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The fantastic (french: le fantastique) is a subgenre of literary works characterized by the ambiguous presentation of seemingly supernatural forces. Bulgarian-French structuralist literary critic
Tzvetan Todorov Tzvetan Todorov (; ; bg, Цветан Тодоров; 1 March 1939 – 7 February 2017) was a Bulgarian-French historian, philosopher, structuralist literary critic, sociologist and essayist. He was the author of many books and essays, whi ...
originated the concept, characterizing the fantastic as the hesitation of characters and readers when presented with questions about reality.


Definitions

The fantastic is present in works where the reader experiences hesitation about whether a work presents what Todorov calls "the uncanny", wherein superficially supernatural phenomena turn out to have a rational explanation (such as in the Gothic works of
Ann Radcliffe Ann Radcliffe (née Ward; 9 July 1764 – 7 February 1823) was an English novelist and a pioneer of Gothic fiction. Her technique of explaining apparently supernatural elements in her novels has been credited with gaining respectability for G ...
) or "the marvelous", where the supernatural is confirmed by the story. Todorov breaks down the fantastic into a manner of systems, filled with conditions and properties that make it easier to understand. The fantastic requires the fulfillment of three conditions. First, the text must oblige the reader to consider the world of the characters as a world of living persons and to hesitate between a natural or supernatural explanation of the events described. Second, this hesitation may also be experienced by a character; thus the reader's role is so to speak entrusted to a character, and at the same time the hesitation is represented, it becomes one of the themes of the work—in the case of naive reading, the actual reader identifies himself with the character. Third, the reader must adopt a certain attitude with regard to the text: he will reject allegorical as well as "poetic" interpretations. The fantastic also explores three conditions; reader’s hesitation, hesitation may be felt by another character, and the reader must have a certain mindset when reading the text. There is also a system to the fantastic that he explores that uses three properties. The utterance which discusses the use of figurative discourse, how everything figurative is taken in a literal sense. The supernatural begins to exist within the fantastic due to exaggeration, figurative expression being taken literal, and how the supernatural originates from the rhetorical figure. Leading into the second property, the act of uttering. In this property, it is most connected to the narrator of the story and the idea (discourse-wise) is that the narrator/character must pass this "test of truth". The narrator is someone who cannot "lie"; they explain the supernatural (marvelous), but doubt in what they say creates the fantastic. The final property is the syntactic aspect. Penzoldt’s theory (see below) is what focuses on this property the most. The fantastic can also represent dreams and wakefulness where the character or reader hesitates as to what is reality or what is a dream. Again the fantastic is found in this hesitation—once it is decided the Fantastic ends. Rosemary Jackson builds onto and challenges Todorov's definition of the fantastic in her 1981 nonfiction book '' Fantasy: The Literature of Subversion''. Jackson rejects the notion of the fantastic genre as a simple vessel for wish fulfillment that transcends human reality in worlds presented as superior to our own, instead positing that the genre is inseparable from real life, particularly the social and cultural contexts within which each work of the fantastic is produced. She writes that the "unreal" elements of fantastic literature are created only in direct contrast to the boundaries set by its time period’s "cultural order", acting to illuminate the unseen limitations of said boundaries by undoing and recompiling the very structures which define society into something "strange" and "apparently new". In subverting these societal norms, Jackson claims, the fantastic represents the unspoken desire for greater societal change. Jackson criticizes Todorov's theory as being too limited in scope, examining only the literary function of the fantastic, and expands his structuralist theory to fit a more cultural study of the genre—which, incidentally, she proposes is not a genre at all, but a mode that draws upon literary elements of both realistic and supernatural fiction to create the air of uncertainty in its narratives as described by Todorov. Jackson also introduces the idea of reading the fantastic through a psychoanalytical lens, referring primarily to Freud’s theory of the unconscious, which she believes is integral to understanding the fantastic’s connection to the human psyche. There are however additional ways to view the fantastic, and often these differing perspectives come from differing social climates. In their introduction to ''The Female Fantastic: Gender and the Supernatural in the 1890s and 1920s'', Lizzie Harris McCormick, Jennifer Mitchell, and Rebecca Soares describe how the social climate in the 1890s and 1920s allowed for a new era of "fantastic" literature to grow. Women were finally exploring the new freedoms given to them and were quickly becoming equals in society. The fear of the new women in society, paired with their growing roles, allowed them to create a new style of "fuzzy" supernatural texts. The fantastic is on the dividing line between supernatural and not supernatural, Just as during this time period the women were not respecting the boundary of inequality that had always been set for them. At the time, women's roles in society were very uncertain, just as the rules of the fantastic are never straight forward. This climate allowed for a genre similar to the social structure to emerge. The Fantastic is never purely supernatural, nor can the supernatural be ruled out. Just as women were not equal yet, but they were not completely oppressed. The Female Fantastic seeks to enforce this idea that nothing is certain in the fantastic nor the gender roles of the 1920s. Many women in this time period began to blur the lines between the genders, removing the binary out of gender and allowing for many interpretations. For the first time, women started to possess more masculine or queer qualities without it becoming as much of an issue. The fantastic during this time period reflects these new ideas by breaking parallel boundaries in the supernatural. The fantastic breaks this boundary by having the readers never truly know whether or not the story is supernatural.


