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In
algebraic geometry Algebraic geometry is a branch of mathematics, classically studying zeros of multivariate polynomials. Modern algebraic geometry is based on the use of abstract algebraic techniques, mainly from commutative algebra, for solving geometrical ...
, the Kodaira dimension ''κ''(''X'') measures the size of the
canonical model A canonical model is a design pattern used to communicate between different data formats. Essentially: create a data model which is a superset of all the others ("canonical"), and create a "translator" module or layer to/from which all existing ...
of a
projective variety In algebraic geometry, a projective variety over an algebraically closed field ''k'' is a subset of some projective ''n''-space \mathbb^n over ''k'' that is the zero-locus of some finite family of homogeneous polynomials of ''n'' + 1 variables wi ...
 ''X''.
Igor Shafarevich Igor Rostislavovich Shafarevich (russian: И́горь Ростисла́вович Шафаре́вич; 3 June 1923 – 19 February 2017) was a Soviet and Russian mathematician who contributed to algebraic number theory and algebraic geometry. ...
, in a seminar introduced an important numerical invariant of surfaces with the notation ''κ''. Shigeru Iitaka extended it and defined the Kodaira dimension for higher dimensional varieties (under the name of canonical dimension), and later named it after
Kunihiko Kodaira was a Japanese mathematician known for distinguished work in algebraic geometry and the theory of complex manifolds, and as the founder of the Japanese school of algebraic geometers. He was awarded a Fields Medal in 1954, being the first Japanese ...
.


The plurigenera

The
canonical bundle In mathematics, the canonical bundle of a non-singular algebraic variety V of dimension n over a field is the line bundle \,\!\Omega^n = \omega, which is the ''n''th exterior power of the cotangent bundle Ω on ''V''. Over the complex numbers, it ...
of a smooth
algebraic variety Algebraic varieties are the central objects of study in algebraic geometry, a sub-field of mathematics. Classically, an algebraic variety is defined as the set of solutions of a system of polynomial equations over the real or complex numbers. M ...
''X'' of dimension ''n'' over a field is the
line bundle In mathematics, a line bundle expresses the concept of a line that varies from point to point of a space. For example, a curve in the plane having a tangent line at each point determines a varying line: the '' tangent bundle'' is a way of organi ...
of ''n''-forms, :\,\!K_X = \bigwedge^n\Omega^1_X, which is the ''n''th
exterior power In mathematics, the exterior algebra, or Grassmann algebra, named after Hermann Grassmann, is an algebra that uses the exterior product or wedge product as its multiplication. In mathematics, the exterior product or wedge product of vectors is a ...
of the cotangent bundle of ''X''. For an integer ''d'', the ''d''th tensor power of ''K''''X'' is again a line bundle. For ''d'' ≥ 0, the vector space of global sections ''H''0(''X'',''K''''X''''d'') has the remarkable property that it is a birational invariant of smooth projective varieties ''X''. That is, this vector space is canonically identified with the corresponding space for any smooth projective variety which is isomorphic to ''X'' outside lower-dimensional subsets. For ''d'' ≥ 0, the ''d''th plurigenus of ''X'' is defined as the dimension of the vector space of global sections of ''KXd'': :P_d = h^0(X, K_X^d) = \dim H^0(X, K_X^d). The plurigenera are important birational invariants of an algebraic variety. In particular, the simplest way to prove that a variety is not rational (that is, not birational to projective space) is to show that some plurigenus ''P''''d'' with ''d'' > 0 is not zero. If the space of sections of ''K''''X''''d'' is nonzero, then there is a natural rational map from ''X'' to the projective space :\mathbf(H^0(X, K_X^d)) = \mathbf^, called the ''d''-canonical map. The canonical ring ''R''(''K''''X'') of a variety ''X'' is the graded ring : R(K_X) :=\bigoplus_ H^0(X,K_X^d). Also see
geometric genus In algebraic geometry, the geometric genus is a basic birational invariant of algebraic varieties and complex manifolds. Definition The geometric genus can be defined for non-singular complex projective varieties and more generally for complex ...
and
arithmetic genus In mathematics, the arithmetic genus of an algebraic variety is one of a few possible generalizations of the genus of an algebraic curve or Riemann surface. Projective varieties Let ''X'' be a projective scheme of dimension ''r'' over a field ''k ...
. The Kodaira dimension of ''X'' is defined to be -\infty if the plurigenera ''Pd'' are zero for all ''d'' > 0; otherwise, it is the minimum κ such that ''Pd/dκ'' is bounded. The Kodaira dimension of an ''n''-dimensional variety is either -\infty or an integer in the range from 0 to ''n''.


