic version. The definite article forms and were synonymous * and el, Оθωμανική Αυτοκρατορία, Othōmanikē Avtokratoria, label=none * info page on book at Martin Luther University ...
and it was apparent that its fall was a matter of time, Patriarch
Antony IV of Constantinople Antony IV (? – May 1397) was the Ecumenical Patriarch of Constantinople for two terms, from January 1389 to July 1390, and again from early 1391 until his death. He was originally a hieromonk, possibly from the Dionysiou monastery in Mount At ...
still referenced the idea of the universal empire in a letter to the
Grand Prince of Moscow This is a list of all reigning monarchs in the history of Russia. It includes the princes of medieval Rus′ state (both centralised, known as Kievan Rus′ and feudal, when the political center moved northeast to Vladimir and finally to Mo ...
, Vasily I, stating that anyone other than the Byzantine emperor assuming the title of "emperor" was "illegal" and "unnatural". Faced with the Ottoman danger, Michael's successors, prominently
John V John V may refer to: * Patriarch John V of Alexandria or John the Merciful (died by 620), Patriarch of Alexandria from 606 to 616 * John V of Constantinople, Patriarch from 669 to 675 * Pope John V (685–686), Pope from 685 to his death in 686 * ...
and Manuel II, periodically attempted to restore the Union, much to the dismay of their subjects. At the
Council of Florence The Council of Florence is the seventeenth ecumenical council recognized by the Catholic Church, held between 1431 and 1449. It was convoked as the Council of Basel by Pope Martin V shortly before his death in February 1431 and took place in ...
in 1439, Emperor John VIII reaffirmed the Union in the light of imminent Turkish attacks on what little remained of his empire. To the Byzantine citizens themselves, the Union of the Churches, which had assured the promise of a great western crusade against the Ottomans, was a death warrant for their empire. John VIII had betrayed their faith and as such their entire imperial ideology and world view. The promised
crusade The Crusades were a series of religious wars initiated, supported, and sometimes directed by the Latin Church in the medieval period. The best known of these Crusades are those to the Holy Land in the period between 1095 and 1291 that were ...
, the fruit of John VIII's labor, ended only in disaster as it was defeated by the Turks at the Battle of Varna in 1444.


Byzantine–Bulgarian dispute

The dispute between the Byzantine Empire and the Holy Roman Empire was mostly confined to the realm of diplomacy, never fully exploding into open war. This was probably mainly due to the great geographical distance separating the two empires; a large-scale campaign would have been infeasible to undertake for either emperor. Events in Germany, France and the west in general was of little compelling interest to the Byzantines as they firmly believed that the western provinces would eventually be reconquered. Of more compelling interest were political developments in their near vicinity and in 913, the ''Knyaz'' (prince or king) of
Bulgaria Bulgaria (; bg, България, Bǎlgariya), officially the Republic of Bulgaria,, ) is a country in Southeast Europe. It is situated on the eastern flank of the Balkans, and is bordered by Romania to the north, Serbia and North Macedo ...
, Simeon I, arrived at the walls of Constantinople with an army. Simeon I's demands were not only that Bulgaria would be recognized as independent from the Byzantine Empire, but that it was to be designated as a new universal empire, absorbing and replacing the universal empire of Constantinople. Because of the threat represented, the Patriarch of Constantinople, Nicholas Mystikos, granted an imperial crown to Simeon. Simeon was designated as the ''Emperor of the Bulgarians'', not ''of the Romans'' and as such, the diplomatic gesture had been somewhat dishonest. The Byzantines soon discovered that Simeon was in fact titling himself as not only the ''Emperor of the Bulgarians'', but as the ''Emperor of the Bulgarians and the Romans''. The problem was solved when Simeon died in 927 and his son and successor, Peter I, simply adopted ''Emperor of the Bulgarians'' as a show of submission to the universal empire of Constantinople. The dispute, deriving from Simeon's claim, would on occasion be revived by strong Bulgarian monarchs who once more adopted the title of ''Emperor of the Bulgarians and the Romans'', such as Kaloyan (1196–1207) and Ivan Asen II (1218–1241). Kaloyan attempted to receive recognition by
Pope Innocent III Pope Innocent III ( la, Innocentius III; 1160 or 1161 – 16 July 1216), born Lotario dei Conti di Segni (anglicized as Lothar of Segni), was the head of the Catholic Church and ruler of the Papal States from 8 January 1198 to his death in 16 ...
as emperor, but Innocent refused, instead offering to provide a
cardinal Cardinal or The Cardinal may refer to: Animals * Cardinal (bird) or Cardinalidae, a family of North and South American birds **'' Cardinalis'', genus of cardinal in the family Cardinalidae **'' Cardinalis cardinalis'', or northern cardinal, t ...
to crown him simply as king. The dispute was also momentarily revived by the rulers of
Serbia Serbia (, ; Serbian: , , ), officially the Republic of Serbia ( Serbian: , , ), is a landlocked country in Southeastern and Central Europe, situated at the crossroads of the Pannonian Basin and the Balkans. It shares land borders with Hu ...
in 1346 with
Stefan Dušan Stefan Uroš IV Dušan ( sr-Cyrl, Стефан Урош IV Душан, ), known as Dušan the Mighty ( sr, / ; circa 1308 – 20 December 1355), was the King of Serbia from 8 September 1331 and Tsar (or Emperor) and autocrat of the Serbs, Gre ...
's coronation as ''Emperor of the Serbs and Romans''.