Related genres

There is no truly typical "fantastic story", as the term generally encompasses both works of the horror and gothic genres. Two representative stories might be: * Algernon Blackwood's story "The Willows", where two men traveling down the
Danube River The Danube ( ; ) is a river that was once a long-standing frontier of the Roman Empire and today connects 10 European countries, running through their territories or being a border. Originating in Germany, the Danube flows southeast for , pa ...
are beset by an eerie feeling of malice and several improbable setbacks in their trip; the question that pervades the story is whether they are falling prey to the wilderness and their own imaginations, or if there really is something horrific out to get them. *
Edgar Allan Poe Edgar Allan Poe (; Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is wid ...
's story " The Black Cat", where a murderer is haunted by a black cat; but is it revenge from beyond the grave, or just a cat? There is no clear distinction between the fantastic and magic realism as neither privilege either realistic or supernatural elements. The former, in its hesitation between supernatural and realistic explanations of events, may task the reader with questioning the nature of reality and this may serve to distinguish the Fantastic from Magical Realism (in which magical elements are understood to constitute in part the reality of the protagonists and are not themselves questionable). The fantastic is sometimes erroneously called the
Grotesque Since at least the 18th century (in French and German as well as English), grotesque has come to be used as a general adjective for the strange, mysterious, magnificent, fantastic, hideous, ugly, incongruous, unpleasant, or disgusting, and thus ...
or Supernatural fiction, because both the Grotesque and the Supernatural contain fantastic elements, yet they are not the same, as the fantastic is based on an ambiguity of those elements. In Russian literature, the "fantastic" (фантастика) encompasses
science fiction Science fiction (sometimes shortened to Sci-Fi or SF) is a genre of speculative fiction which typically deals with imaginative and futuristic concepts such as advanced science and technology, space exploration, time travel, parallel uni ...
(called "science fantastic", научная фантастика),
fantasy Fantasy is a genre of speculative fiction involving magical elements, typically set in a fictional universe and sometimes inspired by mythology and folklore. Its roots are in oral traditions, which then became fantasy literature and d ...
, and other non-realistic genres.


Examples


In literary works

*Many of
Edgar Allan Poe Edgar Allan Poe (; Edgar Poe; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic. Poe is best known for his poetry and short stories, particularly his tales of mystery and the macabre. He is wid ...
's short works *
Henry James Henry James ( – ) was an American-British author. He is regarded as a key transitional figure between literary realism and literary modernism, and is considered by many to be among the greatest novelists in the English language. He was the ...
, ''
The Turn of the Screw ''The Turn of the Screw'' is an 1898 horror novella by Henry James which first appeared in serial format in '' Collier's Weekly'' (January 27 – April 16, 1898). In October 1898, it was collected in ''The Two Magics'', published by Macmil ...
'' – seen by Todorov as one of the few examples of pure FantasticTodorov, Tzvetan, ''The Fantastic: A Structural Approach to a Literary Genre