Interpretations of the Kodaira dimension

The following integers are equal if they are non-negative. A good reference is , Theorem 2.1.33. * The dimension of the
Proj construction In algebraic geometry, Proj is a construction analogous to the spectrum-of-a-ring construction of affine schemes, which produces objects with the typical properties of projective spaces and projective varieties. The construction, while not functo ...
\operatorname R (K_X), a projective variety called the canonical model of ''X'' depending only on the birational equivalence class of ''X.'' (This is defined only if the canonical ring R = R(K_X)is finitely generated, which is true in characteristic zero and conjectured in general.) * The dimension of the image of the ''d''-canonical mapping for all positive multiples ''d'' of some positive integer d_0. * The
transcendence degree In abstract algebra, the transcendence degree of a field extension ''L'' / ''K'' is a certain rather coarse measure of the "size" of the extension. Specifically, it is defined as the largest cardinality of an algebraically independent subset of ...
of the fraction field of ''R'', minus one; i.e. t-1, where ''t'' is the number of
algebraically independent In abstract algebra, a subset S of a field L is algebraically independent over a subfield K if the elements of S do not satisfy any non- trivial polynomial equation with coefficients in K. In particular, a one element set \ is algebraically ...
generators one can find. * The rate of growth of the plurigenera: that is, the smallest number ''κ'' such that P_d/d^ is bounded. In
Big O notation Big ''O'' notation is a mathematical notation that describes the limiting behavior of a function when the argument tends towards a particular value or infinity. Big O is a member of a family of notations invented by Paul Bachmann, Edmund Lan ...
, it is the minimal ''κ'' such that P_d = O(d^). When one of these numbers is undefined or negative, then all of them are. In this case, the Kodaira dimension is said to be negative or to be -\infty. Some historical references define it to be −1, but then the formula \kappa(X\times Y) = \kappa(X) + \kappa(Y) does not always hold, and the statement of the Iitaka conjecture becomes more complicated. For example, the Kodaira dimension of \mathbf^1\times X is -\infty for all varieties ''X''.


Application

The Kodaira dimension gives a useful rough division of all algebraic varieties into several classes. Varieties with low Kodaira dimension can be considered special, while varieties of maximal Kodaira dimension are said to be of general type. Geometrically, there is a very rough correspondence between Kodaira dimension and curvature: negative Kodaira dimension corresponds to positive curvature, zero Kodaira dimension corresponds to flatness, and maximum Kodaira dimension (general type) corresponds to negative curvature. The specialness of varieties of low Kodaira dimension is analogous to the specialness of Riemannian manifolds of positive curvature (and general type corresponds to the genericity of non-positive curvature); see classical theorems, especially on ''Pinched sectional curvature'' and ''Positive curvature''. These statements are made more precise below.