Holy Roman–Ottoman dispute

With the
Fall of Constantinople The Fall of Constantinople, also known as the Conquest of Constantinople, was the capture of the capital of the Byzantine Empire by the Ottoman Empire. The city fell on 29 May 1453 as part of the culmination of a 53-day siege which had begun o ...
in 1453 and the rise of the
Ottoman Empire The Ottoman Empire, * ; is an archaic version. The definite article forms and were synonymous * and el, Оθωμανική Αυτοκρατορία, Othōmanikē Avtokratoria, label=none * info page on book at Martin Luther University ...
in the Byzantine Empire's stead, the problem of two emperors returned.
Mehmed II Mehmed II ( ota, محمد ثانى, translit=Meḥmed-i s̱ānī; tr, II. Mehmed, ; 30 March 14323 May 1481), commonly known as Mehmed the Conqueror ( ota, ابو الفتح, Ebū'l-fetḥ, lit=the Father of Conquest, links=no; tr, Fâtih Su ...
, who had conquered the city, explicitly titled himself as the ''Kayser-i
Rûm Rūm ( ar, روم , collective; singulative: Rūmī ; plural: Arwām ; fa, روم Rum or Rumiyān, singular Rumi; tr, Rûm or , singular ), also romanized as ''Roum'', is a derivative of the Aramaic (''rhπmÈ'') and Parthian (''frwm'') ...
'' (
Caesar Gaius Julius Caesar (; ; 12 July 100 BC – 15 March 44 BC), was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, an ...
of the Roman Empire), postulating a claim to world domination through the use of the Roman title. Mehmed deliberately linked himself to the Byzantine imperial tradition, making few changes in Constantinople itself and working on restoring the city through repairs and (sometimes forced) immigration, which soon led to an economic upswing. Mehmed also appointed a new Greek Orthodox patriarch, Gennadios, and began minting his own coins (a practice which the Byzantine emperors had engaged in, but the Ottomans never had previously). Furthermore, Mehmed introduced stricter court ceremonies and protocols inspired by those of the Byzantines. Contemporaries within the Ottoman Empire recognized Mehmed's assumption of the imperial title and his claim to world domination. The historian Michael Critobulus described the sultan as "emperor of emperors", "autocrat" and "Lord of the Earth and the sea according to God's will". In a letter to the
doge of Venice The Doge of Venice ( ; vec, Doxe de Venexia ; it, Doge di Venezia ; all derived from Latin ', "military leader"), sometimes translated as Duke (compare the Italian '), was the chief magistrate and leader of the Republic of Venice between 726 ...
, Mehmed was described by his courtiers as the "emperor". Other titles were sometimes used as well, such as "grand duke" and "prince of the Turkish Romans". The citizens of Constantinople and the former Byzantine Empire (which still identified as "Romans" and not "Greeks" until modern times) saw the Ottoman Empire as still representing their empire, the universal empire; the imperial capital was still Constantinople and its ruler, Mehmed II, was the ''basileus''. As with the Byzantine emperors before them, the imperial status of the Ottoman sultans was primarily expressed through the refusal to recognize the Holy Roman emperors as equal rulers. In diplomacy, the western emperors were titled as ''kıral'' (kings) of Vienna or Hungary. This practice had been cemented and reinforced by the Treaty of Constantinople in 1533, signed by the Ottoman Empire (under Suleiman I) and the
Archduchy of Austria The Archduchy of Austria (german: Erzherzogtum Österreich) was a major principality of the Holy Roman Empire and the nucleus of the Habsburg monarchy. With its capital at Vienna, the archduchy was centered at the Empire's southeastern peripher ...
(as represented by Ferdinand I on behalf of
Emperor Charles V Charles V, french: Charles Quint, it, Carlo V, nl, Karel V, ca, Carles V, la, Carolus V (24 February 1500 – 21 September 1558) was Holy Roman Emperor and Archduke of Austria from 1519 to 1556, King of Spain ( Castile and Aragon) fr ...