trans. by Richard Howard (Cleveland: Case Western Reserve University Press, 1973)
* Nikolai Gogol's "The Nose" * Mikhail Bulgakov *
Mircea Eliade Mircea Eliade (; – April 22, 1986) was a Romanian historian of religion, fiction writer, philosopher, and professor at the University of Chicago. He was a leading interpreter of religious experience, who established paradigms in religiou ...
* Algernon Blackwood's '' The Willows'' and '' The Wendigo'' * Sheridan Le Fanu's works in In a Glass Darkly *
Mervyn Peake Mervyn Laurence Peake (9 July 1911 – 17 November 1968) was an English writer, artist, poet, and illustrator. He is best known for what are usually referred to as the '' Gormenghast'' books. The four works were part of what Peake conceived ...
's '' Gormenghast'' series * E.T.A. Hoffmann's works, notably " The Sandman", "The Golden Flower Pot", and "The Nutcracker and the King of Mice" *
Gérard de Nerval Gérard de Nerval (; 22 May 1808 – 26 January 1855) was the pen name of the French writer, poet, and translator Gérard Labrunie, a major figure of French romanticism, best known for his novellas and poems, especially the collection '' Les ...
's "Aurelia" *
Guy de Maupassant Henri René Albert Guy de Maupassant (, ; ; 5 August 1850 – 6 July 1893) was a 19th-century French author, remembered as a master of the short story form, as well as a representative of the Naturalist school, who depicted human lives, destin ...
's "The Horla" *
Ambrose Bierce Ambrose Gwinnett Bierce (June 24, 1842 – ) was an American short story writer, journalist, poet, and American Civil War veteran. His book '' The Devil's Dictionary'' was named as one of "The 100 Greatest Masterpieces of American Literature" by ...
's
The Death of Halpin Frayser "The Death of Halpin Frayser" is a Gothic ghost story by Ambrose Bierce. It was first published in the San Francisco periodical ''The Wave'' on December 19, 1891 before appearing in the 1893 collection '' Can Such Things Be?'' Plot summary Halp ...
*
Adolfo Bioy Casares Adolfo Bioy Casares (; 15 September 1914 – 8 March 1999) was an Argentine fiction writer, journalist, diarist, and translator. He was a friend and frequent collaborator with his fellow countryman Jorge Luis Borges. He is the author of the Fa ...
's The Invention of Morel * R.L. Stevenson's ''Strange Case of Dr. Jekyll and Mr. Hyde'' * Bram Stoker's '' Dracula'' *
Mary Shelley Mary Wollstonecraft Shelley (; ; 30 August 1797 – 1 February 1851) was an English novelist who wrote the Gothic novel '' Frankenstein; or, The Modern Prometheus'' (1818), which is considered an early example of science fiction. She also ...
's ''
Frankenstein ''Frankenstein; or, The Modern Prometheus'' is an 1818 novel written by English author Mary Shelley. ''Frankenstein'' tells the story of Victor Frankenstein, a young scientist who creates a sapient creature in an unorthodox scientific ...
'' * Oscar Wilde's '' The Picture of Dorian Gray'' * Emily Brontë's ''
Wuthering Heights ''Wuthering Heights'' is an 1847 novel by Emily Brontë, initially published under her pen name Ellis Bell. It concerns two families of the landed gentry living on the West Yorkshire moors, the Earnshaws and the Lintons, and their turbulent re ...
'' *
Charlotte Brontë Charlotte Brontë (, commonly ; 21 April 1816 – 31 March 1855) was an English novelist and poet, the eldest of the three Brontë sisters who survived into adulthood and whose novels became classics of English literature. She enlisted i ...
's '' Jane Eyre'' *
Franz Kafka Franz Kafka (3 July 1883 – 3 June 1924) was a German-speaking Bohemian novelist and short-story writer, widely regarded as one of the major figures of 20th-century literature. His work fuses elements of realism and the fantastic. It ...
's ''
The Metamorphosis ''Metamorphosis'' (german: Die Verwandlung) is a novella written by Franz Kafka which was first published in 1915. One of Kafka's best-known works, ''Metamorphosis'' tells the story of salesman Gregor Samsa, who wakes one morning to find himsel ...
'' *
Lewis Carroll Charles Lutwidge Dodgson (; 27 January 1832 – 14 January 1898), better known by his pen name Lewis Carroll, was an English author, poet and mathematician. His most notable works are '' Alice's Adventures in Wonderland'' (1865) and its sequ ...
's ''Alice's Adventures of Wonderland'' and ''Through the Looking Glass'' *
Arthur Machen Arthur Machen (; 3 March 1863 – 15 December 1947) was the pen-name of Arthur Llewellyn Jones, a Welsh author and mystic of the 1890s and early 20th century. He is best known for his influential supernatural, fantasy, and horror fiction. His ...
's '' The Great God Pan'' *
Nathaniel Hawthorne Nathaniel Hawthorne (July 4, 1804 – May 19, 1864) was an American novelist and short story writer. His works often focus on history, morality, and religion. He was born in 1804 in Salem, Massachusetts, from a family long associated with that t ...
's '' The House of the Seven Gables'' and "
The Birth-Mark "The Birth-Mark" is a short story by American author Nathaniel Hawthorne. The tale examines obsession with human perfection. It was first published in the March 1843 edition of ''The Pioneer'' and later appeared in ''Mosses from an Old Manse'', a ...
" * H.G. Wells's '' The Island of Doctor Moreau'' *Short stories in
Vernon Lee Vernon Lee was the pseudonym of the British writer Violet Paget (14 October 1856 – 13 February 1935). She is remembered today primarily for her supernatural fiction and her work on aesthetics. An early follower of Walter Pater, she wrote o ...
's ''
Hauntings The list of reportedly haunted locations throughout the world, that are locations said to be haunted by ghosts or other supernatural beings, including demons. Reports of haunted locations are part of ghostlore, which is a form of folklore. Ar ...
''