Dimension 1

Smooth projective curves are discretely classified by
genus Genus ( plural genera ) is a taxonomic rank used in the biological classification of living and fossil organisms as well as viruses. In the hierarchy of biological classification, genus comes above species and below family. In binomial no ...
, which can be any
natural number In mathematics, the natural numbers are those numbers used for counting (as in "there are ''six'' coins on the table") and ordering (as in "this is the ''third'' largest city in the country"). Numbers used for counting are called ''cardinal ...
''g'' = 0, 1, .... Here "discretely classified" means that for a given genus, there is an irreducible
moduli space In mathematics, in particular algebraic geometry, a moduli space is a geometric space (usually a scheme or an algebraic stack) whose points represent algebro-geometric objects of some fixed kind, or isomorphism classes of such objects. Such s ...
of curves of that genus. The Kodaira dimension of a curve ''X'' is: * κ = -\infty: genus 0 (the
projective line In mathematics, a projective line is, roughly speaking, the extension of a usual line by a point called a ''point at infinity''. The statement and the proof of many theorems of geometry are simplified by the resultant elimination of special cases; ...
P1): ''KX'' is not effective, ''Pd = 0'' for all ''d > 0''. * ''κ'' = 0: genus 1 (
elliptic curve In mathematics, an elliptic curve is a smooth, projective, algebraic curve of genus one, on which there is a specified point . An elliptic curve is defined over a field and describes points in , the Cartesian product of with itself. If ...
s): ''KX'' is a
trivial bundle In mathematics, and particularly topology, a fiber bundle (or, in Commonwealth English: fibre bundle) is a space that is a product space, but may have a different topological structure. Specifically, the similarity between a space E and a ...
, ''P''''d'' = 1 for all ''d'' ≥ 0. * ''κ'' = 1: genus ''g'' ≥ 2: ''K''''X'' is
ample In mathematics, a distinctive feature of algebraic geometry is that some line bundles on a projective variety can be considered "positive", while others are "negative" (or a mixture of the two). The most important notion of positivity is that of an ...
, ''P''''d'' = (2''d'' − 1)(''g'' − 1) for all ''d'' ≥ 2. Compare with the
Uniformization theorem In mathematics, the uniformization theorem says that every simply connected Riemann surface is conformally equivalent to one of three Riemann surfaces: the open unit disk, the complex plane, or the Riemann sphere. The theorem is a generalization ...
for surfaces (real surfaces, since a complex curve has real dimension 2): Kodaira dimension -\infty corresponds to positive curvature, Kodaira dimension 0 corresponds to flatness, Kodaira dimension 1 corresponds to negative curvature. Note that most algebraic curves are of general type: in the moduli space of curves, two connected components correspond to curves not of general type, while all the other components correspond to curves of general type. Further, the space of curves of genus 0 is a point, the space of curves of genus 1 has (complex) dimension 1, and the space of curves of genus ''g'' ≥ 2 has dimension 3''g'' − 3. :


Dimension 2

The Enriques–Kodaira classification classifies algebraic surfaces: coarsely by Kodaira dimension, then in more detail within a given Kodaira dimension. To give some simple examples: the product P1 × ''X'' has Kodaira dimension -\infty for any curve ''X''; the product of two curves of genus 1 (an abelian surface) has Kodaira dimension 0; the product of a curve of genus 1 with a curve of genus at least 2 (an elliptic surface) has Kodaira dimension 1; and the product of two curves of genus at least 2 has Kodaira dimension 2 and hence is of general type. : For a surface ''X'' of general type, the image of the ''d''-canonical map is birational to ''X'' if ''d'' ≥ 5.