), wherein it was agreed that Ferdinand I was to be considered as the king of Germany and Charles V as the king of Spain. These titles were considered to be equal in rank to the Ottoman Empire's
grand vizier Grand vizier ( fa, وزيرِ اعظم, vazîr-i aʾzam; ota, صدر اعظم, sadr-ı aʾzam; tr, sadrazam) was the title of the effective head of government of many sovereign states in the Islamic world. The office of Grand Vizier was first ...
, subordinate to the imperial title held by the sultan. The treaty also banned its signatories to count anyone as an emperor except the Ottoman sultan. The problem of two emperors and the dispute between the Holy Roman Empire and the Ottoman Empire would be finally resolved after the two empires signed a peace treaty following a string of Ottoman defeats. In the 1606
Peace of Zsitvatorok The Peace of Zsitvatorok (or Treaty of Sitvatorok) was a peace treaty which ended the 15-year Long Turkish War between the Ottoman Empire and the Habsburg monarchy on 11 November 1606. The treaty was part of a system of peace treaties which put ...
Ottoman sultan
Ahmed I Ahmed I ( ota, احمد اول '; tr, I. Ahmed; 18 April 1590 – 22 November 1617) was Sultan of the Ottoman Empire from 1603 until his death in 1617. Ahmed's reign is noteworthy for marking the first breach in the Ottoman tradition of royal f ...
, for the first time in his empire's history, formally recognized the Holy Roman Emperor
Rudolf II Rudolf II (18 July 1552 – 20 January 1612) was Holy Roman Emperor (1576–1612), King of Hungary and Croatia (as Rudolf I, 1572–1608), King of Bohemia (1575–1608/1611) and Archduke of Austria (1576–1608). He was a member of the Ho ...
with the title ''
padishah Padishah ( fa, پادشاه; ; from Persian: r Old Persian: *">Old_Persian.html" ;"title="r Old Persian">r Old Persian: * 'master', and ''shāh'', 'king'), sometimes Romanization of Persian, romanised as padeshah or padshah ( fa, پادشاه ...
'' (emperor) rather than ''kıral''. Ahmed made sure to write "like a father to a son", symbolically emphasizing that the eastern empire retained some primacy over its western counterpart. In the Ottoman Empire itself, the idea that the sultan was a universal ruler lingered on despite his recognition of the Holy Roman emperor as an equal. Writing in 1798, the
Greek Orthodox patriarch of Jerusalem , image = , imagewidth = , alt = , caption = Coat of arms , abbreviation = , type = , main_classification = , orientation = , scripture = ...
, Anthemus, saw the Ottoman Empire as imposed by God himself as the supreme empire on Earth and something which had arisen due to the dealings of the Palaiologan emperors with the western Christians: The Holy Roman idea that the empire located primarily in Germany constituted the only legitimate empire eventually gave rise to the association with Germany and the imperial title, rather than associating it with the ancient Romans. The earliest mention of "the Holy Roman Empire of ''the German Nation''" (a phrase rarely used officially) is from the 15th century and its later increasingly used shorthand, ''imperium Romano-Germanicum'', demonstrates that contemporaries of the empire increasingly saw the empire and its emperors not as successors of a Roman Empire that had existed since Antiquity but instead as a new entity that appeared in medieval Germany whose rulers were referred to as "emperors" for political and historical reasons. In the 16th century up to modern times, the term "emperor" was thus also increasingly applied to rulers of other countries. The Holy Roman emperors themselves maintained that they were the successors of the ancient Roman emperors up until the abdication of Francis II, the final Holy Roman emperor, in 1806.