In film

''Unbreakable'' (2000)


See also

*
Fantastique ''Fantastique'' is a French term for a literary and cinematic genre that overlaps with science fiction, horror, and fantasy. The ''fantastique'' is a substantial genre within French literature. Arguably dating back further than English lan ...
* Speculative fiction


Notes


Further reading

*Apter, T. E. ''Fantasy Literature: An Approach to Reality'' (Bloomington: Indiana University Press, 1982) *Armitt, Lucy, ''Theorising the Fantastic'' (London: Arnold, 1996) *Brooke-Rose, Christine ''A Rhetoric of the Unreal: Studies in Narrative and Structure, Especially of the Fantastic'' (Cambridge: Cambridge University Press, 1981) *Capoferro, Riccardo, ''Empirical Wonder: Historicizing the Fantastic, 1660-1760'' (Bern: Peter Lang, 2010) *Cornwell, Neil, ''The Literary Fantastic: From Gothic to Postmodernism'' (New York: Harvester Wheatsheaf, 1990) *Jackson, Rosemary, ''Fantasy: The Literature of Subversion'' (London, Methuen, 1981) *Rabkin, Eric, ''The Fantastic in Literature'' (Princeton: Princeton University Press, 1975) *Sandner, David ed., ''Fantastic Literature: A Critical Reader'' (Westport, CT: Praeger, 2004) *Siebers, Tobin, ''The Romantic Fantastic'' (Ithaca:
Cornell University Press The Cornell University Press is the university press of Cornell University; currently housed in Sage House, the former residence of Henry William Sage. It was first established in 1869, making it the first university publishing enterprise in t ...
, 1984) *Traill, Nancy, ''Possible Worlds of the Fantastic: The Rise of the Paranormal in Fiction'' (Toronto: University of Toronto Press, 1996) *McCormick, Lizzie Harris, Jennifer Mitchell, and Rebecca Soares, ''The Female Fantastic: Gender and the Supernatural in the 1890s and 1920s'' (Routledge, 2019) {{Fantasy fiction Speculative fiction es:Fantástico