Any dimension

Rational varieties (varieties birational to projective space) have Kodaira dimension -\infty.
Abelian varieties In mathematics, particularly in algebraic geometry, complex analysis and algebraic number theory, an abelian variety is a projective algebraic variety that is also an algebraic group, i.e., has a group law that can be defined by regular functio ...
(the compact
complex tori In mathematics, a complex torus is a particular kind of complex manifold ''M'' whose underlying smooth manifold is a torus in the usual sense (i.e. the cartesian product of some number ''N'' circles). Here ''N'' must be the even number 2''n'', whe ...
that are projective) have Kodaira dimension zero. More generally,
Calabi–Yau manifold In algebraic geometry, a Calabi–Yau manifold, also known as a Calabi–Yau space, is a particular type of manifold which has properties, such as Ricci flatness, yielding applications in theoretical physics. Particularly in superstring ...
s (in dimension 1,
elliptic curve In mathematics, an elliptic curve is a smooth, projective, algebraic curve of genus one, on which there is a specified point . An elliptic curve is defined over a field and describes points in , the Cartesian product of with itself. If ...
s; in dimension 2, abelian surfaces,
K3 surface In mathematics, a complex analytic K3 surface is a compact connected complex manifold of dimension 2 with trivial canonical bundle and irregularity zero. An (algebraic) K3 surface over any field means a smooth proper geometrically connected a ...
s, and quotients of those varieties by finite groups) have Kodaira dimension zero (corresponding to admitting Ricci flat metrics). Any variety in characteristic zero that is covered by
rational curve In mathematics, an affine algebraic plane curve is the zero set of a polynomial in two variables. A projective algebraic plane curve is the zero set in a projective plane of a homogeneous polynomial in three variables. An affine algebraic plane ...
s (nonconstant maps from P1), called a uniruled variety, has Kodaira dimension −∞. Conversely, the main conjectures of minimal model theory (notably the abundance conjecture) would imply that every variety of Kodaira dimension −∞ is uniruled. This converse is known for varieties of dimension at most 3. proved the invariance of plurigenera under deformations for all smooth complex projective varieties. In particular, the Kodaira dimension does not change when the complex structure of the manifold is changed continuously. : A fibration of normal projective varieties ''X'' → ''Y'' means a surjective morphism with connected fibers. For a 3-fold ''X'' of general type, the image of the ''d''-canonical map is birational to ''X'' if ''d'' ≥ 61.


General type

A variety of general type ''X'' is one of maximal Kodaira dimension (Kodaira dimension equal to its dimension): :\kappa(X) = \dim X. Equivalent conditions are that the line bundle K_X is
big Big or BIG may refer to: * Big, of great size or degree Film and television * ''Big'' (film), a 1988 fantasy-comedy film starring Tom Hanks * '' Big!'', a Discovery Channel television show * ''Richard Hammond's Big'', a television show present ...
, or that the ''d''-canonical map is generically injective (that is, a birational map to its image) for ''d'' sufficiently large. For example, a variety with
ample In mathematics, a distinctive feature of algebraic geometry is that some line bundles on a projective variety can be considered "positive", while others are "negative" (or a mixture of the two). The most important notion of positivity is that of an ...
canonical bundle is of general type. In some sense, most algebraic varieties are of general type. For example, a smooth
hypersurface In geometry, a hypersurface is a generalization of the concepts of hyperplane, plane curve, and surface. A hypersurface is a manifold or an algebraic variety of dimension , which is embedded in an ambient space of dimension , generally a Euclidean ...
of degree ''d'' in the ''n''-dimensional projective space is of general type if and only if d > n+1. In that sense, most smooth hypersurfaces in projective space are of general type. Varieties of general type seem too complicated to classify explicitly, even for surfaces. Nonetheless, there are some strong positive results about varieties of general type. For example,
Enrico Bombieri Enrico Bombieri (born 26 November 1940, Milan) is an Italian mathematician, known for his work in analytic number theory, Diophantine geometry, complex analysis, and group theory. Bombieri is currently Professor Emeritus in the School of Mathema ...
showed in 1973 that the ''d''-canonical map of any complex surface of general type is birational for every d\ge 5. More generally,
Christopher Hacon Christopher Derek Hacon (born 14 February 1970) is a mathematician with British, Italian and US nationalities. He is currently distinguished professor of mathematics at the University of Utah where he holds a Presidential Endowed Chair. His re ...
and
James McKernan James McKernan (born 1964) is a mathematician, and a professor of mathematics at the University of California, San Diego. He was a professor at MIT from 2007 until 2013. Education McKernan was educated at the Campion School, Hornchurch, and Tr ...
, Shigeharu Takayama, and Hajime Tsuji showed in 2006 that for every positive integer ''n'', there is a constant c(n) such that the ''d''-canonical map of any complex ''n''-dimensional variety of general type is birational when d\ge c(n). The birational automorphism group of a variety of general type is finite.