Holy Roman–Russian dispute

By the time of the first embassy from the Holy Roman Empire to
Russia Russia (, , ), or the Russian Federation, is a transcontinental country spanning Eastern Europe and Northern Asia. It is the largest country in the world, with its internationally recognised territory covering , and encompassing one-ei ...
in 1488, "the two-emperor problem had lreadytranslated to Moscow." In 1472, Ivan III,
Grand Prince of Moscow This is a list of all reigning monarchs in the history of Russia. It includes the princes of medieval Rus′ state (both centralised, known as Kievan Rus′ and feudal, when the political center moved northeast to Vladimir and finally to Mo ...
, married the niece of the last Byzantine emperor, Zoe Palaiologina, and informally declared himself ''
tsar Tsar ( or ), also spelled ''czar'', ''tzar'', or ''csar'', is a title used by East and South Slavic monarchs. The term is derived from the Latin word ''caesar'', which was intended to mean "emperor" in the European medieval sense of the ter ...
'' (emperor) of all the Russian principalities. In 1480, he stopped paying tribute to the
Golden Horde The Golden Horde, self-designated as Ulug Ulus, 'Great State' in Turkic, was originally a Mongol and later Turkicized khanate established in the 13th century and originating as the northwestern sector of the Mongol Empire. With the fragmen ...
and adopted the imperial
double-headed eagle In heraldry and vexillology, the double-headed eagle (or double-eagle) is a charge associated with the concept of Empire. Most modern uses of the symbol are directly or indirectly associated with its use by the late Byzantine Empire, origi ...
as one of his symbols. A distinct Russian theory of ''translatio imperii'' was developed by Abbot
Philotheus of Pskov Philotheus (or Filofei) () (1465–1542) was a hegumen of the Yelizarov Monastery, near Pskov, in the 16th century. He is credited with authorship of the '' Legend of the White Cowl'' and the Moscow - Third Rome prophecy, details of which are v ...
. In this doctrine, the first Rome fell to heresy (Catholicism) and the second Rome (Constantinople) to the infidel (Ottomans), but the third Rome (Moscow) would endure until the end of the world. In 1488, Ivan III demanded recognition of his title as the equivalent of emperor, but this was refused by the Holy Roman emperor Frederick III and other western European rulers.
Ivan IV Ivan IV Vasilyevich (russian: Ива́н Васи́льевич; 25 August 1530 – ), commonly known in English as Ivan the Terrible, was the grand prince of Moscow from 1533 to 1547 and the first Tsar of all Russia from 1547 to 1584. Iva ...
went even further in his imperial claims. He claimed to be a descendant of the first Roman emperor,
Augustus Caesar Augustus (born Gaius Octavius; 23 September 63 BC – 19 August AD 14), also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Pr ...
, and at his
coronation A coronation is the act of placement or bestowal of a crown upon a monarch's head. The term also generally refers not only to the physical crowning but to the whole ceremony wherein the act of crowning occurs, along with the presentation of o ...
as Tsar in 1561 he used a Slavic translation of the Byzantine coronation service and what he claimed was Byzantine
regalia Regalia is a Latin plurale tantum word that has different definitions. In one rare definition, it refers to the exclusive privileges of a sovereign. The word originally referred to the elaborate formal dress and dress accessories of a sovereig ...
. According to Marshall Poe, the Third Rome theory first spread among clerics, and for much of its early history still regarded Moscow subordinate to Constantinople ('' Tsargrad''), a position also held by Ivan IV. Poe argues that Philotheus' doctrine of Third Rome may have been mostly forgotten in Russia, relegated to the
Old Believers Old Believers or Old Ritualists, ''starovery'' or ''staroobryadtsy'' are Eastern Orthodox Christians who maintain the liturgical and ritual practices of the Russian Orthodox Church as they were before the reforms of Patriarch Nikon of Moscow b ...
, until shortly before the development of Pan-Slavism. Hence the idea could not have directly influenced the foreign policies of Peter and Catherine, though those Tsars did compare themselves to the Romans. An expansionist version of Third Rome reappeared primarily after the coronation of Alexander II in 1855, a lens through which later Russian writers would re-interpret Early Modern Russia, arguably anachronistically. Prior to the embassy of Peter the Great in 1697–1698, the tsarist government had a poor understanding of the Holy Roman Empire and its constitution. Under Peter, use of the double-headed eagle increased and other less Byzantine symbols of the Roman past were adopted, as when the tsar was portrayed as an ancient emperor on coins minted after the
Battle of Poltava The Battle of Poltava; russian: Полта́вская би́тва; uk, Полта́вська би́тва (8 July 1709) was the decisive and largest battle of the Great Northern War. A Russian army under the command of Tsar Peter I defeat ...
in 1709. The
Great Northern War The Great Northern War (1700–1721) was a conflict in which a coalition led by the Tsardom of Russia successfully contested the supremacy of the Swedish Empire in Northern, Central and Eastern Europe. The initial leaders of the anti-Swe ...
brought Russia into alliance with several north German princes and Russian troops fought in northern Germany. In 1718, Peter published a letter sent to Tsar Vasily III by the Holy Roman emperor Maximilian I in 1514 in which the emperor addressed the Russian as ''Kaiser'' and implicitly his equal. In October 1721, he took the title ''imperator''. The Holy Roman emperors refused to recognise this new title. Peter's proposal that the Russian and German monarchs alternate as premier rulers in Europe was also rejected. The Emperor Charles VI, supported by France, insisted that there could only be one emperor. In 1726, Charles VI entered into an alliance with Russia and formally recognized the title of ''imperator'' but without admitting the Russian ruler's parity. Three times between 1733 and 1762 Russian troops fought alongside Austrians inside the empire. The ruler of Russia from 1762 until 1796,
Catherine the Great , en, Catherine Alexeievna Romanova, link=yes , house = , father = Christian August, Prince of Anhalt-Zerbst , mother = Joanna Elisabeth of Holstein-Gottorp , birth_date = , birth_name = Princess Sophie of Anha ...
, was a German princess. In 1779 she helped broker the
Peace of Teschen The Treaty of Teschen (german: Frieden von Teschen, i.e., "Peace of Teschen"; french: Traité de Teschen) was signed on 13 May 1779 in Teschen, then in Austrian Silesia, between the Austrian Habsburg monarchy and the Kingdom of Prussia, which off ...
that ended the War of the Bavarian Succession. Thereafter, Russia claimed to be a
guarantor of the imperial constitution The guarantors of the imperial constitution or guarantor powers were those states that were, by treaty, obligated to defend the constitution of the Holy Roman Empire. The three guarantor powers were Sweden, France and Russia. The role of the guaran ...
as per the
Peace of Westphalia The Peace of Westphalia (german: Westfälischer Friede, ) is the collective name for two peace treaties signed in October 1648 in the Westphalian cities of Osnabrück and Münster. They ended the Thirty Years' War (1618–1648) and brought pe ...
(1648) with the same standing as France and Sweden. In 1780, Catherine II called for the invasion of the Ottoman Empire and the creation of a new Greek Empire or restored Eastern Roman Empire, for which purposes an alliance was made between
Joseph II Joseph II (German: Josef Benedikt Anton Michael Adam; English: ''Joseph Benedict Anthony Michael Adam''; 13 March 1741 – 20 February 1790) was Holy Roman Emperor from August 1765 and sole ruler of the Habsburg lands from November 29, 1780 un ...
's Holy Roman Empire and Catherine II's Russian Empire. The alliance between Joseph and Catherine was, at the time, heralded as a great success for both parties. Neither the Greek Plan or the
Austro-Russian alliance Austro-Russian Alliance refers to the treaty signed by the Austrian Empire and the Russian Empire in May–June 1781. Russia was previously allied with Prussia (Russo-Prussian Alliance). However, with time, Russia's attention was increasingly dra ...
would persist long. Nonetheless, both empires would be part of the anti-Napoleonic Coalitions as well as the Concert of Europe. The Holy Roman–Russian dispute ended with the
dissolution of the Holy Roman Empire The dissolution of the Holy Roman Empire occurred ''de facto'' on 6 August 1806, when the last Holy Roman Emperor, Francis II of the House of Habsburg-Lorraine, abdicated his title and released all imperial states and officials from their oaths a ...
in 1806.