Application to classification

Let ''X'' be a variety of nonnegative Kodaira dimension over a field of characteristic zero, and let ''B'' be the canonical model of ''X'', ''B'' = Proj ''R''(''X'', ''K''''X''); the dimension of ''B'' is equal to the Kodaira dimension of ''X''. There is a natural rational map ''X'' – → ''B''; any morphism obtained from it by
blowing up In mathematics, blowing up or blowup is a type of geometric transformation which replaces a subspace of a given space with all the directions pointing out of that subspace. For example, the blowup of a point in a plane replaces the point with the ...
''X'' and ''B'' is called the Iitaka fibration. The minimal model and abundance conjectures would imply that the general fiber of the Iitaka fibration can be arranged to be a Calabi–Yau variety, which in particular has Kodaira dimension zero. Moreover, there is an effective Q-divisor Δ on ''B'' (not unique) such that the pair (''B'', Δ) is klt, ''K''''B'' + Δ is ample, and the canonical ring of X is the same as the canonical ring of (''B'', Δ) in degrees a multiple of some ''d'' > 0.O. Fujino and S. Mori, J. Diff. Geom. 56 (2000), 167-188. Theorems 5.2 and 5.4. In this sense, ''X'' is decomposed into a family of varieties of Kodaira dimension zero over a base (''B'', Δ) of general type. (Note that the variety ''B'' by itself need not be of general type. For example, there are surfaces of Kodaira dimension 1 for which the Iitaka fibration is an elliptic fibration over P1.) Given the conjectures mentioned, the classification of algebraic varieties would largely reduce to the cases of Kodaira dimension -\infty, 0 and general type. For Kodaira dimension -\infty and 0, there are some approaches to classification. The minimal model and abundance conjectures would imply that every variety of Kodaira dimension -\infty is uniruled, and it is known that every uniruled variety in characteristic zero is birational to a Fano fiber space. The minimal model and abundance conjectures would imply that every variety of Kodaira dimension 0 is birational to a Calabi-Yau variety with
terminal singularities In mathematics, canonical singularities appear as singularities of the canonical model of a projective variety, and terminal singularities are special cases that appear as singularities of minimal models. They were introduced by . Terminal singular ...
. The Iitaka conjecture states that the Kodaira dimension of a fibration is at least the sum of the Kodaira dimension of the base and the Kodaira dimension of a general fiber; see for a survey. The Iitaka conjecture helped to inspire the development of minimal model theory in the 1970s and 1980s. It is now known in many cases, and would follow in general from the minimal model and abundance conjectures.


The relationship to Moishezon manifolds

Nakamura and Ueno proved the following additivity formula for complex manifolds (). Although the base space is not required to be algebraic, the assumption that all the fibers are isomorphic is very special. Even with this assumption, the formula can fail when the fiber is not Moishezon. :Let π: V → W be an analytic fiber bundle of compact complex manifolds, meaning that π is locally a product (and so all fibers are isomorphic as complex manifolds). Suppose that the fiber F is a
Moishezon manifold In mathematics, a Moishezon manifold is a compact complex manifold such that the field of meromorphic functions on each component has transcendence degree equal the complex dimension of the component: :\dim_\mathbfM=a(M)=\operatorname_\mathbf\ma ...
. Then :\kappa(V)=\kappa(F)+\kappa(W).


See also

*
List of complex and algebraic surfaces This is a list of named algebraic surfaces, compact complex surfaces, and families thereof, sorted according to their Kodaira dimension following Enriques–Kodaira classification. Kodaira dimension −∞ Rational surfaces * Projective plane Q ...
* Enriques-Kodaira classification


Notes


References

* * * * * * * * * * {{refend Birational geometry Dimension