Iconography


See also

* Legacy of the Roman Empire – for a general overview of the Roman Empire's legacy. * Succession of the Roman Empire – for claims to being the successor of the Roman or Byzantine Empires. * Greek East and Latin West – for the division of the Mediterranean into distinct western and eastern linguistic and cultural spheres, dating to the time of the Roman Empire. *
East–West Schism The East–West Schism (also known as the Great Schism or Schism of 1054) is the ongoing break of communion between the Roman Catholic and Eastern Orthodox churches since 1054. It is estimated that, immediately after the schism occurred, a ...
– for the division between Roman and Constantinopolitan patriarchal sees of the
Church Church may refer to: Religion * Church (building), a building for Christian religious activities * Church (congregation), a local congregation of a Christian denomination * Church service, a formalized period of Christian communal worship * Chri ...
. *
Caesaropapism Caesaropapism is the idea of combining the social and political power of secular government with religious power, or of making secular authority superior to the spiritual authority of the Church; especially concerning the connection of the Chur ...
– historiographical term for the extensive powers of the Byzantine Emperor in ecclesiastical affairs. *
Investiture Controversy The Investiture Controversy, also called Investiture Contest (German: ''Investiturstreit''; ), was a conflict between the Church and the state in medieval Europe over the ability to choose and install bishops ( investiture) and abbots of mona ...
– struggle between the Holy Roman Empire and Papacy for power over ecclesiastical appointments. *
Donation of Constantine The ''Donation of Constantine'' ( ) is a forged Roman imperial decree by which the 4th-century emperor Constantine the Great supposedly transferred authority over Rome and the western part of the Roman Empire to the Pope. Composed probably in ...
– for the Papacy's claim to Roman imperial powers over secular affairs and to primacy over the Byzantine See. *
Antipope An antipope ( la, antipapa) is a person who makes a significant and substantial attempt to occupy the position of Bishop of Rome and leader of the Catholic Church in opposition to the legitimately elected pope. At times between the 3rd and mi ...
– for rival claimants to the
Roman See The Holy See ( lat, Sancta Sedes, ; it, Santa Sede ), also called the See of Rome, Petrine See or Apostolic See, is the jurisdiction of the Pope in his role as the bishop of Rome. It includes the apostolic episcopal see of the Diocese of Rome ...
, including candidates supported by Byzantine and Holy Roman emperors. *
Precedence among European monarchies The order of precedence among European monarchies was a much-contested theme of European history, until it lost its salience following the Congress of Vienna in 1815. Origins Following the fall of the Western Roman Empire, many of the new politi ...
* * Emperor at home, king abroad – for the use of imperial and royal titles within the politico-cultural sphere of the Chinese universal empire.


References


Citations


Cited bibliography

* * * * * * * * * * * * * * * * * * * *


Cited web sources

* * * *{{Cite web, url=https://turbulentpriests.group.shef.ac.uk/will-the-real-roman-emperor-please-stand-up/, title=Will the real Roman Emperor please stand up?, last=West, first=Charles, date=2016, website=Turbulent Priests, access-date=4 January 2020


External links


Translation of Carolingian Emperor Louis II's 871 letter to Byzantine Emperor Basil I

Translation of Liutprand of Cremona's report on his 967/968 mission to Constantinople
History of the Byzantine Empire History of the Ottoman Empire International disputes Medieval politics Naming controversies Politics of the Holy Roman Empire Former monarchies of Europe Rival successions Byzantine Empire–Carolingian Empire relations Byzantine Empire–Holy Roman Empire relations